Difference between revisions of "Test2"

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(Replaced content with "{| class="wikitable" |- ! Sending type ! Reporting ! Example ! Multiple ! Detailed information ! style="color:#9b9b9b;" | Internal |- | Mifir reporting | style="font-size:x-small;" | TAFREP | style="font-size:x-small;" | TAFREP-B00000001-2017-04-15-123456.xml | style="font-size:x-small;" | No | style="font-size:x-small;" | CSSF - TAF Handbook | style="font-style:italic; font-size:x-small; color:#9b9b9b;" | bus 71<br /> wkf 115 |- | MMF reporting | style="fon...")
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{| class="wikitable"  
<div style="height:700px; width:auto; overflow-y:scroll">
 
{| class="sortable" border="1" cellspacing="2" cellpadding="1"
|-  <div style="position:sticky;top:-1px;z-index:10">
! scope="col" | '''Sending type'''
! scope="col" | '''Reporting'''
! scope="col" | '''Example'''
! scope="col" | '''Multiples <br>possible'''
! scope="col" | '''Detailed information'''
! <span> <small>''Internal <br /> business ID''</small/> </span>
</div>
|-
|-
! Sending type
| style="vertical-align:middle;" | 08/371 FIS prospectus
! Reporting
| style="vertical-align:middle;" | SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
! Example
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
! Multiple
| style="text-align:center; vertical-align:middle;" | Yes
! Detailed information
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
! style="color:#9b9b9b;" | Internal
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 83
|-
|-
| Mifir reporting
| style="vertical-align:middle;" | 08/371 FIS report
| style="font-size:x-small;" | TAFREP
| style="vertical-align:middle;" | SIF:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)
| style="font-size:x-small;" | TAFREP-B00000001-2017-04-15-123456.xml
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
| style="font-size:x-small;" | No
| style="text-align:center; vertical-align:middle;" | Yes
| style="font-size:x-small;" | CSSF -  TAF Handbook
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="font-style:italic; font-size:x-small; color:#9b9b9b;" | bus 71<br />    wkf 115
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 87
|-
|-
| MMF  reporting
| style="vertical-align:middle;" | 08/371 report
| style="font-size:x-small;" | MMFREP
| style="vertical-align:middle;" | UCI:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
| style="font-size:x-small;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
| style="font-size:x-small;" | No
| style="text-align:center; vertical-align:middle;" | Yes
| style="font-size:x-small;" | CSSF - Money market fund<br />    CSSF - Legal reporting<br />    CSSF - MMFR Handbook
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -   CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="font-style:italic; font-size:x-small; color:#9b9b9b;" | bus 83<br />    wkf 131
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 89
|-
|-
| AnaCredit
| style="vertical-align:middle;" | 08/371 report not in 08/371
| style="font-size:x-small;" | ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| style="vertical-align:middle;" | (-) Auditor report (RR)<br />    (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
| style="font-size:x-small;" | ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
| style="font-size:x-small;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="font-size:x-small;" | BCL   - Reporting instructions
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -   CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="font-style:italic; font-size:x-small; color:#9b9b9b;" | bus 74<br />    wkf 122
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 88
|-
|-
| Reporting IORP
| style="vertical-align:middle;" | 08/371 UCI prospectus
| style="font-size:x-small;" | SUFREP
| style="vertical-align:middle;" | UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| style="font-size:x-small;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="font-size:x-small;" | No
| style="text-align:center; vertical-align:middle;" | Yes
| style="font-size:x-small;" | (-)  CSSF - Legal reporting<br />    (-) CIRCULAR CSSF 19/726<br />    (-) New naming convention SUFREP<br />    (-) Technical note<br />    (-) XBRL taxonomies to be used
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="font-style:italic; font-size:x-small; color:#9b9b9b;" | bus 80<br />    wkf 130
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 84
|- style="vertical-align:middle;"
| Agrément société de gestion
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 67
|-
| style="vertical-align:middle;" | AIF  Reporting
| style="vertical-align:middle;" | AIFREP
| style="vertical-align:middle;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF  - Circular 14/581
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  54<br />    wkf 24
|-
| style="vertical-align:middle;" | AML_AIFM_REG Reporting
| style="vertical-align:middle;" | (-) Minutes of meetings of the governing body (Board  of directors or management board) (BD)<br />    (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Letter of explanation (LE)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />      E-file should no longer be used for this procedure -ET-!!!!!!
| style="vertical-align:middle;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF  - Document transmission<br />    Circulars 19/708
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 133
|-
| style="vertical-align:middle;" | AnaCredit
| style="vertical-align:middle;" | ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| style="vertical-align:middle;" | ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | BCL  - Reporting instructions
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 74<br />    wkf 122
|-
| style="vertical-align:middle;" | BCL statistics
| style="vertical-align:middle;" | S0.1; S1.1; S1.4; S1.5;<br />    S1.8; S1.9; S2.5-L; S2.5-N;<br />    S2.8; S2.9-L; S 2.9-N; S3.2
| style="vertical-align:middle;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 13<br />    wkf 96
|-
| style="vertical-align:middle;" | COREP report
| style="vertical-align:middle;" | COFREP
| style="vertical-align:middle;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting requirements for credit institutions<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 72<br />    wkf 85
|-
| style="vertical-align:middle;" | Credit  institution reporting
| style="vertical-align:middle;" | AR: Annual Report<br />    AS: Annual report consolidated<br />    CO: Compliance Report<br />    GR: Governance Report<br />    IA: Internal Audit Report<br />    IC: ICAAP<br />    ID: ICAAP Consolidated<br />    LF: Long Form Report<br />    LC: Long Form consolidated<br />    LD: Long form branch or specific participation<br />    ML:ManagementLetter<br />    MC: Management letter consolidated<br />    RC: Risk Control Report<br />    RP: Recovery Plan<br />    SC: Single Customer View<br />    LG: Reconciliation LuxGAAP FINREP<br />    RR: Results distribution <br />      <br />    BD: AC member list <br />      IL: ILAAP <br />      IM: ILAAP consolidated <br />    AC: Audit report on AML/CTF<br />    MF: Audit report on rules of conduct<br />    MM: Head quarter annual report<br />    RE: Report on out-of-court complaint resolution<br />    TR: Table on out-of-court complaint resolution<br />    AD: Circ. 18/697 annexe1
| style="vertical-align:middle;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 19/731
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  27<br />    wkf 92
|-
| style="vertical-align:middle;" | CRS report
| style="text-decoration:underline; color:#0563C1;" | CRS
| style="vertical-align:middle;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  ACD-CRS<br />    (-) Newsletter 06/02/2017<br />    (-) ECHA-n°4 06/02/2017
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 68<br />    wkf
|-
| style="vertical-align:middle;" | CSSF attestation
| style="text-decoration:underline; color:#0563C1;" | CSSF attestation request
| style="vertical-align:middle;" | -
| style="text-align:center; vertical-align:middle;" | No
| style="vertical-align:middle;" | -
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 104
|-
| style="vertical-align:middle;" | CSSF enquiry
| style="vertical-align:middle;" | ESPREP
| style="vertical-align:middle;" | ESPREP-B0999-2008-06-STT.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 15<br />    wkf 78
|-
| style="vertical-align:middle;" | Data  payment collection (CDP)
| style="vertical-align:middle;" | V1.1 - V1.300-F
| style="vertical-align:middle;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | BCL  - File name convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  36<br />    wkf 74
|- style="vertical-align:middle;"
| Divers/Autres
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5<br />    wkf 73
|-
| style="vertical-align:middle;" | EDP  report
| style="vertical-align:middle;" | EDPREP
| style="vertical-align:middle;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting instructions<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  29<br />    wkf 109
|-
| style="vertical-align:middle;" | EME report
| style="vertical-align:middle;" | EMEREP
| style="vertical-align:middle;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting instructions<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 34<br />    wkf 110
|- style="vertical-align:middle;"
| Envoi  de documents à la CSSF
| tbd
| tbd
| style="text-align:center;" | No
| style="text-decoration:underline; color:#0563C1;" | -
| style="font-style:italic; color:#868686;" | bus  1<br />    wkf 79
|-
| style="vertical-align:middle;" | FATCA sending
| style="text-decoration:underline; color:#0563C1;" | FATCA
| style="vertical-align:middle;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  Circulaire ECHA - n° 3 du 19 janvier 2017<br />    (-) ACD-FATCA
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br />    wkf
|-
| style="vertical-align:middle;" | Fin.  Rep. of GFI
| style="vertical-align:middle;" | (-) Annual management company report  (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Management company rep., other frequency (RO)<br />    (-) Response to the CSSF<br />    (-) Miscellaneous report
| style="vertical-align:middle;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />    no naming convention
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  21<br />    wkf 80
|-
| style="vertical-align:middle;" | FINREP report
| style="vertical-align:middle;" | B2.4<br />    B2.5
| style="vertical-align:middle;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br />    FRCREP-B9999-2007-12-B24-L2-L-N--.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | Naming  convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />    wkf 86
|-
| style="vertical-align:middle;" | Issuing  companies reporting<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle;" | S2.16<br />    S2.17
| style="vertical-align:middle;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />    S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Reporting instructions S2.16, S2.17, TPTIBS
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  35<br />    wkf 90
|-
| style="vertical-align:middle;" | Key investor document
| style="vertical-align:middle;" | Key Investor Information Document
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />    DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF 11/509<br />    (-) CSSF - Document transmission<br />    Circulars 08/371, 09/423, 11/509
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 11
|-
| style="vertical-align:middle;" | Long forms CSSF 09/423
| style="vertical-align:middle;" | (-)Long Form reports (LF)
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 81
|-
| style="vertical-align:middle;" | Management  company report
| style="vertical-align:middle;" | SGOREP
| style="vertical-align:middle;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 10/467<br />    (-) CSSF - Circular 15/633<br />    (-) Naming convention for CSSF reportings<br />    (-) G2.1 template provided in the CSSF website
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  26<br />    wkf 95
|-
| style="vertical-align:middle;" | Management letters CSSF 09/423
| style="vertical-align:middle;" | Management letters (ML)<br />    (OPC Loi 2010, OPC Loi 2007, SICAR)
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 82
|-
| style="vertical-align:middle;" | Management letters of GFI
| style="vertical-align:middle;" | (-) Management letters (ML)<br />    (Investment fund manager (IFM)<br />    Gestionnaire des fonds d'investissment (GFI))<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 125
|-
| style="vertical-align:middle;" | Management regulation/status
| style="vertical-align:middle;" | (-) DOCREP MR: Management Regulations of UCITS  (MR)<br />    (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br />    (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
|-
| style="vertical-align:middle;" | Mifir reporting
| style="vertical-align:middle;" | TAFREP
| style="vertical-align:middle;" | TAFREP-B00000001-2017-04-15-123456.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF -  TAF Handbook
| style="font-style:italic; color:#868686;" | bus 71<br />    wkf 115
|-
| style="vertical-align:middle;" | MMF reporting
| style="vertical-align:middle;" | MMFREP
| style="vertical-align:middle;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF - Money market fund<br />    CSSF - Legal reporting<br />    CSSF - MMFR Handbook
| style="font-style:italic; color:#868686;" | bus 83<br />    wkf 131
|- style="vertical-align:middle;"
| Modification group UCI
| (-) Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 69
|- style="vertical-align:middle;"
| Modification société gestion
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 70
|- style="vertical-align:middle;"
| Modification UCI
| (-) Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 68
|- style="vertical-align:middle;"
| style="font-weight:bold;" | Non LU UCI registration
| KIID, prospectus, FactSheet...
| KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf
| style="text-align:center; font-weight:bold;" | No
| -
| style="font-style:italic; color:#868686;" | bus 30<br />    wkf 107
|- style="vertical-align:middle;"
| Notification 2002/77
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 1<br />    wkf 72
|-
| style="vertical-align:middle;" | Other closing documents of GFI
| style="vertical-align:middle;" | (-) Risk management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS),<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />    (-) Minutes of meetings of the governing body (Board of directors or  management board) (BD)<br />    (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />
| style="vertical-align:middle;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | CSSF  - Document transmission<br />    Circulars 19/708
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 126
|-
| style="vertical-align:middle;" | OTHER reporting<br />    (=> CSSF)
| style="vertical-align:middle;" | OTHREP
| style="vertical-align:middle;" | OTHREP-B9999-HELLO_WORLD.xlsx
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | Naming  convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br />    wkf 93
|-
| style="vertical-align:middle;" | Payments balance
| style="vertical-align:middle;" | BOP
| style="vertical-align:middle;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 12<br />    wkf 105
|-
| style="vertical-align:middle;" | PSF report
| style="vertical-align:middle;" | PSFREP
| style="vertical-align:middle;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 05/178<br />    (-) CSSF - PFS]<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 18<br />    wkf 94
|-
| style="vertical-align:middle;" | Rapport narratif (CAA) (Companie)  -<br />    Governance Re
| style="text-decoration:underline; color:#0563C1;" | N01; N02; N03; N04; N07; N08; N09; N10; N11<br />    no source files
| style="vertical-align:middle;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) Circulaire  15/10<br />    (-) File naming convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 64
|-
| style="vertical-align:middle;" | Rapport narratif (CAA) (Réviseur)  -<br />    Governance Rep
| style="text-decoration:underline; color:#0563C1;" | N05; N06<br />    no source files
| style="vertical-align:middle;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) Circulaire  15/10<br />    (-) File naming convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 63
|-
| style="vertical-align:middle;" | Reporting CSDR
| style="vertical-align:middle;" | CSDREP
| style="vertical-align:middle;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 19/709
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 78<br />    wkfxxx
|-
| style="vertical-align:middle;" | Reporting EDIFACT
| style="vertical-align:middle;" | B4.4 (Credit institutions)
| style="vertical-align:middle;" | B0001809.T01
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting instructions Edifact B4.4<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />    wkf 86
|-
| style="vertical-align:middle;" | Reporting IORP
| style="vertical-align:middle;" | SUFREP
| style="vertical-align:middle;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Legal reporting<br />    (-) CIRCULAR CSSF 19/726<br />    (-) New naming convention SUFREP<br />    (-) Technical note<br />    (-) XBRL taxonomies to be used
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 80<br />    wkf 130
|-
| style="vertical-align:middle;" | Reporting S1.12-L
| style="vertical-align:middle;" | S1.12-L
| style="vertical-align:middle;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 76<br />    wkf 124
|-
| style="vertical-align:middle;" | Reporting securities by securities  of issuing companies<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle;" | TPTIBS
| style="vertical-align:middle;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Reporting instructions S2.16, S2.17, TPTIBS
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br />    wkf 90
|-
| style="vertical-align:middle;" | Reporting Sicar
| style="vertical-align:middle;" | SICREP
| style="vertical-align:middle;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 08/376<br />    (-) CSSF - Circular 15/627<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br />    wkf 112
|-
| style="vertical-align:middle;" | Reporting U
| style="vertical-align:middle;" | U1.1
| style="vertical-align:middle;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 15/627<br />    (-) CSSF - File naming convention U1.1 reporting
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br />    wkf
|-
| style="vertical-align:middle;" | Security by security Banks
| style="vertical-align:middle;" | TPTBBL; TPTBBN; TPTBHR; TPTBHN
| style="vertical-align:middle;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 20<br />    wkf 97
|-
| style="vertical-align:middle;" | SHS-Group reporting
| style="vertical-align:middle;" | SHSGRP
| style="vertical-align:middle;" | SHSGRP_201709_LUB00999_20171206_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | BCL  - Reporting instructions
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 75<br />    wkf 123
|- style="vertical-align:middle;"
| SIAG (03/108)
| (-) Miscellaneous<br />    (-) Miscellaneous report<br />    (-) Reponse to the CSSF
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 71
|-
| style="vertical-align:middle;" | Solvency II Reporting
| style="text-decoration:underline; color:#0563C1;" | XBRL Solvency II reports<br />    no source files
| style="vertical-align:middle;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) Circulaire  15/10<br />    (-) File naming convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 44
|-
| style="vertical-align:middle;" | Titrisation vehicles<br />    (=> BCL - Securitisation Vehicles reporting)
| style="vertical-align:middle;" | S2.14<br />    S2.15<br />    TPTTBS
| style="vertical-align:middle;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />    S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br />    TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  Circular 2014/236<br />    (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 23<br />    wkf 98
|- style="vertical-align:middle;"
| UCI agreement<br />    Since 01/11/2019 the creation and transmission of  <br />    the 5001 procedure via our channel is no longer possible.
| (-) Prospectus<br />    (-) Registration request<br />    (-) Incorporating document<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt<br />    (-) Miscellaneous agreement
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 66
|-
| style="vertical-align:middle;" | Various  correspondence (OTH)<br />    (=> BCL -OTHER reporting)
| style="vertical-align:middle;" | OTXREP
| style="vertical-align:middle;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | BCL  Reporting Instructions
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  22<br />    wkf 75
|- style="vertical-align:middle;"
| Wrong name: Management company  end<br />    the right name should be =><br />      Financial reports of Management  companies)
| (-) Management letters<br />    (-) Annual management company report<br />    (-) Semi-annual management company report<br />    (-) Management company report, other frequency<br />    (-) Miscellaneous report<br />    (-) Response to the CSSF<br />    (-) Explanation letter<br />    (-) Auditor's report
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 80
|}
|}
</div>

Revision as of 10:10, 24 October 2022

Sending type Reporting Example Multiples
possible 		Detailed information Internal
business ID
08/371 FIS prospectus SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE) 		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf 		Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 83
08/371 FIS report SIF:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)
SICAR:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM) 		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf 		Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 87
08/371 report UCI:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP) 		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf 		Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 89
08/371 report not in 08/371 (-) Auditor report (RR)
(-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK) 		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) 		Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 88
08/371 UCI prospectus UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE) 		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf 		Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 84
Agrément société de gestion tbd tbd No - bus 5 and 1
wkf 67
AIF Reporting AIFREP AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip 		No CSSF - Circular 14/581 bus 54
wkf 24
AML_AIFM_REG Reporting (-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) LBC/FT Obligation (BC)
(-) Letter of explanation (LE)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
E-file should no longer be used for this procedure -ET-!!!!!! 		DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf 		No CSSF - Document transmission
Circulars 19/708 		bus 21
wkf 133
AnaCredit ANTREF
ANTT1M
ANTT2M
ANTT2Q 		ANTREF_201801_LUB00999_20180205-001.xml
ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml 		Yes BCL - Reporting instructions bus 74
wkf 122
BCL statistics S0.1; S1.1; S1.4; S1.5;
S1.8; S1.9; S2.5-L; S2.5-N;
S2.8; S2.9-L; S 2.9-N; S3.2 		S0001_L1_20130616_B000000999_B000000999_20130617_001.xml No (-) BCL - Manual of electronic transmission for statistical reports of banks bus 13
wkf 96
COREP report COFREP COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip 		No (-) CSSF - Reporting requirements for credit institutions
(-) Naming convention for CSSF reportings 		bus 72
wkf 85
Credit institution reporting AR: Annual Report
AS: Annual report consolidated
CO: Compliance Report
GR: Governance Report
IA: Internal Audit Report
IC: ICAAP
ID: ICAAP Consolidated
LF: Long Form Report
LC: Long Form consolidated
LD: Long form branch or specific participation
ML:ManagementLetter
MC: Management letter consolidated
RC: Risk Control Report
RP: Recovery Plan
SC: Single Customer View
LG: Reconciliation LuxGAAP FINREP
RR: Results distribution

BD: AC member list
IL: ILAAP
IM: ILAAP consolidated
AC: Audit report on AML/CTF
MF: Audit report on rules of conduct
MM: Head quarter annual report
RE: Report on out-of-court complaint resolution
TR: Table on out-of-court complaint resolution
AD: Circ. 18/697 annexe1 		DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf 		No (-) CSSF - Circular 19/731 bus 27
wkf 92
CRS report CRS CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml No (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017 		bus 68
wkf
CSSF attestation CSSF attestation request - No - bus 21
wkf 104
CSSF enquiry ESPREP ESPREP-B0999-2008-06-STT.xls No (-) Naming convention for CSSF reportings bus 15
wkf 78
Data payment collection (CDP) V1.1 - V1.300-F V0101_L2_201601_W000000003_B000000999_20160201_001.xml Yes BCL - File name convention bus 36
wkf 74
Divers/Autres tbd tbd No - bus 5
wkf 73
EDP report EDPREP EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls No (-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings 		bus 29
wkf 109
EME report EMEREP EMEREP-W9999-2011-03-W11-L0-L-N--.xls No (-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings 		bus 34
wkf 110
Envoi de documents à la CSSF tbd tbd No - bus 1
wkf 79
FATCA sending FATCA FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml No (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA 		bus 60
wkf
Fin. Rep. of GFI (-) Annual management company report (AR)
(-) Letter of explanation (LE)
(-) Management company rep., other frequency (RO)
(-) Response to the CSSF
(-) Miscellaneous report 		DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention 		Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 80
FINREP report B2.4
B2.5 		FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML
FRCREP-B9999-2007-12-B24-L2-L-N--.zip 		No Naming convention for CSSF reportings bus 73
wkf 86
Issuing companies reporting
(=> BCL - Financial Companies reporting) 		S2.16
S2.17 		S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml 		Yes (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS bus 35
wkf 90
Key investor document Key Investor Information Document DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf 		Yes (-) CSSF 11/509
(-) CSSF - Document transmission
Circulars 08/371, 09/423, 11/509 		bus 21
wkf 11
Long forms CSSF 09/423 (-)Long Form reports (LF) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 81
Management company report SGOREP SGOREP-S9999-2009-03-G21-L2-S-N--.xls No (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) G2.1 template provided in the CSSF website 		bus 26
wkf 95
Management letters CSSF 09/423 Management letters (ML)
(OPC Loi 2010, OPC Loi 2007, SICAR) 		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) 		No (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 82
Management letters of GFI (-) Management letters (ML)
(Investment fund manager (IFM)
Gestionnaire des fonds d'investissment (GFI))
(-) Letter of explanation (LE) 		DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf 		No (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 125
Management regulation/status (-) DOCREP MR: Management Regulations of UCITS (MR)
(-) DOCREP AI: Articles of Incorporation of UCITS (AI)
(-)DOCREP AI: Articles of Incorporation of SICAR (AI) 		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) 		Yes (-) CSSF - CIRCULAIRE CSSF 19/708
(-) Naming convention for CSSF reportings 		bus 21
wkf 108
Mifir reporting TAFREP TAFREP-B00000001-2017-04-15-123456.xml No CSSF - TAF Handbook bus 71
wkf 115
MMF reporting MMFREP MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip
MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip 		No CSSF - Money market fund
CSSF - Legal reporting
CSSF - MMFR Handbook 		bus 83
wkf 131
Modification group UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt 		No file name convention No - bus 5 and 1
wkf 69
Modification société gestion tbd tbd No - bus 5 and 1
wkf 70
Modification UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt 		No file name convention No - bus 5 and 1
wkf 68
Non LU UCI registration KIID, prospectus, FactSheet... KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf No - bus 30
wkf 107
Notification 2002/77 tbd tbd No - bus 1
wkf 72
Other closing documents of GFI (-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS),
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
 DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG) 		Yes CSSF - Document transmission
Circulars 19/708 		bus 21
wkf 126
OTHER reporting
(=> CSSF) 		OTHREP OTHREP-B9999-HELLO_WORLD.xlsx No Naming convention for CSSF reportings bus 19
wkf 93
Payments balance BOP BOP101_20130616_B000000999_B000000999_20130617_001.xml Yes (-) BCL - Manual of electronic transmission for statistical reports of banks bus 12
wkf 105
PSF report PSFREP PSFREP-P9999-2008-03-P11-L1-L-N--.xls No (-) CSSF - Circular 05/178
(-) CSSF - PFS]
(-) Naming convention for CSSF reportings 		bus 18
wkf 94
Rapport narratif (CAA) (Companie) -
Governance Re 		N01; N02; N03; N04; N07; N08; N09; N10; N11
no source files 		N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No (-) Circulaire 15/10
(-) File naming convention 		bus 62
wkf 64
Rapport narratif (CAA) (Réviseur) -
Governance Rep 		N05; N06
no source files 		N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No (-) Circulaire 15/10
(-) File naming convention 		bus 62
wkf 63
Reporting CSDR CSDREP CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip No (-) CSSF - Circular 19/709 bus 78
wkfxxx
Reporting EDIFACT B4.4 (Credit institutions) B0001809.T01 No (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings 		bus 73
wkf 86
Reporting IORP SUFREP SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip No (-) CSSF - Legal reporting
(-) CIRCULAR CSSF 19/726
(-) New naming convention SUFREP
(-) Technical note
(-) XBRL taxonomies to be used 		bus 80
wkf 130
Reporting S1.12-L S1.12-L S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml No (-) BCL - Manual of electronic transmission for statistical reports of banks bus 76
wkf 124
Reporting securities by securities of issuing companies
(=> BCL - Financial Companies reporting) 		TPTIBS TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml Yes (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS bus 35
wkf 90
Reporting Sicar SICREP SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls No (-) CSSF - Circular 08/376
(-) CSSF - Circular 15/627
(-) Naming convention for CSSF reportings 		bus 17
wkf 112
Reporting U U1.1 U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml No (-) CSSF - Circular 15/627
(-) CSSF - File naming convention U1.1 reporting 		bus 8
wkf
Security by security Banks TPTBBL; TPTBBN; TPTBHR; TPTBHN TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml No (-) BCL - Manual of electronic transmission for statistical reports of banks bus 20
wkf 97
SHS-Group reporting SHSGRP SHSGRP_201709_LUB00999_20171206_001.xml No BCL - Reporting instructions bus 75
wkf 123
SIAG (03/108) (-) Miscellaneous
(-) Miscellaneous report
(-) Reponse to the CSSF 		No file name convention No - bus 5 and 1
wkf 71
Solvency II Reporting XBRL Solvency II reports
no source files 		S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No (-) Circulaire 15/10
(-) File naming convention 		bus 62
wkf 44
Titrisation vehicles
(=> BCL - Securitisation Vehicles reporting) 		S2.14
S2.15
TPTTBS 		S0214_L1_201412_T000000999_T000123001_20150120_001.xml
S0215_L1_201412_T000000999_T000123001_20150120_001.xml
TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml 		Yes (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS 		bus 23
wkf 98
UCI agreement
Since 01/11/2019 the creation and transmission of
the 5001 procedure via our channel is no longer possible. 		(-) Prospectus
(-) Registration request
(-) Incorporating document
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
(-) Miscellaneous agreement 		No file name convention No - bus 5 and 1
wkf 66
Various correspondence (OTH)
(=> BCL -OTHER reporting) 		OTXREP OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls Yes BCL Reporting Instructions bus 22
wkf 75
Wrong name: Management company end
the right name should be =>
Financial reports of Management companies) 		(-) Management letters
(-) Annual management company report
(-) Semi-annual management company report
(-) Management company report, other frequency
(-) Miscellaneous report
(-) Response to the CSSF
(-) Explanation letter
(-) Auditor's report 		No file name convention No - bus 5 and 1
wkf 80
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