Difference between revisions of "Test2"
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=== Sending types === | |||
{| class="sortable" border="1" cellspacing="2" cellpadding="1" | {| class="sortable" border="1" cellspacing="2" cellpadding="1" | ||
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! scope="col" | '''Reporting''' | ! scope="col" | '''Reporting''' | ||
! scope="col" | '''Example''' | ! scope="col" | '''Example''' | ||
! scope="col" | '''Detailed information''' | ! scope="col" | '''Detailed information''' | ||
! <span> <small>''Internal <br /> business ID''</small/> </span> | ! <span> <small>''Internal <br /> business ID''</small/> </span> | ||
</div> | </div> | ||
|- | |- | ||
| style=" | ||MMF reporting | ||
| style=" | ||<small> MMFREP </small/> | ||
| style=" | || <small> MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip <br /> MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip </small/> | ||
| | || | ||
| style=" | [https://www.cssf.lu/en/money-market-funds/ <small>CSSF - Money market fund </small>]<br/> | ||
| style=" | [https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ <small> CSSF - Legal reporting </small/>]<br/> | ||
[https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf <small> CSSF - MMFR Handbook </small/>] | |||
||<span style="color: #868686"> <small>''bus 83'' <br /> ''wkf 131''</small/> </span> | |||
|- | |||
|- | |||
||Mifir reporting | |||
||<small> TAFREP </small/> | |||
|| <small> TAFREP-B00000001-2017-04-15-123456.xml </small/> | |||
||[https://www.cssf.lu/wp-content/uploads/TAF_Handbook_2019.2.pdf <small> CSSF - TAF Handbook </small/>] | |||
||<span style="color: #868686"> <small>''bus 71'' <br /> ''wkf 115''</small/> </span> | |||
|- | |||
||Reporting IORP | |||
||<small> SUFREP</small/> | |||
||<small> SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip </small/> | |||
||[https://www.cssf.lu/wp-content/uploads/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf <small> (-) CSSF - Legal reporting </small/>]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf <small> (-) CIRCULAR CSSF 19/726 </small/>]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small> (-) New naming convention SUFREP </small/>]<br /> | |||
[https://www.cssf.lu/wp-content/uploads/Technical_Note_for_IORPs.pdf <small> (-) Technical note </small/>]<br /> | |||
[https://www.eiopa.europa.eu/tools-and-data/supervisory-reporting-dpm-and-xbrl_en <small> (-) XBRL taxonomies to be used </small/>]<br /> | |||
||<span style="color: #868686"> <small>''bus 80'' <br /> ''wkf 130''</small/> </span> | |||
|- | |||
||AnaCredit | |||
||<small> ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q </small/> | |||
||<small> ANTREF_201801_LUB00999_20180205-001.xml <br /> ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml <br /> ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml <br /> ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml </small/> <br /> | |||
||[https://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf <small> BCL - Reporting instructions </small/>] | |||
||<span style="color: #868686"> <small>''bus 74'' <br /> ''wkf 122'' </small/> </span> | |||
|- | |||
||SHS-Group reporting | |||
||<small> SHSGRP </small/> | |||
||<small> SHSGRP_201709_LUB00999_20171206_001.xml </small/> | |||
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf <small> BCL - Reporting instructions </small/>] | |||
||<span style="color: #868686"> <small>''bus 75'' <br /> ''wkf 123'' </small/> </span> | |||
|- | |||
||FINREP report | |||
||<small> B2.4 <br /> B2.5 </small/> | |||
||<small> FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML <br /> FRCREP-B9999-2007-12-B24-L2-L-N--.zip </small/> | |||
||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> Naming convention for CSSF reportings </small/>] | |||
||<span style="color: #868686"> <small>''bus 73'' <br /> ''wkf 86''</small/> </span> | |||
|- | |||
||Reporting EDIFACT | |||
||<small> B4.4 (Credit institutions) </small/> | |||
||<small> B0001809.T01 </small/> | |||
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf <small> (-) CSSF - Reporting instructions Edifact B4.4 </small/>] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> (-) Naming convention for CSSF reportings </small/>] | |||
||<span style="color: #868686"> <small>''bus 73'' <br /> ''wkf 86''</small/> </span> | |||
|- | |||
||Reporting CSDR | |||
||<small> CSDREP </small/> | |||
||<small> CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip </small/> | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf <small> (-) CSSF - Circular 19/709 </small/>] <br /> | |||
||<span style="color: #868686"> <small>''bus 78'' <br /> ''wkfxxx''</small/> </span> | |||
|- | |||
||COREP report | |||
||<small> COFREP </small/> | |||
||<small> COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl <br /> COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip <br /> COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip </small/> | |||
||[https://www.cssf.lu/en/document/reporting-requirements-for-credit-institutions-final-version/ <small> (-) CSSF - Reporting requirements for credit institutions</small/>] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> (-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 72'' <br /> ''wkf 85''</small/> </span> | |||
|- | |||
||Credit institution reporting | |||
||<small>AR: Annual Report <br /> AS: Annual report consolidated <br /> CO: Compliance Report <br /> GR: Governance Report <br /> IA: Internal Audit Report <br /> IC: ICAAP <br /> ID: ICAAP Consolidated <br /> LF: Long Form Report <br /> LC: Long Form consolidated <br /> | |||
LD: Long form branch or specific participation <br /> | |||
ML:ManagementLetter <br /> MC: Management letter consolidated <br /> RC: Risk Control Report <br /> RP: Recovery Plan <br /> SC: Single Customer View <br /> LG: Reconciliation LuxGAAP FINREP <br /> | |||
RR: Results distribution <br /> | |||
BD: AC member list <br /> IL: ILAAP <br /> IM: ILAAP consolidated | |||
<br /> | |||
AC: Audit report on AML/CTF <br /> | |||
MF: Audit report on rules of conduct <br /> | |||
MM: Head quarter annual report <br /> | |||
RE: Report on out-of-court complaint resolution <br /> | |||
TR: Table on out-of-court complaint resolution <br /> | |||
AD: Circ. 18/697 annexe1 <br /></small/> | |||
||<small> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf <br /> | |||
DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf </small/> | |||
|| | |||
[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf <small> (-) CSSF - Circular 19/731</small/>] <br /> | |||
||<span style="color: #868686"> <small>''bus 27'' <br /> ''wkf 92''</small/> </span> | |||
|- | |||
||BCL statistics | |||
||<small> S0.1; S1.1; S1.4; S1.5; <br /> S1.8; S1.9; S2.5-L; S2.5-N; <br /> S2.8; S2.9-L; S 2.9-N; S3.2</small/> | |||
||<small> S0001_L1_20130616_B000000999_B000000999_20130617_001.xml </small/> | |||
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>] | |||
||<span style="color: #868686"> <small>''bus 13'' <br /> ''wkf 96''</small/> </span> | |||
|- | |- | ||
| | ||Reporting S1.12-L | ||
| | ||<small> S1.12-L</small/> | ||
| | ||<small> S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml </small/> | ||
| | ||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>] | ||
||<span style="color: #868686"> <small>''bus 76'' <br /> ''wkf 124''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Security by security Banks | ||
| | ||<small> TPTBBL; TPTBBN; TPTBHR; TPTBHN </small/> | ||
| | ||<small> TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml </small/> | ||
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>] | |||
| | ||<span style="color: #868686"> <small>''bus 20'' <br /> ''wkf 97''</small/> </span> | ||
| style=" | |||
|- | |- | ||
| | ||Payments balance | ||
| | ||<small> BOP </small/> | ||
| | ||<small> BOP101_20130616_B000000999_B000000999_20130617_001.xml </small/> | ||
| | ||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>] | ||
||<span style="color: #868686"> <small>''bus 12'' <br /> ''wkf 105''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||CSSF enquiry | ||
| | ||<small> ESPREP </small/> | ||
| | ||<small> ESPREP-B0999-2008-06-STT.xls </small/> | ||
||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> (-) Naming convention for CSSF reportings</small/>] | |||
| | ||<span style="color: #868686"> <small>''bus 15'' <br /> ''wkf 78''</small/> </span> | ||
| style=" | |||
|- | |- | ||
| | ||EDP report | ||
| | ||<small> EDPREP </small/> | ||
| | ||<small> EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls </small/> | ||
||[https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ <small>(-) CSSF - Reporting instructions</small/>] <br /> | |||
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
| style=" | ||<span style="color: #868686"> <small>''bus 29'' <br /> ''wkf 109''</small/> </span> | ||
|- | |- | ||
| | ||EME report | ||
| | ||<small> EMEREP </small/> | ||
| | ||<small> EMEREP-W9999-2011-03-W11-L0-L-N--.xls </small/> | ||
| | ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ <small>(-) CSSF - Reporting instructions</small/>] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>] | ||
||<span style="color: #868686"> <small>''bus 34'' <br /> ''wkf 110''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Data payment collection (CDP) | ||
| | ||<small> V1.1 - V1.300-F </small/> | ||
| | ||<small> V0101_L2_201601_W000000003_B000000999_20160201_001.xml </small/> | ||
||[https://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf <small>BCL - File name convention</small/>] | |||
| | ||<span style="color: #868686"> <small>''bus 36'' <br /> ''wkf 74''</small/> </span> | ||
| style=" | |||
|- | |- | ||
| | ||Reporting U | ||
| | ||<small> U1.1 </small/> | ||
||<small> U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-15-627/ <small> (-) CSSF - Circular 15/627</small/>] <br /> | |||
[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf <small> (-) CSSF - File naming convention U1.1 reporting</small/>] | |||
| style=" | ||<span style="color: #868686"> <small>''bus 8'' <br /> ''wkf ''</small/> </span> | ||
|- | |- | ||
| | ||Reporting Sicar | ||
| | ||<small> SICREP </small/> | ||
| | ||<small> SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls </small/> | ||
| | || | ||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf <small>(-) CSSF - Circular 08/376</small/>] <br /> | |||
| style=" | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf <small>(-) CSSF - Circular 15/627</small/>] <br /> | ||
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 17'' <br /> ''wkf 112''</small/> </span> | |||
|- | |- | ||
| | ||Management letters CSSF 09/423 | ||
| | ||<small> Management letters (ML) <br /> (OPC Loi 2010, OPC Loi 2007, SICAR) | ||
| | ||<small> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) <br /> | |||
| style=" | DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) <br /> | ||
</small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 82''</small/> </span> | |||
|-Fin. Rep. of GFI | |||
||Management letters of GFI | |||
||<small>(-) Management letters (ML) <br /> (Investment fund manager (IFM) <br /> Gestionnaire des fonds d'investissment (GFI)) | |||
(-) Letter of explanation (LE)</small/> | |||
||<small> | |||
DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf <br /> | |||
DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br /> | |||
DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf <br /> | |||
DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br /> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 125''</small/> </span> | |||
|- | |- | ||
| | ||Long forms CSSF 09/423 | ||
| | || | ||
| | <small> | ||
(-)Long Form reports (LF)</small/> | |||
|| | |||
| style=" | <small> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 81''</small/> </span> </small/> | |||
|- | |- | ||
| | ||Fin. Rep. of GFI | ||
| | || | ||
| | <small> | ||
(-) Annual management company report (AR) <br /> | |||
| | (-) Letter of explanation (LE) <br /> | ||
| style=" | (-) Management company rep., other frequency (RO) <br /> | ||
(-) Response to the CSSF <br /> | |||
(-) Miscellaneous report | |||
</small/> | |||
|| | |||
<small> | |||
DOCREP-'''S'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf <br /> | |||
DOCREP-'''S'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf <br /> | |||
DOCREP-'''S'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf <br /> | |||
DOCREP-'''A'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf <br /> | |||
DOCREP-'''A'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf <br /> | |||
DOCREP-'''A'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf <br /> | |||
no naming convention <br /> | |||
no naming convention <br /> | |||
no naming convention <br /> </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 80''</small/> </span> | |||
|- | |- | ||
| | ||08/371 report not in 08/371 | ||
| | ||<small> (-) Auditor report (RR) <br /> | ||
(-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)</small/> | |||
||<small> | |||
| | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) <br /> | ||
| style=" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-'''HK'''-LL-0000.pdf (OPC Loi 2010) <br /> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) <br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 88''</small/> </span> | |||
|- | |- | ||
| | ||Other closing documents of GFI | ||
|| | |||
<small> | |||
(-) Risk management function(GR) <br /> | |||
(-) OPCVM instruments information (ID) <br /> | |||
(-) Compliance Function (FC)<br /> | |||
(-) Internal audit function report (IA)<br /> | |||
(-) LBC/FT Obligation (BC) <br /> | |||
(-) Complaints handling (TP) <br /> | |||
(-) Authorized third party complaints (LP) <br /> | |||
(-) Risk Management Procedure (PG)<br /> | |||
| - | (-) Organization chart (OG) <br /> | ||
| style=" | (-) Mandates table (TM) <br /> | ||
(-) Delegates of RFI (RD) <br /> | |||
(-) Branch activity (AS), <br /> | |||
(-) Own funds ratio (FP) <br /> | |||
(-) Risk management procedure AIFM (PN) <br /> | |||
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br /> | |||
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br /> | |||
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> | |||
<br /> | |||
|| <small> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) <br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) <br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)<br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) <br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br /> | |||
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) <br /> | |||
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)<br /> | |||
</small/> | |||
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 19/708</small/> ] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 126''</small/> </span> | |||
|- | |- | ||
| | ||AML_AIFM_REG Reporting | ||
| | || | ||
| style=" | <small> | ||
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br /> | |||
| style=" | (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br /> | ||
(-) LBC/FT Obligation (BC) <br /> | |||
(-) Letter of explanation (LE) <br /> | |||
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> [[File:Attention.jpg|border|30px]]<span style="color: #C00000"> '''E-file should no longer be used for this procedure -ET-!!!!!!''' <br /> | |||
|| <small> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf <br /> | |||
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br /> | |||
</small/> | |||
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 19/708</small/> ] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 133''</small/> </span> | |||
|- | |- | ||
| | ||08/371 FIS prospectus | ||
| | ||<small>SIF: <br /> | ||
| | (-) Prospectus (PC) <br /> | ||
(-) Offering document (DE) <br /> | |||
(-) Letter of explanation (LE) <br /> | |||
| style=" | || | ||
<small> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf</small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 83''</small/> </span> | |||
|- | |- | ||
| | ||08/371 UCI prospectus | ||
| | ||<small>UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)</small/> | ||
|| | |||
<small> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf <br /> | |||
| | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf <br /> | ||
| style=" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf </small/> | ||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 84''</small/> </span> | |||
|- | |- | ||
| | ||08/371 FIS report | ||
| | ||<small>SIF: <br /> (-) Annual Report (AR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM)</small/><br /> | ||
| | <small>SICAR: <br /> (-) Annual Report (AR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM)</small/> | ||
| | ||<small> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf <br /> | |||
| style=" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br /> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf <br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf <br /> | |||
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf <br /> | |||
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf <br /> | |||
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 87''</small/> </span> | |||
|- | |- | ||
| | ||08/371 report | ||
| | ||<small>UCI: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)</small/> | ||
||<small> | |||
| | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br /> | |||
| style=" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br /> </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 89''</small/> </span> | |||
|- | |- | ||
| | ||Management regulation/status | ||
| | ||<small> (-) DOCREP MR: Management Regulations of UCITS (MR) <br /> (-) DOCREP AI: Articles of Incorporation of UCITS (AI) </small/> <br /> <small> (-)DOCREP AI: Articles of Incorporation of SICAR (AI) | ||
||<small> | |||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)<br /> | |||
| | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)<br /> | ||
| style=" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)<br /> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)<br /> | |||
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 108''</small/> </span> | |||
|- | |- | ||
| | ||Key investor document | ||
| | ||<small> Key Investor Information Document </small/> | ||
| | ||<small> | ||
| | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) <br /> | ||
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) <br /> | |||
| style=" | DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf <br /> | ||
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf </small/> | |||
||[https://www.cssf.lu/en/Document/circular-cssf-11-509/ <small>(-) CSSF 11/509</small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br /> | |||
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 108''</small/> </span> | |||
|- | |- | ||
| | ||CSSF attestation | ||
| | ||[[Transmission_Module#Special_case:_UCI_attestation_request|<small> CSSF attestation request </small/> ]] | ||
||<small> - </small/> | |||
||- | |||
| | ||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 104''</small/> </span> | ||
| style=" | |||
|- | |- | ||
| | ||AIF Reporting | ||
| | ||<small> AIFREP </small/> | ||
| | ||<small> AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip <br /> AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip </small/> | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf <small> CSSF - Circular 14/581</small/>] | |||
| | ||<span style="color: #868686"> <small>''bus 54'' <br /> ''wkf 24''</small/> </span> | ||
| style=" | |||
|- | |- | ||
| | ||Management company report | ||
| | ||<small> SGOREP </small/> | ||
| | ||<small> SGOREP-S9999-2009-03-G21-L2-S-N--.xls </small/> | ||
|| | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf <small>(-) CSSF - Circular 10/467</small/>] <br /> | |||
| style=" | [https://www.cssf.lu/en/Document/circular-cssf-15-633/ <small>(-) CSSF - Circular 15/633</small/>] <br /> | ||
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>] <br /> | |||
[https://www.cssf.lu/en/Document/g2-1-template/ <small>(-) G2.1 template provided in the CSSF website</small/>] | |||
||<span style="color: #868686"> <small>''bus 26'' <br /> ''wkf 95''</small/> </span> | |||
|- | |- | ||
| | ||PSF report | ||
| | ||<small> PSFREP </small/> | ||
| | ||<small> PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx </small/> | ||
| | || | ||
[https://www.cssf.lu/wp-content/uploads/cssf05_187eng.pdf <small>(-) CSSF - Circular 05/178</small/>] <br /> | |||
| style=" | [https://www.cssf.lu/en/support-pfs/ <small>(-) CSSF - PFS</small/>]] <br /> | ||
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>] | |||
||<span style="color: #868686"> <small>''bus 18'' <br /> ''wkf 94''</small/> </span> | |||
|- | |- | ||
| | ||Titrisation vehicles <br /> (=> BCL - Securitisation Vehicles reporting) | ||
| | ||<small> S2.14 <br /> S2.15 <br /> TPTTBS </small/> | ||
| | ||<small> S0214_L1_201412_T000000999_T000123001_20150120_001.xml <br /> S0215_L1_201412_T000000999_T000123001_20150120_001.xml <br /> TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml <br /> | ||
| | || | ||
[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf <small>(-) Circular 2014/236</small/>] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf <small>(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS</small/>] | |||
| style=" | ||<span style="color: #868686"> <small>''bus 23'' <br /> ''wkf 98''</small/> </span> | ||
|- | |- | ||
| | ||Issuing companies reporting <br /> (=> BCL - Financial Companies reporting) | ||
| | ||<small> S2.16 <br /> S2.17 </small/> | ||
| | ||<small> S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml <br /> S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml </small/> | ||
| | ||[https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf <small> (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS </small/>] | ||
||<span style="color: #868686"> <small>''bus 35'' <br /> ''wkf 90''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Reporting securities by securities of issuing companies <br /> (=> BCL - Financial Companies reporting) | ||
| | ||<small> TPTIBS </small/> | ||
| | ||<small> TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml </small/> | ||
| | ||[https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf <small> (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS </small/>] | ||
||<span style="color: #868686"> <small>''bus 35'' <br /> ''wkf 90''</small/> </span> | |||
| | |||
|- | |- | ||
| | ||Rapport narratif (CAA) (Companie) - <br /> Governance Re | ||
||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> N01; N02; N03; N04; N07; N08; N09; N10; N11 <br /> '''no source files'''</small/>]] | |||
| | ||<small> N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf </small/> | ||
| | ||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf <small> (-) File naming convention</small/>] | ||
| style=" | ||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 64''</small/> </span> | ||
|- | |- | ||
| | ||Rapport narratif (CAA) (Réviseur) - <br /> Governance Rep | ||
| | ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> N05; N06 <br /> '''no source files'''</small/>]] | ||
| | ||<small> N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | ||
| | ||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf <small> (-) File naming convention</small/>] | ||
||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 63''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Solvency II Reporting | ||
| | ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> XBRL Solvency II reports <br /> '''no source files'''</small/>]] | ||
| | ||<small> S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf</small/> | ||
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf <small> (-) File naming convention</small/>] | |||
| | ||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 44''</small/> </span> | ||
| style=" | |||
|- | |- | ||
| | ||FATCA sending | ||
| | ||<small> [[FATCA_Manual|FATCA]] </small/> | ||
| | ||<small> FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml </small/> | ||
| | || | ||
[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf <small> (-) Circulaire ECHA - n° 3 du 19 janvier 2017</small/>] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html <small> (-) ACD-FATCA</small/>] | |||
| style=" | ||<span style="color: #868686"> <small>''bus 60'' <br /> ''wkf ''</small/> </span> | ||
|- | |- | ||
| | ||CRS report | ||
| | ||<small> [[CRS Manual|CRS]] </small/> | ||
| | ||<small> CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml </small/> | ||
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html <small>(-) ACD-CRS</small/>] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html <small>(-) Newsletter 06/02/2017</small/>] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf <small>(-) ECHA-n°4 06/02/2017</small/>] | |||
||<span style="color: #868686"> <small>''bus 68'' <br /> ''wkf ''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||OTHER reporting <br /> (=> CSSF) | ||
| | ||<small> OTHREP </small/> | ||
| | ||<small> OTHREP-B9999-HELLO_WORLD.xlsx </small/> | ||
| | ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>Naming convention for CSSF reportings</small/>] | ||
||<span style="color: #868686"> <small>''bus 19'' <br /> ''wkf 93''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Various correspondence (OTH) <br /> (=> BCL -OTHER reporting) | ||
| | ||<small> OTXREP </small/> | ||
| | ||<small> OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls </small/> | ||
| | ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf <small>BCL Reporting Instructions</small/>] | ||
||<span style="color: #868686"> <small>''bus 22'' <br /> ''wkf 75''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||'''Non LU UCI registration''' | ||
| | ||<small> KIID, prospectus, FactSheet... </small/> | ||
||<small> KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf </small/> | |||
| | ||- | ||
||<span style="color: #868686"> <small>''bus 30'' <br /> ''wkf 107''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Divers/Autres | ||
| | ||<small> tbd </small/> | ||
| | ||<small> tbd </small/> | ||
| | ||- | ||
| style=" | ||<span style="color: #868686"> <small>''bus 5'' <br /> ''wkf 73''</small/> </span> | ||
|- | |- | ||
| | ||SIAG (03/108) | ||
| | ||<small> (-) Miscellaneous </small/> <br /> <small> (-) Miscellaneous report </small/> <br /> <small> (-) Reponse to the CSSF</small/> | ||
| | ||<small> No file name convention </small/> | ||
||- | |||
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 71''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Wrong name: Management company end <br /> the right name should be => Financial reports of Management companies) | ||
| | ||<small> (-) Management letters </small/> <br /> <small> (-) Annual management company report </small/> <br /> <small> (-) Semi-annual management company report </small/> <br /> <small> (-) Management company report, other frequency </small/> <br /> <small> (-) Miscellaneous report </small/> <br /> <small> (-) Response to the CSSF </small/> <br /> <small> (-) Explanation letter </small/> <br /> <small> (-) Auditor's report </small/> | ||
||<small> No file name convention </small/> | |||
||- | |||
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 80''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Modification société gestion | ||
| | ||<small> tbd </small/> | ||
| | ||<small> tbd </small/> | ||
| | ||- | ||
| style=" | ||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 70''</small/> </span> | ||
|- | |- | ||
| | ||Modification group UCI | ||
| | ||<small> (-) Prospectus </small/> <br /> <small> (-) Prospectus Addendum </small/> <br /> <small> (-) Registration request</small/> <br /> <small> (-) Incorporating documents </small/> <br /> <small> (-) Other informational and marketing documents </small/> <br /> <small> (-) Depositary bank agreement </small/> <br /> <small> (-) Management agreement </small/> <br /> <small> (-) Advisory agreement </small/> <br /> <small> (-) Distribution agreement </small/> <br /> <small> (-) Domiciliation agreementt </small/> <br /> | ||
| | ||<small> No file name convention </small/> | ||
||- | |||
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 69''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Modification UCI | ||
| | ||<small> (-) Prospectus </small/> <br /> <small> (-) Prospectus Addendum </small/> <br /> <small> (-) Registration request</small/> <br /> <small> (-) Incorporating documents </small/> <br /> <small> (-) Other informational and marketing documents </small/> <br /> <small> (-) Depositary bank agreement </small/> <br /> <small> (-) Management agreement </small/> <br /> <small> (-) Advisory agreement </small/> <br /> <small> (-) Distribution agreement </small/> <br /> <small> (-) Domiciliation agreementt </small/> <br /> | ||
||<small> No file name convention </small/> | |||
||- | |||
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 68''</small/> </span> | |||
| style=" | |||
|- | |- | ||
| | ||Agrément société de gestion | ||
| | ||<small> tbd </small/> | ||
||<small> tbd </small/> | |||
||- | |||
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 67''</small/> </span> | |||
| | |||
| | |||
| | |||
| | |||
| style=" | |||
|- | |- | ||
| | ||UCI agreement'''<br /> | ||
| | <small><span style="background:red"> '''Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.'''</span></small/><br /> | ||
||<small> (-) Prospectus </small/> <br /> <small> (-) Registration request </small/> <br /> <small> (-) Incorporating document</small/> <br /> <small> (-) Other informational and marketing documents </small/> <br /> <small> (-) Depositary bank agreement </small/> <br /> <small> (-) Management agreement </small/> <br /> <small> (-) Advisory agreement </small/> <br /> <small> (-) Distribution agreement </small/> <br /> <small> (-) Domiciliation agreementt </small/> <br /> <small> (-) Miscellaneous agreement </small/> <br /> | |||
| | ||<small> No file name convention </small/> | ||
||- | |||
| style=" | ||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 66''</small/> </span> | ||
|- | |- | ||
| | ||Envoi de documents à la CSSF | ||
| | ||<small> tbd </small/> | ||
| | ||<small> tbd </small/> | ||
| | ||- | ||
| | ||<span style="color: #868686"> <small>''bus 1'' <br /> ''wkf 79''</small/> </span> | ||
|- | |- | ||
| | ||Notification 2002/77 | ||
| | ||<small> tbd </small/> | ||
| | ||<small> tbd </small/> | ||
| | ||- | ||
| style=" | ||<span style="color: #868686"> <small>''bus 1'' <br /> ''wkf 72''</small/> </span> | ||
|} | |} | ||
Revision as of 09:15, 27 October 2022
Sending types
| Sending type | Reporting | Example | Detailed information | Internal business ID |
|---|---|---|---|---|
| MMF reporting | MMFREP | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip |
CSSF - Money market fund |
bus 83 wkf 131 |
| Mifir reporting | TAFREP | TAFREP-B00000001-2017-04-15-123456.xml | CSSF - TAF Handbook | bus 71 wkf 115 |
| Reporting IORP | SUFREP | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip | (-) CSSF - Legal reporting (-) CIRCULAR CSSF 19/726 |
bus 80 wkf 130 |
| AnaCredit | ANTREF ANTT1M ANTT2M ANTT2Q |
ANTREF_201801_LUB00999_20180205-001.xml ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml |
BCL - Reporting instructions | bus 74 wkf 122 |
| SHS-Group reporting | SHSGRP | SHSGRP_201709_LUB00999_20171206_001.xml | BCL - Reporting instructions | bus 75 wkf 123 |
| FINREP report | B2.4 B2.5 |
FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML FRCREP-B9999-2007-12-B24-L2-L-N--.zip |
Naming convention for CSSF reportings | bus 73 wkf 86 |
| Reporting EDIFACT | B4.4 (Credit institutions) | B0001809.T01 | (-) CSSF - Reporting instructions Edifact B4.4 (-) Naming convention for CSSF reportings |
bus 73 wkf 86 |
| Reporting CSDR | CSDREP | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip | (-) CSSF - Circular 19/709 |
bus 78 wkfxxx |
| COREP report | COFREP | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip |
(-) CSSF - Reporting requirements for credit institutions (-) Naming convention for CSSF reportings |
bus 72 wkf 85 |
| Credit institution reporting | AR: Annual Report AS: Annual report consolidated CO: Compliance Report GR: Governance Report IA: Internal Audit Report IC: ICAAP ID: ICAAP Consolidated LF: Long Form Report LC: Long Form consolidated LD: Long form branch or specific participation RR: Results distribution
|
DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf |
bus 27 wkf 92 | |
| BCL statistics | S0.1; S1.1; S1.4; S1.5; S1.8; S1.9; S2.5-L; S2.5-N; S2.8; S2.9-L; S 2.9-N; S3.2 |
S0001_L1_20130616_B000000999_B000000999_20130617_001.xml | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 13 wkf 96 |
| Reporting S1.12-L | S1.12-L | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 76 wkf 124 |
| Security by security Banks | TPTBBL; TPTBBN; TPTBHR; TPTBHN | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 20 wkf 97 |
| Payments balance | BOP | BOP101_20130616_B000000999_B000000999_20130617_001.xml | (-) BCL - Manual of electronic transmission for statistical reports of banks | bus 12 wkf 105 |
| CSSF enquiry | ESPREP | ESPREP-B0999-2008-06-STT.xls | (-) Naming convention for CSSF reportings | bus 15 wkf 78 |
| EDP report | EDPREP | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls | (-) CSSF - Reporting instructions |
bus 29 wkf 109 |
| EME report | EMEREP | EMEREP-W9999-2011-03-W11-L0-L-N--.xls | (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
bus 34 wkf 110 |
| Data payment collection (CDP) | V1.1 - V1.300-F | V0101_L2_201601_W000000003_B000000999_20160201_001.xml | BCL - File name convention | bus 36 wkf 74 |
| Reporting U | U1.1 | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml | (-) CSSF - Circular 15/627 |
bus 8 wkf |
| Reporting Sicar | SICREP | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls |
(-) CSSF - Circular 08/376 |
bus 17 wkf 112
|
| Management letters CSSF 09/423 | Management letters (ML) (OPC Loi 2010, OPC Loi 2007, SICAR) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 82 |
| Management letters of GFI | (-) Management letters (ML) (Investment fund manager (IFM) Gestionnaire des fonds d'investissment (GFI)) (-) Letter of explanation (LE) |
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 125 |
| Long forms CSSF 09/423 |
(-)Long Form reports (LF) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 81 |
| Fin. Rep. of GFI |
(-) Annual management company report (AR) |
DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 80 |
| 08/371 report not in 08/371 | (-) Auditor report (RR) (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 88 |
| Other closing documents of GFI |
(-) Risk management function(GR)
|
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) |
CSSF - Document transmission Circulars 19/708 |
bus 21 wkf 126
|
| AML_AIFM_REG Reporting |
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) |
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf |
CSSF - Document transmission Circulars 19/708 |
bus 21 wkf 133 |
| 08/371 FIS prospectus | SIF: (-) Prospectus (PC) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 83 |
| 08/371 UCI prospectus | UCI: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Letter of explanation (LE) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 84 |
| 08/371 FIS report | SIF: (-) Annual Report (AR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (PM) SICAR: |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 87 |
| 08/371 report | UCI: (-) Annual Report (AR) (-) Semi-annual report (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (MP) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 89 |
| Management regulation/status | (-) DOCREP MR: Management Regulations of UCITS (MR) (-) DOCREP AI: Articles of Incorporation of UCITS (AI) (-)DOCREP AI: Articles of Incorporation of SICAR (AI) |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010) |
(-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 108 |
| Key investor document | Key Investor Information Document |
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) |
(-) CSSF 11/509 (-) CSSF - CIRCULAIRE CSSF 19/708 |
bus 21 wkf 108 |
| CSSF attestation | CSSF attestation request | - | - | bus 21 wkf 104 |
| AIF Reporting | AIFREP | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip |
CSSF - Circular 14/581 | bus 54 wkf 24 |
| Management company report | SGOREP | SGOREP-S9999-2009-03-G21-L2-S-N--.xls |
(-) CSSF - Circular 10/467 |
bus 26 wkf 95 |
| PSF report | PSFREP | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx |
(-) CSSF - Circular 05/178 |
bus 18 wkf 94 |
| Titrisation vehicles (=> BCL - Securitisation Vehicles reporting) |
S2.14 S2.15 TPTTBS |
S0214_L1_201412_T000000999_T000123001_20150120_001.xml S0215_L1_201412_T000000999_T000123001_20150120_001.xml TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml |
(-) Circular 2014/236 |
bus 23 wkf 98 |
| Issuing companies reporting (=> BCL - Financial Companies reporting) |
S2.16 S2.17 |
S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml |
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS | bus 35 wkf 90 |
| Reporting securities by securities of issuing companies (=> BCL - Financial Companies reporting) |
TPTIBS | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS | bus 35 wkf 90 |
| Rapport narratif (CAA) (Companie) - Governance Re |
N01; N02; N03; N04; N07; N08; N09; N10; N11 no source files |
N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | (-) Circulaire 15/10 (-) File naming convention |
bus 62 wkf 64 |
| Rapport narratif (CAA) (Réviseur) - Governance Rep |
N05; N06 no source files |
N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | (-) Circulaire 15/10 (-) File naming convention |
bus 62 wkf 63 |
| Solvency II Reporting | XBRL Solvency II reports no source files |
S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | (-) Circulaire 15/10 (-) File naming convention |
bus 62 wkf 44 |
| FATCA sending | FATCA | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml | bus 60 wkf | |
| CRS report | CRS | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml | (-) ACD-CRS (-) Newsletter 06/02/2017 (-) ECHA-n°4 06/02/2017 |
bus 68 wkf |
| OTHER reporting (=> CSSF) |
OTHREP | OTHREP-B9999-HELLO_WORLD.xlsx | Naming convention for CSSF reportings | bus 19 wkf 93 |
| Various correspondence (OTH) (=> BCL -OTHER reporting) |
OTXREP | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls | BCL Reporting Instructions | bus 22 wkf 75 |
| Non LU UCI registration | KIID, prospectus, FactSheet... | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf | - | bus 30 wkf 107 |
| Divers/Autres | tbd | tbd | - | bus 5 wkf 73 |
| SIAG (03/108) | (-) Miscellaneous (-) Miscellaneous report (-) Reponse to the CSSF |
No file name convention | - | bus 5 and 1 wkf 71 |
| Wrong name: Management company end the right name should be => Financial reports of Management companies) |
(-) Management letters (-) Annual management company report (-) Semi-annual management company report (-) Management company report, other frequency (-) Miscellaneous report (-) Response to the CSSF (-) Explanation letter (-) Auditor's report |
No file name convention | - | bus 5 and 1 wkf 80 |
| Modification société gestion | tbd | tbd | - | bus 5 and 1 wkf 70 |
| Modification group UCI | (-) Prospectus (-) Prospectus Addendum (-) Registration request (-) Incorporating documents (-) Other informational and marketing documents (-) Depositary bank agreement (-) Management agreement (-) Advisory agreement (-) Distribution agreement (-) Domiciliation agreementt |
No file name convention | - | bus 5 and 1 wkf 69 |
| Modification UCI | (-) Prospectus (-) Prospectus Addendum (-) Registration request (-) Incorporating documents (-) Other informational and marketing documents (-) Depositary bank agreement (-) Management agreement (-) Advisory agreement (-) Distribution agreement (-) Domiciliation agreementt |
No file name convention | - | bus 5 and 1 wkf 68 |
| Agrément société de gestion | tbd | tbd | - | bus 5 and 1 wkf 67 |
| UCI agreement Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible. |
(-) Prospectus (-) Registration request (-) Incorporating document (-) Other informational and marketing documents (-) Depositary bank agreement (-) Management agreement (-) Advisory agreement (-) Distribution agreement (-) Domiciliation agreementt (-) Miscellaneous agreement |
No file name convention | - | bus 5 and 1 wkf 66 |
| Envoi de documents à la CSSF | tbd | tbd | - | bus 1 wkf 79 |
| Notification 2002/77 | tbd | tbd | - | bus 1 wkf 72 |
