Difference between revisions of "Test2"
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! <span> <small>''Internal <br /> business ID''</small/> </span> | ! <span> <small>''Internal <br /> business ID''</small/> </span> | ||
</div> | </div> | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | 08/371 FIS prospectus | | style="vertical-align:middle; color:#202122;" | 08/371 FIS prospectus | ||
| style="vertical-align:middle; color:#202122;" | SIF:<br /> (-) Prospectus (PC)<br /> (-) Offering document (DE)<br /> (-) Letter of explanation (LE) | | style="vertical-align:middle; color:#202122;" | SIF:<br /> (-) Prospectus (PC)<br /> (-) Offering document (DE)<br /> (-) Letter of explanation (LE) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 83 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 83 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | 08/371 FIS report | | style="vertical-align:middle; color:#202122;" | 08/371 FIS report | ||
| style="vertical-align:middle; color:#202122;" | SIF:<br /> (-) Annual Report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (PM)<br /> SICAR:<br /> (-) Annual Report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (PM) | | style="vertical-align:middle; color:#202122;" | SIF:<br /> (-) Annual Report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (PM)<br /> SICAR:<br /> (-) Annual Report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (PM) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 87 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 87 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | 08/371 report | | style="vertical-align:middle; color:#202122;" | 08/371 report | ||
| style="vertical-align:middle; color:#202122;" | UCI:<br /> (-) Annual Report (AR)<br /> (-) Semi-annual report (SR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (MP) | | style="vertical-align:middle; color:#202122;" | UCI:<br /> (-) Annual Report (AR)<br /> (-) Semi-annual report (SR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (MP) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 89 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 89 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | 08/371 report not in 08/371 | | style="vertical-align:middle; color:#202122;" | 08/371 report not in 08/371 | ||
| style="vertical-align:middle; color:#202122;" | (-) Auditor report (RR)<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK) | | style="vertical-align:middle; color:#202122;" | (-) Auditor report (RR)<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 88 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 88 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | 08/371 UCI prospectus | | style="vertical-align:middle; color:#202122;" | 08/371 UCI prospectus | ||
| style="vertical-align:middle; color:#202122;" | UCI:<br /> (-) Prospectus (PC)<br /> (-) Simplified prospectus (PS)<br /> (-) Letter of explanation (LE) | | style="vertical-align:middle; color:#202122;" | UCI:<br /> (-) Prospectus (PC)<br /> (-) Simplified prospectus (PS)<br /> (-) Letter of explanation (LE) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 84 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 84 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | AIF Reporting | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | AIFREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br /> AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM)]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM)]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 54<br /> wkf 24 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | AnaCredit | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | ANTREF<br /> ANTT1M<br /> ANTT2M<br /> ANTT2Q | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | ANTREF_201801_LUB00999_20180205-001.xml<br /> ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br /> ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br /> ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 74<br /> wkf 122 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | BCL statistics | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S0.1; S1.1; S1.4; S1.5;<br /> S1.8; S1.9; S2.5-L; S2.5-N;<br /> S2.8; S2.9-L; S 2.9-N; S3.2 | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 13<br /> wkf 96 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | COREP report | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | COFREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br /> COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br /> COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 72<br /> wkf 85 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Credit institution reporting | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | AR: Annual Report<br /> AS: Annual report consolidated<br /> CO: Compliance Report<br /> GR: Governance Report<br /> IA: Internal Audit Report<br /> IC: ICAAP<br /> ID: ICAAP Consolidated<br /> LF: Long Form Report<br /> LC: Long Form consolidated<br /> LD: Long form branch or specific participation<br /> ML:ManagementLetter<br /> MC: Management letter consolidated<br /> RC: Risk Control Report<br /> RP: Recovery Plan<br /> SC: Single Customer View<br /> LG: Reconciliation LuxGAAP FINREP<br /> RR: Results distribution <br /> <br /> BD: AC member list <br /> IL: ILAAP <br /> IM: ILAAP consolidated <br /> AC: Audit report on AML/CTF<br /> MF: Audit report on rules of conduct<br /> MM: Head quarter annual report<br /> RE: Report on out-of-court complaint resolution<br /> TR: Table on out-of-court complaint resolution<br /> AD: Circ. 18/697 annexe1 | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 27<br /> wkf 92 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | CRS report | ||
| style="text-decoration:underline | | style="text-decoration:underline; color:#0563C1;" | CRS | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS)]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS)]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 68<br /> wkf | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | CSSF attestation | | style="vertical-align:middle; color:#202122;" | CSSF attestation | ||
| style="text-decoration:underline; color:#0563C1;" | CSSF attestation request | | style="text-decoration:underline; color:#0563C1;" | CSSF attestation request | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | - | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="vertical-align:middle; color:#202122;" | - | | style="vertical-align:middle; color:#202122;" | - | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 104 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 104 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | CSSF enquiry | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | ESPREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | ESPREP-B0999-2008-06-STT.xls | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 15<br /> wkf 78 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Data payment collection (CDP) | | style="vertical-align:middle; color:#202122;" | Data payment collection (CDP) | ||
| style="vertical-align:middle; color:#202122;" | V1.1 - V1.300-F | | style="vertical-align:middle; color:#202122;" | V1.1 - V1.300-F | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Payment_Institutions/Electronic_Money_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Payment_Institutions/Electronic_Money_Institutions]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 36<br /> wkf 74 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 36<br /> wkf 74 | ||
|- style="vertical-align:middle | |- style="vertical-align:middle;" | ||
| style="color:#202122;" | | | style="color:#202122;" | Informations diverses d'ordre général | ||
| style="color:#202122;" | | | style="color:#202122;" | Amendment to an existing instrument | ||
| style=" | | style="color:#202122;" | No file name convention | ||
| style="text-align:center;" | No | | style="text-align:center;" | No | ||
| style="color:#202122;" | - | | style="color:#202122;" | - | ||
| style="font-style:italic; color:#868686;" | bus 5<br /> wkf 73 | | style="font-style:italic; color:#868686;" | bus 5<br /> wkf 73 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | EDP report | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | EDPREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 29<br /> wkf 109 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | EME report | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | EMEREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 34<br /> wkf 110 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | FATCA sending | | style="vertical-align:middle; color:#202122;" | FATCA sending | ||
| style="text-decoration:underline; color:#0563C1;" | FATCA | | style="text-decoration:underline; color:#0563C1;" | FATCA | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br /> wkf | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br /> wkf | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Fin. Rep. of GFI | | style="vertical-align:middle; color:#202122;" | Fin. Rep. of GFI | ||
| style="vertical-align:middle; color:#202122;" | (-) Annual management company report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Management company rep., other frequency (RO)<br /> (-) Response to the CSSF<br /> (-) Miscellaneous report | | style="vertical-align:middle; color:#202122;" | (-) Annual management company report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Management company rep., other frequency (RO)<br /> (-) Response to the CSSF<br /> (-) Miscellaneous report | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> no naming convention<br /> no naming convention<br /> no naming convention | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 80 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 80 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | FINREP report | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | B2.4<br /> B2.5 | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br /> FRCREP-B9999-2007-12-B24-L2-L-N--.zip | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br /> wkf 86 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Issuing companies reporting | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S2.16<br /> S2.17 | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br /> S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br /> wkf 90 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Key investor document | | style="vertical-align:middle; color:#202122;" | Key investor document | ||
| style="vertical-align:middle; color:#202122;" | Key Investor Information Document | | style="vertical-align:middle; color:#202122;" | Key Investor Information Document | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 108 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 108 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Long forms CSSF 09/423 | | style="vertical-align:middle; color:#202122;" | Long forms CSSF 09/423 | ||
| style="vertical-align:middle; color:#202122;" | (-)Long Form reports (LF) | | style="vertical-align:middle; color:#202122;" | (-)Long Form reports (LF) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 81 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 81 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Management company report | | style="vertical-align:middle; color:#202122;" | Management company report | ||
| style="vertical-align:middle; color:#202122;" | SGOREP | | style="vertical-align:middle; color:#202122;" | SGOREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | | | style="text-decoration:underline; color:#0563C1;" | | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 26<br /> wkf 95 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 26<br /> wkf 95 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Management letters CSSF 09/423 | | style="vertical-align:middle; color:#202122;" | Management letters CSSF 09/423 | ||
| style="vertical-align:middle; color:#202122;" | Management letters (ML)<br /> (OPC Loi 2010, OPC Loi 2007, SICAR) | | style="vertical-align:middle; color:#202122;" | Management letters (ML)<br /> (OPC Loi 2010, OPC Loi 2007, SICAR) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 82 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 82 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Management letters of GFI | | style="vertical-align:middle; color:#202122;" | Management letters of GFI | ||
| style="vertical-align:middle; color:#202122;" | (-) Management letters (ML)<br /> (Investment fund manager (IFM)<br /> Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE) | | style="vertical-align:middle; color:#202122;" | (-) Management letters (ML)<br /> (Investment fund manager (IFM)<br /> Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 125 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 125 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Management regulation/status | | style="vertical-align:middle; color:#202122;" | Management regulation/status | ||
| style="vertical-align:middle; color:#202122;" | (-) DOCREP MR: Management Regulations of UCITS (MR)<br /> (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br /> (-)DOCREP AI: Articles of Incorporation of SICAR (AI) | | style="vertical-align:middle; color:#202122;" | (-) DOCREP MR: Management Regulations of UCITS (MR)<br /> (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br /> (-)DOCREP AI: Articles of Incorporation of SICAR (AI) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 108 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 108 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Mifir reporting | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | TAFREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | TAFREP-B00000001-2017-04-15-123456.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#MiFID_II_/_MiFIR]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#MiFID_II_/_MiFIR]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 71<br /> wkf 115 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | | | style="vertical-align:middle; color:#202122;" | Reporting Money Market Fund | ||
| style="vertical-align:middle; color:#202122;" | MMFREP | | style="vertical-align:middle; color:#202122;" | MMFREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br /> MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | | | style="text-decoration:underline; color:#0563C1;" | | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 83 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 83 | ||
|- style="vertical-align:middle | |- style="vertical-align:middle;" | ||
| style="color:#202122;" | Modification group UCI | | style="color:#202122;" | Modification group UCI | ||
| style="color:#202122;" | (-) Prospectus<br /> (-) Prospectus Addendum<br /> (-) Registration request<br /> (-) Incorporating documents<br /> (-) Other informational and marketing documents<br /> (-) Depositary bank agreement<br /> (-) Management agreement<br /> (-) Advisory agreement<br /> (-) Distribution agreement<br /> (-) Domiciliation agreementt | | style="color:#202122;" | (-) Prospectus<br /> (-) Prospectus Addendum<br /> (-) Registration request<br /> (-) Incorporating documents<br /> (-) Other informational and marketing documents<br /> (-) Depositary bank agreement<br /> (-) Management agreement<br /> (-) Advisory agreement<br /> (-) Distribution agreement<br /> (-) Domiciliation agreementt | ||
| style=" | | style="color:#202122;" | No file name convention | ||
| style="text-align:center;" | No | | style="text-align:center;" | No | ||
| style="color:#202122;" | - | | style="color:#202122;" | - | ||
| style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 69 | | style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 69 | ||
|- style="vertical-align:middle | |- style="vertical-align:middle;" | ||
| style="color:#202122;" | Modification UCI | | style="color:#202122;" | Modification UCI | ||
| style="color:#202122;" | (-) Prospectus<br /> (-) Prospectus Addendum<br /> (-) Registration request<br /> (-) Incorporating documents<br /> (-) Other informational and marketing documents<br /> (-) Depositary bank agreement<br /> (-) Management agreement<br /> (-) Advisory agreement<br /> (-) Distribution agreement<br /> (-) Domiciliation agreementt | | style="color:#202122;" | (-) Prospectus<br /> (-) Prospectus Addendum<br /> (-) Registration request<br /> (-) Incorporating documents<br /> (-) Other informational and marketing documents<br /> (-) Depositary bank agreement<br /> (-) Management agreement<br /> (-) Advisory agreement<br /> (-) Distribution agreement<br /> (-) Domiciliation agreementt | ||
| style=" | | style="color:#202122;" | No file name convention | ||
| style="text-align:center;" | No | | style="text-align:center;" | No | ||
| style="color:#202122;" | - | | style="color:#202122;" | - | ||
| style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 68 | | style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 68 | ||
|- style="vertical-align:middle | |- style="vertical-align:middle;" | ||
| style=" | | style="color:#202122;" | Non LU UCI registration | ||
| style="color:#202122;" | KIID, prospectus, FactSheet... | | style="color:#202122;" | KIID, prospectus, FactSheet... | ||
| style=" | | style="color:#202122;" | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf | ||
| style="text-align:center | | style="text-align:center;" | No | ||
| style="color:#202122;" | - | | style="color:#202122;" | - | ||
| style="font-style:italic; color:#868686;" | bus 30<br /> wkf 107 | | style="font-style:italic; color:#868686;" | bus 30<br /> wkf 107 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Other closing documents of GFI | | style="vertical-align:middle; color:#202122;" | Other closing documents of GFI | ||
| style="vertical-align:middle; color:#202122;" | (-) Risk management function(GR)<br /> (-) OPCVM instruments information (ID)<br /> (-) Compliance Function (FC)<br /> (-) Internal audit function report (IA)<br /> (-) LBC/FT Obligation (BC)<br /> (-) Complaints handling (TP)<br /> (-) Authorized third party complaints (LP)<br /> (-) Risk Management Procedure (PG)<br /> (-) Organization chart (OG)<br /> (-) Mandates table (TM)<br /> (-) Delegates of RFI (RD)<br /> (-) Branch activity (AS),<br /> (-) Own funds ratio (FP)<br /> (-) Risk management procedure AIFM (PN)<br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET)<br /> | | style="vertical-align:middle; color:#202122;" | (-) Risk management function(GR)<br /> (-) OPCVM instruments information (ID)<br /> (-) Compliance Function (FC)<br /> (-) Internal audit function report (IA)<br /> (-) LBC/FT Obligation (BC)<br /> (-) Complaints handling (TP)<br /> (-) Authorized third party complaints (LP)<br /> (-) Risk Management Procedure (PG)<br /> (-) Organization chart (OG)<br /> (-) Mandates table (TM)<br /> (-) Delegates of RFI (RD)<br /> (-) Branch activity (AS),<br /> (-) Own funds ratio (FP)<br /> (-) Risk management procedure AIFM (PN)<br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET)<br /> | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG) | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 126 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 126 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | OTHER reporting<br /> (=> CSSF) | | style="vertical-align:middle; color:#202122;" | OTHER reporting<br /> (=> CSSF) | ||
| style="vertical-align:middle; color:#202122;" | OTHREP | | style="vertical-align:middle; color:#202122;" | OTHREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | OTHREP-B9999-HELLO_WORLD.xlsx | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br /> wkf 93 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br /> wkf 93 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Payments balance | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | BOP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 12<br /> wkf 105 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | PSF report | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | PSFREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Professionals_of_the_Financial_Sector_(PFS)]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Professionals_of_the_Financial_Sector_(PFS)]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 18<br /> wkf 94 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Companie) -<br /> Governance Re | | style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Companie) -<br /> Governance Re | ||
| style="text-decoration:underline; color:#0563C1;" | no source files | | style="text-decoration:underline; color:#0563C1;" | no source files | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 64 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 64 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Réviseur) -<br /> Governance Rep | | style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Réviseur) -<br /> Governance Rep | ||
| style="text-decoration:underline; color:#0563C1;" | no source files | | style="text-decoration:underline; color:#0563C1;" | no source files | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 63 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 63 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Reporting CSDR | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | CSDREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 78<br /> wkfxxx | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Reporting EDIFACT | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | B4.4 (Credit institutions) | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | B0001809.T01 | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br /> wkf 86 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Reporting IORP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | SUFREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Institutions_for_Occupational_Retirement_Provision]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Institutions_for_Occupational_Retirement_Provision]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 80<br /> wkf 130 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Reporting S1.12-L | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S1.12-L | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 76<br /> wkf 124 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Reporting securities by securities of issuing companies | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | TPTIBS | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br /> wkf 90 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | | | style="vertical-align:middle; color:#202122;" | Sicar reporting | ||
| style="vertical-align:middle; color:#202122;" | SICREP | | style="vertical-align:middle; color:#202122;" | SICREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br /> wkf 112 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br /> wkf 112 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Reporting U | | style="vertical-align:middle; color:#202122;" | Reporting U | ||
| style="vertical-align:middle; color:#202122;" | U1.1 | | style="vertical-align:middle; color:#202122;" | U1.1 | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br /> wkf | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br /> wkf | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Security by security Banks | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | TPTBBL; TPTBBN; TPTBHR; TPTBHN | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 20<br /> wkf 97 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | BCL SHS | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | SHSGRP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | SHSGRP_201709_LUB00999_20171206_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 75<br /> wkf 123 | ||
|- style="vertical-align:middle | |- style="vertical-align:middle;" | ||
| style="color:#202122;" | SIAG (03/108) | | style="color:#202122;" | SIAG (03/108) | ||
| style="color:#202122;" | (-) Miscellaneous<br /> (-) Miscellaneous report<br /> (-) Reponse to the CSSF | | style="color:#202122;" | (-) Miscellaneous<br /> (-) Miscellaneous report<br /> (-) Reponse to the CSSF | ||
| style=" | | style="color:#202122;" | No file name convention | ||
| style="text-align:center;" | No | | style="text-align:center;" | No | ||
| style="color:#202122;" | - | | style="color:#202122;" | - | ||
| style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 71 | | style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 71 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Solvency II Reporting | | style="vertical-align:middle; color:#202122;" | Solvency II Reporting | ||
| style="text-decoration:underline; color:#0563C1;" | no source files | | style="text-decoration:underline; color:#0563C1;" | no source files | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | ||
| style="text-align:center; vertical-align:middle;" | No | | style="text-align:center; vertical-align:middle;" | No | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 44 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 44 | ||
|- | |- | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | Titrisation vehicles | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S2.14<br /> S2.15<br /> TPTTBS | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br /> S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br /> TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml | ||
| style="text-align:center; vertical-align:middle | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Securitisation_Vehicles]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Securitisation_Vehicles]] | ||
| style="vertical-align:middle; font-style:italic | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 23<br /> wkf 98 | ||
|- | |- | ||
| style="vertical-align:middle; color:#202122;" | Various correspondence (OTH)<br /> (=> BCL -OTHER reporting) | | style="vertical-align:middle; color:#202122;" | Various correspondence (OTH)<br /> (=> BCL -OTHER reporting) | ||
| style="vertical-align:middle; color:#202122;" | OTXREP | | style="vertical-align:middle; color:#202122;" | OTXREP | ||
| style="vertical-align:middle | | style="vertical-align:middle; color:#202122;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls | ||
| style="text-align:center; vertical-align:middle;" | Yes | | style="text-align:center; vertical-align:middle;" | Yes | ||
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]] | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]] | ||
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 22<br /> wkf 75 | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 22<br /> wkf 75 | ||
|- style="vertical-align:middle; | |- | ||
| | | style="vertical-align:middle; color:#202122;" | BCL report for insurances | ||
| style="vertical-align:middle; color:#202122;" | S2.18<br /> S2.19<br /> S4.3<br /> TPTASS | |||
| style=" | | style="vertical-align:middle; color:#202122;" | S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br /> S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br /> S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br /> TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn | ||
| | | style="text-align:center; vertical-align:middle;" | Yes | ||
| | | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]] | ||
| style="font-style:italic; color:#868686;" | bus | | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 63<br /> wkf 42 | ||
|} | |} | ||
</div> | </div> | ||
Revision as of 15:47, 20 December 2022
Error: Must specify an image in the first line.
Sending types
| Sending type | Reporting | Example | Multiples possible |
Detailed information | Internal business ID |
|---|---|---|---|---|---|
| 08/371 FIS prospectus | SIF: (-) Prospectus (PC) (-) Offering document (DE) (-) Letter of explanation (LE) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 83 |
| 08/371 FIS report | SIF: (-) Annual Report (AR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (PM) SICAR: (-) Annual Report (AR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (PM) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 87 |
| 08/371 report | UCI: (-) Annual Report (AR) (-) Semi-annual report (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (MP) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 89 |
| 08/371 report not in 08/371 | (-) Auditor report (RR) (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 88 |
| 08/371 UCI prospectus | UCI: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Letter of explanation (LE) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 84 |
| AIF Reporting | AIFREP | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip |
No | ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM) | bus 54 wkf 24 |
| AnaCredit | ANTREF ANTT1M ANTT2M ANTT2Q |
ANTREF_201801_LUB00999_20180205-001.xml ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml |
Yes | ProductCoverage#Credit_Institutions | bus 74 wkf 122 |
| BCL statistics | S0.1; S1.1; S1.4; S1.5; S1.8; S1.9; S2.5-L; S2.5-N; S2.8; S2.9-L; S 2.9-N; S3.2 |
S0001_L1_20130616_B000000999_B000000999_20130617_001.xml | No | ProductCoverage#Credit_Institutions | bus 13 wkf 96 |
| COREP report | COFREP | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip |
No | ProductCoverage#Credit_Institutions | bus 72 wkf 85 |
| Credit institution reporting | AR: Annual Report AS: Annual report consolidated CO: Compliance Report GR: Governance Report IA: Internal Audit Report IC: ICAAP ID: ICAAP Consolidated LF: Long Form Report LC: Long Form consolidated LD: Long form branch or specific participation ML:ManagementLetter MC: Management letter consolidated RC: Risk Control Report RP: Recovery Plan SC: Single Customer View LG: Reconciliation LuxGAAP FINREP RR: Results distribution BD: AC member list IL: ILAAP IM: ILAAP consolidated AC: Audit report on AML/CTF MF: Audit report on rules of conduct MM: Head quarter annual report RE: Report on out-of-court complaint resolution TR: Table on out-of-court complaint resolution AD: Circ. 18/697 annexe1 |
DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf |
No | ProductCoverage#Credit_Institutions | bus 27 wkf 92 |
| CRS report | CRS | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml | No | ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS) | bus 68 wkf |
| CSSF attestation | CSSF attestation request | - | No | - | bus 21 wkf 104 |
| CSSF enquiry | ESPREP | ESPREP-B0999-2008-06-STT.xls | No | ProductCoverage#Credit_Institutions | bus 15 wkf 78 |
| Data payment collection (CDP) | V1.1 - V1.300-F | V0101_L2_201601_W000000003_B000000999_20160201_001.xml | Yes | ProductCoverage#Payment_Institutions/Electronic_Money_Institutions | bus 36 wkf 74 |
| Informations diverses d'ordre général | Amendment to an existing instrument | No file name convention | No | - | bus 5 wkf 73 |
| EDP report | EDPREP | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls | No | ProductCoverage#Electronic_Money_Institutions | bus 29 wkf 109 |
| EME report | EMEREP | EMEREP-W9999-2011-03-W11-L0-L-N--.xls | No | ProductCoverage#Electronic_Money_Institutions | bus 34 wkf 110 |
| FATCA sending | FATCA | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml | No | ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA | bus 60 wkf |
| Fin. Rep. of GFI | (-) Annual management company report (AR) (-) Letter of explanation (LE) (-) Management company rep., other frequency (RO) (-) Response to the CSSF (-) Miscellaneous report |
DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf no naming convention no naming convention no naming convention |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 80 |
| FINREP report | B2.4 B2.5 |
FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML FRCREP-B9999-2007-12-B24-L2-L-N--.zip |
No | ProductCoverage#Credit_Institutions | bus 73 wkf 86 |
| Issuing companies reporting | S2.16 S2.17 |
S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml |
Yes | ProductCoverage#Financial_Companies | bus 35 wkf 90 |
| Key investor document | Key Investor Information Document | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 108 |
| Long forms CSSF 09/423 | (-)Long Form reports (LF) | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf | Yes | ProductCoverage#Investment_Funds | bus 21 wkf 81 |
| Management company report | SGOREP | SGOREP-S9999-2009-03-G21-L2-S-N--.xls | No | bus 26 wkf 95 | |
| Management letters CSSF 09/423 | Management letters (ML) (OPC Loi 2010, OPC Loi 2007, SICAR) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) |
No | ProductCoverage#Investment_Funds | bus 21 wkf 82 |
| Management letters of GFI | (-) Management letters (ML) (Investment fund manager (IFM) Gestionnaire des fonds d'investissment (GFI)) (-) Letter of explanation (LE) |
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf |
No | ProductCoverage#Investment_Funds | bus 21 wkf 125 |
| Management regulation/status | (-) DOCREP MR: Management Regulations of UCITS (MR) (-) DOCREP AI: Articles of Incorporation of UCITS (AI) (-)DOCREP AI: Articles of Incorporation of SICAR (AI) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 108 |
| Mifir reporting | TAFREP | TAFREP-B00000001-2017-04-15-123456.xml | No | ProductCoverage#MiFID_II_/_MiFIR | bus 71 wkf 115 |
| Reporting Money Market Fund | MMFREP | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip |
No | bus 83 | |
| Modification group UCI | (-) Prospectus (-) Prospectus Addendum (-) Registration request (-) Incorporating documents (-) Other informational and marketing documents (-) Depositary bank agreement (-) Management agreement (-) Advisory agreement (-) Distribution agreement (-) Domiciliation agreementt |
No file name convention | No | - | bus 5 and 1 wkf 69 |
| Modification UCI | (-) Prospectus (-) Prospectus Addendum (-) Registration request (-) Incorporating documents (-) Other informational and marketing documents (-) Depositary bank agreement (-) Management agreement (-) Advisory agreement (-) Distribution agreement (-) Domiciliation agreementt |
No file name convention | No | - | bus 5 and 1 wkf 68 |
| Non LU UCI registration | KIID, prospectus, FactSheet... | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf | No | - | bus 30 wkf 107 |
| Other closing documents of GFI | (-) Risk management function(GR) (-) OPCVM instruments information (ID) (-) Compliance Function (FC) (-) Internal audit function report (IA) (-) LBC/FT Obligation (BC) (-) Complaints handling (TP) (-) Authorized third party complaints (LP) (-) Risk Management Procedure (PG) (-) Organization chart (OG) (-) Mandates table (TM) (-) Delegates of RFI (RD) (-) Branch activity (AS), (-) Own funds ratio (FP) (-) Risk management procedure AIFM (PN) (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) |
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG) |
Yes | ProductCoverage#Investment_Funds | bus 21 wkf 126 |
| OTHER reporting (=> CSSF) |
OTHREP | OTHREP-B9999-HELLO_WORLD.xlsx | No | ProductCoverage#Other_reporting_CSSF_BCL | bus 19 wkf 93 |
| Payments balance | BOP | BOP101_20130616_B000000999_B000000999_20130617_001.xml | Yes | ProductCoverage#Credit_Institutions | bus 12 wkf 105 |
| PSF report | PSFREP | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx | No | ProductCoverage#Professionals_of_the_Financial_Sector_(PFS) | bus 18 wkf 94 |
| Rapport narratif (CAA) (Companie) - Governance Re |
no source files | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | No | ProductCoverage#Insurance_Corporations | bus 62 wkf 64 |
| Rapport narratif (CAA) (Réviseur) - Governance Rep |
no source files | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | No | ProductCoverage#Insurance_Corporations | bus 62 wkf 63 |
| Reporting CSDR | CSDREP | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip | No | ProductCoverage#Credit_Institutions | bus 78 wkfxxx |
| Reporting EDIFACT | B4.4 (Credit institutions) | B0001809.T01 | No | ProductCoverage#Credit_Institutions | bus 73 wkf 86 |
| Reporting IORP | SUFREP | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip | No | ProductCoverage#Institutions_for_Occupational_Retirement_Provision | bus 80 wkf 130 |
| Reporting S1.12-L | S1.12-L | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml | No | ProductCoverage#Credit_Institutions | bus 76 wkf 124 |
| Reporting securities by securities of issuing companies | TPTIBS | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | Yes | ProductCoverage#Financial_Companies | bus 35 wkf 90 |
| Sicar reporting | SICREP | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls | No | ProductCoverage#Investment_Funds | bus 17 wkf 112 |
| Reporting U | U1.1 | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml | No | ProductCoverage#Investment_Funds | bus 8 wkf |
| Security by security Banks | TPTBBL; TPTBBN; TPTBHR; TPTBHN | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml | No | ProductCoverage#Credit_Institutions | bus 20 wkf 97 |
| BCL SHS | SHSGRP | SHSGRP_201709_LUB00999_20171206_001.xml | No | ProductCoverage#Credit_Institutions | bus 75 wkf 123 |
| SIAG (03/108) | (-) Miscellaneous (-) Miscellaneous report (-) Reponse to the CSSF |
No file name convention | No | - | bus 5 and 1 wkf 71 |
| Solvency II Reporting | no source files | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | No | ProductCoverage#Insurance_Corporations | bus 62 wkf 44 |
| Titrisation vehicles | S2.14 S2.15 TPTTBS |
S0214_L1_201412_T000000999_T000123001_20150120_001.xml S0215_L1_201412_T000000999_T000123001_20150120_001.xml TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml |
Yes | ProductCoverage#Securitisation_Vehicles | bus 23 wkf 98 |
| Various correspondence (OTH) (=> BCL -OTHER reporting) |
OTXREP | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls | Yes | ProductCoverage#Other_reporting_CSSF_BCL | bus 22 wkf 75 |
| BCL report for insurances | S2.18 S2.19 S4.3 TPTASS |
S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn |
Yes | ProductCoverage#Insurance_Corporations | bus 63 wkf 42 |