SSDv4
Introduction
The aim of this page is to described the different fields of the SSDv4 file and how to complete it
Data catalog
Please find below the description and explanition on the 426 fields of the template
| FSQ id | Name | Level | Definition | Format | Spec Format | Explanation | Example | ||||||||
| FSQ1001 | ISIN | Share Class | International Securities Identification Number (ISIN) of the share class. | string (12) | free text of maximum 12 characters | LU0095453105 | |||||||||
| FSQ1002 | Fund Name | Fund | Legal name of the collective investment scheme as mentioned in official documents (i.e. prospectus, KIID). |
string (100) | free text of maximum 100 characters | Fundsquare | |||||||||
| FSQ1003 | Legal Form | Fund | Legal form of the fund, e.g. contractual fund, company with variable capital (SICAV), open-ended investment company (OEIC) or others. |
string (14) | "FCP" / "SICV" / "SICF" / "OPCA" / "SICR" / "OTIT" / "UT" / "ASEP" / "SEPC" / "OEIC" / "RAIF" / "OCIS" / "LP" / "LLP" / "ELP" / "LLC" / "UMF" |
FCP = Common fund / SICV = SICAV / SICF = SICAF / OPCA = Other fund/ SICR = SICAR / OTIT = Securitisation entities /UIT = Unit Investment Trust / ASEP = Pension Savings Associations / SEPC = Pension savings companies with variable capital / OEIC = Open-Ended Investment Companies / RAIF = Reserved Alternative Investment Fund / OCIS = Other investment collective scheme / LP = Limited Partnership / LLP = Limited Liability Partnership / ELP = Exempted Limited Partnership / LLC = Limited Liability Company / UMF = US Mutual Fund |
SICV | ||||||||
| FSQ1004 | Fund Domicile | Fund | Domicile of the fund. | string (2) | ISO 3166-1 alpha-2 codes | LU | |||||||||
| FSQ1005 | Investment Directive | Fund | Indicates, whether the fund is an UCITS as outlined in EU Directives 2009/65/EC or an AIF as described in the Alternative Investment Fund Managers Directive 2011/61/EU. |
string (5) | "UCITS" / "AIF" / "OTHER" | UCITS | |||||||||
| FSQ1006 | UCITS Indicator | Fund | Is the fund compliant with UCITS definition as stated in the law of the 17th December 2010 transposing the UCITS Directive. | string (3) | "YES"/"NO" | YES | |||||||||
| FSQ1007 | UCITS Version | Fund | This field specifies the UCITS version the fund complies with. | integer | 1-n | 5 | |||||||||
| FSQ1008 | Home Country Legal Type Of Fund | Fund | The legal classification of funds based on national regulations. | string (6) | "SEF" / "REF" / "OTI" / "OAI" / "PA1" / "PA2" / "SIF" / "RAIF" / "RET" / "QIF" / "PIF" / "FOF" / "IOGAW" / "OIPAIF" / "GIPAIF" / "OISAIF" / "GISAIF" / "ACIS" / "RACIS" |
Switzerland: SEF = securities fund / REF = real estate fund / OTI = other funds for traditional investments / OAI = other funds for alternative investments Luxembourg: PA1 = partie I / PA2 = partie II / SIF = specialized investment fund (SIF) / RAIF = reserved alternative investment fund (RAIF) Ireland: RET = retail fund / QIF = qualifying investor fund (QIF) / PIF = professional investor fund (PIF) / PFP = foreign fund Germany: IOGAW = inländischer OGAW (162ff KAGB) / OIPAIF = offener inländischer Publikums-AIF (214ff KAGB) / GIPAIF = geschlossener inländischer Publikums-AIF (261ff KAGB) / OISAIF = offener inländischer Spezial-AIF (278ff KAGB) / GISAIF = geschlossener inländischer Spezial-AIF (285ff KAGB) Singapore: ACIS = authorised CIS / RACIS = restricted authorised CIS |
PA1 | ||||||||
| FSQ1009 | Umbrella Structure | Fund | Can the fund be categorized as umbrella fund or not. | string (3) | "YES"/"NO" | YES | |||||||||
| FSQ1010 | Fund Type | Fund | Investment approach or objective that a fund manager uses. Style guides how a fund manager selects securities for the fund's portfolio. | string (4) | "IIOF" / "EQFD" / "EQFD" / "FIFD" / "MX70" / "M+70" / "MMFD" / "MMOF" / "RPFD" / "FWMF" / "CEVC" / "HGFD" / "FOFD" / "RFOF" / "LIFD" / "PSFD" / "PMFD" / "FOPT" |
IIOF = Index and Index oriented Funds / EQFD = Equity and similar Funds (including Certificates) / FIFD = Fixed Income and similar Funds / MX70 = Mixed Funds up to 70% Shares / M+70 = Mixed Funds more than 70% Shares / MMFD = Money Market Funds / MMOF = Money Market oriented Funds / RPFD = Real Property Funds / FWMF = Forward Market Funds / CEVC = Closed-end Venture Capital Funds (Ships, Media, Wind Power, Leasing, etc.) / HGFD = Hedge Funds / FOFD = Fund of Funds / RFOF = Real Property Fund of Funds / LIFD = Life Insurance Funds / PSFD = Pension Scheme Funds / PMFD = Precious Metal Funds / FOPT = Funds on Options |
YES | ||||||||
| FSQ1011 | Is Self-Managed Company | Fund | Is the investment company (société d'investissement à capital variable) managed by itself or not ? | string (3) | "YES"/ "NO" | NO | |||||||||
| FSQ1012 | Fund Status | Fund | Status whether a fund is active or inactive. | string (3) | "ACT"/ "INA" | ACT | |||||||||
| FSQ1013 | Fund Creation Date | Fund | The date on which the fund was activated. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1014 | Fund Launch Date | Fund | Date of launch of the fund, i.e. its first share class. This field represents the age of the fund even if the eldest share class is dormant or liquidated. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1015 | Fund End Date | Fund | The expected date where a given fund will presumptively be dissolved. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1016 | Fiscal Year End | Fund | Fiscal year end of the fund. | string (5) | DD/MM | 31/12 | |||||||||
| FSQ1017 | Fund Currency | Fund | The fund`s consolidated ISO currency code. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1018 | LEI Code (Fund) | Fund | Legal Entity Identifier of the fund (if not an Umbrella structure). | string (30) | free text of maximum 30 characters | 815600AD4568B1B9DF12 | |||||||||
| FSQ1019 | LEI Code (Umbrella) | Fund | The Legal Entity Identifier (LEI) for an Umbrella where this is applicable. If it is not applicable, please leave this field empty and only populate the field FSQ1018 "LEI Code (Fund)" instead. |
string (30) | free text of maximum 30 characters | 815600AD4568B1B9DF12 | |||||||||
| FSQ1020 | GIIN Code Fund | Fund | Global Intermediary Identification Number (GIIN) code at the fund level. | free text of maximum 20 characters | N5LG33.99999.SL.311 | ||||||||||
| FSQ1021 | Is Fund Of Funds | Fund | Is the fund a fund of funds? A fund of funds may invest a maximum of 20% of the fund assets in a target fund, whereby the investment may not exceed 10% of the target fund assets. |
string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1022 | Public Indicator | Fund | Is a fund published or not. | string (3) | "YES"/"NO" | YES | |||||||||
| FSQ1023 | Cleared Fund | Fund | Is the current balance in an account able to be immediately withdrawn, or will it be subject of further financial transactions ? | string (3) | "YES"/"NO" | YES | |||||||||
| FSQ1024 | Investment Objective | Fund | Description of the investment objectives of a given fund, in accordance with its investment policy that is legally required to be stated in the prospectus. | string (3500) | free text of maximum 3500 characters | YES | |||||||||
| FSQ1025 | Ethical Socially Responsible | Fund | Is the fund a green or SRI (socially responsible investment) fund, in which the choice of investments is influenced by one or more social, environmental or other ethical criterion ? | string (3) | "YES"/"NO" | YES | |||||||||
| FSQ1026 | Is Passive Fund | Fund | Follows the fund very closely an index? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1027 | US investors accepted | Fund | Is the Investor from the U.S. admissible to invest in a given fund. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1028 | Fund Valuation Point | Fund | The valuation time at which the NAV of the fund is calculated. Please indicate the relevant date in field FSQ1029 ""Fund Valuation Point Time Zone"" |
string (5) | HH:mm | 14:00 | |||||||||
| FSQ1029 | Fund Valuation Point Time Zone | Fund | Relevant time zone for FSQ1029 ""Fund Valuation Point"". List of local standard time zones, e.g. EST, CST, PST, CET, HKT, SST, etc. Abbreviations can be found at https://www.timeanddate.com/time/zones |
string (6) | free text of maximum 6 characters | EST | |||||||||
| FSQ1030 | Single Pricing Type | Fund | They refer to the Value ""single"" in field FSQ1031 ""Pricing Methodology"". | string (20) | ""no swing NAV"" / ""full swing NAV"" / ""partial swing NAV"" | no swing NAV = A fund which calculates only one single NAV per share which is used for all capital activities and does not apply a swing factor. full swing NAV = The unswung NAV is adjusted each time there is capital activity,irrespective of its size or significance to the fund. The direction of the swing isdetermined by the net capital activity of the day. partial swing NAV = The NAV only swings if a predetermined net capital activity threshold (the swing threshold) is exceeded on a dealing day. As with full swing the direction of the swing is determined by the net capital activity of the day. Partial swing can also be referred to as semi-swing pricing. |
no swing NAV | ||||||||
| FSQ1031 | Pricing Methodology | Fund | The value ""dual pricing"" refers to a fund, which calculates two NAVs, firstly the so-called ""offer price"", a NAV for subscribers derived from underlying security offer prices and secondly the so-called ""bid price"", a NAV for redeemers, derived from underlying security bid prices. A ""single pricing"" fund calculates only one single NAV per share, which is used for all capital activities regardless whether inflows or outflows are affected. However there are three different main methods for calculating the single NAV. |
string (6) | ""SINGLE"" / ""DUAL"" | DUAL | |||||||||
| FSQ1032 | Market exposure to Decisive Market | Fund | Main Market/s for which the fund is open for trading (market/s that regulate the trading calendar / valuation day for the fund in question; or specific countries where the fund is closed). | string (60) | ISO 3166-1 alpha-2 codes, separated by one space character. Order alphabetic ASC
Multiple markets are separated by pipe ""|"" (ASCII 124) ||||LU US ES | ||||||||||
| FSQ1033 | Is Short | Fund | Does the fund inverse the index performances? This field is mainly used for ETFs reversing the index performance, e.g., if the underlying index advances by 1% the short ETF declines by 1%. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1034 | Is Swiss Investment Foundation | Fund | Is the fund a Swiss investment foundation (German: Anlagestiftung)? This field only applies for funds domiciled in Switzerland. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1035 | Is Sharia Compliant | Fund | Is the fund sharia compliant and in accordance with the principles of the Muslim religion? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1036 | Is REIT | Fund | Is the Fund a Real Estate Investment Trust (REIT) ? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1037 | Is ETC | Fund | Is the investment vehicle an Exchange Traded Commodity (ETC)? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1038 | Is PIR Compliant | Fund | Does the Fund comply with the requirements of the PIR (Piani Individuali di Risparmio) regulation introduced in Italy? PIR means in English tax-exempt and long-term individual savings plan. PIR funds are not necessarily Italian funds. Funds of other domiciles can be PIR funds as well. |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1039 | Has Securities Lending | Fund | Is a security lending allowed within a financial instruments or not. Securities lending is the act of loaning a stock, derivative or other security to an investor or firm. Securities lending requires the borrower to put up collateral, whether cash, security or a letter of credit. When a security is loaned, the title and the ownership are also transferred to the borrower.
Please indicate the name in field FSQ1040 ""Securities Lending Counterparties Name""||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1040 | Securities Lending Counterparties Name | Fund | Lending counterparties name that, at the term of the contract, are compensated in form of upon agreed fees. | string (200) | free text of maximum 200 characters. Order alphabetic ASC
Multiple Counterpartie names are separated by pipe ""|"" (ASCII 124) as company names may contain commas. ||||Fundsquare S.A." | ||||||||||
| FSQ1041 | Has Swap | Fund | Are fund holdings swapped to other parties? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1042 | Has Hedge Fund Strategy | Fund | Are the fund's asset managed along one or more hedge fund strategies?
Some examples of common hedge fund strategies: | ||||||||||||
| FSQ1043 | Is Feeder Fund | Fund | Does it follow a master-feeder structure? If yes, please indicate one representative ISIN code of the master fund in field FSQ1091 ""Representative ISIN Code Of Master Fund"". |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1044 | PEA (Plan Epargne en Actions) | Fund | Does the fund fulfill the requirements to be PEA-eligible? This means that the fund must be made up of a permanently minimum 75% of shares in companies that are headquartered in the European Community. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1045 | AIF Indicator | Fund | Can be categorized as an Alternative Investment Fund or not. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1046 | Open-ended Or Closed-ended Fund Structure | Fund | Is it possible to subscribe or redeem shares of the fund on a regular basis, i.e. daily? If yes, it is an open-ended fund. If no, it is a closed-ended fund. |
string (20) | ""open-ended fund"" / ""closed-ended fund"" | OEF" | |||||||||
| FSQ1047 | Management Company | Fund | The name of the legal entity that is in charge of managing the fund (this includes, in general, portfolio management, administration and distribution). A common fund (FCP) must be managed by a Management Company. For a self-managed SICAV it is the name of the SICAV itself. |
string (100) | free text of maximum 100 characters | Fundsquare Asset Management S.A." | |||||||||
| FSQ1048 | LEI of Management Company | Fund | The Legal Entity Identifier (LEI) for the company entity FSQ1047 ""Management Company"". The Legal Entity Identifier (LEI) code is designed to create a global reference data system that uniquely identifies every legal entity or structure, in any jurisdiction, that is part of a financial transaction. The 20 digit alpha numeric code is constructed as follows: Local Operating Unit (4 characters) - Reserved characters (2) - Entity Identifier (12) - Verification ID (2). |
string (30) | free text of maximum 30 characters | 815600AD4568B1B9DF12" | |||||||||
| FSQ1049 | Management Company Address | Fund | Address of the Management Company in charge of managing a given fund if the last fund is not self-managed or internally managed by an investment company. | string (100) | free text of maximum 100 characters | 35, Boulevard Joseph II | |||||||||
| FSQ1050 | Management Company Domicile | Fund | Domicile of the Management Company. | string (2) | ISO 3166-1 alpha-2 codes | LU | |||||||||
| FSQ1051 | Management Company State | Fund | State of the Management Company. | string (50) | free text of maximum 50 characters | Luxembourg | |||||||||
| FSQ1052 | Management Company City | Fund | City of the Management Company. | string (50) | free text of maximum 50 characters | Luxembourg | |||||||||
| FSQ1053 | Management Company ZIP Code | Fund | ZIP Code of the Management Company. | string (10) | free text of maximum 10 characters | 57100 | |||||||||
| FSQ1054 | Management Company Phone Number | Fund | Phone number of the Management Company. | string (50) | free text of maximum 50 characters | +352477936300 | |||||||||
| FSQ1055 | Management Company Fund Website | Fund | Website (URL) of the Management Company. | string (100) | free text of maximum 100 characters | https://www.fundsquare.net | |||||||||
| FSQ1056 | Fund Promoter Name | Fund | Typically a specialized asset management company that uses one or more third party fund providers to set up their funds. Usually the fund promoter does the asset management and the promotion of the fund by itself. | string (100) | free text of maximum 100 characters | Fundsquare S.A. | |||||||||
| FSQ1057 | Transfer Agent Name | Fund | Name of a trust company, bank or similar institution assigned by a corporation, for the purposes of maintaining an investor's financial records and tracking his or her account balance. The transfer agent records transactions, cancels and issues certificates, processes investor mailings and handles a host of other investor problems, including reissuing lost or stolen certificates. | string (100) | free text of maximum 100 characters | Bourse de Luxembourg S.A. | |||||||||
| FSQ1058 | Sub-Transfer Agent (Platform) | Fund | Name of a fund's sub-transfer agent as explicitly defined in the prospectus (or assimilated official documentation). | string (100) | free text of maximum 100 characters | Fundsquare S.A. | |||||||||
| FSQ1059 | Custodian Bank Name | Fund | Name of custodian bank as listed in official documents (i.e. prospectus).
Please indicate the domicile in field FSQ1060 ""Custodian Bank Domicile"" and FSQ1061 ""LEI Of Custodian Bank""||string (100)||free text of maximum 100 characters||||Fundsquare Bank" | ||||||||||||
| FSQ1060 | Custodian Bank Domicile | Fund | Domicile of the custodian bank. | string (2) | ISO 3166-1 alpha-2 codes | LU | |||||||||
| FSQ1061 | LEI Of Custodian Bank | Fund | Legal Entity Identifier (LEI) for the custodian bank entity | string (30) | free text of maximum 30 characters | 815600AD4568B1B9DF12 | |||||||||
| FSQ1062 | Auditor Name | Fund | Name of the firm responsible for auditing the financial statements of the mutual fund company. | string (100) | free text of maximum 100 characters | Fundsquare Auditor | |||||||||
| FSQ1063 | Distribution Agent Name | Fund | Name of a fund's distributing agent as explicitly defined in the prospectus (or assimilated official documentation). | string (100) | free text of maximum 100 characters. Order alphabetic ASC
Multiple distributing agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Distributing Agent" | ||||||||||
| FSQ1064 | Domiciliary Agent Name | Fund | The fund's domiciliary agent as explicitly defined in the prospectus (or assimilated official documentation). | string (100) | free text of maximum 100 characters. Order alphabetic ASC
Multiple domiciliary agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Domiciliary Agent" | ||||||||||
| FSQ1065 | Investment Company Name | Fund | Denomination of a fund's investment company as explicitly defined in the prospectus (or assimilated official documentation). | string (100) | free text of maximum 100 characters | Fundsquare Investment Co S.A. | |||||||||
| FSQ1066 | Legal Advisor Name | Fund | Denomination of a fund's legal counsel as explicitly defined in the prospectus (or assimilated official documentation). | string (100) | free text of maximum 100 characters | Fundsquare Legal S.A. | |||||||||
| FSQ1067 | Portfolio Managing Company Name | Fund | Name of the Company that is making the main investment decisions and usually is triggering the trades. | string (100) | free text of maximum 100 characters | Fundsquare Investment Co S.A. | |||||||||
| FSQ1068 | Investment Advisor Name | Fund | Name of the investment Advisor which is an individual or a company that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or via written publications. | string (100) | free text of maximum 100 characters | Luxembourg Advisor S.A. | |||||||||
| FSQ1069 | Fund Administrator Name | Fund | Name of the fund administrator as mentioned in official documents (i.e. prospectus). | string (100) | free text of maximum 100 characters | Fundsquare Accounting Services S.A. | |||||||||
| FSQ1070 | Collateral Manager Name | Fund | Name of the company who is managing the collateral of the Swap.
Please indicate the date in field FSQ1071 ""Collateral Manager Start Date""||string (100)||free text of maximum 100 characters||||Michael BROWN" | ||||||||||||
| FSQ1071 | Collateral Manager Start Date | Fund | Start date of the competent collateral manager as stated in the prospectus or other assimilated official documentation. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1072 | Has Swiss Paying Agent | Fund | Has the fund a Swiss paying agent or not.
Please indicate the name in field FSQ1073 ""Swiss Paying Agent Name""||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1073 | Swiss Paying Agent Name | Fund | Paying Agent's name in Switzerland. | string (100) | free text of maximum 100 characters | Fundsquare S.A. | |||||||||
| FSQ1074 | Has Swiss Representative | Fund | Has the fund a Swiss representative or not.
Please indicate the name in field FSQ1075 ""Swiss Representative""||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1075 | Swiss Representative | Fund | Representative's name in Switzerland. | string (100) | free text of maximum 100 characters | Fundsquare S.A. | |||||||||
| FSQ1076 | Swap Counterparty Name | Fund | Company names. | string (200) | free text of maximum 200 characters. Order alphabetic ASC
Multiple Company names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare S.A." | ||||||||||
| FSQ1077 | Marketmaker Name | Fund | Company names performing market making at this stock exchange.
Please note that this field is only meaningful for ETFs. Therefore, leave empty for non ETFs.||string (100)||free text of maximum 100 characters. Order alphabetic ASC Multiple marketmaker names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||China Merchants Securities (HK) Co., Limited | Bank Julius Bär & Co. AG | Société Générale S.A. Frankfurt" | ||||||||||||
| FSQ1078 | Replication Methodology First Level | Fund | Replication methodology for ETFs or passive funds. This field is linked to FSQ1079 ""Replication Methodology Second Level"" , that specifies the details of this field. Please note, that one can use this field without completing field FSQ1079 ""Replication Methodology Second Level"", whereas this is not possible for the other way around. |
string (12) | ""physical"" / ""synthetical"" / ""others"" | synthetical" | |||||||||
| FSQ1079 | Replication Methodology Second Level | Fund | Specification of replication methodology for ETFs or passive funds. This field is linked to FSQ1078 ""Replication Methodology First Level"".
Please note, that one must not use this field without completing field FSQ1078 ""Replication Methodology First Level"".||string (40)||""full"" / ""optimized (equities) / sampled (bonds)"" / ""physically backed"" / ""unfunded swap"" / ""funded swap"" / ""combination unfunded and funded swap"" / ""futures""||related to FSQ1079 ""Replication Methodology First Level"" possible combinations: physical - full physical - optimized (equities) / sampled (bonds) physical - physically backed synthetical - unfunded swap synthetical - funded swap synthetical - combination unfunded and funded swap others - futures||physical - optimized (equities) / sampled (bonds)" | ||||||||||||
| FSQ1080 | Centrale Administration Code | Fund | Central administration's internal identification code. | string (10) | free text of maximum 10 characters | 0213 | |||||||||
| FSQ1081 | BaFin Code (Mco) | Fund | BaFin-ID code of the Management Company. | string (10) | free text of maximum 10 characters | 13875 | |||||||||
| FSQ1082 | GPS Fund Code | Fund | The GPS (BNP instrument code) on the fund level. | string (10) | free text of maximum 10 characters | ||||||||||
| FSQ1083 | CSSF Fund Code | Fund | The 'Fund CSSF Code' is a unique code for a fund, attributed by the Commision de Surveillance du Secteur Financier (CSSF) once the authorisation process is completed. | string (10) | free text of maximum 10 characters | X5100 | |||||||||
| FSQ1084 | F2C Fund Code | Fund | The 'F2C Fund code' refers to the F2C code at the fund level. | string (10) | free text of maximum 10 characters | 50246592 | |||||||||
| FSQ1085 | FSMA Fund Code | Fund | The 'FSMA Fund Code' refers to the identification code for funds operating under the Belgian Financial Services and Markets Authority, namely the FSMA. | string (20) | free text of maximum 20 characters | ABCD1 | |||||||||
| FSQ1086 | NAF Fund Code | Fund | The classification activity code in France at the fund level. | string (10) | free text of maximum 10 characters | - | FSQ1087 | PWC Fund Code | Fund | The PricewaterhouseCoopers code at the fund level. | string (20) | free text of maximum 20 characters | |||
| FSQ1088 | SEQVOIA Code | Fund | The SEQVOIA code at the fund level. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1089 | Swiss Fund Data Fund Code | Fund | The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the fund level. | string (4) | free text of maximum 4 characters | 2400 | |||||||||
| FSQ1090 | Administration Centrale Fund Code | Fund | The central administration's code at the fund level. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1091 | Representative ISIN Code Of Master Fund | Fund | If the fund follows a master-feeder structure (= the value of FSQ1043 ""Is Feeder
Fund"" is ""yes""), what is one representative ISIN code of the master fund?||string (12)||free text of maximum 12 characters||||AT0000831408" | ||||||||||||
| FSQ1092 | Is German Investment Fund | Fund | Is the fund a German investment fund according to §1 of the German Investment Tax Act?
The relevant paragraphs can be found at (only in German): https://www.buzer.de/gesetz/12129/a199912.htm%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1093 | Is Fund Without Domestic Income In Germany | Fund | Is the fund without domestic income in Germany? If an investment fund does NOT generate domestic income in Germany as per §6 (3) – (5) of the German investment tax act, the fund is not subject to the German Investment Tax Act and no application as per §8 for the exemption of income as per §6 (2) needs to be made.
The relevant paragraphs can be found at (only in German): https://www.buzer.de/gesetz/12129/a199918.htm https://www.buzer.de/gesetz/12129/a199920.htm%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1094 | Applicable Tax Procedure In Germany | Fund | Which tax procedure applies according to German investment tax act? The possible procedures are Public Fund or Special Investment Fund. | string (25) | "Public Fund" / "Special Investment Fund" | Public Fund | |||||||||
| FSQ1095 | Is Fund With Tax Exemption In Germany | Fund | Is this Fund a fund with tax exemption due to tax-privileged investors as per §8 of the German Investment Tax Act?
The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+8&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1096 | Investment Fund With Partial Tax Exemption In Germany | Fund | The German Fund Category depends on the fund's capital participation ratio (in German ""Kapitalbeteiligungsquote""). Further, this category defines what kind of tax
reduction the investor may apply on the fund's distribution of dividends, advanced lump sum and price profits. - ""Equity Funds"": at least 51% of fund's value in equity shares, tax reduction: 30% - ""Mixed Funds"": at least 25% of fund's value in equity shares, tax reduction: 15% - ""German Real Estate Fund"": at least 51% of fund's value in domestic real estate or real estate related business, tax reduction: 60% - ""Foreign Real Estate Fund"": at least 51% of fund's value in foreign real estate or real estate related business, tax reduction: 80% - ""Other Funds"": no tax reduction The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+20&g=&kurz=InvStG&ag=12129%7C%7Cstring (25)||""Equity Fund"" / ""Mixed Fund"" / ""Real Estate Fund"" / ""Foreign Real Estate Fund"" / ""Other Funds""||||Equity Fund" | ||||||||||||
| FSQ1097 | Is Special Investment Fund As Defined In Par 26 Number 4 Letter H In Germany | Fund | Does the Special Investment Fund meet the requirements of § 26 no. 4 letter H?
The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+26&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1098 | Is Transparency Option Exercised As Defined In Par 30 And 31 In Germany | Fund | Is the transparency option exercised as defined in paragraph 30 and 31?
The relevant paragraphs can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129 https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1099 | Type Of Transparency Option In Germany | Fund | The transparency option can be exercised for:
- domestic share and real-estate income; - domestic share income; or - domestic real-estate income. The relevant paragraphs can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129 https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129%7C%7Cstring (4)||""DSREI"" / ""DSINC"" / ""DSRIN""||DSREI = domestic share and real-estate income / DSINC = domestic share income / DSRIN = domestic realestate income||domestic realestate income" | ||||||||||||
| FSQ1100 | Has Tax Exemption For Business Tax In Germany | Fund | Has the fund a tax exemption for the business tax (in German Gewerbesteuer)?
The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+15&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1101 | Structured UCITS (under Section 36 of EU Regulation 583/2010) | Fund | Structured UCITS (under Section 36 of EU Regulation 583)
Italian Retail Distribution Specific fields||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1102 | Is UCITS with Leveraged Benchmark | Fund | UCITS with leveraged benchmark Italian Retail Distribution Specific fields |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1103 | Is UCITS with leverage > 1 | Fund | UCITS with leverage > 1 Italian Retail Distribution Specific fields |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1104 | Assogestioni Category | Fund | Identification category assigned by the Assogestioni Servizi Srl for reference purposes. | string (15) | "AZIONARI" / "BILANCIATI" / "OBBLIGAZIONARI" / "LIQUIDITÀ" / "FLESSIBILI" | please refer to tab "Assogestioni Category" | BILANCIATI | ||||||||
| FSQ1105 | Assogestioni Sub-Category | Fund | Identification sub-category assigned by the Assogestioni Servizi Srl for reference purposes. | string (60) | please refer to tab "Assogestioni Category" | Azionari Italia | |||||||||
| FSQ1106 | Singapore Classification Of Investment Products | Fund | Classification of investment products under MAS scheme, which determines whether a wider range of investment funds including ETFs can be easier accessed by retail investors. | string (12) | "EIP" / "SIP" / "Unlisted SIP" / "OLIP" | EIP = excluded investment products (EIP) / SIP = specified investment products / unlisted SIP = unlisted specified investment products / OLIP = overseas-listed investment products | EIP | ||||||||
| FSQ1107 | CNMV Registry Number | Fund | Register number in Comisión Nacional del Mercado de Valores (CNMV): numberic code assigned by CNMV to 'foreign funds' when legally registered in CNMV for their distribution in Spain and for funds domiciled in Spain.
For more information please refer to https://www.cnmv.es/portal/home.aspx%7C%7Cstring (20)||free text of maximum 20 characters||||123" | ||||||||||||
| FSQ1108 | Master IIC Type | Fund | In case you have stated your fund as a Feeder Fund, please indicate the type defined in CNMV records of the Master Fund, which may be: FUND, SICAV or FIA (AIF). | string (5) | FUND / SICAV / FIA | SICAV | |||||||||
| FSQ1109 | Master IIC CNMV Registry Number | Fund | In case you have stated your fund as a Feeder Fund, please provide with the Master’s registry number within the CNMV (Spanish Markets Authority) | string (20) | free text of maximum 20 characters | 123 | |||||||||
| FSQ1110 | Master IIC LEI Code | Fund | In case you have stated your fund as a Feeder Fund, please provide with the LEI code for the Master Fund. | string (20) | free text of maximum 20 characters | 123456… | |||||||||
| FSQ1111 | Master IIC Domicile | Fund | Domicile of the Custodian. | string (2) | ISO 3166-1 alpha-2 codes | AU | |||||||||
| FSQ1112 | Master IIC: CNMV Main Category | Fund | In case you have stated your fund as a Feeder Fund, please indicate the Master IIC Main Category.
CNMV document: page 6 https://www.cnmv.es/DocPortal/legislacion/ModelosNormalizados/IIC/ManualCumpA01-C_2_2017.pdf%7C%7Cstring (20)||""MMF Funds"" / ""Fixed Income Funds"" / ""Equities Funds"" / ""Hedge Funds"" / ""Mixed Funds"" / ""Real Estate Funds"" / ""Other Funds""||||MMF Funds" | ||||||||||||
| FSQ1113 | Is Great Britain ISA Compliant | Fund | Is the fund ISA (Individual Savings Account) compliant? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1114 | CBI Code (Central Bank of Ireland) Fund | Fund | The Central Bank of Ireland code at the fund level. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1115 | CS Type Of Fund | Fund | First level asset class categorisation according to Credit Suisse scheme. | string (20) | "Absolute Return Fund" / "Alternative Fund" / "Bond Fund" / "Commodity Fund" / "Equity Fund" / "Fund of Hedge Funds" / "Money Market Fund" / "Portfolio Fund" / "Real Estate Fund" / "Single Hedge Fund" | Bond Fund | |||||||||
| FSQ1116 | Is Recognised By FCA | Fund | Is the fund recognised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)?
A fund that is established outside the UK must be recognised to be promoted to retail investors in the UK. A recognised fund may also be called a ‘recognised CIS’ or ‘overseas scheme’. A UCITS established in another EEA country must be recognised, under section 264 of the Financial Services Markets Act 2000 (FSMA). Other funds established in another EEA country, including an alternative investment fund (AIF) authorised in another EEA country, must be recognised under section 272 of FSMA. For more information please consider: http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1117 | Is Authorised By FCA | Fund | Is the fund authorised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)?
An authorised fund, which may also be called an ""authorised CIS"", must be established in the UK and take one of the following legal forms: - authorised contractual scheme (ACS) - authorised unit trust (AUT) - investment company with variable capital (ICVC) It must also be classified, based on a marketing strategy, as one of the following: - undertaking for collective investment in transferable securities scheme (UCITS) - non-UCITS retail scheme (NURS) - qualified investor scheme (QIS)||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1118 | Sub-fund Name | Sub-Fund | Name of a sub-fund as listed in the prospectus or in the KIID. | string (100) | free text of maximum 100 characters | FSQ Fundsquare Sub-Fund | |||||||||
| FSQ1119 | Sub-fund Currency | Sub-Fund | The sub-fund currency (Base currency) reflects the accounting currency for the fund and should not be mixed up with the Share Class Currency (FSQ1165). | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1120 | Sub-fund Creation Date | Sub-Fund | The date of the creation of the sub-fund/compartment according to the constitutional documents or agreement of the sub-fund. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1121 | Sub-fund Launch Date | Sub-Fund | Date when the sub-fund was launched. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1122 | Sub-fund End Date | Sub-Fund | Date where a given sub-fund will presumptively be dissolved. | string (10) | DD/MM/YYYY | 42735 | |||||||||
| FSQ1123 | Public Indicator | Sub-Fund | Is a sub-fund published or not. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1124 | Sub-fund Status | Sub-Fund | Is a sub-fund's status active or inactive | string (3) | "ACT" / "INA" | PAST | |||||||||
| FSQ1125 | Is leveraged | Sub-Fund | Is it allowed to leverage the fund's asset in order to achieve accelerated returns?
""YES"", if the following two conditions are cumulatively true: - The allowed leverage should be above 10%. - Leverage is to be used as an active element for generating income in portfolio management. ""NO"" if the leverage is less than 10%, only passively tolerated or mentioned in the prospectus for legal reasons.||string (3) ||""YES ""/ ""NO""||||NO" | ||||||||||||
| FSQ1126 | AMF Code | Sub-Fund | Identification code for financial instruments assigned by the French Regulatory Authority (l'authorité des Marchés Financiers). This code permit the identification for unlisted financial instruments. | string (20) | free text of maximum 20 characters | LU07654321 | |||||||||
| FSQ1127 | IA Sector | Sub-Fund | The Investment Association (IA) Sector
https://www.theia.org/industry-data/fund-sectors/definitions%7C%7Cstring (4)||""STMM"" / ""SDMM"" / ""UKGI"" / ""UKIG"" / ""SCBD"" / ""SSBD"" / ""SHYD"" / ""GLBD"" / ""GEHC"" / ""GELC"" / ""GEBL"" / ""UKEI"" / ""GEIN"" / ""UKEB"" / ""UKAC"" / ""UKSC"" / ""JAPA"" / ""JASM"" / ""APIJ"" / ""APEJ"" / ""CGCI"" / ""NTAM"" / ""NTAS"" / ""EUIU"" / ""EUEU"" / ""EUSC"" / ""GLOB"" / ""GLEM"" / ""M35S"" / ""M60S"" / ""M85S"" / ""FLIN"" / ""UKDP"" / ""PROT"" / ""SPEC"" / ""TETE"" / ""UNCL"" / ""TARE"" / ""VOMA""||Funds principally targeting capital protection: STMM = Volatility Managed / SDMM = Standard Money Market Fixed Income Sectors: UKGI = UK Gilts / UKIG = UK Index Linked Gilts / SCBD = Sterling Corporate Bond / SSBD = Sterling Strategic Bond / SHYD = Sterling High Yield / GLBD = Global Bonds / GEHC = Global Emerging Markets Bond - Hard Currency / GELC = Global Emerging Markets Bond - Local Currency / GEBL = Global Emerging Markets Bond - Blended Equity Sectors: UKEI = UK Equity Income / GEIN = Global Equity Income Mixed Asset Sectors: UKEB = UK Equity and Bond Income UK Equities: UKAC = UK All Companies / UKSC = UK Smaller Companies Overseas equities: JAPA = Japan / JASM = Japanese Smaller Companies / APIJ = Asia Pacific including Japan / APEJ = Asia Pacific excluding Japan / CGCI = China\Greater China / NTAM = North America / NTAS = North American Smaller Companies / EUIU = Europe including UK / EUEU = Europe excluding UK / EUSC = European Smaller Companies / GLOB = Global / GLEM = Global Emerging Markets Mixed Asset: M35S = Mixed Investment 0-35% Shares / M60S = Mixed Investment 20-60% Shares / M85S = Mixed Investment 40-85% Shares / FLIN = Flexible Investment Specialist funds: UKDP = UK Direct Property / PROT = Property Other / SPEC = Specialist / TETE = Technology & Telecommunications Unclassified: UNCL = Unclassified Funds principally targeting an outcome: TARE = Targeted Absolute Return / VOMA = Volatility Managed||Volatility Managed" | ||||||||||||
| FSQ1128 | GPS sub-fund Code | Sub-Fund | The GPS (BNP code) at the sub-fund level. | string (10) | free text of maximum 10 characters | ||||||||||
| FSQ1129 | CSSF sub-fund Code | Sub-Fund | The 'Sub-Fund CSSF Code' is a unique code for a sub-fund, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised sub-funds. | string (4) | free text of maximum 4 characters | 4 | |||||||||
| FSQ1130 | F2C sub-fund Code | Sub-Fund | The 'F2C Fund code' refers to the F2C code at the sub-fund level. | string (10) | free text of maximum 10 characters | 50246578 | |||||||||
| FSQ1131 | Administration Centrale sub-fund Code | Sub-Fund | The central administration's code at the sub-fund level. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1132 | GIIN Code sub-fund | Sub-Fund | Global Intermediary Identification Number (GIIN) code at the sub-fund level. | string (20) | free text of maximum 20 characters | THI6ZZ.99999.SL.751 | |||||||||
| FSQ1133 | CBI Code (Central Bank of Ireland) sub-fund | Sub-Fund | The Central Bank of Ireland code at the sub-fund level. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1134 | NAF Sub-fund Code | Sub-Fund | The classification activity code in France at the sub-fund level | string (10) | free text of maximum 10 characters | - | FSQ1135 | PWC Sub-Fund Code | Sub-Fund | The PricewaterhouseCoopers code at the sub-fund level | string (20) | free text of maximum 20 characters | |||
| FSQ1136 | Swiss Fund Data sub-fund Code | Sub-Fund | The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the sub-fund level. | string (3) | free text of maximum 3 characters | 19 | |||||||||
| FSQ1137 | Hong Kong SFC Security Classification | Sub-Fund | As set out in paragraph 6.2 of the Guidelines on Online Distribution and Advisory Platforms (Guidelines), a Platform Operator should determine whether a product may be treated as non-complex or complex with regard to the factors set out in paragraph 6.1 of the Guidelines and the non-exhaustive list of examples of non-complex and complex products set out on the SFC’s website:
A non-exhaustive list of examples of investment products that are considered to be ""non-complex"" are available under the following link: Under the same link a non-exhaustive list of examples of investment products that are considered to be complex products is available. The SFC may revise the list of non-complex products from time to time where appropriate. |
string (15) | ""non-complex"" / ""complex"" / ""other complex"" | complex" | |||||||||
| FSQ1138 | Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds | Sub-Fund | Is the fund considered as a ""derivative fund"" under the prevailing SFC Code on Unit Trusts and Mutual Funds? This field is for SFC authorised funds only.
Note: For SFC-authorised funds, it is considered by the fund manager as a ""derivative fund"" on the same basis as provided to the SFC for disclosure on the SFC website. |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1139 | Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds Date | Sub-Fund | As of Date for Derivative Fund entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.
The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. |
string (10) | DD/MM/YYYY | 31/12/2016" | |||||||||
| FSQ1140 | Jurisdiction And Publicity | Sub-Fund | This field regarding the Regulation in Hong Kong about complex and non-complex funds. A non-exhaustive list of examples of non-complex and complex products can be found on the SFC’s website:
This field is to indicate if the fund is - a fund in a specified jurisdition or - a public fund in a non-specified jurisdition or - a non-public fund in a non-specified jurisdiction. This field is for non-SFC authorised funds only To obtain a list of specified jurisdiction please consider |
string (15) | ""SPEC"" / ""NOSP"" / ""NSNP"" | SPEC = specified / NOSP = non-specified and public / NSNP = non-specified and non-public"" | SPEC" | ||||||||
| FSQ1141 | Has Fund Used Derivatives For Investment Purposes | Sub-Fund | Has the fund used derivatives for investment purposes during the past 12 months?
Investment purposes do not include: - netting, hedging or risk mitigation - cash flow management - market access or exposure replication (without incrementalleverage at the fund portfolio level) - investments in conventional convertible bonds This field is to be used, if the fund is a registered retail fund in a specified jurisdiction. To obtain a list of specified jurisdiction please consider | ||||||||||||
| FSQ1142 | Does Fund Intend To Use Or Invest In Derivatives | Sub-Fund | Does the fund intend to use or invest in derivatives in excess of:
1)50% of the fund’s NAV based on the Net Derivative Exposure (NDE) or Commitment approach; or 2)100% of the benchmark Value-at-Risk (VaR) on relative VAR approach; or 3)10% VAR on absolute VAR approach. Fund managers are expected to update the responses above if the actual investment in derivatives go above the below percentages other than on an occasional or temporary basis in between annual reviews. |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1143 | Does Fund Intend To Use Or Invest In Derivatives Date | Sub-Fund | As of Date for Fund Intend To Use Or Invest in Derivatives entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is a verification. Depending on the internal data processes the content of this field is not stored in the senders data base but populated while exporting. |
string (10) | DD/MM/YYYY | 31/12/2016" | |||||||||
| FSQ1144 | Is Fund Not Understandable For Retail Investors | SF | Please refer to fund manager's opinion. Does the fund manager consider the product is an investment product whose, terms, features and risks are not reasonably likely to be understood by a retail investor in the jurisdiction where the product is domiciled/established or distributed (> 10% of the product’s NAV were raised), whichever is more relevant, because of its complex structure? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1145 | Is Investment Strategy Considered Complex | Sub-Fund | Please refer to fund manager's opinion. Does the fund manager consider this fund’s investment strategy to be complex and use derivatives extensively for investment purpose? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1146 | Does Fund Invest In Instruments Without Secondary Market | Sub-Fund | Please refer to fund manager's opinion. Does the fund invest in any underlying investments that do not have a secondary market with publicly available prices? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html. |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1147 | Does Fund Intended To Hold More Than 50 Percent Of NAV In Loss-absorption Products Date | Sub-Fund | As of Date for Loss Absorption Products entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. |
string (10) | DD/MM/YYYY | 31/12/2016" | |||||||||
| FSQ1148 | Does Fund Invest In Instruments Without Transparent Information For Retail Investors | Sub-Fund | Please refer to fund manager's opinion. Does the fund invest in any underlying investments where there is no adequate and transparent information available to retail investors? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1149 | Does Fund Invest In Instruments That May Lose More Than Invested Amount | Sub-Fund | Please refer to fund manager's opinion. Does the fund invest in any underlying investments where there is risk of losing more than the amount invested? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1150 | Does Fund Invest In Instruments Which Terms Could Fundamentally Changes The Nature Or Risk Or Pay-out Profile | Sub-Fund | Please refer to fund manager's opinion. Does the fund invest in any underlying investments where their features or investment terms could: - fundamentally alter the nature or risk of the underlying investment; or - pay-out profile includes multiple variables or complicated formulas to determine the return? Note: This would include, for example, investments that incorporate a right for the investment product issuer to convert the instrument into a different investment. This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider | ||||||||||||
| FSQ1151 | Does Fund Invest In Instruments Which Terms Might Harm Liquidity Or Recoverability | Sub-Fund | Please refer to fund manager's opinion.
Does the fund invest in underlying investments where any features or terms of the underlying investments might render the investment illiquid and/or difficult to value? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider | ||||||||||||
| FSQ1152 | Does Fund Intend To Hold More Than 50 Percent Of NAV In Loss-absorption Products | Sub-Fund | Does the fund intend to hold more than 50% of its NAV in loss-absorption products?
Loss absorption products is as defined in HKMA Circular dated 30 Oct 2018 (https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2018/20181030e2.pdf) | ||||||||||||
| FSQ1153 | Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV | Sub-Fund | Is the fund’s maximum exposure to virtual assets more than 10% of its GAV?
For more information about the distribution of virtual assets funds in Asia please consider https://www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=18EC77 |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1154 | Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV Date | Sub-Fund | As of Date for Virtual Assets entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. |
string (10) | DD/MM/YYYY | 31/12/2016" | |||||||||
| FSQ1155 | Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds | Sub-Fund | Does the fund intend to hold more than 50% of its NAV in high-yield bonds as its investment strategy?
High-yield bonds refer to bonds, which are generally below investment grade or are unrated. |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1156 | Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds Date | Sub-Fund | As of Date for High Yield Bonds entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. |
string (10) | DD/MM/YYYY | 31/12/2016" | |||||||||
| FSQ1157 | Is RQFII Fund | Sub-Fund | Is the fund a Renminbi Qualified Foreign Institutional Investor (RQFII) fund? According to the SFC an RQFII fund comprises at least 80% renminbi debt instruments issued in mainland China and an optional not-more-than 20% of A-shares or other permissible investments in that market. Subscriptions and redemptions of fund units are settled in renminbi.
For more information, please consider https://www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=12PR2 |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1158 | Is RQFII Fund Date | Sub-Fund | As of Date for RQFII entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. |
string (10) | DD/MM/YYYY | 31/12/2016" | |||||||||
| FSQ1159 | Share Class Name | Share Class | Identifier of the share class. Usually this is one or two letters, like "A" or "B" or "XL" followed by additional information about distribution policy, hedging, currency etc. as stated in the official prospectus. | string (100) | free text of maximum 100 characters | A EUR | |||||||||
| FSQ1160 | Share Class Creation Date | Share Class | The date at which a given share class was created according to the prospectus. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1161 | Inception Date | Share Class | The first date of the subscription period for this share class. Usually this date is before the FSQ1163 "Share Class Launch Date". Other terms of this field are 'initial launch date' or Subscription Period Start Date'. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1162 | Inception Price | Share Class | Price at first listing at this exchange place | number | 0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc | 100 | |||||||||
| FSQ1163 | Share Class Launch Date | Share Class | Launch date of the share class. The launch date of this share class must not be elder than the fund's launch date.
To distinguish launch date from inception date 1) Launch date: offering period is closed and a net asset value (NAV) is calculated. 2) Inception date: date when share class juridically came into existence. Usually there will be an offering period. In this case the inception date would be equal to the FSQ1161 ""Inception Date"". However, there might be situations without offering periods, i.e. if there was a fund merger. In this case the inception date would be the FSQ1163 ""Share Class Launch Date"".||string (10)||DD/MM/YYYY ||||31/12/2016" | ||||||||||||
| FSQ1164 | Share Class End Date | Share Class | Date where a given share class will presumptively be dissolved. | string (10) | DD/MM/YYYY | 42735 | |||||||||
| FSQ1165 | Share Class Currency | Share Class | The reference currency of the share class. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1166 | Quotation Currency | Share Class | Currency a given share class is quoted (e.g. EUR, USD, GBP, etc.). In a direct quote valuation, the share class quote currency is the foreign currency, while in an indirect quote valuation; the share class quote currency is the domestic currency. | string (160) | ISO 4217 currency code. Order alphabetic ASC limited to 160 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124)||ISO 4217 currency code, separated by one space character. Order alphabetic ASC||EUR GBP USD" | ||||||||||
| FSQ1167 | Multi-Currency Indicator | Share Class | Does the fund house (not the bank of fund distributor) provide the possibility to subscribe and redeem this share class (this ISIN) additionally in other currencies than the FSQ1165 "Share Class Currency"? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1168 | Currencies Of Multicurrency Share Class | Share Class | Which additional currencies are accepted by the multicurrency share class? | string (50) | ISO 4217 currency code. Order alphabetic ASC limited to 50 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124).||||EUR|GBP|USD" | ||||||||||
| FSQ1169 | Share class Status | Share Class | Is a share class is active or inactive. Inactive means that the fund had been approved by the CSSF, but not been launched thereafter (not been sold to anyone). |
string (3) | ""ACT"" / ""INA"" | INA" | |||||||||
| FSQ1170 | Termination Date | Share Class | The date at which the share class is liquidated and ceases to exist. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1171 | Distribution Policy | Share Class | Is this share class distributing or accumulating dividends? | string (4) | "CAPI" / "DIST" / "CADI" | CAPI = Accumulation / DIST = Income / CADI = Accumulation and/or Income | CAPI | ||||||||
| FSQ1172 | Public Indicator | Share Class | Is a share class published or not. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1173 | Dividend Payment Frequency | Share Class | Frequency at which the next dividend payment is expected to take place. | string (4) | "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" | YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN = Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily | TOWK | ||||||||
| FSQ1174 | Distributions - Interest/ Dividend
(For UK funds only)||Share Class||Depending on the underlying investments, income arising may be a dividend distribution or an interest distribution.||string (1)||""I"" / ""D""||||D" | ||||||||||||||
| FSQ1175 | Distributions - Gross/ Net | Share Class | Are the distribution flows paid in gross or net amount (if applicable). | string (5) | "GROSS" / "NET" | NET | |||||||||
| FSQ1176 | Investor Type | Share Class | Investor's profile characteristics, such as his risk aversion, wealth, experience or knowledge about funds and financial markets. | string (4) | "ADVI" / "ACIN" / "QPUR" / "EXCL" / "INST" / "INSU" / "INVE" / "LIAS" / "PENS" / "REST" / "RETA" / "QINV" / "SERV" / "SUPA" / "WHSA" | ADVI = Advisor / ACIN = Accredited Investor / QPUR = Qualified Purchaser / EXCL = Exclusive / INST = Institutional / INSU = Insurance / INVE = Investor / LIAS = Life Assurance / PENS = Pension / REST = Restricted / RETA = Retail / QINV = Qualified Investor / SERV = Service / SUPA = Superannuation / WHSA = Wholesale | ADVI | ||||||||
| FSQ1177 | Is ETF | Share Class | Is the fund an Exchange Traded Fund or not. An ETF, or exchange traded fund, is a marketable security that tracks an index, a commodity, bonds, or a basket of assets like an index fund. Unlike mutual funds, an ETF trades like a common stock on a stock exchange. ETFs experience price changes throughout the day as they are bought and sold. ETFs typically have higher daily liquidity and lower fees than mutual fund shares, making them an attractive alternative for individual investors. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1178 | Is PAIF | Share Class | Is the fund a Property Authorized Investment Fund (PAIF)? A PAIF is an authorized investment fund primarily invested in property and is a UK regulated fund vehicle. There is no taxation of property profits at fund level. Only eligible investors (e.g. Individual Savings Account, Self-Invested Personal Pension) are allowed to invest in PAIF.||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1179 | Hedge Type | Share Class | Hedge type applicable for a given share class (e.g. hedge type share class A, hedge type share class B). | string (3) | "CDH" / "DUH" / "NCH" / "SER" / "NOH" | CDH = currency and duration hedged/ DUH = duration hedged / NCH = NAV currency hedged / SER = spot exchange rate / NOH = no hedge | CURRENCY_AND_DURATION_HEDGED | ||||||||
| FSQ1180 | NAV Hedge | Share Class | Is there a currency hedge on this share class?
Please indicate the currency in field FSQ1181 ""NAV Hedge currency""||string (20)||""NO"" / ""YES, 100% NAV hedge"" / ""YES, residual hedge""||||YES100" | ||||||||||||
| FSQ1181 | NAV Hedge currency | Share Class | Relevant ISO currency code of any relevant hedge currency. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1182 | Initial Subscription Price | Share Class | The launch price is the purchase price at which an investor who has subscribed to fund units during the subscription period acquires the subscribed fund unit.
Please indicate the currency in field FSQ1183 ""Initial Subscription Price Currency"" and FSQ1184 ""Initial Subscription Price Date"".||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||31234" | ||||||||||||
| FSQ1183 | Initial Subscription Price Currency | Share Class | Currency of the initial subscription price. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1184 | Initial Subscription Price Date | Share Class | Date of the initial subscription price. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1185 | Maximal Number Of Possible Decimals Shares | Share Class | Maximal number of decimals used for transactions for this specific share classes. | integer | 1-n | 2 | |||||||||
| FSQ1186 | Maximal Number Of Possible Decimals NAV | Share Class | Maximal number of decimals used for NAV calculations, assuming that this figure is equal for all kind of NAVs calculated for this specific share class, e.g. valuation price, transaction price (single pricing) or bid and ask price with dual priced share classes. | integer | 1-n | 3 | |||||||||
| FSQ1187 | NAV Publication Time | Share Class | Time the NAV for this specific share class is published, once calculated and available, from the fund provider. | string (5) | HH:mm | 21:15 | |||||||||
| FSQ1188 | Valuation Frequency | Share Class | Periodicity of fund's net asset calculation. | string (4) | "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" | YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily | YEAR | ||||||||
| FSQ1189 | Subscription Frequency | Share Class | The length of the revolving time period within that one or more subscriptions can be executed. | string (4) | "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" | YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily | TWYR | ||||||||
| FSQ1190 | Redemption Frequency | Share Class | The length of the revolving time period within that one or more redemptions can be executed. | string (4) | "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" | YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily | YEAR | ||||||||
| FSQ1191 | Subscription Settlement cycle | Share Class | Number of days that are needed to settle a subscription to this fund after the trade date, i.e. how many days does it take until the fund is transferred to the buyers securities account ? | string (3) | n | 3 | |||||||||
| FSQ1192 | Redemption Settlement cycle | Share Class | Number of days that are needed to settle a redemption of this fund after the trade date,
i.e. how many days does it take until the cash is transferred to the sellers account ? ||string (3)||n||||2" | ||||||||||||
| FSQ1193 | Countries of Registration | Share Class | Country/countries where the fund is registered. | string (240) | ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU" | ||||||||||
| FSQ1194 | Countries of Distribution | Share Class | Country/countries where the fund is authorized and available for distribution. | string (240) | ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU" | ||||||||||
| FSQ1195 | Has Pre-payment for Subscription | Share Class | Is there a pre-payment period for the subscription? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1196 | Minimum Initial Subscription Amount | Share Class | The minimum amount for an initial investment in the mentioned currency?
Please indicate the currency in field FSQ1197 ""Minimum Initial Subscription Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||15000" | ||||||||||||
| FSQ1197 | Minimum Initial Subscription Amount Currency | Share Class | Currency of the minimum amount for an initial investment. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1198 | Minimum Subsequent Subscription Amount | Share Class | If subscriptions have to be done in amount: what is the minimum amount for a subsequent investment? | number | 0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc | 1500 | |||||||||
| FSQ1199 | Minimum Initial subscription shares | Share Class | The minimum number of shares for new investments? | integer | 1-n | 5 | |||||||||
| FSQ1200 | Minimum Subsequent Subscription Shares | Share Class | If subsequent subscriptions are in shares: what is the minimum number of shares for an additional investment? | integer | 1-n | 2 | |||||||||
| FSQ1201 | Minimum Holding Amount | Share Class | Minimum amount that an investor must hold at the least, before an automatic redemption process is launched.
Please indicate the currency in field FSQ1202 ""Minimum Holding Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||150" | ||||||||||||
| FSQ1202 | Minimum Holding Amount Currency | Share Class | Relevant ISO currency code of the minimum required amount of the share's/unit's value that must be maintained to avoid automatic redemption. If the amount of an investor's holdings fall below the minimum holding amount, his/her shares/units will be automatically be redeemed. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1203 | Minimum Holding Shares | Share Class | Minimum required number of shares that must be held by an investor to avoid automatic redemption. If the number of shares held by an investor fall below that minimum required number of shares, his shares will automatically be redeemed. | integer | 1-n | 3 | |||||||||
| FSQ1204 | Minimum Holding Period | Share Class | Period following the issuance of the shares, during which the relevant shares must be held by an investor before any redemption is allowed. | string (100) | free text limited to maximum 100 characters | ||||||||||
| FSQ1205 | Redemption Category | Share Class | Is it possible to redeem an amount of money? This usually assumes fractions of units. | string (20) | "shares" / "amount" / "shares and amount" | SH | |||||||||
| FSQ1206 | Redemption Right | Share Class | Holders of domestic and foreign funds have the right to return their units to the capital investment company in question | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1207 | Minimum Redemption Amount | Share Class | The minimal initial amount for redemptions in the mentioned currency?
Please indicate the currency in field FSQ1208 ""Minimum Redemption Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||31234" | ||||||||||||
| FSQ1208 | Minimum Redemption Amount Currency | Share Class | Ccurrency code of any relevant minimum redemption amount. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1209 | Minimum Redemption Shares | Share Class | Minimal number of shares for redemption? | integer | 1-n | 2 | |||||||||
| FSQ1210 | Fund Manager(s) | Share Class | Portfolio manager's first name and surname.
Please indicate the date in field FSQ1211 ""Fund Manager(s) Start Date(s)""||string (150)||free text limited to maximum 150 characters. Order alphabetic ASC Multiple Manager Names are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||Michael BROWN | Philippe JACKSON" | ||||||||||||
| FSQ1211 | Fund Manager(s) Start Date(s) | Share Class | Starting date where a given asset manager began to be responsible for the implementation of a fund's investing strategy. | string (50) | DD/MM/YYYY , limited to maximum 50 characters. Order alphabetic ASC
Multiple Manager starte dates are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||31/12/2016|15/06/2013" | ||||||||||
| FSQ1212 | Redemption Policy (FIFO/LIFO/...) | Share Class | Type of the applicable redemption policy in accordance with the conditions laid down in the constitutional documents (e.g. First in first out, Last in first out, First in last out). | string (4) | "FIFO" / "LIFO" / "FEFO" / "AVCO" / "SLDM" / "HIFO" / "HILT" / "LOFO" / "LILT" / "LIST" | FIFO = First IN First OUT / LIFO = Last IN First OUT / FEFO = First Expired First OUT / AVCO = Average Cost / SLDM = Specific Lot Depletion Metho / HIFO = Highest Cost First Out / HILT = Highest Cost Long Term / LOFO = Lowest Cost First Out / LILT = Lowest Cost In Long Term / LIST = Lowest Cost In Short Term | FIFO | ||||||||
| FSQ1213 | Portfolio Currency Hedge | Share Class | Indicates, if any, what kind of currency hedge is implemented within the portfolio.
Possible Values are: No hedge: Currency exposure remains the same. Just calculation and accounting currency changes. Full portfolio hedge: Full or near full hedging of non-Fund Currency positions within fund. Only use ""full portfolio hedge"", if portfolio's currency hedge is permanently 90% or more. Currency overlay: Currency allocation is a separate process in the investment decision. It considers both active views and optimization aspects. Partial hedge: Guidelines limit exposure to currencies other than the fund currency to 10%. Implementation can include tactical views of fund manager.||string (20)||""no hedge"" / ""full portfolio hedge"" / ""currency overlay"" / ""partial hedge""||||NH" | ||||||||||||
| FSQ1214 | Is Side Pocket | Share Class | Is the share class a side pocket or not. A side pocket is a type of account utilized in hedge funds to differentiate illiquid assets from more liquid investments. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1215 | Parent ISIN Code | Share Class | ISIN code of the parent fund when the fund is a side pocket fund. | string (12) | free text of maximum 12 characters | LU0123456789 | |||||||||
| FSQ1216 | Contract note delay | Share Class | Is an issuance of the contract note, such as the number of BD for instance, available or not. | string (10) | ± 0 | +3 | |||||||||
| FSQ1217 | Has 130/30 Strategy | Share Class | The 130-30 strategy, often called a long/short equity strategy, refers to an investing methodology used by institutional investors. A 130-30 designation implies using a ratio of 130% of starting capital allocated to long positions and accomplishing this by taking in 30% of the starting capital from shorting stocks. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1218 | Has Dilution Levy Applied By Fund | Share Class | Is there a possible dilution levy in favor of the fund that can be charged at the discretion of the fund manager to compensate for market transaction costs within the fund? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1219 | Marketing Fees | Share Class | Rate of expenses related to marketing and advertising a given fund. | number | 5%= 0.05
0.0000-1||||0.0065" | ||||||||||
| FSQ1220 | Management Fee (max) | Share Class | Maximum management fee as mentioned in prospectus. | number | 5%= 0.05 0.0000-1 | 0.0065 | |||||||||
| FSQ1221 | Management Fee (min) | Share Class | Minimum management fee. | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1222 | Management Fee (applied) | Share Class | Actual management fee of this share class.
Please indicate the date in field FSQ1223 ""Management Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0065" | ||||||||||||
| FSQ1223 | Management Fee (applied) Reference Date | Share Class | Reference date of applied management fee. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1224 | Custodian Fee (max) | Share Class | Maximum fees charged by a broker or financial institution for safekeeping services | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1225 | Custodian Fee (min) | Share Class | Minimun fees charged by a broker or financial institution for safekeeping services | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1226 | Custodian Fee (applied) | Share Class | Actual percentage charged for depositary (custodian) commission.
Please indicate the date in field FSQ1227 ""Custodian Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0067" | ||||||||||||
| FSQ1227 | Custodian Fee (applied) Reference Date | Share Class | Reference date of applied custodian fee. | string (10) | DD/MM/YYYY | 42735 | |||||||||
| FSQ1228 | Administration Fee (max) | Share Class | Maximum administration fee. | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1229 | Administration Fee (min) | Share Class | Minimum administration fee. | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1230 | Administration Fee (applied) | Share Class | Actual fees for the administration. | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1231 | Subscription Fee (max) | Share Class | Maximum subscription fee as mentioned in prospectus. | number | 5%= 0.05 0.0000-1 | 0.0065 | |||||||||
| FSQ1232 | Subscription Fee (min) | Share Class | Maximum subscription fee as mentioned in prospectus. | number | 5%= 0.05 0.0000-1 | 0.0065 | |||||||||
| FSQ1233 | Subscription Fee (applied) | Share Class | Actual fee paid by investors when acquiring funds' units/shares.
Please indicate the date in field FSQ1234 ""Subscription Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0066" | ||||||||||||
| FSQ1234 | Subscription Fee (applied) Reference Date | Share Class | Reference date of applied subscription fee. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1235 | Redemption Fee (max) | Share Class | Maximum redemption fee as mentioned in prospectus. | number | 5%= 0.05 0.0000-1 | 0.0065 | |||||||||
| FSQ1236 | Redemption Fee (min) | Share Class | Minimum redemption fee as mentioned in prospectus. | number | 5%= 0.05 0.0000-1 | 0.0065 | |||||||||
| FSQ1237 | Redemption Fee (applied) | Share Class | Actual fees for the redemption.
Please indicate the date in field FSQ1238 ""Redemption Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0065" | ||||||||||||
| FSQ1238 | Redemption Fee (applied) Reference Date | Share Class | Reference date of applied redemption fee. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1239 | Distribution Fee (max) | Share Class | Maximum distribution fee. | number | 5%= 0.05 0.0000-1 | 0.0075 | |||||||||
| FSQ1240 | Distribution Fee (min) | Share Class | Minimum distribution fee. | number | 5%= 0.05 0.0000-1 | 0.0075 | |||||||||
| FSQ1241 | Distribution Fee (applied) | Share Class | Actual fees for the distribution.
Please indicate the date in field FSQ1242 ""Distribution Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0075" | ||||||||||||
| FSQ1242 | Distribution Fee (applied) Reference Date | Share Class | Reference date of applied distribution fee. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1243 | Performance Fees (max) | Share Class | Maximum performance fee as mentioned in prospectus.
Please indicate the date in field FSQ1244 ""Performance Fees (max) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0055" | ||||||||||||
| FSQ1244 | Performance Fees (max) Reference Date | Share Class | Reference date of maximum performance fee. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1245 | Performance Fees (min) | Share Class | Minimum performance fee. | number | 5%= 0.05 0.0000-1 | 0.0055 | |||||||||
| FSQ1246 | Performance Fee (applied) | Share Class | Actual performance fee. | number | 5%= 0.05 0.0000-1 | 0.0075 | |||||||||
| FSQ1247 | Has Equalization Method For Performance Fee | Share Class | Is an equalization method for the performance fee used? Typically used by hedge funds, but not very common for mutual funds. Equalization is used by funds in order to ensure that every shareholder pays the same percentage of performance fee no matter when they subscribe to the fund. |
string (3) | ""YES ""/ ""NO"" | NO" | |||||||||
| FSQ1248 | Switch Fee (max) | Share Class | Maximum fee levied by a fund management group when an investor moves money from one fund to another within the same group. | number | 5%= 0.05 0.0000-1 | 0.0055 | |||||||||
| FSQ1249 | Switch Fee (min) | Share Class | Minumum fee levied by a fund management group when an investor moves money from one fund to another within the same group. | number | 5%= 0.05 0.0000-1 | 0.0055 | |||||||||
| FSQ1250 | Switch Fee (applied) | Share Class | Actual fee applicable if investor switch fund within the same family of funds. | number | 5%= 0.05 0.0000-1 | 0.0055 | |||||||||
| FSQ1251 | Switch IN Cut-off country Code | Share Class | Country location of the Fund Order Desk for switch in. | string (2) | ISO 3166-1 alpha-2 codes | LU | |||||||||
| FSQ1252 | All-in Fee (max) | Share Class | All-in fee as mentioned in the sales prospectus. Usually includes fees for portfolio management, sales, administration, custody and others.
Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,015" | ||||||||||||
| FSQ1253 | All-in Fee (applied) | Share Class | All-in fee this share class is actually charged with. Usually the all-in fee includes fees for portfolio management, sales, administration, custody and others.
Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,015" | ||||||||||||
| FSQ1254 | All-in Fee Includes Transaction Costs | Share Class | Please choose "yes", if FSQ1252 "All-in Fee (max)" and FSQ1253 "All-in Fee (applied)" include transaction costs. If not, please choose "no | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1255 | All-in Fee (max) Reference Date | Share Class | Effective date for all Fundsquare fields referring to All-in Fee, e.g. FSQ1252 "All-in Fee (max)", FSQ1253 "All-in Fee (applied)". | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1256 | Is Trailer Fee Clean | Share Class | Answer «yes» only, if the fund or ManCo are not paying trailer fees for this specific share class | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1257 | Trade Date | Share Class | The Trade Date Offset is defined as the difference in days between the trade date and the closing date also known as valuation date. The closing date is the date on which the prices of underlying holdings are determined. The default value of is zero. It may occur that there is a notice period for subscriptions and redemptions. The notice period specifies how many days in advance investors have to notify that they wish to subscribe or redeem a fund. If the notice period is equal for subscriptions and redemptions and less than or equal five business days, please use the field to display the notice period. In case the notice period is different for subscriptions and redemptions or the trade should be placed long time in advanced, then the value of this field is zero and the fields FSQ1265 ""Subscription Notice Period"" and FSQ1274 ""Redemption Notice Period"" are used to indicate the according notification periods in days. |
integer | 1-7 | 1" | |||||||||
| FSQ1258 | Time Zone For Cut-off For Subscription and Redemption | SC | Relevant time zone for FSQ1262 ""Subscription Cut-off time (in local time) STP ORDERS"" or FSQ1271 ""Redemption Cut-off time (in local time) STP ORDERS"" in local standard time format
Helpful links can be found at: - https://en.wikipedia.org/wiki/List_of_time_zones_by_country - https://en.wikipedia.org/wiki/Coordinated_Universal_Time - https://www.timeanddate.com/time/zones - https://en.wikipedia.org/wiki/Daylight_saving_time - https://en.wikipedia.org/wiki/Tz_database Commonly used standard time formats are: - EST Eastern Time Zone (USA); UTC-05:00 - CST Central Time Zone (USA); UTC-06:00 - PST Pacific Time Zone (USA); UTC-07:00 - CET Central European Time; UTC+01:00 - HKT Hong Kong Time; UTC+08:00 - SST Singapore Standard Time; UTC+08:00||string (3)||free text of maximum 3 characters||||SST" | ||||||||||||
| FSQ1259 | Subscription forms required for each subsequent investment | Share Class | Are specific forms required for subsequent investment or not. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1260 | Subscription Cut-off country code | Share Class | Country location of the Fund Order Desk for subscription. | string (2) | ISO 3166-1 alpha-2 codes | LU | |||||||||
| FSQ1261 | Subscription Cut-off city | Share Class | Name of the city's location of a given fund's order desk for subscription is located. | string (50) | free text of maximum 50 characters | Luxembourg | |||||||||
| FSQ1262 | Subscription Cut-off time (in local time) STP ORDERS | Share Class | Provider cut-off time (deadline order placement) [hh:mm]. Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" |
string (5) | HH:mm | 21:15" | |||||||||
| FSQ1263 | Subscription Cut-off time description (from trade date in days) | Share Class | Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T+ x days) of a given subscription. | string (4) | ± 0 | +2 | |||||||||
| FSQ1264 | Subscription Cut-off time description (from trade date in text) | Share Class | Additional and optional comments and descriptions regarding the subscription Cut-off time. | string (255) | free text of maximum 255 characters | ||||||||||
| FSQ1265 | Subscription Notice Period | Share Class | The Subscription Notice Period specifies how many days in advance investors have to notify that they wish to subscribe to a fund. | string (3) | 1-n | 1 | |||||||||
| FSQ1266 | TA Calendar Dealing - Subscription | Share Class | Does a fund dispose a specific calendar summarizing available trading days for subscriptions ? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1267 | Has Pre-notice For Subscription | Share Class | Is there a required pre-notice for subscriptions? This field specifies how many days in advance investors have to notify that they wish to subscribe to a fund. If this field is filled with ""yes"", please provide the respective data in the field FSQ1265 ""Subscription Notice Period"". If there is no pre-notice for subscriptions required, please fill this field with ""no"" and leave the field FSQ1265 ""Subscription Notice Period"" empty. |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1268 | Redemption Form required | Share Class | Are specific instruction/renunciation forms with regards to redemptions of a fund's units/shares required ? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1269 | Redemption Cut-off country code | Share Class | The country's location of the fund's order desk for redemption. | string (2) | ISO 3166-1 alpha-2 codes | LU | |||||||||
| FSQ1270 | Redemption Cut-off city | Share Class | Denomination of the city, where the fund's order desk for redemption is located. | string (50) | free text of maximum 50 characters | Luxembourg | |||||||||
| FSQ1271 | Redemption Cut-off time (in local time) STP ORDERS | Share Class | Provider cut-off time (deadline order placement) [hh:mm]. Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" |
string (5) | HH:mm | 21:15" | |||||||||
| FSQ1272 | Redemption Cut-off time description (from trade date in days) | Share Class | Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T + x days) of a given redemption. | string (4) | ± 0 | +1 | |||||||||
| FSQ1273 | Redemption Cut-off time description (from trade date in text) | Share Class | Additional and optional comments and descriptions regarding the redemption Cut-off time. | string (255) | free text of maximum 255 characters | ||||||||||
| FSQ1274 | Redemption Notice Period | Share Class | The Redemption Notice Period specifies how many days in advance investors have to notify that they wish to redeem a fund. | string (3) | 1-n | 1 | |||||||||
| FSQ1275 | Redemption Trade Cycle Period | Share Class | The length of the revolving time period within that one or more redemptions can be executed.
To indicate a mix of different trade cycle periods (=multiple trade cycles) choose ""combined""||string (8)||""DAILY"" / ""WEEKLY"" / ""MONTHLY"" / ""YEARLY"" / ""COMBINED""||||YEARLY" | ||||||||||||
| FSQ1276 | TA Calendar Dealing - Redemption | Share Class | Does a fund dispose a specific calendar summarizing available trading days for redemptions ? | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1277 | Has Pre-notice For Redemption | Share Class | Is there a required pre-notice for redemption? Typically used by hedge funds, but not very common for mutual funds. The field FSQ1274 ""Redemption Notice Period"" specifies how many days in advance investors have to notify that they wish to redeem a fund. If this field is filled with ""yes"", please provide the respective data in the field FSQ1274 ""Redemption Notice Period"". | ||||||||||||
| FSQ1278 | Has Lock-up For Redemption | Share Class | Indicates if the fund has a lock-up period for early redemption. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1279 | Lock-up Comment | Share Class | Free text to specify the lock-up. Please also include the kind of lock-up, i.e. if soft with a
penalty or hard without the option for early redemption.||string (150)||free text of maximum 150 characters||||1 year lock-up with a 1% penalty" | ||||||||||||
| FSQ1280 | Switch Allowed | Share Class | Are switches from one to another fund allowed or not. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1281 | Switch IN Cut-off (from trade date in days) | Share Class | Switch-IN Cut-off time for subscription legs (expressed in number of days) calculated from the trade date on. | string (4) | ± 0 | +1 | |||||||||
| FSQ1282 | Switch IN Cut-off city | Share Class | Name of the city, where the fund's order desk for switch IN of Cut-offs is located. | string (50) | free text of maximum 50 characters | Luxembourg | |||||||||
| FSQ1283 | Switch IN Cut-off time (in local time) | Share Class | Provider cut-off time (deadline for the switch in order placement) [hh:mm].
Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15" | ||||||||||||
| FSQ1284 | Switch IN Settlement cycle | Share Class | Changes regarding the period between a given transaction date and the date on which the settlement is due. | string (5) | 3 | ||||||||||
| FSQ1285 | Switch OUT Cut-off country Code | Share Class | Country location of the Fund Order Desk for switch out. | string (2) | ISO 3166-1 alpha-2 codes | LU | |||||||||
| FSQ1286 | Switch OUT Cut-off (from trade date in days) | Share Class | Switch OUT Cut-off time for redemption legs calculated from the trade date on. | string (4) | ± 0 | +3 | |||||||||
| FSQ1287 | Switch OUT Cut-off city | Share Class | Name of the city, where the fund's order desk for switch out of cut-off is located. | string (50) | free text of maximum 50 characters | Luxembourg | |||||||||
| FSQ1288 | Switch OUT Cut-off time (in local time) | Share Class | Provider cut-off time (deadline for the switch out order placement) [hh:mm].
Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15" | ||||||||||||
| FSQ1289 | Switch OUT Settlement cycle | Share Class | Changes regarding the period between a given trade date (usually denominated with T), and the date on which settlement will be due for orders placed within a main Fund Order Desk (usually expressed with T+ x days). | string (5) | 2 | ||||||||||
| FSQ1290 | TA Calendar Dealing - Switches | Share Class | Is for a given fund a calendar enumerating all available days for trading and their corresponding frequency (monthly, quarterly or yearly) published regarding switches or not. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1291 | Account opening and/or subscription forms required for the initial investment | Share Class | Is a specific form concerning account openings and/or initial subscriptions required in order to acquire a fund's shares/units. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1292 | Dilution Levy Policy for Single-priced Funds | Share Class | Refers to the dilution levy policy that consists of explicit charges that fund managers can choose to apply to specific client deals to cover any dealing or other costs they may incur when buying or selling shares in the fund. A dilution levy for single-priced funds is generally used in case of exceptionally large client transactions in relation to the size of the fund. The single price is flexible and may change on a daily basis; the fund manager may change the price up or down to protect existing investors from the costs associated with buying or selling the underlying investments as other investors join or leave the fund. |
string (20) | ""large deals"" / ""blanket sales"" | LARGE DEALS" | |||||||||
| FSQ1293 | Discount (EMX) | Share Class | Discount ascribed when using the EMX as channel of communication. EMX is frequently used by British platforms, such as Calastone or Euroclear for instance. | number | 5%= 0.05 0.0000-1 | 0.4567 | |||||||||
| FSQ1294 | Eligible for custodian pre-execution | Share Class | Is the fund eligible for custodian pre-execution | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1295 | Eligible for direct order processing | Share Class | Is the given fund eligible for direct order processing or not. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1296 | Mode(s) of transfer accepted | Share Class | Different accepted mode(s) for the execution of financial instruments transfers. | string (4) | "SLTR" / "MTCH" / "BOTH" | SLTR = Single Leg Transfer / MTCH = Matching (Multi Leg Transfer with matching) / BOTH = Single or Multi Leg Transfer with matching accepted | SLT | ||||||||
| FSQ1297 | ORD Data latest revision Date | Share Class | Latest date on which an order routine data check has been performed by a fund's management company. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1298 | Share Transfer restrictions | Share Class | Are share-transfer restrictions permissible or not (e.g. within client accounts, client accounts to other client accounts, specific AML process, etc.). | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1299 | Is Primary Listing | Share Class | Is this listing the primary listing of this ISIN ?
The prices of this listing are used to calculate Premium/Discount. This field is only available for ETFs.||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1300 | Investment Status | Share Class | Status of share class for new or existing investors.
open soft closed: closed for new investors or limited subscription amounts; redemption is possible hard closed: closed for all investors or any amount, but redemption is possible closed for redemption: no redemption possible, but still open for subscription closed for subscription and redemption Please indicate the date in field FSQ1301 ""Hard Closed Start Date"" and if applicable FSQ1302 ""Hard Closed End Date"" Please indicate the date in field FSQ1303 ""Soft Closed Start Date"" and if applicable FSQ1304 ""Soft Closed End Date""||string (4)||""OPEN"" / ""SOCL"" / ""HACL"" / ""CLRE"" / CLSR""||OPEN = open / SOCL = soft closed / HACL = hard closed / CLRE = closed for redemption / CLSR = closed for subscription and redemption |
OPEN" | |||||||||||
| FSQ1301 | Hard Closed Start Date | Share Class | Start date of which a fund is closed for all investors or any amount, but redemption is possible. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1302 | Hard Closed End Date | Share Class | End date of which a fund is closed for all investors or any amount, but redemption is possible. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1303 | Soft Closed Start Date | Share Class | Start date of which a fund is closed for new investors or limited subscription amounts; redemption is possible. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1304 | Soft Closed End Date | Share Class | End date of which a fund is closed for new investors or limited subscription amounts; redemption is possible. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1305 | Rounding Method - cash (dealing) | Share Class | Rounding method applicable for cash transactions (For both subscription and redemption transactions).
MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up. UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP" | ||||||||||||
| FSQ1306 | Rounding Method - Prices | Share Class | Rounding method applicable to a fund's unit/share prices.
MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up. UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP" | ||||||||||||
| FSQ1307 | Rounding Method - shares (dealing) | Share Class | Applied rounding method of the value of a fund's share/unit during share transactions (For both subscription and redemption transactions).
MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up. UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP" | ||||||||||||
| FSQ1308 | Valoren Code (CH) | Share Class | Swiss Securities identification number (Valor) | string (20) | free text of maximum 20 characters | 56560601 | |||||||||
| FSQ1309 | RIC Lipper Code | Share Class | The fund's code composed of a mix of characters and numbers assigned by Lipper for identification purposes on the Lipper Alpha Insight website. | string (20) | free text of maximum 20 characters | 68454171 | |||||||||
| FSQ1310 | RIC Reuters Code | Share Class | Code used by Thomson Reuters to identify financial instruments and indices. | string (20) | free text of maximum 20 characters | .MIUS0001vNUS | |||||||||
| FSQ1311 | Bloomberg Code | Share Class | Bloomberg code, composed of characters and numbers allowing the identification of a given fund on the Bloomberg platform.
Please indicate the relevant data in field FSQ1346 ""Exchange""||string (20)||free text of maximum 20 characters||alphanumeric, composed of 10 caracters: group of 7 first folowed by one space caracter, and 2 caracters||ABCDEFG HJ" | ||||||||||||
| FSQ1312 | MEXID Code | Share Class | The MEXID is a symbol unique to each fund to allow it to be easily identified. It is the four to six character code, consisting of letters and numbers. | string (6) | free text of maximum 6 characters | KMF4EA | |||||||||
| FSQ1313 | COMMON Code | Share Class | A common code is nine-digit identification code issued jointly by Clearstream and Euroclear. | string (9) | free text of maximum 9 characters | 1A3B5C7D9 | |||||||||
| FSQ1314 | WKN | Share Class | German securities identification number (Wertpapierkennnummer). | string (10) | free text of maximum 10 characters | ||||||||||
| FSQ1315 | SEDOL | Share Class | The Stock Exchange Daily Official List number. A code used by the London Stock Exchange to identify foreign stocks, especially those that aren't actively traded in the U.S. and don't have a CUSIP number. | string (10) | free text of maximum 10 characters | ||||||||||
| FSQ1316 | CUSIP | Share Class | A 9-character alphanumeric code which identifies a North American financial security. CUSIP stands for Committee on Uniform Securities Identification Procedures. |
string (9) | free text of maximum 9 characters | " | |||||||||
| FSQ1317 | Has UK Reporting Status | Share Class | Does the fund applied (already confirmed by HMRC) for or is intending to apply for the reporting fund status in the UK.
This field is applicable only for non-UK domiciled funds. However, for legacy reasons this boolean field must be filled out. Therefore, UK domiciled funds will default to yes.||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1318 | Country Legal Registration - Singapore | Share Class | Legal restriction Singapore | string (3) | "YES" / "RES" / "NO" | please refer to tab "Country Spec. Res" | YES | ||||||||
| FSQ1319 | Country Specific Restrictions - Singapore | Share Class | Specific Restriction Singapore | string (30) | "autorised CIS" / "restricted authorised CIS" / [blank] | please refer to tab "Country Spec. Res" | - | FSQ1320 | Country Legal Registration - Liechtenstein | Share Class | Legal restriction Liechtenstein | string (3) | "YES" / "RES" / "NO" | please refer to tab "Country Spec. Res" | YES |
| FSQ1321 | Country Specific Restrictions - Liechtenstein | Share Class | Specific Restriction Liechtenstein | string (45) | "authorised for professional investors" / "professional clients" / [blank] | please refer to tab "Country Spec. Res" | authorized for professional investors | ||||||||
| FSQ1322 | Country Legal Registration - Italy | Share Class | Legal restriction Italy | string (3) | "YES" / "RES" / "NO" | please refer to tab "Country Spec. Res" | YES | ||||||||
| FSQ1323 | Country Specific Restrictions - Italy | Share Class | Specific Restriction Italy | string (20) | "professional clients" / [blank] | please refer to tab "Country Spec. Res" | professional clients | ||||||||
| FSQ1324 | Italian Reduced Rate Percentage | Share Class | The Italian Reduced Rate Percentage (IRRP) to apply for the semester. The so-called White List is a list of countries that allow an adequate exchange of information with Italy. It is contained in a Ministerial Decree of 4 September 1996, which should be updated every six months.
Capital gains on non-qualifying shares in a resident non-listed company are exempt from 26 percent substitute tax if the seller is a resident of a White-List country. As from 1 January 2012, direct investment in government bonds are subject to a lower | ||||||||||||
| FSQ1325 | Italian Reduced Rate Percentage Start Date | Share Class | Initial date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies. | string (10) | DD/MM/YYYY | 43465 | |||||||||
| FSQ1326 | Italian Reduced Rate Percentage End Date | Share Class | End date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies. | string (10) | DD/MM/YYYY | 43465 | |||||||||
| FSQ1327 | Italian Reduced Rate Percentage Calculation Date | Share Class | The date when the FSQ1324 "Italian Reduced Rate Percentage" was calculated. | string (10) | DD/MM/YYYY | 43465 | |||||||||
| FSQ1328 | Country Legal Registration - Switzerland | Share Class | Legal restriction Switzerland | string (3) | "YES" / "RES" / "NO" | please refer to tab "Country Spec. Res" | YES | ||||||||
| FSQ1329 | Country Specific Restrictions - Switzerland | Share Class | Specific Restriction Switzerland | string (30) | "fund for qualified investors" / [blank] | please refer to tab "Country Spec. Res" | fund for qualified investors | ||||||||
| FSQ1330 | Singapore GST Liable | Share Class | GST (Goods and Services Tax) treatment of services provided or received by fund
managers in Singapore https://www.iras.gov.sg/irashome/GST/GST-registeredbusinesses/Learning-the-basics/Goods-and-Services-Tax--GST---What-It-Is-and-How-ItWorks/ ||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1331 | Singapore CPFIS-OA | Share Class | Please indicate in this field whether the share class is a Central Provident Fund
Investment Scheme (CPFIS) where investors invest their Ordinary Account (OA) savings in a wider range of investments (= ""yes"") or not (= ""no""). For further information about CPFIS-OA please visit the following website: https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes For further information about CPF please visit: https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1332 | Singapore CPFIS-SA | Share Class | Please indicate in this field whether the share class is a Central Provident Fund Investment Scheme (CPFIS) where investors invest their Special Account (SA) savings in a wider range of investments (= ""yes"") or not (= ""no"").
For further information about CPFIS-SA please visit the following website: https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes For further information about CPF please visit: https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1333 | Singapore SRS | Share Class | Please indicate in this field whether the share class is a Supplementary Retirement Scheme (SRS) (= ""yes"") or not (= ""no""). For further information about a SRS please visit the following website: https://www.cpf.gov.sg/Members/faq/schemes/Other-Matters/Others?ajsrc=FS&#faq2192593%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1334 | PTR annual (audited) | Share Class | Annual audited Portfolio Turnover Rate.
Please indicate the relevant date in field FSQ1335 ""PTR annual (audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567" | ||||||||||||
| FSQ1335 | PTR annual (audited) Date | Share Class | Date at which the audited Portfolio Turnover Rate is calculated. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1336 | PTR semi-annual (non-audited) | Share Class | Semi-annual non-audited Portfolio Turnover Rate. | number | 5%= 0.05 0.0000-1 | 0.4567 | |||||||||
| FSQ1337 | TER annual (audited) | Share Class | The total expense ratio (TER) is a measure of the total costs associated with managing and operating an investment fund, such as a mutual fund. These costs consist primarily of management fees and additional expenses, such as trading fees, legal fees, auditor fees, and other operational expenses.
The total cost of the fund is divided by the fund's total assets to arrive at a percentage amount, which represents the TER. TER is also known as the 'net expense ratio' or 'after reimbursement expense ratio'. Please indicate the relevant date in field FSQ1338 ""TER annual (audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567" | ||||||||||||
| FSQ1338 | TER annual (audited) Date | Share Class | Date at which the audited Total Expense Ratio is calculated. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1339 | TER semi-annual (non-audited) | Share Class | Semi-annual non-audited Total Expense Ratio.
Please indicate the relevant date in field FSQ1340 ""TER semi-annual (non-audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567" | ||||||||||||
| FSQ1340 | TER semi-annual (non-audited) Date | Share Class | Date on which the non-audited Total Expense Ratio is calculated. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1341 | TER Including Performance Fee | Share Class | Latest available Total Expense Ratio (TER) that is calculated including the performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER.
Please indicate the relevant date in field FSQ1342 ""TER Including Performance Fee Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0055" | ||||||||||||
| FSQ1342 | TER Including Performance Fee Date | Share Class | Date at which the Total Expense Ratio (TER) including performance fee is calculated. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1343 | TER Excluding Performance Fee | Share Class | Latest available Total Expense Ratio (TER) that is calculated without accounting for a possible performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER.
Please indicate the relevant date in field FSQ1344 ""TER Excluding Performance Fee Date"".||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,05" | ||||||||||||
| FSQ1344 | TER Excluding Performance Fee Date | Share Class | Date at which the Total Expense Ratio (TER) excluding performance fee is calculated. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1345 | Has Contingent Deferred Sales Charge Fee | Share Class | Contingent deferred sales charge fee (CDSC Fee). | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1346 | Exchange | Share Class | The instrument exchange to which a relevant instrument refers to. | string (2) | ""AV"" / ""BB"" / ""BH"" / ""CP"" / ""DC"" / ""FH"" / ""FP"" / ""GA"" / ""GR"" / ""GU"" / ""HK"" / ""ID"" / ""IM"" / ""IO"" / ""IR"" / ""KY"" / ""LE"" / ""LN"" / ""LX"" / ""NA"" / ""NO"" / ""PL"" / ""PW"" / ""SM"" / ""SP"" / ""SS"" / ""SV"" / ""SW"" / ""US"" / ""VI"" | List of code separated by a space character: AV = Austria / BB = Belgium / BH = Bermuda / CP = Czech Republic / DC = Denmark / FH = Finland / FP = France / GA = Greece / GR = Germany / GU = Guernsey / HK = Hong Kong / ID = Ireland / IM = Italy / IO = Isle Of Man / IR = Iceland / KY = Cayman Islands / LE = Liechtenstein / LN = United Kingdom / LX = Luxembourg / NA = Netherland / NO = Norway / PL = Portugal / PW = Poland / SM = Spain / SP = Singapore / SS = Sweden / SV = Slovenia / SW = Switzerland / US = United States / VI = British Virgin Islands |
FP" | ||||||||
| FSQ1347 | SRRI | Share Class | Synthetic Risk and Reward Indicator (SRRI) is a component of the Key Investor Information Document. SRRI illustrates a fund’s risk and reward profile through an integer number between 1 and 7. More details about the indicator and its computation methodology can be obtained under: https://www.esma.europa.eu/sites/default/files/library/2015/11/10_673.pdf Please indicate the relevant date in field FSQ1348 ""SRRI Record Date""||integer||1-7||||5" | ||||||||||||
| FSQ1348 | SRRI Record Date | Share Class | "As of" date as printed on the second page of the latest published Key Investor Information Document (KIID). | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1349 | Early Withdraw Charge | Share Class | Amount of charges/fees applicable to early withdrawals | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1350 | High Water Mark | Share Class | If performance fee applies: is there a high water mark as basis for the calculation of the performance fee? | string (4) | "NHWM" / "HWMR" / "HWMN" | NHWM = no high water mark / HWMR = high water mark, reset / HWMN = high water mark, no reset | NHWM | ||||||||
| FSQ1351 | Hurdle Rate | Share Class | If performance fee applies: is there a hurdle rate which is used for the calculation of the performance fee? (ex. 5%; Benchmark + 3%). | string (50) | free text of maximum 50 characters | Libor + 5% | |||||||||
| FSQ1352 | TA deadline for subscription / switch IN (minutes) | Share Class | Transfer agent's deadline for subscription with respect to the official Cut-off time. | integer | 1-n | 35 | |||||||||
| FSQ1353 | TA deadline for redemption / switch OUT (minutes) | Share Class | Transfer agent's deadline to consider when redeeming a fund's shares with respect to the official cut-off time. | integer | 1-n | 45 | |||||||||
| FSQ1354 | Benchmark | Share Class | Benchmark that is used to compare share class' performance. In case of long names use abbreviations (i.e. MSCI World). For ETFs Benchmark should be the same as FSQ1400 ""Index Name"". |
string (255) | free text of maximum 255 characters | S&P 500" | |||||||||
| FSQ1355 | Geographical exposure | Share Class | Geographic areas that contingently can expose a fund's real investments to a given type of risk (e.g. risk related to geographic areas, continents, countries, etc.). | string (255) | free text of maximum 255 characters | ||||||||||
| FSQ1356 | Ongoing Charges | Share Class | Ongoing charges as described in the esma guidelines - ""Methodology for calculation of the Ongoing Charges figure in the Key Investor Information Document"":
https://www.esma.europa.eu/document/guidelines-methodology-calculation-ongoing-charges-figure-in-key-investor-information. | ||||||||||||
| FSQ1357 | Ongoing Charges Date | Share Class | Relevant dates applicable for the determination of ongoing charges. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1358 | Is RDR Compliant | Share Class | Does the share class comply with the rules of the Retail Distribution Review (RDR) in the UK? Please leave empty for all non-UK domiciled funds without a registration for sale in the UK. |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1359 | Is Registered in Spain | Share Class | Is the share class registered in Spain. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1360 | Is Authorized for distribution in Italy | Share Class | Is the share class authorized to be distributed in Italy. | string (3) | "YES "/ "NO" | NO | |||||||||
| FSQ1361 | Is Austrian Tax Reporting Fund | Share Class | If the fund is a tax reporting fund the value of this field should be "yes". If it is a non-tax reporting fund please answer with "no". This replaces the former "Bluetenweiss" or "Weiss" etc. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1362 | Has Swiss Tax Reporting | Share Class | Has the required data been delivered to the Swiss Tax Authorities? Please be aware that data should be available yearly until the end of January latest on the EstV webpage
https://www.ictax.admin.ch/extern/de.html#/ratelist%7C%7Cstring (20)||""ESTV REPORTING"" / ""NO ESTV REPORTING""||||ESTV REPORTING" | ||||||||||||
| FSQ1363 | Share Class Life Cycle Status | Share Class | Current status of a given share class cycle. | string (20) | "ACTIVE" / "INACTIVE" / "TO_BE_LAUCHED" / "PROJECTED" / "DORMANT" / "IN_LIQUIDATION" / "LIQUIDATED" | LAUNCHED | |||||||||
| FSQ1364 | Cascade | Share Class | Percentage by which a Fund Administrator may invest in other investment funds= % in which a fund can invest in another fund | number | 5%= 0.05 0.0000-1 | 0.0067 | |||||||||
| FSQ1365 | Abbreviated Share Class Name | Share Class | Abbreviated fund name including umbrella and share class specifications. As the value of this field might be changed by the recipient, it is also tagged as a hybrid field. | string (50) | free text of maximum 50 characters | Lux Fd - Eq AX EUR | |||||||||
| FSQ1366 | Is Restricted To Separate Fee Arrangement | Share Class | Indicates if this share class is only available as per prospectus to end investors with feebased advisory agreement or similar. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1367 | Calendar Or Business Days For Transactions | Share Class | This field defines whether a period of days, e.g. for settlement or notification refers to calendar days or to business days. | string (13) | "calendar days" / "business days" | BUSINESS DAYS | |||||||||
| FSQ1368 | Exit Cost Description | Share Class | In case no exit fees exist, this field should be empty. However, if there are exit costs, a short explanation of these would be expected, especially if there are exit cost, that are dependent on the time span the investor was invested. | string (100) | free text of maximum 100 characters | ||||||||||
| FSQ1369 | Has Tripartite Report | Share Class | Is there a Tripartite Report available for the share class? See the details at https://www.theinvestmentassociation.org/investment-industry-information/currentinitiatives/solvency-ii.html | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1370 | Is BVV2 Compliant | Share Class | Are the funds' investments in conformance with the Ordinance of the Swiss Pension's Act (Verordnung über die berufliche Alters-, Hinterlassenen- und Invalidenvorsorge (BVV 2)) Art. 53 and Art. 55? Please be aware that this ordinance has been tightened on January 1st, 2015. Typically, these funds are set up and distributed only to pension funds. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1371 | Luxembourg Taxe d'Abonnement | Share Class | Taxe rate of Luxembourg taxe d'abonnement. | number | 5%= 0.05 0.0000-1 | 0,0005 | |||||||||
| FSQ1372 | Is Eligible For Tax Deferred Fund Switch In Spain | Share Class | Does the fund fulfill the requirements for 'traspaso'? For that the fund has to be registered in Spain and if it is not a FCP but a SICAV there must be more than 500 investors. This fiscal regulation applies only to international regulated funds (=SICAVs) registered for sale in Spain. The number is counted at fund level. Thus, if a fund has in total more than 500 shareholders ALL shares classes (provided they are registered in Spain) are considered capital gain tax exempt. The Spanish word ""traspaso"" makes reference to transfer implying money can be transferred between funds without paying capital gain tax. Please be aware, that all Spanish domestic funds and all FCPs registered in Spain must be set to ""yes"" by default.||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1373 | Is US Tax Forms W8 W9 Needed | Share Class | Does the investment fund require investors to deliver US tax forms (W-8, W9)? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1374 | Is Flow-Through Entity By US Tax Law | Share Class | Is the investment fund treated as flow-through entity (e.g. partnership) according to US tax law? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1375 | Subject To FATCA Withholding Taxation | Share Class | Please mention whether the Fund, Hedge Fund or ETF is subject to FATCA, i.e. receiving interests, dividends, coupons in USD or payments in USD subject to US Withholding Tax including USD denominated share classes. | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1376 | Has Forward Pricing | Share Class | Forward pricing is the principle of fixing a subscription or redemption price after the time when the order must be placed, i.e. some time after the official cut-off time.
Therefore, when the subscription or redemption is placed, the price is not known. This is to ensure that there is no speculation against the fund.||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1377 | Is Suitable For Swiss Retail Clients | Share Class | From a fund houses perspective: May this share class be distributed to Swiss retail clients?
Retail Clients are according to article 4 paragraph 2 of the Financial Services Act (FinSA), in German ""Finanzdienstleistungsgesetz"" (FIDLEG), clients which are not professional clients. According to article 4 paragraph 3 professional clients are considered to be: a. financial intermediaries under the Banking Act of 8 November 1934, the Financial Institutions Act of...6 and the Collective Investment Schemes Act of 23 June 2006 b. insurance companies in accordance with the Insurance Supervision Act of 17 December 2004 c. foreign customers, who have an equivalent prudential supervision as the persons of letter a and b d. central banks e. public-law corporations with professional vaults f. pension schemes and institutions whose purpose is to provide occupational pension with professional vaulting g. Company with professional vaults For more information please consider the following links: https://www.newsd.admin.ch/newsd/message/attachments/41567.pdf (only in German available) https://www.efd.admin.ch/efd/en/home/themen/wirtschaft--waehrung--finanzplatz/finanzmarktpolitik/fidleg-finig/fb-fidleg-finig.html (available in English, French, German and Italian)||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1378 | Is Minimum Subscription Waived | Share Class | Is Minimum Subscription Waived for Clearstream | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1379 | Is Minimal Redemption Waived | Share Class | Is Minimum Redemption Waived for Clearstream | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1380 | Country Legal Registration - Hong Kong | Share Class | Legal restriction Hong Kong
Please indicate the date in field FSQ1381 ""Country Legal Registration Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES" | ||||||||||||
| FSQ1381 | Country Legal Registration Date - Hong Kong | Share Class | Registration date in Hong Kong | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1382 | Country Marketing Distribution - Hong Kong | Share Class | Marketing distribution in Hong Kong
Please indicate the date in field FSQ1383 ""Country Distribution Start Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES" | ||||||||||||
| FSQ1383 | Country Distribution Start Date - Hong Kong | Share Class | Distribution start date in Hong Kong. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1384 | Country Distribution End Date - Hong Kong | Share Class | Registration end date in Hong Kong. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1385 | Country Deregistration Date - Hong Kong | Share Class | Deregistration date in Hong Kong. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1386 | Index Currency | Share Class | Currency of the index, that refers to the corresponding share class. Please use ISO 4217 (e.g. EUR) and leave empty, if index is a local currency index. | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1387 | Denomination Base | Share Class | Ratio of fund price versus index (please indicate multiplier, in digits only). The formula for calculation is: Denomination Base = Fund Price (numerator) / Index (denominator). |
number | 0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc | 10" | |||||||||
| FSQ1388 | Listing Date | Share Class | Date of first listing at the respective stock exchange. | string (10) | DD/MM/YYYY | 31/12/2016 | |||||||||
| FSQ1389 | Market Identifier Code | Share Class | The Market Identifier Code (MIC) is a unique identification code used to identify securities trading exchanges, regulated and non-regulated trading markets. The MIC is a four alpha character code and is defined in ISO 10383 by International Organization for Standardization (ISO). Important: Please use ""MIC"" and not ""Operating MIC"". The MIC is updated by ISO regularly and can be downloaded from https://www.iso10383.org%7C%7Cstring (4)||free text of maximum 4 characters||||XARM" | ||||||||||||
| FSQ1390 | Exchange Place | Share Class | Stock exchange where ETF is listed. Please note, that an ETF share class may have several listings while having only one ISIN, i.e. there is an 1:n relation between share class and exchange places.
//Notice: Please use FSQ1389 ""Market Identifier Code"" instead. If you are using both fields, make sure that this field contains ""NAME-INSTITUTION DESCRIPTION"" that corresponds with FSQ1389 ""Market Identifier Code"" as it is defined in: http://www.iso15022.org/MIC/homepageMIC.htm/%7C%7Cstring (100)||free text of maximum 100 characters||||BANK OF AMERICA - MERRILL LYNCH OTC" | ||||||||||||
| FSQ1391 | GPS Share Class Code | Share Class | The GPS (BNP instrument code) on the share class level | string (10) | free text of maximum 10 characters | ||||||||||
| FSQ1392 | CSSF Share Class Code | Share Class | The 'Share class CSSF code' is a unique code for a share class, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised share classes. | string (20) | free text of maximum 20 characters | 05 | |||||||||
| FSQ1393 | F2C Share Class Code | Share Class | The 'F2C Fund code' refers to the F2C instrument code at the share class level. | string (10) | free text of maximum 10 characters | 50246578 | |||||||||
| FSQ1394 | PWC Share Class Code | Share Class | The PricewaterhouseCoopers code on share class level | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1395 | Swiss Fund Data Share Class Code | Share Class | The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the share class level. | string (3) | free text of maximum 3 characters | 05 | |||||||||
| FSQ1396 | Administration Centrale Share Class Code | Share Class | The central administration's code at the share class level. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1398 | CBI Code (Central Bank of Ireland) share class | Share Class | The Central Bank of Ireland instrument code at the share class level. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1399 | Citicode (Financial Express et Trustnet) | Share Class | The Citi instrument code. | string (20) | free text of maximum 20 characters | ||||||||||
| FSQ1400 | Index Name | Share Class | Index name which is tracked by the ETF. | string (250) | free text of maximum 250 characters | MSCI World Equities | |||||||||
| FSQ1401 | Index Type | Share Class | Specification of index type: performance (total return) or price index. | string (30) | "price" / "performance" / "performance net dividends" / "performance gross dividends" | - | FSQ1402 | Bloomberg Code Of Underlying Index | Share Class | Bloomberg code of index tracked by the ETF. | string (15) | free text of maximum 15 characters | EUFDCSTR | ||
| FSQ1403 | Reuters Code Of Underlying Index | Share Class | Reuters code of index tracked by the ETF. Please take good care, that Reuters codes are case sensitive:
.MIUS0000vNUS stands for MSCI USA Quality and .MIUS0000VNUS stands for MSCI USA Value||string (30)||free text of maximum 30 characters||||.MIUS0000vNUS" | ||||||||||||
| FSQ1404 | Status Of Listing | Share Class | Determines the actual status of a share class' listing. For an existing listing of a share class the default value is "active". | string (10) | "planned" / "active" / "suspended" / "delisted" | delisted | |||||||||
| FSQ1405 | Listing Currency | Share Class | Currency in which ETF is listed at the respective stock exchange | string (3) | ISO 4217 currency code | EUR | |||||||||
| FSQ1406 | Bloomberg Code Of Listing | Share Class | Bloomberg code of ETF listed at respective stock exchange, including country abbreviation (e.g. LX for Luxembourg). | string (2) | free text of maximum 2 characters | LX | |||||||||
| FSQ1407 | Reuters Code Of Listing | Share Class | Reuters code (RIC) of ETF listed at respective stock exchange, including abbreviation (e.g. .PA for Euronext Paris). | string (2) | free text of maximum 2 characters | PA | |||||||||
| FSQ1408 | iNAV Bloomberg Code Of Listing | Share Class | Bloomberg code for the intraday NAV at this exchange place. | string (2) | free text of maximum 2 characters | LX | |||||||||
| FSQ1409 | iNAV Reuters Code Of Listing | Share Class | Reuters code for the intraday NAV at this exchange place. | string (2) | free text of maximum 2 characters | PA | |||||||||
| FSQ1410 | FATCA Status V2 | Share Class | FATCA status as given by the Internal Revenue Service (IRS) | string (5) | "501CO" / "ATNFA" / "ANFFE" / "CIENF" / "CDFLV" / "CDLLI" / "CDNLB" / "CDSIV" / "DNFFE" / "EOEBO" / "EIFFI" / "ENELB" / "ENGCE" / "ENSUC" / "ENNFE" / "EREPL" / "FUSFB" / "NPFFI" / "NPORG" / "NRFFI" / "ODFFI" / "PAFFI" / "PNFFE" / "PNFPT" / "RDFFI" / "R1FFI" / "R2FFI" / "REDIS" / "SNFFE" / "SPFFI" / "TFIIN" | 501CO = 501(c) organization / ATNFA = Account that is not a financial account / ANFFE = Active NFFE / CIENF = Certain investment entities that do not maintain financial accounts / CDFLV = Certified deemed-compliant FFI with only low-value accounts / CDLLI = Certified deemed-compliant limited life debt investment entity / CDNLB = Certified deemed-compliant nonregistering local bank / CDSIV = Certified deemed-compliant sponsored, closely held investment vehicle / DNFFE = Direct reporting NFFE / EOEBO = Entity wholly owned by exempt beneficial owners / EIFFI = Excepted inter-affiliate FFI / ENELB = Excepted nonfinancial entity in liquidation or bankruptcy / ENGCE = Excepted nonfinancial group entity / ENSUC = Excepted nonfinancial start-up company / ENNFE = Excepted territory NFFE / EREPL = Exempt retirement plans / FUSFB = Foreign government, government of a U.S. possession, or foreign central bank of issue International organization / NPFFI = Nonparticipating FFI (including an FFI related to a Reporting IGA FFI other than a deemed-compliant FFI, participating FFI, or exempt beneficial owner) / NPORG = Nonprofit organization / NRFFI = Nonreporting IGA FFI / ODFFI = Owner-documented FFI / PAFFI = Participating FFI / PNFFE = Passive NFFE / PNFPT = Publicly traded NFFE or NFFE affiliate of a publicly traded corporation / RDFFI = Registered deemed-compliant FFI (other than a reporting Model 1 FFI, sponsored FFI, or nonreporting IGA FFI covered in Part XII) / R1FFI = Reporting Model 1 FFI / R2FFI = Reporting Model 2 FFI / REDIS = Restricted distributor / SNFFE = Sponsored direct reporting NFFE / SPFFI = Sponsored FFI / TFIIN = Territory financial institution | Account that is not a financial account | ||||||||
| FSQ1411 | Has Forced Redemption | Share Class | Indicates if an investor has to sell this share class, if he cancels the fee based advisory mandate as mentioned in FSQ1366 "Is Restricted To Separate Fee Arrangement". | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1412 | Has Duration Hedge | Share Class | Is it very likely, that there is a duration hedge implemented within this share class? | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1413 | Product Governance Procedure | Share Class | An indication of how closely the manufacturer's product governance procedure follows MiFID II.
A = Product governance procedure pursuant to MiFID II B = Product governance procedure comparable to MiFID II C = Product governance procedure not in accordance with MiFID II D = No information is requested from the issuer ||string (1)||""A ""/ ""B"" / ""C"" / ""D""||A = Product governance procedure pursuant to MIFID II B = Product governance procedure comparable to MIFID II C = Product governance procedure not in accordance with MIFID II D = No information is requested from the issuer||YES" | ||||||||||||
| FSQ1414 | CS Retail Or Institutional | Share Class | Indicates if a share class is for CS retail or institutional investors.
Cannot be empty in case FSQ1414 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (4)||""RETA"" / ""INST""||RETA = Retail / INST = Institutional||RETA" | ||||||||||||
| FSQ1415 | Under CS Distribution Agreement | Share Class | Indicates if a share class is included in the distribution agreement between the Fund Provider and Credit Suisse (CS). | string (3) | "YES "/ "NO" | YES | |||||||||
| FSQ1416 | CS Eligible For Private Clients Without Discretionary Mandate | Share Class | Indicates if an ISIN, marked as ""institutional"" in the field FSQ1414 ""CS Retail Or Institutional"", is available to non-discretionary private clients of CS as per prospectus.
If it's ""retail"", leave empty. If it's ""institutional"" then choose the correct value (either ""yes"" or ""no"").||string (3) ||""YES ""/ ""NO""||||YES" | ||||||||||||
| FSQ1417 | CS Forced Redemption If Fee-based Advisory Agreement Is Terminated | Share Class | Indicates if the holdings in a share class available to investors with a fee-based advisory agreement have to be sold or the position switched if the advisory agreement with the distributor is terminated. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"", ""no"" or ""yes, switch into another share class""). |
string (35) | ""YES"" / ""NO"" / ""YES, switch into another share class"" | YES" | |||||||||
| FSQ1418 | CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement | Share Class | Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement or similar. If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is not eligible for CS private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""no""), indicate ""no"". If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is eligible for private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""yes""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement""). If this is a retail share class (FSQ1414 ""CS Retail Or Institutional"" = retail""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement""). The value ""yes"" would mean it is available to all clients, while ""yes, only for fee-based advisory agreement"" means it is only for clients with fee-based advisory agreement. Cannot be empty in case FSQ1415 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (40)||""YES"" / ""NO"" / ""YES, only for fee-based advisory agreement""||||YES" | ||||||||||||
| FSQ1419 | CS Available To End Clients With Fee-based Advisory Agreement And With Minimum Subscription Amount Restrictions | Share Class | Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement and additionally has minimum initial and/or subsequent subscription requirements that have not been waived at end investor level. The answer here depends on whether the share class has a minimum or not. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to CS end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"" or ""no""). |
string (3) | ""YES ""/ ""NO"" | YES" | |||||||||
| FSQ1420 | CS Minimum Initial Subscription Amount Waived For CS | SC | Indicates if the minimum initial subscription amount is waived for CS.
If only ""0"" values are reported for FSQ1199 ""Minimum Initial Subscription Shares"" and/or FSQ1196 ""Minimum Initial Subscription Amount"", then leave empty. If either FSQ1199 ""Minimum Initial Subscription In Shares"" or FSQ1196 ""Minimum Initial Subscription Amount"" or both of them report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). ""yes"" being equivalent to a general waiver, ""yes, with restrictions"" a waiver for certain clients (e.g. clients with a fee-based agreement, to be further specified) and ""no"" equals no waiver.||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES" | ||||||||||||
| FSQ1421 | CS Restrictions Of Minimum Initial Subscription Amount Waiver | Share Class | The field needs to be completed only if FSQ1420 "CS Minimum Initial Subscription Amount Waived For CS" has been marked with "yes, with restrictions, otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors etc. | string (150) | free text (without line brakes, bullets etc.) limited to 150 characters | - | FSQ1422 | CS Minimum Subsequent Subscription Amount Waived For CS | Share Class | Indicates if the minimum subsequent subscription amount is waived for CS.
If only ""0"" values are reported for FSQ1200 ""Minimum Subsequent Subscription Shares"" and/or FSQ1198 "" Minimum Subsequent Subscription Amount"" are both ""0"", then leave empty. If FSQ1200 ""Minimum Subsequent Subscription Shares"" or FSQ1198 ""Minimum Subsequent Subscription Amount"" or both report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). The value implicates the same as under field FSQ1420 ""CS Minimum Initial Subscription Amount Waived For CS"".||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES" | |||||
| FSQ1423 | CS Restrictions Of Minimum Subsequent Subscription Amount Waiver | Share Class | The field needs to be completed only if FSQ1422 "CS Minimum Subsequent Subscription Amount Waived for CS" has been marked with "YES, with restrictions", otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors. | string (150) | free text (without line brakes, bullets etc.) limited to 150 characters | - | FSQ1424 | CS Available To End Clients With Fee-based Advisory Agreement With Country Restrictions | Share Class | Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement with country restrictions. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""no"" or ISO 3166-1-alpha-3 code (i.e. SWE for Sweden).).||string (50)||NO / or [List] of ISO 3166-1-alpha-3 country codes limited to 50 characters. Order alphabetic ASC Multiple countries are separated by pipe ""|"" (ASCII 124).||ISO 3166-1-alpha-3 country codes as it can be found on https://en.wikipedia.org/wiki/ISO_3166-1 or on https://www.iso.org.%7C%7CNO" | |||||
| FSQ1425 | UBS Asset Classification | Sub-Fund | The asset class according to the UBS Unified Fund Classification (UAC).
Please be aware that FS1425 ""UBS Asset Classification"", FSQ1426 ""UBS Asset Classification - Asset Class Sub-Category"" and FSQ1427 ""UBS Asset Classification - Asset Class Investment Style"" are linked together. ||string (50)||please refer to tab ""UBS Asset Classification""||||Allocation" | ||||||||||||
| FSQ1426 | UBS Asset Classification - Asset Class Sub-Category | Sub-Fund | The asset class sub-category according to the UBS Unified Fund Classification (UAC). | string (50) | please refer to tab "UBS Asset Classification" | Absolute Return | |||||||||
| FSQ1427 | UBS Asset Classification - Asset Class Investment Style | Sub-Fund | The asset class Investment style according to the UBS Unified Fund Classification (UAC). | string (30) | please refer to tab "UBS Asset Classification" | Multi-Strategy |