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Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

• e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
  

-Commission de Surveillance du Secteur Financier (CSSF)
-Banque Centrale du Luxembourg (BCL)
-Administration des contributions directes (ACD)
-Commissariat aux Assurances (CAA)

• It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  

• e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.

List of all Regulartoy Reporting types to be transmitted to National Competent Authorities (NCA) through e-file

MiFID II / MiFIR

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
NEW: TAFREP	TAF	Article 26 of Regulation No 600/2014: Obligation to report transactions (Markets in financial instruments => MiFIR)	CSSF	(-) CSSF - Press release 16/43 (-) CSSF - Circular 17/674 (-) CSSF-TAF Handbook	(-) Transmission module (-) FAQ MiFIR	Sending Service	TAF	reportingTAF.state=up	Report TAF-MIFID	2.1.23	71

Credit Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
NEW: AnaCredit	AnaCredit	Collection of granular credit and credit risk data (ECB/2016/13)	BCL	CSSF - Reporting instructions	Transmission Module	Sending Service	Anacredit	reportingAnacredit.state=up	Rapport Anacredit	2.1.24	74
FRCREP	B2.4	Information on participating interest and subordinated loans	CSSF	CSSF - Reporting instructions	Transmission Module	Sending Service	FINREP	reportingFINREP.state=up	Rapport FINREP	2.1.3	73
FRCREP	B2.5	Information on staff costs and taxes and subordinated loans	CSSF	(-) CSSF Circular 17/664 (-) CSSF - Reporting instructions	Transmission Module	Sending Service	FINREP	reportingFINREP.state=up	Rapport FINREP	2.1.3	73
BNNNN	B4.4	List of head offices, agencies, branches and representative offices	CSSF	CSSF - Reporting instructions	Transmission Module	Sending Service	FINREP\EDIFACT	reportingFINREP.EDIFACT.state=up	Reporting EDIFACT	2.1.3	16
COFREP	SCOREP SLAREX SLCRXX SNSFRX SALMXX CCOREP CLAREX CLCRXX CNSFRX CALMXX CFINRP SFINRP CAEXXX SAEXXX CFPXXX SFPXXX CSBPXX SSBPXX CSBPIM SSBPIM CLCRDA SLCRDA	(-) SCOREP: SSOLV, SIPLO, SLEVR (-) SLAREX: SLAREX (-) SLCRXX: SLCR (-) SNSFRX: SNSFR (-) SALMXX: SALM (-) CCOREP: CSOLV, IPLO, CLEVR (-) CLAREX: CLAREX (-) CLCRXX: CLCR (-) CNSFRX: CNSFR (-) CALMXX: CALMM (-) CFINRP: CFINRP (-) SFINRP: SFINRP (-) CAEXXX: CAE (-) SAEXXX: SAE (-) CFPXXX: CFP (-) SFPXXX: SFP (-) CSBPXX: CSBP (-) SSBPXX: SSBP (-) CSBPIM: CSBPIM (-) SSBPIM: SSBPIM (-) CLCRDA: CLCRDA (-) SLCRDA: SLCRDA	CSSF	CSSF - Reporting instructions	Transmission Module	Sending Service	COREP	reportingCOREP.state=up	Rapport COREP	2.1.4	72
DOCREP	AR	Annual Report	CSSF	CSSf - Circular 15/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	CO	Compliance Report	CSSF	CSSF - Circular 15/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	GR	Governance Report	CSSF	CSSF - Circular 15/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	IA	Internal Audit Report	CSSF	CSSF - Circular 5/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	IC	ICAAP	CSSF	CSSF - Circular 15/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	LF	Long Form Report	CSSF	CSSF - Circular 10/457	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	ML	Management Letter	CSSF	CSSF - Circular 10/457	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	RC	Risk Control Report	CSSF	CSSF - Circular 5/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	RP	Recovery Plan	CSSF	CSSF - Circular 15/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	Reporting des établissements de crédit	(-) 1.1 (-) 2.1.17	27
DOCREP	SC	Single Customer View	CSSF	CSSF - Circular 15/624	Transmission Module	Sending Service	DOC_BNK	reportingDOCBNK.state=up	(-) 1.1 (-) 2.1.17	Reporting des établissements de crédit	27
S0001	S0.1	Daily deposit	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0101	S1.1	Monthly statistical balance sheet	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0104	S1.4	Adjustments due to valuation effects|	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0105	S1.5	Information on interest rates in EUR	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0108	S1.8	Information on securititation transactions launched by credit institutions	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0109	S1.9	Information on CNY (renmibi) operations	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0205-L	S2.5-L	Quarterly statistical balance sheet	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0205-N	S2.5-N	Quarterly statistical balance sheet of credit institutions - Luxembourg entity and its branches	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up|	Statistiques BCL	2.1.5	13
S0208	S2.8	Real estate loans for Lxuembourg buildings	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0209-L	S2.9-L	Staff report - Luxembourg entity	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0209-N	S2.9-N	Staff report - Luxembourg entity and its branches	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
S0302	S3.2	Non balance sheet information	BCL	BCL - Reporting Instructions	Transmission Module	Sending Service	BCL_Statistics	reportingBCLStat.state=up	Statistiques BCL	2.1.5	13
TPTBBL	TPTBBL	Security by security report– Balance sheet data– Luxembourg	BCL	BCL - Reporting Instructions	Transmission Manual for Bank SBS reporting (BCL 2014/235)	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
TPTBBN	TPTBBN	Security by security report– Balance sheet data– Luxembourg	BCL	BCL - Reporting Instructions	Transmission Manual for Bank SBS reporting (BCL 2014/235)	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
TPTBHR	TPTBHR	Security by security report– Off-balance sheet data– Resident customers	BCL	BCL - Reporting Instructions	Transmission Manual for Bank SBS reporting (BCL 2014/235)	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
TPTBHN	TPTBHN	Security by security report– Off-balance sheet data– Non-resident	BCL	BCL - Reporting Instructions	Transmission Manual for Bank SBS reporting (BCL 2014/235)	Sending Service	TPT	reportingTPTB.state=up	Titre par Titre Bancaire	2.1.6	20
BOP101	BOP1.1	Balance of payments reporting	BCL	BCL - Reporting instructions	Transmission Module	Sending Service	BOP	reportingBOP.state=up	Balance des Paiements	2.1.7	12
BOP102	BOP1.2	Cross-border payments executed for the account of the resident counterparts	BCL	BCL - Reporting instructions	Transmission Module	Sending Service	BOP	reportingBOP.state=up	Balance des Paiements	2.1.7	12
SPJ	646REP 663REP 664REP	Notification and execution of court orders	CSSF	CSSF - Circular 13/566	Transmission Module	n/a	n/a	n/a	Perquisitions électroniques	2.1.14	48
ESPREP	STT	Stress test in order to assess the interest rate risk arising from non-trading book activities	CSSF	CSSF - Ad hoc reports	Transmission Module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15
ESPREP	DCO	Fonds de garantie des dépôts Luxembourg (FGDL)	CSSF	CSSF - Ad hoc reports	Transmission Module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15
ESPREP	BRA	Quarterly reporting on the financial health of the branches parent entities	CSSF	CSSF - Ad hoc reports	Transmission Module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15
ESPREP	DEP	Residential credit deposits	CSSF	CSSF - Ad hoc reports	Transmission Module	Sending Service	ESP	reportingESP.state=up	Rapport Enquête	2.1.18	15

Payment Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
EDPREP	Z1.1	Balance sheet	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/511	Transmission Module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29
EDPREP	Z1.2	Identification of third-party funds held and incorporated in the balance sheet	CSSF	CSSF - Circular CSSF 10/462 and CSSF - Circular11/511	Transmission Module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29
EDPREP	Z1.4	Capital adequacy of payment institutions	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/511	Transmission Module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29
EDPREP	Z2.1	Profit and loss accoount	CSSF	CSSF - Circular 10/462 andCSSF - Circular 11/511	Transmission Module	Sending Service	EDP	reportingEDP.state=up	Reporting EDP	2.1.10	29

Electronic Money Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
EMEREP	W1.1	Balance sheet	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission Module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W1.2	Identification of third-party funds held and incorporated in the balance sheet	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission Module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W1.3	Statement of authorised reinvestments	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission Module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W1.4	Capital adequacy of electronic money institutions	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission Module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W2.1	Profit and loss account	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission Module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34
EMEREP	W4.5	Analysis of shareholdings	CSSF	CSSF - Circular 10/462 and CSSF - Circular 11/522	Transmission Module	Sending Service	EME	reportingEME.state=up	Reporting EME	2.1.11	34

Payment Institutions/Electronic Money Institutions

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
V0101	V1.1	Customer transfers	BCL	Regulation BCL 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0102	V1.2	Interbank transfers	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0103	V1.3	Domiciliations	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0104	V1.4	Inventory cards / terminals	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0105	V1.5	Card transactiosn (Issuing part)	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0106	V1.6	Card transactiosn (Acquiring part)	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0107	V1.7	Cheques and money orders	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0108	V1.8	Electronic money scheme	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0109	V1.9	Card based e-money schemes	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0110	V1.10	Stock taking of payment accounts in bank money	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0111	V1.11	OTC cash transactions	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0112	V1.12	Transactions via telecommunication, digital or IT device	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0113	V1.13	Credits to the accounts by simple book entry	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36
V0114	V1.14	Debits from the account by simple book entry	BCL	BCL - Regulation 2011/9	Transmission Module	Sending Service	CDP	reportingDP.state=up	Collecte des données de paiement (CDP)	2.1.13	36

Investment Funds

Report naming convention	Table	Details	NCA	NCA information	e-file (-) User Guides (-) FAQ	Automatic file transmission	Sending Service folder: ReportingDiffusion\	Sending Service listener	e-file user account: "groupe" "context"	Fundsquare product catalog reference	Internal Technical Business ID
-	O4.1	Yearly financial information	CSSF	CSSF - Circular IML 97/136	Report Generation	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
-	O4.2	Interventions on the futures and options markets	CSSF	CSSF - Circular IML 97/136	Report Generation	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
-	O1.2	Monthly financial information for guaranteed funds	CSSF	CSSF - Circular IML 97/136	Report Generation	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
U11	U1.1	Monthly financial information UCITS and UCI	CSSF	(-) CSSF - Circular 15/627 (-) CSSF - Circular 12/540 (-) CSSF -F ile naming convention U1.1 reporting	(-) Report Generation (-) Transmission Module (-) CSSF - Global feedback	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
S0103	S1.3	Monthly statistical balance sheet for money market funds (MMF)	BCL	BCL - Reporting instructions	Report Generation	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
S0106	S1.6	Monthly statistical balance sheet for money market funds (MMF)	BCL	BCL - Reporting instructions	Report Generation	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
S02013	S2.13	Quarterly statistical balance sheet for non-MMF investment funds	BCL	BCL - Reporting instructions	Report Generation	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
TPTOBS	TPTOBS	Monthly Security by security reporting for investment funds	BCL	BCL - Reporting instructions	Report Generation	Sending Service	OPC\envoi_Automatique\fichiersCCLUX	reportingOPC.automatique.state=up	Station Finesti	1.1	8
SIC	K3.1	Financial information to be submitted by investment companies in risk capital (SICARs)	CSSF	Circulars CSSF 08/376 CSSF 08/334 CSSF 15/627	Transmission Manual for SICAR Reports	e-file v.1	Wiki Sending Service	SICAR	reportingSICAR.state=up	Reporting SICAR	1.1	17
PDRREP DOCREP	LF RR	Long Form reports (LF) Other auditor report (RR)	(-) 1.1 (-) 1.5	CSSF	(-) CSSF 09/423 (-) CSSF-File name convention	(-) Transmission Manual for Circulars 08/371, 09/423 and 11/509 (-) Video - Transmission Video demonstration for Circular 09/423	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\Long_Form	reportingLF.state=up	Doc OPC et FIS (circ. CSSF)	21
PDRREP DOCREP	ML RR	Management Letters (ML) Other auditor report (RR)	(-) 1.1 (-) 1.5	CSSF	CSSF 09/423 (-) CSSF-File name convention	(-) Transmission Manual for Circulars 08/371, 09/423 and 11/509 (-) Video - Transmission Video demonstration for Circular 09/423	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\MGMT_Letter	reportingML.state=up	Doc OPC et FIS (circ. CSSF)	21
DOCREP	(-) PC (-) PS (-) DE (-) LE	SIF: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Offering document (DE) (-) Letter of explanation (LE)	(-)1.1 (-)1.5	CSSF	CSSF-File name convention	Transmission Manual for Circulars 08/371, 09/423 and 11/509	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\PROSP_FIS	reportingPFIS.state=up	Doc OPC et FIS (circ. CSSF)	21
DOCREP	(-) PC (-) PS (-) LE	UCI: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Letter of explanation (LE)	(-) 1.1 (-) 1.5	CSSF	CSSF-File name convention	Transmission Manual for Circulars 08/371, 09/423 and 11/509	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\PROSP_OPC	reportingPOPC.state=up	Doc OPC et FIS (circ. CSSF)	21
DOCREP	(-) AR (-) SR (-) LE (-) RO (-) PM	SIF: (-) Annual Report (AR) (-) Semi-annual report (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (PM)	(-) 1.1 (-) 1.5	CSSF	CSSF-File name convention	Transmission Manual for Circulars 08/371, 09/423 and 11/509	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\Report_FIS	reportingRAFIS.state=up	Doc OPC et FIS (circ. CSSF)	21
DOCREP	(-) AR (-) SR (-) LE (-) RO (-) PM	UCI: (-) Annual Report (AR) (-) Semi-annual report (SR) (-) Letter of explanation (LE) (-) Other periodic report(RO) (-) Movements in the securities portfolios (MP)	(-) 1.1 (-) 1.5	CSSF	CSSF-File name convention	Transmission Manual for Circulars 08/371, 09/423 and 11/509	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\Report_OPC	reportingRFOPC.state=up	Doc OPC et FIS (circ. CSSF)	21
DOCREP	KI	Key Investor Information Document	(-) 1.1 (-) 1.5	CSSF	CSSF-File name convention	(-) Transmission Manual for Circulars 08/371, 09/423 and 11/509 (-) NEW: PRIIPs KID	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\KID_OPC	reportingKID.state=up	Doc OPC et FIS (circ. CSSF)	21
DOCREP	MR	Management Regulations of UCITS	(-) 1.1 (-) 1.5	CSSF|	Circulars CSSF 11/509 (-) CSSF-File name convention	Transmission Manual for Circulars 08/371, 09/423 and 11/509	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\MGMT_REGUL	reportingMR.state=up	Doc OPC et FIS (circ. CSSF)	21
DOCREP	AR	Articles of Incorporation of UCITS	(-) 1.1 (-) 1.5	CSSF	Circulars CSSF 11/509 (-) CSSF-File name convention	Transmission Manual for Circulars 08/371, 09/423 and 11/509	e-file v.1	Wiki Sending Service	DOC_FIS_OPC\ART_INCORP	reportingAI.state=up	Doc OPC et FIS (circ. CSSF)	21
n/a	n/a	Request for delivery of attestations	(-) 1.1 (-) 1.5	CSSF	(-) CSSF-File name convention	Transmission Manual for Circulars 08/371, 09/423 and 11/509	e-file v.1	n/a	n/a	n/a	Doc OPC et FIS (circ. CSSF)	21
NOTREP	INI or UPD	Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union	1.2	CSSF	CSSF 11/509	1) Video_Presentation of the notification application (UCITS IV - circ 11/509) 2) E-file Light EN	e-file v.2 e-form	Wiki Sending Service	DOC_FIS_OPC\NOTIFICATIONS_UCITSIV	reportingNotifUcitsIV.state=up	(-) Gestion documentaire (-) Dashboard (-) Matrice d'enregistrement et de distribution	28

Alternative Investment Fund Managers (AIFM)

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

AIF

MAN

Alternative Investment Fund reporting (AIF Manager)

1.1 (filing) 1.3 (if not 1.1) 1.4 (AMFine)

CSSF

Reporting obligations for Alternative Investment Fund Managers

AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

e-file v.2

Wiki Sending Service

AIF

reportingAIF.state=up

(-) AIF (-) AMfine

54

AIF

AIF

Alternative Investment Fund reporting

1.1 (filing) 1.3 (if not 1.1) 1.4 (AMFine)

CSSF

Reporting obligations for Alternative Investment Fund Managers

AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

e-file v.2

Wiki Sending Service

AIF

reportingAIF.state=up

(-) AIF (-) AMfine

54

Management Companies

Management companies (Chapter 15 (UCITS), Chapter 16 (SIF), AIFM)

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

SGOREP

G21

(-) SG 1A: Financial situation (-) SG 1B: Profit and loss account (-) SG 1C: Table relating to other activities (-) SG 2: Other activities (-) SG: Personnel Table relating to staff

(-) 1.1 (-) 2.1.16

CSSF

Circular 10/467 Circular 15/633

Transmission Manual for Circular 10/467

e-file v.1

Wiki Sending Service

SGO

reportingSGO.state=up

Rapport Société de Gestion

26

Professionals of the Financial Sector (PFS)

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

PSFREP

Basic reporting

(-) PSF: P11 (-) PSF de support: I11

2.1.8

CSSF

Circular 05/178 CSSF PFS

User Manual - PSF Reporting Transmission

e-file v.1 ]

Wiki Sending Service

PSF

reportingPSF.state=up

Rapport PSF

18

PSFREP

Ad hoc reporting

(-) PSF: P21 (-) PSF de support: I21

2.1.8

CSSF

Circular 05/178 CSSF PFS

User Manual - PSF Reporting Transmission

e-file v.1

Wiki Sending Service

PSF

reportingPSF.state=up

Rapport PSF

18

DOCREP

LF

Long Form Report

(-) 1.1 (-) 2.1.17

CSSF

Circular CSSF 10/457

Manual on the electronic transmission of financial reports

e-file v.1

Wiki Sending Service

DOC_BNK

reportingDOCBNK.state=up

Rapport des établissements de crédit

27

DOCREP

ML

Management Letter

(-) 1.1 (-) 2.1.17

CSSF

Circular CSSF 10/457

Manual on the electronic transmission of financial reports

e-file v.1

Wiki Sending Service

DOC_BNK

reportingDOCBNK.state=up

Rapport des établissements de crédit

27

COFREP

SCOREP SLAREX SLCRXX SNSFRX CCOREP CLAREX CLCRXX CNSFRS CAEXXX SAEXXX CALMXX SALMXX

(-) SCOREP: SSOLV, SIPLO, SLEVDA (-) SLAREX: SLAREX (-) SLCRXX: SLCR (-) SNSFRX: SNSFR (-) CCOREP: CSOLV, CIPLO, CLEVDA (-) CLAREX: CLAREX (-) CLCRXX: CLCR (-) CNSFRS: CNSFR (-) CAEXXX: tbd (-) SAEXXX: tbd (-) CALMXX: CALMM (-) SALMXX: SALMM

2.1.4

CSSF

(-) Commission Regulation 680/2014 (-) CSSF PFS

-

e-file v.1

Wiki Sending Service

COREP

reportingCOREP.state=up

Rapport COREP

72

Securitisation Vehicles

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

S0214

S2.14

Quarterly statistical balance

2.1.9

BCL

(-) Circular 2014/236 (-) BCL Securitation vehicles

TRANSMISSION MANUAL FOR SECURITISATION VEHICLES REPORTING ACCORDING TO BCL 2014/236

e-file v.2 e-form

Wiki Sending Service

Securisation

reportingSecurisation.state=up

Véhicule titrisation

23

S0215

S2.15

Transactions and write-offs/write-downs on securitised loans

2.1.9

BCL

(-) Circular 2014/236 (-) BCL Securitation vehicles

TRANSMISSION MANUAL FOR SECURITISATION VEHICLES REPORTING ACCORDING TO BCL 2014/236)

e-file v.2 e-form

Wiki Sending Service

Securisation

reportingSecurisation.state=up

Véhicule titrisation

23

TPTTBS

TPTTBS

Security by security reporting

2.1.9

BCL

(-) Circular 2014/236 (-) BCL Securitation vehicles

TRANSMISSION MANUAL FOR SECURITISATION VEHICLES REPORTING ACCORDING TO BCL 2014/236

e-file v.2 e-form

Wiki Sending Service

Securisation

reportingSecurisation.state=up

Véhicule titrisation

23

Financial Companies

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

S0216

S2.16

Quarterly statistical balance of Financial Companies

2.1.12

BCL

(-) Regulation 2014/17 (-) BCL Financial Companies

Transmission Manual for Financial Companies (BCL 2011/8 and 2014/17)

e-file v.2 e-form

Wiki Sending Service

SE

reportingSE.state=up

Reporting des sociétés émettrices

35

S0217

S2.17

Transactions of Financial Companies

2.1.12

BCL

(-) Regulation 2014/17 (-) BCL Financial Companies

Transmission Manual for Financial Companies (BCL 2011/8 and 2014/17)

e-file v.2 e-form

Wiki Sending Service

SE

reportingSE.state=up

Reporting des sociétés émettrices

35

TPTIBS

TPTIBS

Monthly security by security reporting of Financial Companies

2.1.12

BCL

(-) Regulation 2014/17 (-) BCL Financial Companies

Transmission Manual for Financial Companies (BCL 2011/8 and 2014/17)

e-file v.2 e-form

Wiki Sending Service

SE

reportingSE.state=up

Reporting des sociétés émettrices

35

Insurance Corporations

Report naming convention

Special feature

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical ID

CPR

Source file reception from CAA

Compte rendu

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 35)

RAC

Source file reception from CAA

Rapport actuariel

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 36)

RDI

Source file reception from CAA

Rapport distinct du réviseur

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 37)

RGO

Source file reception from CAA

Rapport de gouvernance

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 38)

RLB

Source file reception from CAA

Rapport LBCFT

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 39)

RRE

Source file reception from CAA

Rapports sur le traitement des réclamations

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 40)

ESP

Source file reception from CAA

Enquête spécifique

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 41)

ETR

Source file reception from CAA

Etat trimestriel

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 45)

NEW: RSO

Source file reception from CAA

Rapport distinct Solvabilité 2 du réviseur

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 62)

NEW: FIR

Source file reception from CAA

Fiche de renseignement

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

n/a

n/a

n/a

Reporting CAA

62 (wkf 65)

NEW: N01 (Comp); N02 (Comp); N03 (Comp); N04 (Comp); N05 (Réviseur); N06( Réviseur); N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)

n/a

Rapports narratifs

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

Wiki Sending Service

CAA

reportingCAA.state=up

Reporting CAA

62 (wkf 63 (Réviseur)/ wkf 64 (Compagnie)

S01; S02; S03; S04; S05; S06 (Réviseur); S07; S08; S09; S10; S11; S12; S13; S14; S15; S16; S17; S18; S19; S20; NEW: S23

n/a

XBRL reports Solvency II

2.1.20

CAA

(-) Circulaire 15/10 (-) File naming convention

Wiki-CAA Manual

e-file v.2

Wiki Sending Service

CAA

reportingCAA.state=up

Reporting CAA

62 (wkf 44)

S0218-L

n/a

Quarterly statistical balance sheet of insurance corporations – Luxembourg entity

2.1.21

BCL

(-) Circular 2015/239 Reporting instructions

-

e-file v.2

Wiki Sending Service

ASS

reportingASS.state=up

Reporting BCL pour les assurances

63 (wkf42)

S0219-L

n/a

Information on valuation effects on the balance sheet of insurance corporations

2.1.21

BCL

(-) Circular 2015/239 Reporting instructions

-

e-file v.2

Wiki Sending Service

ASS

reportingASS.state=up

Reporting BCL pour les assurances

63 (wkf 42)

S0403-L

n/a

Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity

2.1.21

BCL

(-) Circular 2015/239 Reporting instructions

-

e-file v.2

Wiki Sending Service

ASS

reportingASS.state=up

Reporting BCL pour les assurances

63 (wkf 42)

TPTASS

n/a

Monthly Security by security reporting of insurance corporations

2.1.21

BCL

(-) Circular 2015/239 Reporting instructions

-

e-file v.2

Wiki Sending Service

ASS

reportingASS.state=up

Reporting BCL pour les assurances

63 (wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

FATCA

FATCA

Foreign Account Tax Compliance Act Reporting

2.1.19; 2.2

ACD

(-) Circulaire ECHA - n° 3 du 19 janvier 2017 (-) ACD-FATCA

(-) FATCA - User Guide (-) FATCA - Onboarding & FAQ

e-file v.2 e-form

Wiki Sending Service

FATCA

reportingFATCA.state=up

Rapport FATCA

60

Financial Institutions - Common Reporting Standard (CRS)

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

NEW:CRS

CRS

Automatic exchange of financial account information on a global level

(-) 2.1.22 (-) 2.3

ACD

(-) ACD-CRS (-) Newsletter 06/02/2017 (-) ECHA-n°4 06/02/2017

(-) CRS - User Guide (-) CRS - Onboarding & FAQ

e-file v.2 e-form

Wiki Sending Service

CRS

reportingCRS.state=up

Reporting CRS

68

Other reporting CSSF BCL

Report naming convention

Table

Details

Fundsquare product catalog Reference

NCA

NCA information

e-file documentation

Manual file transmission access

Automatic file transmission

Sending Service folder: ReportingDiffusion\

Sending Service: config.properties file

e-file user account: "groupe" "context"

Internal Technical Business ID

OTHREP

OTH

Other reporting

-

CSSF

Convention de nom reportings CSSF

-

e-file v.1

Wiki Sending Service

OTH

reportingOTH.state=up

Reporting OTHER (CSSF)

19

OTXREP

OTX

Various correspondence

-

BCL

-

-

e-file v.1

Wiki Sending Service

Various_Correspondence

reportingCD.state=up

Reporting OTHER (BCL)

22