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| Sending type | Reporting | Example | Multiple | Detailed information | Internal |
|---|---|---|---|---|---|
| possible | business ID | ||||
| MMF reporting | MMFREP | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip | No | CSSF - Money market fund | bus 83 |
| MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip | CSSF - Legal reporting | wkf 131 | |||
| CSSF - MMFR Handbook | |||||
| Mifir reporting | TAFREP | TAFREP-B00000001-2017-04-15-123456.xml | No | CSSF - TAF Handbook | bus 71 |
| wkf 115 | |||||
| Reporting IORP | SUFREP | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip | No | (-) CSSF - Legal reporting | bus 80 |
| (-) CIRCULAR CSSF 19/726 | wkf 130 | ||||
| (-) New naming convention SUFREP | |||||
| (-) Technical note | |||||
| (-) XBRL taxonomies to be used | |||||
| AnaCredit | ANTREF | ANTREF_201801_LUB00999_20180205-001.xml | Yes | BCL - Reporting instructions | bus 74 |
| ANTT1M | ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml | wkf 122 | |||
| ANTT2M | ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml | ||||
| ANTT2Q | ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml | ||||
| SHS-Group reporting | SHSGRP | SHSGRP_201709_LUB00999_20171206_001.xml | No | BCL - Reporting instructions | bus 75 |
| wkf 123 | |||||
| FINREP report | B2.4 | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML | No | Naming convention for CSSF reportings | bus 73 |
| B2.5 | FRCREP-B9999-2007-12-B24-L2-L-N--.zip | wkf 86 | |||
| Reporting EDIFACT | B4.4 (Credit institutions) | B0001809.T01 | No | (-) CSSF - Reporting instructions Edifact B4.4 | bus 73 |
| (-) Naming convention for CSSF reportings | wkf 86 | ||||
| Reporting CSDR | CSDREP | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip | No | (-) CSSF - Circular 19/709 | bus 78 |
| wkfxxx | |||||
| COREP report | COFREP | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl | No | (-) CSSF - Reporting requirements for credit institutions | bus 72 |
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip | (-) Naming convention for CSSF reportings | wkf 85 | |||
| COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip | |||||
| Credit institution reporting | AR: Annual Report | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf | No | (-) CSSF - Circular 19/731 | bus 27 |
| AS: Annual report consolidated | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf | wkf 92 | |||
| CO: Compliance Report | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf | ||||
| GR: Governance Report | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf | ||||
| IA: Internal Audit Report | DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf | ||||
| IC: ICAAP | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf | ||||
| ID: ICAAP Consolidated | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf | ||||
| LF: Long Form Report | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf | ||||
| LC: Long Form consolidated | DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf | ||||
| LD: Long form branch or specific participation | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf | ||||
| ML:ManagementLetter | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf | ||||
| MC: Management letter consolidated | |||||
| RC: Risk Control Report | |||||
| RP: Recovery Plan | |||||
| SC: Single Customer View | |||||
| LG: Reconciliation LuxGAAP FINREP | |||||
| RR: Results distribution | |||||
| BD: AC member list | |||||
| IL: ILAAP | |||||
| IM: ILAAP consolidated | |||||
| AC: Audit report on AML/CTF | |||||
| MF: Audit report on rules of conduct | |||||
| MM: Head quarter annual report | |||||
| RE: Report on out-of-court complaint resolution | |||||
| TR: Table on out-of-court complaint resolution | |||||
| AD: Circ. 18/697 annexe1 | |||||
| BCL statistics | S0.1; S1.1; S1.4; S1.5; | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml | No | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 13 |
| S1.8; S1.9; S2.5-L; S2.5-N; | wkf 96 | ||||
| S2.8; S2.9-L; S 2.9-N; S3.2 | |||||
| Reporting S1.12-L | S1.12-L | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml | No | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 76 |
| wkf 124 | |||||
| Security by security Banks | TPTBBL; TPTBBN; TPTBHR; TPTBHN | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml | No | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 20 |
| wkf 97 | |||||
| Payments balance | BOP | BOP101_20130616_B000000999_B000000999_20130617_001.xml | Yes | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 12 |
| wkf 105 | |||||
| CSSF enquiry | ESPREP | ESPREP-B0999-2008-06-STT.xls | No | (-) Naming convention for CSSF reportings | bus 15 |
| wkf 78 | |||||
| EDP report | EDPREP | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls | No | (-) CSSF - Reporting instructions | bus 29 |
| (-) Naming convention for CSSF reportings | wkf 109 | ||||
| EME report | EMEREP | EMEREP-W9999-2011-03-W11-L0-L-N--.xls | No | (-) CSSF - Reporting instructions | bus 34 |
| (-) Naming convention for CSSF reportings | wkf 110 | ||||
| Data payment collection (CDP) | V1.1 - V1.300-F | V0101_L2_201601_W000000003_B000000999_20160201_001.xml | Yes | BCL - File name convention | bus 36 |
| wkf 74 | |||||
| Reporting U | U1.1 | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml | No | (-) CSSF - Circular 15/627 | bus 8 |
| (-) CSSF - File naming convention U1.1 reporting | wkf | ||||
| Reporting Sicar | SICREP | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls | No | (-) CSSF - Circular 08/376 | bus 17 |
| (-) CSSF - Circular 15/627 | wkf 112 | ||||
| (-) Naming convention for CSSF reportings | |||||
| Management letters CSSF 09/423 | Management letters (ML) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) | No | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (OPC Loi 2010, OPC Loi 2007, SICAR) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) | (-) Naming convention for CSSF reportings | wkf 82 | ||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) | |||||
| Management letters of GFI | (-) Management letters (ML) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf | No | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (Investment fund manager (IFM) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | (-) Naming convention for CSSF reportings | wkf 125 | ||
| Gestionnaire des fonds d'investissment (GFI)) | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf | ||||
| (-) Letter of explanation (LE) | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||||
| Long forms CSSF 09/423 | (-)Long Form reports (LF) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) Naming convention for CSSF reportings | wkf 81 | ||||
| Fin. Rep. of GFI | (-) Annual management company report (AR) | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) Letter of explanation (LE) | DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf | (-) Naming convention for CSSF reportings | wkf 80 | ||
| (-) Management company rep., other frequency (RO) | DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf | ||||
| (-) Response to the CSSF | DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf | ||||
| (-) Miscellaneous report | DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf | ||||
| DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf | |||||
| no naming convention | |||||
| no naming convention | |||||
| no naming convention | |||||
| 08/371 report not in 08/371 | (-) Auditor report (RR) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010) | (-) Naming convention for CSSF reportings | wkf 88 | ||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) | |||||
| Other closing documents of GFI | (-) Risk management function(GR) | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) | Yes | CSSF - Document transmission | bus 21 |
| (-) OPCVM instruments information (ID) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) | Circulars 19/708 | wkf 126 | ||
| (-) Compliance Function (FC) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG) | ||||
| (-) Internal audit function report (IA) | DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) | ||||
| (-) LBC/FT Obligation (BC) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) | ||||
| (-) Complaints handling (TP) | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) | ||||
| (-) Authorized third party complaints (LP) | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) | ||||
| (-) Risk Management Procedure (PG) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) | ||||
| (-) Organization chart (OG) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG) | ||||
| (-) Mandates table (TM) | DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG) | ||||
| (-) Delegates of RFI (RD) | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) | ||||
| (-) Branch activity (AS), | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) | ||||
| (-) Own funds ratio (FP) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG) | ||||
| (-) Risk management procedure AIFM (PN) | DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG) | ||||
| (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) | ||||
| (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) | ||||
| (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG) | ||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG) | |||||
| DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) | |||||
| DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) | |||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG) | |||||
| AML_AIFM_REG Reporting | (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf | No | CSSF - Document transmission | bus 21 |
| (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf | Circulars 19/708 | wkf 133 | ||
| (-) LBC/FT Obligation (BC) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf | ||||
| (-) Letter of explanation (LE) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf | ||||
| (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||||
| E-file should no longer be used for this procedure -ET-!!!!!! | |||||
| 08/371 FIS prospectus | SIF: | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) Prospectus (PC) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf | (-) Naming convention for CSSF reportings | wkf 83 | ||
| (-) Offering document (DE) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||||
| (-) Letter of explanation (LE) | |||||
| 08/371 UCI prospectus | UCI: | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) Prospectus (PC) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf | (-) Naming convention for CSSF reportings | wkf 84 | ||
| (-) Simplified prospectus (PS) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||||
| (-) Letter of explanation (LE) | |||||
| 08/371 FIS report | SIF: | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) Annual Report (AR) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | (-) Naming convention for CSSF reportings | wkf 87 | ||
| (-) Letter of explanation (LE) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf | ||||
| (-) Other periodic report (RO) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf | ||||
| (-) Movements in the securities portfolios (PM) | DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf | ||||
| SICAR: | DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf | ||||
| (-) Annual Report (AR) | DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf | ||||
| (-) Letter of explanation (LE) | |||||
| (-) Other periodic report (RO) | |||||
| (-) Movements in the securities portfolios (PM) | |||||
| 08/371 report | UCI: | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) Annual Report (AR) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf | (-) Naming convention for CSSF reportings | wkf 89 | ||
| (-) Semi-annual report (SR) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||||
| (-) Letter of explanation (LE) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf | ||||
| (-) Other periodic report (RO) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf | ||||
| (-) Movements in the securities portfolios (MP) | |||||
| Management regulation/status | (-) DOCREP MR: Management Regulations of UCITS (MR) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010) | Yes | (-) CSSF - CIRCULAIRE CSSF 19/708 | bus 21 |
| (-) DOCREP AI: Articles of Incorporation of UCITS (AI) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007) | (-) Naming convention for CSSF reportings | wkf 108 | ||
| (-)DOCREP AI: Articles of Incorporation of SICAR (AI) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010) | ||||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007) | |||||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) | |||||
| Key investor document | Key Investor Information Document | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) | Yes | (-) CSSF 11/509 | bus 21 |
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) | (-) CSSF - Document transmission | wkf 11 | |||
| DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf | Circulars 08/371, 09/423, 11/509 | ||||
| DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf | |||||
| CSSF attestation | CSSF attestation request | - | No | - | bus 21 |
| wkf 104 | |||||
| AIF Reporting | AIFREP | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip | No | CSSF - Circular 14/581 | bus 54 |
| AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip | wkf 24 | ||||
| Management company report | SGOREP | SGOREP-S9999-2009-03-G21-L2-S-N--.xls | No | (-) CSSF - Circular 10/467 | bus 26 |
| (-) CSSF - Circular 15/633 | wkf 95 | ||||
| (-) Naming convention for CSSF reportings | |||||
| (-) G2.1 template provided in the CSSF website | |||||
| PSF report | PSFREP | PSFREP-P9999-2008-03-P11-L1-L-N--.xls | No | (-) CSSF - Circular 05/178 | bus 18 |
| (-) CSSF - PFS] | wkf 94 | ||||
| (-) Naming convention for CSSF reportings | |||||
| Titrisation vehicles | S2.14 | S0214_L1_201412_T000000999_T000123001_20150120_001.xml | Yes | (-) Circular 2014/236 | bus 23 |
| (=> BCL - Securitisation Vehicles reporting) | S2.15 | S0215_L1_201412_T000000999_T000123001_20150120_001.xml | (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS | wkf 98 | |
| TPTTBS | TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml | ||||
| Issuing companies reporting | S2.16 | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | Yes | (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS | bus 35 |
| (=> BCL - Financial Companies reporting) | S2.17 | S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | wkf 90 | ||
| Reporting securities by securities of issuing companies | TPTIBS | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | Yes | (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS | bus 35 |
| (=> BCL - Financial Companies reporting) | wkf 90 | ||||
| Rapport narratif (CAA) (Companie) - | N01; N02; N03; N04; N07; N08; N09; N10; N11 | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | No | (-) Circulaire 15/10 | bus 62 |
| Governance Re | no source files | (-) File naming convention | wkf 64 | ||
| Rapport narratif (CAA) (Réviseur) - | N05; N06 | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | No | (-) Circulaire 15/10 | bus 62 |
| Governance Rep | no source files | (-) File naming convention | wkf 63 | ||
| Solvency II Reporting | XBRL Solvency II reports | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | No | (-) Circulaire 15/10 | bus 62 |
| no source files | (-) File naming convention | wkf 44 | |||
| FATCA sending | FATCA | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml | No | (-) Circulaire ECHA - n° 3 du 19 janvier 2017 | bus 60 |
| (-) ACD-FATCA | wkf | ||||
| CRS report | CRS | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml | No | (-) ACD-CRS | bus 68 |
| (-) Newsletter 06/02/2017 | wkf | ||||
| (-) ECHA-n°4 06/02/2017 | |||||
| OTHER reporting | OTHREP | OTHREP-B9999-HELLO_WORLD.xlsx | No | Naming convention for CSSF reportings | bus 19 |
| (=> CSSF) | wkf 93 | ||||
| Various correspondence (OTH) | OTXREP | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls | Yes | BCL Reporting Instructions | bus 22 |
| (=> BCL -OTHER reporting) | wkf 75 | ||||
| Non LU UCI registration | KIID, prospectus, FactSheet... | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf | No | - | bus 30 |
| wkf 107 | |||||
| Divers/Autres | tbd | tbd | No | - | bus 5 |
| wkf 73 | |||||
| SIAG (03/108) | (-) Miscellaneous | No file name convention | No | - | bus 5 and 1 |
| (-) Miscellaneous report | wkf 71 | ||||
| (-) Reponse to the CSSF | |||||
| Wrong name: Management company end | (-) Management letters | No file name convention | No | - | bus 5 and 1 |
| the right name should be => Financial reports of Management companies) | (-) Annual management company report | wkf 80 | |||
| (-) Semi-annual management company report | |||||
| (-) Management company report, other frequency | |||||
| (-) Miscellaneous report | |||||
| (-) Response to the CSSF | |||||
| (-) Explanation letter | |||||
| (-) Auditor's report | |||||
| Modification société gestion | tbd | tbd | No | - | bus 5 and 1 |
| wkf 70 | |||||
| Modification group UCI | (-) Prospectus | No file name convention | No | - | bus 5 and 1 |
| (-) Prospectus Addendum | wkf 69 | ||||
| (-) Registration request | |||||
| (-) Incorporating documents | |||||
| (-) Other informational and marketing documents | |||||
| (-) Depositary bank agreement | |||||
| (-) Management agreement | |||||
| (-) Advisory agreement | |||||
| (-) Distribution agreement | |||||
| (-) Domiciliation agreementt | |||||
| Modification UCI | (-) Prospectus | No file name convention | No | - | bus 5 and 1 |
| (-) Prospectus Addendum | wkf 68 | ||||
| (-) Registration request | |||||
| (-) Incorporating documents | |||||
| (-) Other informational and marketing documents | |||||
| (-) Depositary bank agreement | |||||
| (-) Management agreement | |||||
| (-) Advisory agreement | |||||
| (-) Distribution agreement | |||||
| (-) Domiciliation agreementt | |||||
| Agrément société de gestion | tbd | tbd | No | - | bus 5 and 1 |
| wkf 67 | |||||
| UCI agreement | (-) Prospectus | No file name convention | No | - | bus 5 and 1 |
| Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible. | (-) Registration request | wkf 66 | |||
| (-) Incorporating document | |||||
| (-) Other informational and marketing documents | |||||
| (-) Depositary bank agreement | |||||
| (-) Management agreement | |||||
| (-) Advisory agreement | |||||
| (-) Distribution agreement | |||||
| (-) Domiciliation agreementt | |||||
| (-) Miscellaneous agreement | |||||
| Envoi de documents à la CSSF | tbd | tbd | No | - | bus 1 |
| wkf 79 | |||||
| Notification 2002/77 | tbd | tbd | No | - | bus 1 |
| wkf 72 |