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Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

• e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
  

-Commission de Surveillance du Secteur Financier (CSSF)
-Banque Centrale du Luxembourg (BCL)
-Administration des contributions directes (ACD)
-Commissariat aux Assurances (CAA)

• It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  

• e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.

List of all Regulartoy Reporting types to be transmitted to National Competent Authorities (NCA) through e-file

MiFID II / MiFIR

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
NEW: TAFREP	TAF	Article 26 of Regulation No 600/2014: Obligation to report transactions (Markets in financial instruments => MiFIR)	CSSF	(-) CSSF - Press release 16/43 (-) CSSF - Circular 17/674 (-) CSSF - TAF Handbook	Transmission module (-) FAQ MiFIR	Sending Service	TAF	reportingTAF.state=up	Report TAF-MIFID	2.1.23	71

Credit Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
ANTREF ANTT1M ANTT2M ANTT2Q	ANTREF ANTT1M ANTT2M ANTT2Q	AnaCredit: Collection of granular credit and credit risk data (ECB/2016/13)	BCL	BCL - Reporting instructions	Transmission Module	Sending Service	Anacredit	reportingAnacredit.state=up	Rapport Anacredit	2.1.24	74
FRCREP	B2.4	Information on participating interest and subordinated loans	CSSF	CSSF - Reporting instructions	Transmission Module	Sending Service	FINREP	reportingFINREP.state=up	Rapport FINREP	2.1.3	73
FRCREP	B2.5	Information on staff costs and taxes and subordinated loans	CSSF	(-) CSSF Circular 17/664 (-) CSSF - Reporting instructions	Transmission module	Sending Service	FINREP	reportingFINREP.state=up	Rapport FINREP	2.1.3	73
BNNNN	B4.4	List of head offices, agencies, branches and representative offices	CSSF	CSSF - Reporting instructions	Transmission module	Sending Service	FINREP\EDIFACT	reportingFINREP.EDIFACT.state=up	Reporting EDIFACT	2.1.3	16
COFREP	SCOREP SLAREX SLCRXX SNSFRX SALMXX CCOREP CLAREX CLCRXX CNSFRX CALMXX CFINRP SFINRP CAEXXX SAEXXX CFPXXX SFPXXX CSBPXX SSBPXX CSBPIM SSBPIM CLCRDA SLCRDA	(-) SCOREP: SSOLV, SIPLO, SLEVR (-) SLAREX: SLAREX (-) SLCRXX: SLCR (-) SNSFRX: SNSFR (-) SALMXX: SALM (-) CCOREP: CSOLV, IPLO, CLEVR (-) CLAREX: CLAREX (-) CLCRXX: CLCR (-) CNSFRX: CNSFR (-) CALMXX: CALMM (-) CFINRP: CFINRP (-) SFINRP: SFINRP (-) CAEXXX: CAE (-) SAEXXX: SAE (-) CFPXXX: CFP (-) SFPXXX: SFP (-) CSBPXX: CSBP (-) SSBPXX: SSBP (-) CSBPIM: CSBPIM (-) SSBPIM: SSBPIM (-) CLCRDA: CLCRDA (-) SLCRDA: SLCRDA	CSSF	CSSF - Reporting instructions	Transmission module	Sending Service	COREP	reportingCOREP.state=up	Rapport COREP	2.1.4	72
DOCREP	AR	Annual Report	CSSF	CSSf - Circular 15/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	CO	Compliance Report	CSSF	CSSF - Circular 15/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	GR	Governance Report	CSSF	CSSF - Circular 15/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	IA	Internal Audit Report	CSSF	CSSF - Circular 5/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	IC	ICAAP	CSSF	CSSF - Circular 15/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	LF	Long Form Report	CSSF	CSSF - Circular 10/457	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	ML	Management Letter	CSSF	CSSF - Circular 10/457	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	RC	Risk Control Report	CSSF	CSSF - Circular 5/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	RP	Recovery Plan	CSSF	CSSF - Circular 15/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	SC	Single Customer View	CSSF	CSSF - Circular 15/624	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
S0001	S0.1	Daily deposit	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0101	S1.1	Monthly statistical balance sheet	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0104	S1.4	Adjustments due to valuation effects|	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0105	S1.5	Information on interest rates in EUR	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0108	S1.8	Information on securititation transactions launched by credit institutions	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0109	S1.9	Information on CNY (renmibi) operations	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0205-L	S2.5-L	Quarterly statistical balance sheet	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0205-N	S2.5-N	Quarterly statistical balance sheet of credit institutions - Luxembourg entity and its branches	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up|	Statistiques BCL	2.1.5	13
S0208	S2.8	Real estate loans for Lxuembourg buildings	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0209-L	S2.9-L	Staff report - Luxembourg entity	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0209-N	S2.9-N	Staff report - Luxembourg entity and its branches	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0302	S3.2	Non balance sheet information	BCL	BCL - Reporting Instructions	Transmission module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
TPTBBL	TPTBBL	Security by security report– Balance sheet data– Luxembourg	BCL	BCL - Reporting Instructions	Report Generation e-form	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
TPTBBN	TPTBBN	Security by security report– Balance sheet data– Luxembourg	BCL	BCL - Reporting Instructions	Report Generation e-form	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
TPTBHR	TPTBHR	Security by security report– Off-balance sheet data– Resident customers	BCL	BCL - Reporting Instructions	Report Generation e-form	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
TPTBHN	TPTBHN	Security by security report– Off-balance sheet data– Non-resident	BCL	BCL - Reporting Instructions	Report Generation e-form	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
BOP101	BOP1.1	Balance of payments reporting	BCL	BCL - Reporting instructions	Transmission module	Sending Service	BOP	reportingBOP.state=up	Balance des Paiements	2.1.7	12
BOP102	BOP1.2	Cross-border payments executed for the account of the resident counterparts	BCL	BCL - Reporting instructions	Transmission module	Sending Service	BOP	reportingBOP.state=up	Balance des Paiements	2.1.7	12
SPJ	646REP 663REP 664REP	Notification and execution of court orders	CSSF	CSSF - Circular 13/566	Transmission module	n/a	n/a	n/a	Perquisitions électroniques	2.1.14	48
ESPREP	STT	Stress test in order to assess the interest rate risk arising from non-trading book activities	CSSF	CSSF - Ad hoc reports	Transmission module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15
ESPREP	DCO	Fonds de garantie des dépôts Luxembourg (FGDL)	CSSF	CSSF - Ad hoc reports	Transmission module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15
ESPREP	BRA	Quarterly reporting on the financial health of the branches parent entities	CSSF	CSSF - Ad hoc reports	Transmission module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15
ESPREP	DEP	Residential credit deposits	CSSF	CSSF - Ad hoc reports	Transmission module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15

Payment Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
EDPREP	Z1.1	Balance sheet	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/511	Transmission module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29
EDPREP	Z1.2	Identification of third-party funds held and incorporated in the balance sheet	CSSF	CSSF - Circular CSSF 10/462 and CSSF - Circular11/511	Transmission module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29
EDPREP	Z1.4	Capital adequacy of payment institutions	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/511	Transmission module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29
EDPREP	Z2.1	Profit and loss accoount	CSSF	CSSF - Circular 10/462 andCSSF - Circular 11/511	Transmission module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29

Electronic Money Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
EMEREP	W1.1	Balance sheet	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W1.2	Identification of third-party funds held and incorporated in the balance sheet	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W1.3	Statement of authorised reinvestments	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W1.4	Capital adequacy of electronic money institutions	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W2.1	Profit and loss account	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W4.5	Analysis of shareholdings	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34

Payment Institutions/Electronic Money Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
V0101	V1.1	Customer transfers	BCL	BCL Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0102	V1.2	Interbank transfers	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0103	V1.3	Domiciliations	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0104	V1.4	Inventory cards / terminals	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0105	V1.5	Card transactiosn (Issuing part)	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0106	V1.6	Card transactiosn (Acquiring part)	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0107	V1.7	Cheques and money orders	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0108	V1.8	Electronic money scheme	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0109	V1.9	Card based e-money schemes	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0110	V1.10	Stock taking of payment accounts in bank money	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0111	V1.11	OTC cash transactions	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0112	V1.12	Transactions via telecommunication, digital or IT device	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0113	V1.13	Credits to the accounts by simple book entry	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0114	V1.14	Debits from the account by simple book entry	BCL	BCL - Regulation 2011/9	Transmission module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36

Investment Funds

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
-	O4.1	Yearly financial information	CSSF	CSSF - Circular IML 97/136	Report Generation e-form	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
-	O4.2	Interventions on the futures and options markets	CSSF	CSSF - Circular IML 97/136	Report Generation e-form	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
-	O1.2	Monthly financial information for guaranteed funds	CSSF	CSSF - Circular IML 97/136	Report Generation e-form	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
U11	U1.1	Monthly financial information UCITS and UCI	CSSF	(-) CSSF - Circular 15/627 (-) CSSF - Circular 12/540 (-) CSSF -F ile naming convention U1.1 reporting	(-) Report Generation e-form (-) Transmission Module (-) CSSF - Global feedback	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
S0103	S1.3	Monthly statistical balance sheet for money market funds (MMF)	BCL	BCL - Reporting instructions	Report Generation e-form	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
S0106	S1.6	Monthly statistical balance sheet for money market funds (MMF)	BCL	BCL - Reporting instructions	Report Generation e-form	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
S02013	S2.13	Quarterly statistical balance sheet for non-MMF investment funds	BCL	BCL - Reporting instructions	Report Generation e-form	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
TPTOBS	TPTOBS	Monthly Security by security reporting for investment funds	BCL	BCL - Reporting instructions	Report Generation e-form	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
SIC	K3.1	Financial information to be submitted by investment companies in risk capital (SICARs)	CSSF	Circulars (-) CSSF 08/376 (-) CSSF 08/334 (-) CSSF 15/627	Transmission module	Sending Service	SICAR	reportingSICAR.state=up	Reporting SICAR	1.1	17
PDRREP DOCREP	LF RR	Long Form reports (LF) Other auditor report (RR)	CSSF	(-) CSSF 09/423 (-) CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\Long_Form	reportingLF.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
PDRREP DOCREP	ML RR	Management Letters (ML) Other auditor report (RR)	CSSF	CSSF 09/423 (-) CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\MGMT_Letter	reportingML.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
DOCREP	(-) PC (-) PS (-) DE (-) LE	SIF: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Offering document (DE) (-) Letter of explanation (LE)	CSSF	CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\PROSP_FIS	reportingPFIS.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
DOCREP	(-) PC (-) PS (-) LE	UCI: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Letter of explanation (LE)	CSSF	CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\PROSP_OPC	reportingPOPC.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
DOCREP	(-) AR (-) SR (-) LE (-) RO (-) PM	SIF: (-) Annual Report (AR) (-) Semi-annual report (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (PM)	CSSF	CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\Report_FIS	reportingRAFIS.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
DOCREP	(-) AR (-) SR (-) LE (-) RO (-) PM	UCI: (-) Annual Report (AR) (-) Semi-annual report (SR) (-) Letter of explanation (LE) (-) Other periodic report(RO) (-) Movements in the securities portfolios (MP)	CSSF	CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\Report_OPC	reportingRFOPC.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
DOCREP	KI	Key Investor Information Document	CSSF	CSSF-File name convention	(-) Transmission module (-) NEW: PRIIPs KID	Sending Service	DOC_FIS_OPC\KID_OPC	reportingKID.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
DOCREP	MR	Management Regulations of UCITS	CSSF	Circulars CSSF 11/509 (-) CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\MGMT_REGUL	reportingMR.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
DOCREP	AR	Articles of Incorporation of UCITS	CSSF	Circulars CSSF 11/509 (-) CSSF-File name convention	Transmission module	Sending Service	DOC_FIS_OPC\ART_INCORP	reportingAI.state=up	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
n/a	n/a	Request for delivery of attestations	CSSF	(-) CSSF-File name convention	Transmission module	n/a	n/a	n/a	Doc OPC et FIS (circ. CSSF)	(-) 1.1 (-) 1.5	21
NOTREP	INI or UPD	Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union	CSSF	UCITS IV notification module	CSSF 11/509	Sending Service	DOC_FIS_OPC\NOTIFICATIONS_UCITSIV	reportingNotifUcitsIV.state=up	(-) Gestion documentaire (-) Dashboard (-) Matrice d'enregistrement et de distribution	1.2	28

Alternative Investment Fund Managers (AIFM)

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
AIF	MAN	Alternative Investment Fund reporting (AIF Manager)	CSSF	CSSF - Reporting obligations for Alternative Investment Fund Managers	Transmission module (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0	Sending Service	AIF	reportingAIF.state=up	(-) AIF (-) AMfine	1.1 (filing) 1.3 (if not 1.1) 1.4 (AMFine)	54
AIF	AIF	Alternative Investment Fund reporting	CSSF	CSSF - Reporting obligations for Alternative Investment Fund Managers	(-) Transmission module (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0	Sending Service	AIF	reportingAIF.state=up	(-) AIF (-) AMfine	1.1 (filing) 1.3 (if not 1.1) 1.4 (AMFine)	54

Management Companies

Management companies (Chapter 15 (UCITS), Chapter 16 (SIF), AIFM)

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
SGOREP	G21	(-) SG 1A: Financial situation (-) SG 1B: Profit and loss account (-) SG 1C: Table relating to other activities (-) SG 2: Other activities (-) SG: Personnel Table relating to staff	CSSF	(-) CSSF - Circular 10/467 (-) CSSF - Circular 15/633	Transmission module	Wiki Sending Service	SGO	reportingSGO.state=up	Rapport Société de Gestion	(-) 1.1 (-) 2.1.16	26

Professionals of the Financial Sector (PFS)

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
PSFREP	Basic reporting	(-) PSF: P11 (-) PSF de support: I11	CSSF	CSSF - Circular 05/178 CSSF - PFS	Transmission module	Sending Service	PSF	reportingPSF.state=up	Rapport PSF	2.1.8	18
PSFREP	Ad hoc reporting	(-) PSF: P21 (-) PSF de support: I21	CSSF	CSSF - Circular 05/178 CSSF - PFS	Transmission module	Sending Service	PSF	reportingPSF.state=up	Rapport PSF	2.1.8	18
DOCREP	LF	Long Form Report	CSSF	CSSF - Circular 10/457	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Rapport des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	ML	Management Letter	CSSF	CSSF - Circular 10/457	Transmission module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Rapport des établissements de crédit	(-) 1.1 (-) 2.1.17	27
COFREP	SCOREP SLAREX SLCRXX SNSFRX CCOREP CLAREX CLCRXX CNSFRS CAEXXX SAEXXX CALMXX SALMXX	(-) SCOREP: SSOLV, SIPLO, SLEVDA (-) SLAREX: SLAREX (-) SLCRXX: SLCR (-) SNSFRX: SNSFR (-) CCOREP: CSOLV, CIPLO, CLEVDA (-) CLAREX: CLAREX (-) CLCRXX: CLCR (-) CNSFRS: CNSFR (-) CAEXXX: tbd (-) SAEXXX: tbd (-) CALMXX: CALMM (-) SALMXX: SALMM	CSSF	(-) Commission Regulation 680/2014 (-) CSSF - PFS	Transmission module	Sending Service	COREP	reportingCOREP.state=up	Rapport COREP	2.1.4	72

Securitisation Vehicles

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
S0214	S2.14	Quarterly statistical balance	BCL	(-) Circular 2014/236 (-) BCL Securitation vehicles	Report Generation e-form	Sending Service	Securisation	reportingSecurisation.state=up	Véhicule titrisation	2.1.9	23
S0215	S2.15	Transactions and write-offs/write-downs on securitised loans	BCL	(-) Circular 2014/236 (-) BCL Securitation vehicles	Report Generation e-form	Sending Service	Securisation	reportingSecurisation.state=up	Véhicule titrisation	2.1.9	23
TPTTBS	TPTTBS	Security by security reporting	BCL	(-) Circular 2014/236 (-) BCL Securitation vehicles	Report Generation e-form	Sending Service	Securisation	reportingSecurisation.state=up	Véhicule titrisation	2.1.9	23

Financial Companies

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
S0216	S2.16	Quarterly statistical balance of Financial Companies	BCL	(-) Regulation 2014/17 (-) BCL Financial Companies	Report Generation e-form	Sending Service	SE	reportingSE.state=up	Reporting des sociétés émettrices	2.1.12	35
S0217	S2.17	Transactions of Financial Companies	BCL	(-) Regulation 2014/17 (-) BCL Financial Companies	Report Generation e-form	Sending Service	SE	reportingSE.state=up	Reporting des sociétés émettrices	2.1.12	35
TPTIBS	TPTIBS	Monthly security by security reporting of Financial Companies	BCL	(-) Regulation 2014/17 (-) BCL Financial Companies	Report Generation e-form	Sending Service	SE	reportingSE.state=up	Reporting des sociétés émettrices	2.1.12	35

Insurance Corporations

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
CPR	Source file reception from CAA	Compte rendu	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 35)
RAC	Source file reception from CAA	Rapport actuariel	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 36)
RDI	Source file reception from CAA	Rapport distinct du réviseur	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 37)
RGO	Source file reception from CAA	Rapport de gouvernance	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 38)
RLB	Source file reception from CAA	Rapport LBCFT	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 39)
RRE	Source file reception from CAA	Rapports sur le traitement des réclamations	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 40)
ESP	Source file reception from CAA	Enquête spécifique	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 41)
ETR	Source file reception from CAA	Etat trimestriel	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 45)
RSO	Source file reception from CAA	Rapport distinct Solvabilité 2 du réviseur	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 62)
FIR	Source file reception from CAA	Fiche de renseignement	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	n/a	n/a	n/a	Reporting CAA	2.1.20	62 (wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp); N04 (Comp); N05 (Réviseur); N06( Réviseur); N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)	n/a	Rapports narratifs	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	Wiki Sending Service	CAA	reportingCAA.state=up	Reporting CAA	2.1.20	62 (wkf 63 (Réviseur)/ wkf 64 (Compagnie)
S01; S02; S03; S04; S05; S06 (Réviseur); S07; S08; S09; S10; S11; S12; S13; S14; S15; S16; S17; S18; S19; S20; S23	n/a	XBRL reports Solvency II	CAA	(-) Circulaire 15/10 (-) File naming convention	Wiki-CAA Manual	Sending Service	CAA	reportingCAA.state=up	Reporting CAA	2.1.20	62 (wkf 44)
S0218-L	n/a	Quarterly statistical balance sheet of insurance corporations – Luxembourg entity	BCL	(-) Circular 2015/239 Reporting instructions	Report Generation e-form	Sending Service	ASS	reportingASS.state=up	Reporting BCL pour les assurances	2.1.21	63 (wkf42)
S0219-L	n/a	Information on valuation effects on the balance sheet of insurance corporations	BCL	(-) Circular 2015/239 Reporting instructions	Report Generation e-form	Sending Service	ASS	reportingASS.state=up	Reporting BCL pour les assurances	2.1.21	63 (wkf 42)
S0403-L	n/a	Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity	BCL	(-) Circular 2015/239 Reporting instructions	Report Generation e-form	Sending Service	ASS	reportingASS.state=up	Reporting BCL pour les assurances	2.1.21	63 (wkf 42)
TPTASS	n/a	Monthly Security by security reporting of insurance corporations	BCL	(-) Circular 2015/239 Reporting instructions	Report Generation e-form	Wiki Sending Service	ASS	reportingASS.state=up	Reporting BCL pour les assurances	2.1.21	63 (wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
FATCA	FATCA	Foreign Account Tax Compliance Act Reporting	ACD	(-) Circulaire ECHA - n° 3 du 19 janvier 2017 (-) ACD-FATCA	(-) FATCA - User Guide of e-form (-) FATCA - Onboarding & FAQ	Sending Service	FATCA	reportingFATCA.state=up	Rapport FATCA	2.1.19; 2.2	60

Financial Institutions - Common Reporting Standard (CRS)

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
CRS	CRS	Automatic exchange of financial account information on a global level	ACD	(-) ACD-CRS (-) Newsletter 06/02/2017 (-) ECHA-n°4 06/02/2017	(-) CRS - User Guide of e-form (-) CRS - Onboarding & FAQ	Sending Service	CRS	reportingCRS.state=up	Reporting CRS	(-) 2.1.22 (-) 2.3	68

Other reporting CSSF BCL

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
OTHREP	OTH	Other reporting	CSSF	Convention de nom reportings CSSF	Sending Service	Transmission module	OTH	reportingOTH.state=up	Reporting OTHER (CSSF)	-	19
OTXREP	OTX	Various correspondence	BCL	-	Sending Service	Transmission module	Various_Correspondence	reportingCD.state=up	Reporting OTHER (BCL)	-	22