SSDv4

Introduction

The aim of this page is to described the different fields of the SSDv4 file and how to complete it

Data catalog

Please find below the description and explanition on the 426 fields of the template

FSQ id

Name

Level

Definition

Format

Spec Format

Explanation

Example

FSQ1001

ISIN

SC

International Securities Identification Number (ISIN) of the share class.

string (12)

free text of maximum 12 characters

LU0095453105

FSQ1002

Fund Name

FD

Legal name of the collective investment scheme as mentioned in official documents (i.e. prospectus, KIID).

string (100)

free text of maximum 100 characters

Fundsquare

FSQ1003

Legal Form

FD

Legal form of the fund, e.g. contractual fund, company with variable capital (SICAV), open-ended investment company (OEIC) or others.

string (14)

"FCP" / "SICV" / "SICF" / "OPCA" / "SICR" / "OTIT" / "UT" / "ASEP" / "SEPC" / "OEIC" / "RAIF" / "OCIS" / "LP" / "LLP" / "ELP" / "LLC" / "UMF"

FCP = Common fund / SICV = SICAV / SICF = SICAF / OPCA = Other fund/ SICR = SICAR / OTIT = Securitisation entities /UIT = Unit Investment Trust / ASEP = Pension Savings Associations / SEPC = Pension savings companies with variable capital / OEIC = Open-Ended Investment Companies / RAIF = Reserved Alternative Investment Fund / OCIS = Other investment collective scheme / LP = Limited Partnership / LLP = Limited Liability Partnership / ELP = Exempted Limited Partnership / LLC = Limited Liability Company / UMF = US Mutual Fund

SICV

FSQ1004

Fund Domicile

FD

Domicile of the fund.

string (2)

ISO 3166-1 alpha-2 codes

LU

FSQ1005

Investment Directive

FD

Indicates, whether the fund is an UCITS as outlined in EU Directives 2009/65/EC or an AIF as described in the Alternative Investment Fund Managers Directive 2011/61/EU.

string (5)

"UCITS" / "AIF" / "OTHER"

UCITS

FSQ1006

UCITS Indicator

FD

Is the fund compliant with UCITS definition as stated in the law of the 17th December 2010 transposing the UCITS Directive.

string (3)

"YES"/"NO"

YES

FSQ1007

UCITS Version

FD

This field specifies the UCITS version the fund complies with.

integer

1-n

5

FSQ1008

Home Country Legal Type Of Fund

FD

The legal classification of funds based on national regulations.

string (6)

"SEF" / "REF" / "OTI" / "OAI" / "PA1" / "PA2" / "SIF" / "RAIF" / "RET" / "QIF" / "PIF" / "FOF" / "IOGAW" / "OIPAIF" / "GIPAIF" / "OISAIF" / "GISAIF" / "ACIS" / "RACIS"

Switzerland: SEF = securities fund / REF = real estate fund / OTI = other funds for traditional investments / OAI = other funds for alternative investments Luxembourg: PA1 = partie I / PA2 = partie II / SIF = specialized investment fund (SIF) / RAIF = reserved alternative investment fund (RAIF) Ireland: RET = retail fund / QIF = qualifying investor fund (QIF) / PIF = professional investor fund (PIF) / PFP = foreign fund Germany: IOGAW = inländischer OGAW (162ff KAGB) / OIPAIF = offener inländischer Publikums-AIF (214ff KAGB) / GIPAIF = geschlossener inländischer Publikums-AIF (261ff KAGB) / OISAIF = offener inländischer Spezial-AIF (278ff KAGB) / GISAIF = geschlossener inländischer Spezial-AIF (285ff KAGB) Singapore: ACIS = authorised CIS / RACIS = restricted authorised CIS

PA1

FSQ1009

Umbrella Structure

FD

Can the fund be categorized as umbrella fund or not.

string (3)

"YES"/"NO"

YES

FSQ1010

Fund Type

FD

Investment approach or objective that a fund manager uses. Style guides how a fund manager selects securities for the fund's portfolio.

string (4)

"IIOF" / "EQFD" / "EQFD" / "FIFD" / "MX70" / "M+70" / "MMFD" / "MMOF" / "RPFD" / "FWMF" / "CEVC" / "HGFD" / "FOFD" / "RFOF" / "LIFD" / "PSFD" / "PMFD" / "FOPT"

IIOF = Index and Index oriented Funds / EQFD = Equity and similar Funds (including Certificates) / FIFD = Fixed Income and similar Funds / MX70 = Mixed Funds up to 70% Shares / M+70 = Mixed Funds more than 70% Shares / MMFD = Money Market Funds / MMOF = Money Market oriented Funds / RPFD = Real Property Funds / FWMF = Forward Market Funds / CEVC = Closed-end Venture Capital Funds (Ships, Media, Wind Power, Leasing, etc.) / HGFD = Hedge Funds / FOFD = Fund of Funds / RFOF = Real Property Fund of Funds / LIFD = Life Insurance Funds / PSFD = Pension Scheme Funds / PMFD = Precious Metal Funds / FOPT = Funds on Options

YES

FSQ1011

Is Self-Managed Company

FD

Is the investment company (société d'investissement à capital variable) managed by itself or not ?

string (3)

"YES"/ "NO"

NO

FSQ1012

Fund Status

FD

Status whether a fund is active or inactive.

string (3)

"ACT"/ "INA"

ACT

FSQ1013

Fund Creation Date

FD

The date on which the fund was activated.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1014

Fund Launch Date

FD

Date of launch of the fund, i.e. its first share class. This field represents the age of the fund even if the eldest share class is dormant or liquidated.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1015

Fund End Date

FD

The expected date where a given fund will presumptively be dissolved.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1016

Fiscal Year End

FD

Fiscal year end of the fund.

string (5)

DD/MM

31/12

FSQ1017

Fund Currency

FD

The fund`s consolidated ISO currency code.

string (3)

ISO 4217 currency code

EUR

FSQ1018

LEI Code (Fund)

FD

Legal Entity Identifier of the fund (if not an Umbrella structure).

string (30)

free text of maximum 30 characters

815600AD4568B1B9DF12

FSQ1019

LEI Code (Umbrella)

FD

The Legal Entity Identifier (LEI) for an Umbrella where this is applicable. If it is not applicable, please leave this field empty and only populate the field FSQ1018 "LEI Code (Fund)" instead.

string (30)

free text of maximum 30 characters

815600AD4568B1B9DF12

FSQ1020

GIIN Code Fund

FD

Global Intermediary Identification Number (GIIN) code at the fund level.

free text of maximum 20 characters

N5LG33.99999.SL.311

FSQ1021

Is Fund Of Funds

FD

Is the fund a fund of funds? A fund of funds may invest a maximum of 20% of the fund assets in a target fund, whereby the investment may not exceed 10% of the target fund assets.

string (3)

"YES "/ "NO"

YES

FSQ1022

Public Indicator

FD

Is a fund published or not.

string (3)

"YES"/"NO"

YES

FSQ1023

Cleared Fund

FD

Is the current balance in an account able to be immediately withdrawn, or will it be subject of further financial transactions ?

string (3)

"YES"/"NO"

YES

FSQ1024

Investment Objective

FD

Description of the investment objectives of a given fund, in accordance with its investment policy that is legally required to be stated in the prospectus.

string (3500)

free text of maximum 3500 characters

YES

FSQ1025

Ethical Socially Responsible

FD

Is the fund a green or SRI (socially responsible investment) fund, in which the choice of investments is influenced by one or more social, environmental or other ethical criterion ?

string (3)

"YES"/"NO"

YES

FSQ1026

Is Passive Fund

FD

Follows the fund very closely an index?

string (3)

"YES "/ "NO"

YES

FSQ1027

US investors accepted

FD

Is the Investor from the U.S. admissible to invest in a given fund.

string (3)

"YES "/ "NO"

NO

FSQ1028

Fund Valuation Point

FD

The valuation time at which the NAV of the fund is calculated. Please indicate the relevant date in field FSQ1029 ""Fund Valuation Point Time Zone""

string (5)

HH:mm

14:00

FSQ1029

Fund Valuation Point Time Zone

FD

Relevant time zone for FSQ1029 ""Fund Valuation Point"". List of local standard time zones, e.g. EST, CST, PST, CET, HKT, SST, etc. Abbreviations can be found at https://www.timeanddate.com/time/zones

string (6)

free text of maximum 6 characters

EST

FSQ1030

Single Pricing Type

FD

They refer to the Value ""single"" in field FSQ1031 ""Pricing Methodology"".

string (20)

""no swing NAV"" / ""full swing NAV"" / ""partial swing NAV""

no swing NAV = A fund which calculates only one single NAV per share which is used for all capital activities and does not apply a swing factor. full swing NAV = The unswung NAV is adjusted each time there is capital activity,irrespective of its size or significance to the fund. The direction of the swing isdetermined by the net capital activity of the day. partial swing NAV = The NAV only swings if a predetermined net capital activity threshold (the swing threshold) is exceeded on a dealing day. As with full swing the direction of the swing is determined by the net capital activity of the day. Partial swing can also be referred to as semi-swing pricing.

no swing NAV

FSQ1031

Pricing Methodology

FD

The value ""dual pricing"" refers to a fund, which calculates two NAVs, firstly the so-called ""offer price"", a NAV for subscribers derived from underlying security offer prices and secondly the so-called ""bid price"", a NAV for redeemers, derived from underlying security bid prices. A ""single pricing"" fund calculates only one single NAV per share, which is used for all capital activities regardless whether inflows or outflows are affected. However there are three different main methods for calculating the single NAV.

string (6)

""SINGLE"" / ""DUAL""

DUAL

FSQ1032

Market exposure to Decisive Market

FD

Main Market/s for which the fund is open for trading (market/s that regulate the trading calendar / valuation day for the fund in question; or specific countries where the fund is closed).

string (60)

ISO 3166-1 alpha-2 codes, separated by one space character. Order alphabetic ASC Multiple markets are separated by pipe ""|"" (ASCII 124) ||||LU US ES

FSQ1033

Is Short

FD

Does the fund inverse the index performances? This field is mainly used for ETFs reversing the index performance, e.g., if the underlying index advances by 1% the short ETF declines by 1%.

string (3)

"YES "/ "NO"

NO

FSQ1034

Is Swiss Investment Foundation

FD

Is the fund a Swiss investment foundation (German: Anlagestiftung)? This field only applies for funds domiciled in Switzerland.

string (3)

"YES "/ "NO"

YES

FSQ1035

Is Sharia Compliant

FD

Is the fund sharia compliant and in accordance with the principles of the Muslim religion?

string (3)

"YES "/ "NO"

YES

FSQ1036

Is REIT

FD

Is the Fund a Real Estate Investment Trust (REIT) ?

string (3)

"YES "/ "NO"

YES

FSQ1037

Is ETC

FD

Is the investment vehicle an Exchange Traded Commodity (ETC)?

string (3)

"YES "/ "NO"

YES

FSQ1038

Is PIR Compliant

FD

Does the Fund comply with the requirements of the PIR (Piani Individuali di Risparmio) regulation introduced in Italy? PIR means in English tax-exempt and long-term individual savings plan. PIR funds are not necessarily Italian funds. Funds of other domiciles can be PIR funds as well.

string (3)

""YES ""/ ""NO""

YES"

FSQ1039

Has Securities Lending

FD

Is a security lending allowed within a financial instruments or not. Securities lending is the act of loaning a stock, derivative or other security to an investor or firm. Securities lending requires the borrower to put up collateral, whether cash, security or a letter of credit. When a security is loaned, the title and the ownership are also transferred to the borrower. Please indicate the name in field FSQ1040 ""Securities Lending Counterparties Name""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1040

Securities Lending Counterparties Name

FD

Lending counterparties name that, at the term of the contract, are compensated in form of upon agreed fees.

string (200)

free text of maximum 200 characters. Order alphabetic ASC Multiple Counterpartie names are separated by pipe ""|"" (ASCII 124) as company names may contain commas. ||||Fundsquare S.A."

FSQ1041

Has Swap

FD

Are fund holdings swapped to other parties?

string (3)

"YES "/ "NO"

YES

FSQ1042

Has Hedge Fund Strategy

FD

Are the fund's asset managed along one or more hedge fund strategies? Some examples of common hedge fund strategies: ""Long/Short Equity""; ""Fixed Income Arbitrage""; ""Convertible Arbitrage""; ""Relative Value Arbitrage""; ""Merger Arbitrage""; ""Event Driven""; ""Global Macro""; ""Distressed""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1043

Is Feeder Fund

FD

Does it follow a master-feeder structure? If yes, please indicate one representative ISIN code of the master fund in field FSQ1091 ""Representative ISIN Code Of Master Fund"".

string (3)

""YES ""/ ""NO""

YES"

FSQ1044

PEA (Plan Epargne en Actions)

FD

Does the fund fulfill the requirements to be PEA-eligible? This means that the fund must be made up of a permanently minimum 75% of shares in companies that are headquartered in the European Community.

string (3)

"YES "/ "NO"

YES

FSQ1045

AIF Indicator

FD

Can be categorized as an Alternative Investment Fund or not.

string (3)

"YES "/ "NO"

NO

FSQ1046

Open-ended Or Closed-ended Fund Structure

FD

Is it possible to subscribe or redeem shares of the fund on a regular basis, i.e. daily? If yes, it is an open-ended fund. If no, it is a closed-ended fund.

string (20)

""open-ended fund"" / ""closed-ended fund""

OEF"

FSQ1047

Management Company

FD

The name of the legal entity that is in charge of managing the fund (this includes, in general, portfolio management, administration and distribution). A common fund (FCP) must be managed by a Management Company. For a self-managed SICAV it is the name of the SICAV itself.

string (100)

free text of maximum 100 characters

Fundsquare Asset Management S.A."

FSQ1048

LEI of Management Company

FD

The Legal Entity Identifier (LEI) for the company entity FSQ1047 ""Management Company"". The Legal Entity Identifier (LEI) code is designed to create a global reference data system that uniquely identifies every legal entity or structure, in any jurisdiction, that is part of a financial transaction. The 20 digit alpha numeric code is constructed as follows: Local Operating Unit (4 characters) - Reserved characters (2) - Entity Identifier (12) - Verification ID (2).

string (30)

free text of maximum 30 characters

815600AD4568B1B9DF12"

FSQ1049

Management Company Address

FD

Address of the Management Company in charge of managing a given fund if the last fund is not self-managed or internally managed by an investment company.

string (100)

free text of maximum 100 characters

35, Boulevard Joseph II

FSQ1050

Management Company Domicile

FD

Domicile of the Management Company.

string (2)

ISO 3166-1 alpha-2 codes

LU

FSQ1051

Management Company State

FD

State of the Management Company.

string (50)

free text of maximum 50 characters

Luxembourg

FSQ1052

Management Company City

FD

City of the Management Company.

string (50)

free text of maximum 50 characters

Luxembourg

FSQ1053

Management Company ZIP Code

FD

ZIP Code of the Management Company.

string (10)

free text of maximum 10 characters

57100

FSQ1054

Management Company Phone Number

FD

Phone number of the Management Company.

string (50)

free text of maximum 50 characters

+352477936300

FSQ1055

Management Company Fund Website

FD

Website (URL) of the Management Company.

string (100)

free text of maximum 100 characters

https://www.fundsquare.net

FSQ1056

Fund Promoter Name

FD

Typically a specialized asset management company that uses one or more third party fund providers to set up their funds. Usually the fund promoter does the asset management and the promotion of the fund by itself.

string (100)

free text of maximum 100 characters

Fundsquare S.A.

FSQ1057

Transfer Agent Name

FD

Name of a trust company, bank or similar institution assigned by a corporation, for the purposes of maintaining an investor's financial records and tracking his or her account balance. The transfer agent records transactions, cancels and issues certificates, processes investor mailings and handles a host of other investor problems, including reissuing lost or stolen certificates.

string (100)

free text of maximum 100 characters

Bourse de Luxembourg S.A.

FSQ1058

Sub-Transfer Agent (Platform)

FD

Name of a fund's sub-transfer agent as explicitly defined in the prospectus (or assimilated official documentation).

string (100)

free text of maximum 100 characters

Fundsquare S.A.

FSQ1059

Custodian Bank Name

FD

Name of custodian bank as listed in official documents (i.e. prospectus). Please indicate the domicile in field FSQ1060 ""Custodian Bank Domicile"" and FSQ1061 ""LEI Of Custodian Bank""||string (100)||free text of maximum 100 characters||||Fundsquare Bank"

FSQ1060

Custodian Bank Domicile

FD

Domicile of the custodian bank.

string (2)

ISO 3166-1 alpha-2 codes

LU

FSQ1061

LEI Of Custodian Bank

FD

Legal Entity Identifier (LEI) for the custodian bank entity

string (30)

free text of maximum 30 characters

815600AD4568B1B9DF12

FSQ1062

Auditor Name

FD

Name of the firm responsible for auditing the financial statements of the mutual fund company.

string (100)

free text of maximum 100 characters

Fundsquare Auditor

FSQ1063

Distribution Agent Name

FD

Name of a fund's distributing agent as explicitly defined in the prospectus (or assimilated official documentation).

string (100)

free text of maximum 100 characters. Order alphabetic ASC Multiple distributing agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Distributing Agent"

FSQ1064

Domiciliary Agent Name

FD

The fund's domiciliary agent as explicitly defined in the prospectus (or assimilated official documentation).

string (100)

free text of maximum 100 characters. Order alphabetic ASC Multiple domiciliary agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Domiciliary Agent"

FSQ1065

Investment Company Name

FD

Denomination of a fund's investment company as explicitly defined in the prospectus (or assimilated official documentation).

string (100)

free text of maximum 100 characters

Fundsquare Investment Co S.A.

FSQ1066

Legal Advisor Name

FD

Denomination of a fund's legal counsel as explicitly defined in the prospectus (or assimilated official documentation).

string (100)

free text of maximum 100 characters

Fundsquare Legal S.A.

FSQ1067

Portfolio Managing Company Name

FD

Name of the Company that is making the main investment decisions and usually is triggering the trades.

string (100)

free text of maximum 100 characters

Fundsquare Investment Co S.A.

FSQ1068

Investment Advisor Name

FD

Name of the investment Advisor which is an individual or a company that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or via written publications.

string (100)

free text of maximum 100 characters

Luxembourg Advisor S.A.

FSQ1069

Fund Administrator Name

FD

Name of the fund administrator as mentioned in official documents (i.e. prospectus).

string (100)

free text of maximum 100 characters

Fundsquare Accounting Services S.A.

FSQ1070

Collateral Manager Name

FD

Name of the company who is managing the collateral of the Swap. Please indicate the date in field FSQ1071 ""Collateral Manager Start Date""||string (100)||free text of maximum 100 characters||||Michael BROWN"

FSQ1071

Collateral Manager Start Date

FD

Start date of the competent collateral manager as stated in the prospectus or other assimilated official documentation.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1072

Has Swiss Paying Agent

FD

Has the fund a Swiss paying agent or not. Please indicate the name in field FSQ1073 ""Swiss Paying Agent Name""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1073

Swiss Paying Agent Name

FD

Paying Agent's name in Switzerland.

string (100)

free text of maximum 100 characters

Fundsquare S.A.

FSQ1074

Has Swiss Representative

FD

Has the fund a Swiss representative or not. Please indicate the name in field FSQ1075 ""Swiss Representative""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1075

Swiss Representative

FD

Representative's name in Switzerland.

string (100)

free text of maximum 100 characters

Fundsquare S.A.

FSQ1076

Swap Counterparty Name

FD

Company names.

string (200)

free text of maximum 200 characters. Order alphabetic ASC Multiple Company names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare S.A."

FSQ1077

Marketmaker Name

FD

Company names performing market making at this stock exchange. Please note that this field is only meaningful for ETFs. Therefore, leave empty for non ETFs.||string (100)||free text of maximum 100 characters. Order alphabetic ASC Multiple marketmaker names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||China Merchants Securities (HK) Co., Limited | Bank Julius Bär & Co. AG | Société Générale S.A. Frankfurt"

FSQ1078

Replication Methodology First Level

FD

Replication methodology for ETFs or passive funds. This field is linked to FSQ1079 ""Replication Methodology Second Level"" , that specifies the details of this field. Please note, that one can use this field without completing field FSQ1079 ""Replication Methodology Second Level"", whereas this is not possible for the other way around.

string (12)

""physical"" / ""synthetical"" / ""others""

synthetical"

FSQ1079

Replication Methodology Second Level

FD

Specification of replication methodology for ETFs or passive funds. This field is linked to FSQ1078 ""Replication Methodology First Level"". Please note, that one must not use this field without completing field FSQ1078 ""Replication Methodology First Level"".||string (40)||""full"" / ""optimized (equities) / sampled (bonds)"" / ""physically backed"" / ""unfunded swap"" / ""funded swap"" / ""combination unfunded and funded swap"" / ""futures""||related to FSQ1079 ""Replication Methodology First Level"" possible combinations: physical - full physical - optimized (equities) / sampled (bonds) physical - physically backed synthetical - unfunded swap synthetical - funded swap synthetical - combination unfunded and funded swap others - futures||physical - optimized (equities) / sampled (bonds)"

FSQ1080

Centrale Administration Code

FD

Central administration's internal identification code.

string (10)

free text of maximum 10 characters

0213

FSQ1081

BaFin Code (Mco)

FD

BaFin-ID code of the Management Company.

string (10)

free text of maximum 10 characters

13875

FSQ1082

GPS Fund Code

FD

The GPS (BNP instrument code) on the fund level.

string (10)

free text of maximum 10 characters

FSQ1083

CSSF Fund Code

FD

The 'Fund CSSF Code' is a unique code for a fund, attributed by the Commision de Surveillance du Secteur Financier (CSSF) once the authorisation process is completed.

string (10)

free text of maximum 10 characters

X5100

FSQ1084

F2C Fund Code

FD

The 'F2C Fund code' refers to the F2C code at the fund level.

string (10)

free text of maximum 10 characters

50246592

FSQ1085

FSMA Fund Code

FD

The 'FSMA Fund Code' refers to the identification code for funds operating under the Belgian Financial Services and Markets Authority, namely the FSMA.

string (20)

free text of maximum 20 characters

ABCD1

FSQ1086

NAF Fund Code

FD

The classification activity code in France at the fund level.

string (10)

free text of maximum 10 characters

-

FSQ1087

PWC Fund Code

FD

The PricewaterhouseCoopers code at the fund level.

string (20)

free text of maximum 20 characters

FSQ1088

SEQVOIA Code

FD

The SEQVOIA code at the fund level.

string (20)

free text of maximum 20 characters

FSQ1089

Swiss Fund Data Fund Code

FD

The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the fund level.

string (4)

free text of maximum 4 characters

2400

FSQ1090

Administration Centrale Fund Code

FD

The central administration's code at the fund level.

string (20)

free text of maximum 20 characters

FSQ1091

Representative ISIN Code Of Master Fund

FD

If the fund follows a master-feeder structure (= the value of FSQ1043 ""Is Feeder Fund"" is ""yes""), what is one representative ISIN code of the master fund?||string (12)||free text of maximum 12 characters||||AT0000831408"

FSQ1092

Is German Investment Fund

FD

Is the fund a German investment fund according to §1 of the German Investment Tax Act? The relevant paragraphs can be found at (only in German): https://www.buzer.de/gesetz/12129/a199912.htm%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1093

Is Fund Without Domestic Income In Germany

FD

Is the fund without domestic income in Germany? If an investment fund does NOT generate domestic income in Germany as per §6 (3) – (5) of the German investment tax act, the fund is not subject to the German Investment Tax Act and no application as per §8 for the exemption of income as per §6 (2) needs to be made. The relevant paragraphs can be found at (only in German): https://www.buzer.de/gesetz/12129/a199918.htm https://www.buzer.de/gesetz/12129/a199920.htm%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1094

Applicable Tax Procedure In Germany

FD

Which tax procedure applies according to German investment tax act? The possible procedures are Public Fund or Special Investment Fund.

string (25)

"Public Fund" / "Special Investment Fund"

Public Fund

FSQ1095

Is Fund With Tax Exemption In Germany

FD

Is this Fund a fund with tax exemption due to tax-privileged investors as per §8 of the German Investment Tax Act? The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+8&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1096

Investment Fund With Partial Tax Exemption In Germany

FD

The German Fund Category depends on the fund's capital participation ratio (in German ""Kapitalbeteiligungsquote""). Further, this category defines what kind of tax reduction the investor may apply on the fund's distribution of dividends, advanced lump sum and price profits. - ""Equity Funds"": at least 51% of fund's value in equity shares, tax reduction: 30% - ""Mixed Funds"": at least 25% of fund's value in equity shares, tax reduction: 15% - ""German Real Estate Fund"": at least 51% of fund's value in domestic real estate or real estate related business, tax reduction: 60% - ""Foreign Real Estate Fund"": at least 51% of fund's value in foreign real estate or real estate related business, tax reduction: 80% - ""Other Funds"": no tax reduction The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+20&g=&kurz=InvStG&ag=12129%7C%7Cstring (25)||""Equity Fund"" / ""Mixed Fund"" / ""Real Estate Fund"" / ""Foreign Real Estate Fund"" / ""Other Funds""||||Equity Fund"

FSQ1097

Is Special Investment Fund As Defined In Par 26 Number 4 Letter H In Germany

FD

Does the Special Investment Fund meet the requirements of § 26 no. 4 letter H? The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+26&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1098

Is Transparency Option Exercised As Defined In Par 30 And 31 In Germany

FD

Is the transparency option exercised as defined in paragraph 30 and 31? The relevant paragraphs can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129 https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1099

Type Of Transparency Option In Germany

FD

The transparency option can be exercised for: - domestic share and real-estate income; - domestic share income; or - domestic real-estate income. The relevant paragraphs can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129 https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129%7C%7Cstring (4)||""DSREI"" / ""DSINC"" / ""DSRIN""||DSREI = domestic share and real-estate income / DSINC = domestic share income / DSRIN = domestic realestate income||domestic realestate income"

FSQ1100

Has Tax Exemption For Business Tax In Germany

FD

Has the fund a tax exemption for the business tax (in German Gewerbesteuer)? The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+15&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1101

Structured UCITS (under Section 36 of EU Regulation 583/2010)

FD

Structured UCITS (under Section 36 of EU Regulation 583) Italian Retail Distribution Specific fields||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1102

Is UCITS with Leveraged Benchmark

FD

UCITS with leveraged benchmark Italian Retail Distribution Specific fields

string (3)

""YES ""/ ""NO""

YES"

FSQ1103

Is UCITS with leverage > 1

FD

UCITS with leverage > 1 Italian Retail Distribution Specific fields

string (3)

""YES ""/ ""NO""

YES"

FSQ1104

Assogestioni Category

FD

Identification category assigned by the Assogestioni Servizi Srl for reference purposes.

string (15)

"AZIONARI" / "BILANCIATI" / "OBBLIGAZIONARI" / "LIQUIDITÀ" / "FLESSIBILI"

please refer to tab "Assogestioni Category"

BILANCIATI

FSQ1105

Assogestioni Sub-Category

FD

Identification sub-category assigned by the Assogestioni Servizi Srl for reference purposes.

string (60)

please refer to tab "Assogestioni Category"

Azionari Italia

FSQ1106

Singapore Classification Of Investment Products

FD

Classification of investment products under MAS scheme, which determines whether a wider range of investment funds including ETFs can be easier accessed by retail investors.

string (12)

"EIP" / "SIP" / "Unlisted SIP" / "OLIP"

EIP = excluded investment products (EIP) / SIP = specified investment products / unlisted SIP = unlisted specified investment products / OLIP = overseas-listed investment products

EIP

FSQ1107

CNMV Registry Number

FD

Register number in Comisión Nacional del Mercado de Valores (CNMV): numberic code assigned by CNMV to 'foreign funds' when legally registered in CNMV for their distribution in Spain and for funds domiciled in Spain. For more information please refer to https://www.cnmv.es/portal/home.aspx%7C%7Cstring (20)||free text of maximum 20 characters||||123"

FSQ1108

Master IIC Type

FD

In case you have stated your fund as a Feeder Fund, please indicate the type defined in CNMV records of the Master Fund, which may be: FUND, SICAV or FIA (AIF).

string (5)

FUND / SICAV / FIA

SICAV

FSQ1109

Master IIC CNMV Registry Number

FD

In case you have stated your fund as a Feeder Fund, please provide with the Master’s registry number within the CNMV (Spanish Markets Authority)

string (20)

free text of maximum 20 characters

123

FSQ1110

Master IIC LEI Code

FD

In case you have stated your fund as a Feeder Fund, please provide with the LEI code for the Master Fund.

string (20)

free text of maximum 20 characters

123456…

FSQ1111

Master IIC Domicile

FD

Domicile of the Custodian.

string (2)

ISO 3166-1 alpha-2 codes

AU

FSQ1112

Master IIC: CNMV Main Category

FD

In case you have stated your fund as a Feeder Fund, please indicate the Master IIC Main Category. CNMV document: page 6 https://www.cnmv.es/DocPortal/legislacion/ModelosNormalizados/IIC/ManualCumpA01-C_2_2017.pdf%7C%7Cstring (20)||""MMF Funds"" / ""Fixed Income Funds"" / ""Equities Funds"" / ""Hedge Funds"" / ""Mixed Funds"" / ""Real Estate Funds"" / ""Other Funds""||||MMF Funds"

FSQ1113

Is Great Britain ISA Compliant

FD

Is the fund ISA (Individual Savings Account) compliant?

string (3)

"YES "/ "NO"

YES

FSQ1114

CBI Code (Central Bank of Ireland) Fund

FD

The Central Bank of Ireland code at the fund level.

string (20)

free text of maximum 20 characters

FSQ1115

CS Type Of Fund

FD

First level asset class categorisation according to Credit Suisse scheme.

string (20)

"Absolute Return Fund" / "Alternative Fund" / "Bond Fund" / "Commodity Fund" / "Equity Fund" / "Fund of Hedge Funds" / "Money Market Fund" / "Portfolio Fund" / "Real Estate Fund" / "Single Hedge Fund"

Bond Fund

FSQ1116

Is Recognised By FCA

FD

Is the fund recognised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)? A fund that is established outside the UK must be recognised to be promoted to retail investors in the UK. A recognised fund may also be called a ‘recognised CIS’ or ‘overseas scheme’. A UCITS established in another EEA country must be recognised, under section 264 of the Financial Services Markets Act 2000 (FSMA). Other funds established in another EEA country, including an alternative investment fund (AIF) authorised in another EEA country, must be recognised under section 272 of FSMA. For more information please consider: http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1117

Is Authorised By FCA

FD

Is the fund authorised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)? An authorised fund, which may also be called an ""authorised CIS"", must be established in the UK and take one of the following legal forms: - authorised contractual scheme (ACS) - authorised unit trust (AUT) - investment company with variable capital (ICVC) It must also be classified, based on a marketing strategy, as one of the following: - undertaking for collective investment in transferable securities scheme (UCITS) - non-UCITS retail scheme (NURS) - qualified investor scheme (QIS)||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1118

Sub-fund Name

SF

Name of a sub-fund as listed in the prospectus or in the KIID.

string (100)

free text of maximum 100 characters

FSQ Fundsquare Sub-Fund

FSQ1119

Sub-fund Currency

SF

The sub-fund currency (Base currency) reflects the accounting currency for the fund and should not be mixed up with the Share Class Currency (FSQ1165).

string (3)

ISO 4217 currency code

EUR

FSQ1120

Sub-fund Creation Date

SF

The date of the creation of the sub-fund/compartment according to the constitutional documents or agreement of the sub-fund.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1121

Sub-fund Launch Date

SF

Date when the sub-fund was launched.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1122

Sub-fund End Date

SF

Date where a given sub-fund will presumptively be dissolved.

string (10)

DD/MM/YYYY

42735

FSQ1123

Public Indicator

SF

Is a sub-fund published or not.

string (3)

"YES "/ "NO"

NO

FSQ1124

Sub-fund Status

SF

Is a sub-fund's status active or inactive

string (3)

"ACT" / "INA"

PAST

FSQ1125

Is leveraged

SF

Is it allowed to leverage the fund's asset in order to achieve accelerated returns? ""YES"", if the following two conditions are cumulatively true: - The allowed leverage should be above 10%. - Leverage is to be used as an active element for generating income in portfolio management. ""NO"" if the leverage is less than 10%, only passively tolerated or mentioned in the prospectus for legal reasons.||string (3) ||""YES ""/ ""NO""||||NO"

FSQ1126

AMF Code

SF

Identification code for financial instruments assigned by the French Regulatory Authority (l'authorité des Marchés Financiers). This code permit the identification for unlisted financial instruments.

string (20)

free text of maximum 20 characters

LU07654321

FSQ1127

IA Sector

SF

The Investment Association (IA) Sector https://www.theia.org/industry-data/fund-sectors/definitions%7C%7Cstring (4)||""STMM"" / ""SDMM"" / ""UKGI"" / ""UKIG"" / ""SCBD"" / ""SSBD"" / ""SHYD"" / ""GLBD"" / ""GEHC"" / ""GELC"" / ""GEBL"" / ""UKEI"" / ""GEIN"" / ""UKEB"" / ""UKAC"" / ""UKSC"" / ""JAPA"" / ""JASM"" / ""APIJ"" / ""APEJ"" / ""CGCI"" / ""NTAM"" / ""NTAS"" / ""EUIU"" / ""EUEU"" / ""EUSC"" / ""GLOB"" / ""GLEM"" / ""M35S"" / ""M60S"" / ""M85S"" / ""FLIN"" / ""UKDP"" / ""PROT"" / ""SPEC"" / ""TETE"" / ""UNCL"" / ""TARE"" / ""VOMA""||Funds principally targeting capital protection: STMM = Volatility Managed / SDMM = Standard Money Market Fixed Income Sectors: UKGI = UK Gilts / UKIG = UK Index Linked Gilts / SCBD = Sterling Corporate Bond / SSBD = Sterling Strategic Bond / SHYD = Sterling High Yield / GLBD = Global Bonds / GEHC = Global Emerging Markets Bond - Hard Currency / GELC = Global Emerging Markets Bond - Local Currency / GEBL = Global Emerging Markets Bond - Blended Equity Sectors: UKEI = UK Equity Income / GEIN = Global Equity Income Mixed Asset Sectors: UKEB = UK Equity and Bond Income UK Equities: UKAC = UK All Companies / UKSC = UK Smaller Companies Overseas equities: JAPA = Japan / JASM = Japanese Smaller Companies / APIJ = Asia Pacific including Japan / APEJ = Asia Pacific excluding Japan / CGCI = China\Greater China / NTAM = North America / NTAS = North American Smaller Companies / EUIU = Europe including UK / EUEU = Europe excluding UK / EUSC = European Smaller Companies / GLOB = Global / GLEM = Global Emerging Markets Mixed Asset: M35S = Mixed Investment 0-35% Shares / M60S = Mixed Investment 20-60% Shares / M85S = Mixed Investment 40-85% Shares / FLIN = Flexible Investment Specialist funds: UKDP = UK Direct Property / PROT = Property Other / SPEC = Specialist / TETE = Technology & Telecommunications Unclassified: UNCL = Unclassified Funds principally targeting an outcome: TARE = Targeted Absolute Return / VOMA = Volatility Managed||Volatility Managed"

FSQ1128

GPS sub-fund Code

SF

The GPS (BNP code) at the sub-fund level.

string (10)

free text of maximum 10 characters

FSQ1129

CSSF sub-fund Code

SF

The 'Sub-Fund CSSF Code' is a unique code for a sub-fund, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised sub-funds.

string (4)

free text of maximum 4 characters

4

FSQ1130

F2C sub-fund Code

SF

The 'F2C Fund code' refers to the F2C code at the sub-fund level.

string (10)

free text of maximum 10 characters

50246578

FSQ1131

Administration Centrale sub-fund Code

SF

The central administration's code at the sub-fund level.

string (20)

free text of maximum 20 characters

FSQ1132

GIIN Code sub-fund

SF

Global Intermediary Identification Number (GIIN) code at the sub-fund level.

string (20)

free text of maximum 20 characters

THI6ZZ.99999.SL.751

FSQ1133

CBI Code (Central Bank of Ireland) sub-fund

SF

The Central Bank of Ireland code at the sub-fund level.

string (20)

free text of maximum 20 characters

FSQ1134

NAF Sub-fund Code

SF

The classification activity code in France at the sub-fund level

string (10)

free text of maximum 10 characters

-

FSQ1135

PWC Sub-Fund Code

SF

The PricewaterhouseCoopers code at the sub-fund level

string (20)

free text of maximum 20 characters

FSQ1136

Swiss Fund Data sub-fund Code

SF

The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the sub-fund level.

string (3)

free text of maximum 3 characters

19

FSQ1137

Hong Kong SFC Security Classification

SF

As set out in paragraph 6.2 of the Guidelines on Online Distribution and Advisory Platforms (Guidelines), a Platform Operator should determine whether a product may be treated as non-complex or complex with regard to the factors set out in paragraph 6.1 of the Guidelines and the non-exhaustive list of examples of non-complex and complex products set out on the SFC’s website: https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/ A non-exhaustive list of examples of investment products that are considered to be ""non-complex"" are available under the following link: https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/ Under the same link a non-exhaustive list of examples of investment products that are considered to be complex products is available. The SFC may revise the list of non-complex products from time to time where appropriate.

string (15)

""non-complex"" / ""complex"" / ""other complex""

complex"

FSQ1138

Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds

SF

Is the fund considered as a ""derivative fund"" under the prevailing SFC Code on Unit Trusts and Mutual Funds? This field is for SFC authorised funds only. Note: For SFC-authorised funds, it is considered by the fund manager as a ""derivative fund"" on the same basis as provided to the SFC for disclosure on the SFC website.

string (3)

""YES ""/ ""NO""

YES"

FSQ1139

Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds Date

SF

As of Date for Derivative Fund entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.

string (10)

DD/MM/YYYY

31/12/2016"

FSQ1140

Jurisdiction And Publicity

SF

This field regarding the Regulation in Hong Kong about complex and non-complex funds. A non-exhaustive list of examples of non-complex and complex products can be found on the SFC’s website: https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complexand-complex-products/ This field is to indicate if the fund is - a fund in a specified jurisdition or - a public fund in a non-specified jurisdition or - a non-public fund in a non-specified jurisdiction. This field is for non-SFC authorised funds only To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.

string (15)

""SPEC"" / ""NOSP"" / ""NSNP""

SPEC = specified / NOSP = non-specified and public / NSNP = non-specified and non-public""

SPEC"

FSQ1141

Has Fund Used Derivatives For Investment Purposes

SF

Has the fund used derivatives for investment purposes during the past 12 months? Investment purposes do not include: - netting, hedging or risk mitigation - cash flow management - market access or exposure replication (without incrementalleverage at the fund portfolio level) - investments in conventional convertible bonds This field is to be used, if the fund is a registered retail fund in a specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1142

Does Fund Intend To Use Or Invest In Derivatives

SF

Does the fund intend to use or invest in derivatives in excess of: 1)50% of the fund’s NAV based on the Net Derivative Exposure (NDE) or Commitment approach; or 2)100% of the benchmark Value-at-Risk (VaR) on relative VAR approach; or 3)10% VAR on absolute VAR approach. Fund managers are expected to update the responses above if the actual investment in derivatives go above the below percentages other than on an occasional or temporary basis in between annual reviews.

string (3)

""YES ""/ ""NO""

YES"

FSQ1143

Does Fund Intend To Use Or Invest In Derivatives Date

SF

As of Date for Fund Intend To Use Or Invest in Derivatives entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is a verification. Depending on the internal data processes the content of this field is not stored in the senders data base but populated while exporting.

string (10)

DD/MM/YYYY

31/12/2016"

FSQ1144

Is Fund Not Understandable For Retail Investors

SF

Please refer to fund manager's opinion. Does the fund manager consider the product is an investment product whose, terms, features and risks are not reasonably likely to be understood by a retail investor in the jurisdiction where the product is domiciled/established or distributed (> 10% of the product’s NAV were raised), whichever is more relevant, because of its complex structure? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1145

Is Investment Strategy Considered Complex

SF

Please refer to fund manager's opinion. Does the fund manager consider this fund’s investment strategy to be complex and use derivatives extensively for investment purpose? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1146

Does Fund Invest In Instruments Without Secondary Market

SF

Please refer to fund manager's opinion. Does the fund invest in any underlying investments that do not have a secondary market with publicly available prices? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.

string (3)

""YES ""/ ""NO""

YES"

FSQ1147

Does Fund Intended To Hold More Than 50 Percent Of NAV In Loss-absorption Products Date

SF

As of Date for Loss Absorption Products entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.

string (10)

DD/MM/YYYY

31/12/2016"

FSQ1148

Does Fund Invest In Instruments Without Transparent Information For Retail Investors

SF

Please refer to fund manager's opinion. Does the fund invest in any underlying investments where there is no adequate and transparent information available to retail investors? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1149

Does Fund Invest In Instruments That May Lose More Than Invested Amount

SF

Please refer to fund manager's opinion. Does the fund invest in any underlying investments where there is risk of losing more than the amount invested? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1150

Does Fund Invest In Instruments Which Terms Could Fundamentally Changes The Nature Or Risk Or Pay-out Profile

SF

Please refer to fund manager's opinion. Does the fund invest in any underlying investments where their features or investment terms could: - fundamentally alter the nature or risk of the underlying investment; or - pay-out profile includes multiple variables or complicated formulas to determine the return? Note: This would include, for example, investments that incorporate a right for the investment product issuer to convert the instrument into a different investment. This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1151

Does Fund Invest In Instruments Which Terms Might Harm Liquidity Or Recoverability

SF

Please refer to fund manager's opinion. Does the fund invest in underlying investments where any features or terms of the underlying investments might render the investment illiquid and/or difficult to value? This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1152

Does Fund Intend To Hold More Than 50 Percent Of NAV In Loss-absorption Products

SF

Does the fund intend to hold more than 50% of its NAV in loss-absorption products? Loss absorption products is as defined in HKMA Circular dated 30 Oct 2018 (https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2018/20181030e2.pdf) and any subsequent written clarifications issued by HKMA. https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2019/20190708e1a1.pdf%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1153

Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV

SF

Is the fund’s maximum exposure to virtual assets more than 10% of its GAV? For more information about the distribution of virtual assets funds in Asia please consider https://www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=18EC77

string (3)

""YES ""/ ""NO""

YES"

FSQ1154

Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV Date

SF

As of Date for Virtual Assets entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.

string (10)

DD/MM/YYYY

31/12/2016"

FSQ1155

Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds

SF

Does the fund intend to hold more than 50% of its NAV in high-yield bonds as its investment strategy? High-yield bonds refer to bonds, which are generally below investment grade or are unrated. For more information please consider SFC circular on Selling of Fixed Income Products: https://www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=12EC12

string (3)

""YES ""/ ""NO""

YES"

FSQ1156

Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds Date

SF

As of Date for High Yield Bonds entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.

string (10)

DD/MM/YYYY

31/12/2016"

FSQ1157

Is RQFII Fund

SF

Is the fund a Renminbi Qualified Foreign Institutional Investor (RQFII) fund? According to the SFC an RQFII fund comprises at least 80% renminbi debt instruments issued in mainland China and an optional not-more-than 20% of A-shares or other permissible investments in that market. Subscriptions and redemptions of fund units are settled in renminbi. For more information, please consider https://www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=12PR2

string (3)

""YES ""/ ""NO""

YES"

FSQ1158

Is RQFII Fund Date

SF

As of Date for RQFII entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required. The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.

string (10)

DD/MM/YYYY

31/12/2016"

FSQ1159

Share Class Name

SC

Identifier of the share class. Usually this is one or two letters, like "A" or "B" or "XL" followed by additional information about distribution policy, hedging, currency etc. as stated in the official prospectus.

string (100)

free text of maximum 100 characters

A EUR

FSQ1160

Share Class Creation Date

SC

The date at which a given share class was created according to the prospectus.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1161

Inception Date

SC

The first date of the subscription period for this share class. Usually this date is before the FSQ1163 "Share Class Launch Date". Other terms of this field are 'initial launch date' or Subscription Period Start Date'.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1162

Inception Price

SC

Price at first listing at this exchange place

number

0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc

100

FSQ1163

Share Class Launch Date

SC

Launch date of the share class. The launch date of this share class must not be elder than the fund's launch date. To distinguish launch date from inception date 1) Launch date: offering period is closed and a net asset value (NAV) is calculated. 2) Inception date: date when share class juridically came into existence. Usually there will be an offering period. In this case the inception date would be equal to the FSQ1161 ""Inception Date"". However, there might be situations without offering periods, i.e. if there was a fund merger. In this case the inception date would be the FSQ1163 ""Share Class Launch Date"".||string (10)||DD/MM/YYYY ||||31/12/2016"

FSQ1164

Share Class End Date

SC

Date where a given share class will presumptively be dissolved.

string (10)

DD/MM/YYYY

42735

FSQ1165

Share Class Currency

SC

The reference currency of the share class.

string (3)

ISO 4217 currency code

EUR

FSQ1166

Quotation Currency

SC

Currency a given share class is quoted (e.g. EUR, USD, GBP, etc.). In a direct quote valuation, the share class quote currency is the foreign currency, while in an indirect quote valuation; the share class quote currency is the domestic currency.

string (160)

ISO 4217 currency code. Order alphabetic ASC limited to 160 characters. Multiple currencies are separated by pipe ""|"" (ASCII 124)||ISO 4217 currency code, separated by one space character. Order alphabetic ASC||EUR GBP USD"

FSQ1167

Multi-Currency Indicator

SC

Does the fund house (not the bank of fund distributor) provide the possibility to subscribe and redeem this share class (this ISIN) additionally in other currencies than the FSQ1165 "Share Class Currency"?

string (3)

"YES "/ "NO"

YES

FSQ1168

Currencies Of Multicurrency Share Class

SC

Which additional currencies are accepted by the multicurrency share class?

string (50)

ISO 4217 currency code. Order alphabetic ASC limited to 50 characters. Multiple currencies are separated by pipe ""|"" (ASCII 124).||||EUR|GBP|USD"

FSQ1169

Share class Status

SC

Is a share class is active or inactive. Inactive means that the fund had been approved by the CSSF, but not been launched thereafter (not been sold to anyone).

string (3)

""ACT"" / ""INA""

INA"

FSQ1170

Termination Date

SC

The date at which the share class is liquidated and ceases to exist.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1171

Distribution Policy

SC

Is this share class distributing or accumulating dividends?

string (4)

"CAPI" / "DIST" / "CADI"

CAPI = Accumulation / DIST = Income / CADI = Accumulation and/or Income

CAPI

FSQ1172

Public Indicator

SC

Is a share class published or not.

string (3)

"YES "/ "NO"

NO

FSQ1173

Dividend Payment Frequency

SC

Frequency at which the next dividend payment is expected to take place.

string (4)

"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"

YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN = Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily

TOWK

FSQ1174

Distributions - Interest/ Dividend (For UK funds only)||SC||Depending on the underlying investments, income arising may be a dividend distribution or an interest distribution.||string (1)||""I"" / ""D""||||D"

FSQ1175

Distributions - Gross/ Net

SC

Are the distribution flows paid in gross or net amount (if applicable).

string (5)

"GROSS" / "NET"

NET

FSQ1176

Investor Type

SC

Investor's profile characteristics, such as his risk aversion, wealth, experience or knowledge about funds and financial markets.

string (4)

"ADVI" / "ACIN" / "QPUR" / "EXCL" / "INST" / "INSU" / "INVE" / "LIAS" / "PENS" / "REST" / "RETA" / "QINV" / "SERV" / "SUPA" / "WHSA"

ADVI = Advisor / ACIN = Accredited Investor / QPUR = Qualified Purchaser / EXCL = Exclusive / INST = Institutional / INSU = Insurance / INVE = Investor / LIAS = Life Assurance / PENS = Pension / REST = Restricted / RETA = Retail / QINV = Qualified Investor / SERV = Service / SUPA = Superannuation / WHSA = Wholesale

ADVI

FSQ1177

Is ETF

SC

Is the fund an Exchange Traded Fund or not. An ETF, or exchange traded fund, is a marketable security that tracks an index, a commodity, bonds, or a basket of assets like an index fund. Unlike mutual funds, an ETF trades like a common stock on a stock exchange. ETFs experience price changes throughout the day as they are bought and sold. ETFs typically have higher daily liquidity and lower fees than mutual fund shares, making them an attractive alternative for individual investors.

string (3)

"YES "/ "NO"

NO

FSQ1178

Is PAIF

SC

Is the fund a Property Authorized Investment Fund (PAIF)? A PAIF is an authorized investment fund primarily invested in property and is a UK regulated fund vehicle. There is no taxation of property profits at fund level. Only eligible investors (e.g. Individual Savings Account, Self-Invested Personal Pension) are allowed to invest in PAIF.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1179

Hedge Type

SC

Hedge type applicable for a given share class (e.g. hedge type share class A, hedge type share class B).

string (3)

"CDH" / "DUH" / "NCH" / "SER" / "NOH"

CDH = currency and duration hedged/ DUH = duration hedged / NCH = NAV currency hedged / SER = spot exchange rate / NOH = no hedge

CURRENCY_AND_DURATION_HEDGED

FSQ1180

NAV Hedge

SC

Is there a currency hedge on this share class? Please indicate the currency in field FSQ1181 ""NAV Hedge currency""||string (20)||""NO"" / ""YES, 100% NAV hedge"" / ""YES, residual hedge""||||YES100"

FSQ1181

NAV Hedge currency

SC

Relevant ISO currency code of any relevant hedge currency.

string (3)

ISO 4217 currency code

EUR

FSQ1182

Initial Subscription Price

SC

The launch price is the purchase price at which an investor who has subscribed to fund units during the subscription period acquires the subscribed fund unit. Please indicate the currency in field FSQ1183 ""Initial Subscription Price Currency"" and FSQ1184 ""Initial Subscription Price Date"".||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||31234"

FSQ1183

Initial Subscription Price Currency

SC

Currency of the initial subscription price.

string (3)

ISO 4217 currency code

EUR

FSQ1184

Initial Subscription Price Date

SC

Date of the initial subscription price.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1185

Maximal Number Of Possible Decimals Shares

SC

Maximal number of decimals used for transactions for this specific share classes.

integer

1-n

2

FSQ1186

Maximal Number Of Possible Decimals NAV

SC

Maximal number of decimals used for NAV calculations, assuming that this figure is equal for all kind of NAVs calculated for this specific share class, e.g. valuation price, transaction price (single pricing) or bid and ask price with dual priced share classes.

integer

1-n

3

FSQ1187

NAV Publication Time

SC

Time the NAV for this specific share class is published, once calculated and available, from the fund provider.

string (5)

HH:mm

21:15

FSQ1188

Valuation Frequency

SC

Periodicity of fund's net asset calculation.

string (4)

"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"

YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily

YEAR

FSQ1189

Subscription Frequency

SC

The length of the revolving time period within that one or more subscriptions can be executed.

string (4)

"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"

YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily

TWYR

FSQ1190

Redemption Frequency

SC

The length of the revolving time period within that one or more redemptions can be executed.

string (4)

"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"

YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily

YEAR

FSQ1191

Subscription Settlement cycle

SC

Number of days that are needed to settle a subscription to this fund after the trade date, i.e. how many days does it take until the fund is transferred to the buyers securities account ?

string (3)

n

3

FSQ1192

Redemption Settlement cycle

SC

Number of days that are needed to settle a redemption of this fund after the trade date, i.e. how many days does it take until the cash is transferred to the sellers account ? ||string (3)||n||||2"

FSQ1193

Countries of Registration

SC

Country/countries where the fund is registered.

string (240)

ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters. Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU"

FSQ1194

Countries of Distribution

SC

Country/countries where the fund is authorized and available for distribution.

string (240)

ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters. Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU"

FSQ1195

Has Pre-payment for Subscription

SC

Is there a pre-payment period for the subscription?

string (3)

"YES "/ "NO"

YES

FSQ1196

Minimum Initial Subscription Amount

SC

The minimum amount for an initial investment in the mentioned currency? Please indicate the currency in field FSQ1197 ""Minimum Initial Subscription Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||15000"

FSQ1197

Minimum Initial Subscription Amount Currency

SC

Currency of the minimum amount for an initial investment.

string (3)

ISO 4217 currency code

EUR

FSQ1198

Minimum Subsequent Subscription Amount

SC

If subscriptions have to be done in amount: what is the minimum amount for a subsequent investment?

number

0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc

1500

FSQ1199

Minimum Initial subscription shares

SC

The minimum number of shares for new investments?

integer

1-n

5

FSQ1200

Minimum Subsequent Subscription Shares

SC

If subsequent subscriptions are in shares: what is the minimum number of shares for an additional investment?

integer

1-n

2

FSQ1201

Minimum Holding Amount

SC

Minimum amount that an investor must hold at the least, before an automatic redemption process is launched. Please indicate the currency in field FSQ1202 ""Minimum Holding Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||150"

FSQ1202

Minimum Holding Amount Currency

SC

Relevant ISO currency code of the minimum required amount of the share's/unit's value that must be maintained to avoid automatic redemption. If the amount of an investor's holdings fall below the minimum holding amount, his/her shares/units will be automatically be redeemed.

string (3)

ISO 4217 currency code

EUR

FSQ1203

Minimum Holding Shares

SC

Minimum required number of shares that must be held by an investor to avoid automatic redemption. If the number of shares held by an investor fall below that minimum required number of shares, his shares will automatically be redeemed.

integer

1-n

3

FSQ1204

Minimum Holding Period

SC

Period following the issuance of the shares, during which the relevant shares must be held by an investor before any redemption is allowed.

string (100)

free text limited to maximum 100 characters

FSQ1205

Redemption Category

SC

Is it possible to redeem an amount of money? This usually assumes fractions of units.

string (20)

"shares" / "amount" / "shares and amount"

SH

FSQ1206

Redemption Right

SC

Holders of domestic and foreign funds have the right to return their units to the capital investment company in question

string (3)

"YES "/ "NO"

YES

FSQ1207

Minimum Redemption Amount

SC

The minimal initial amount for redemptions in the mentioned currency? Please indicate the currency in field FSQ1208 ""Minimum Redemption Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||31234"

FSQ1208

Minimum Redemption Amount Currency

SC

Ccurrency code of any relevant minimum redemption amount.

string (3)

ISO 4217 currency code

EUR

FSQ1209

Minimum Redemption Shares

SC

Minimal number of shares for redemption?

integer

1-n

2

FSQ1210

Fund Manager(s)

SC

Portfolio manager's first name and surname. Please indicate the date in field FSQ1211 ""Fund Manager(s) Start Date(s)""||string (150)||free text limited to maximum 150 characters. Order alphabetic ASC Multiple Manager Names are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||Michael BROWN | Philippe JACKSON"

FSQ1211

Fund Manager(s) Start Date(s)

SC

Starting date where a given asset manager began to be responsible for the implementation of a fund's investing strategy.

string (50)

DD/MM/YYYY , limited to maximum 50 characters. Order alphabetic ASC Multiple Manager starte dates are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||31/12/2016|15/06/2013"

FSQ1212

Redemption Policy (FIFO/LIFO/...)

SC

Type of the applicable redemption policy in accordance with the conditions laid down in the constitutional documents (e.g. First in first out, Last in first out, First in last out).

string (4)

"FIFO" / "LIFO" / "FEFO" / "AVCO" / "SLDM" / "HIFO" / "HILT" / "LOFO" / "LILT" / "LIST"

FIFO = First IN First OUT / LIFO = Last IN First OUT / FEFO = First Expired First OUT / AVCO = Average Cost / SLDM = Specific Lot Depletion Metho / HIFO = Highest Cost First Out / HILT = Highest Cost Long Term / LOFO = Lowest Cost First Out / LILT = Lowest Cost In Long Term / LIST = Lowest Cost In Short Term

FIFO

FSQ1213

Portfolio Currency Hedge

SC

Indicates, if any, what kind of currency hedge is implemented within the portfolio. Possible Values are: No hedge: Currency exposure remains the same. Just calculation and accounting currency changes. Full portfolio hedge: Full or near full hedging of non-Fund Currency positions within fund. Only use ""full portfolio hedge"", if portfolio's currency hedge is permanently 90% or more. Currency overlay: Currency allocation is a separate process in the investment decision. It considers both active views and optimization aspects. Partial hedge: Guidelines limit exposure to currencies other than the fund currency to 10%. Implementation can include tactical views of fund manager.||string (20)||""no hedge"" / ""full portfolio hedge"" / ""currency overlay"" / ""partial hedge""||||NH"

FSQ1214

Is Side Pocket

SC

Is the share class a side pocket or not. A side pocket is a type of account utilized in hedge funds to differentiate illiquid assets from more liquid investments.

string (3)

"YES "/ "NO"

NO

FSQ1215

Parent ISIN Code

SC

ISIN code of the parent fund when the fund is a side pocket fund.

string (12)

free text of maximum 12 characters

LU0123456789

FSQ1216

Contract note delay

SC

Is an issuance of the contract note, such as the number of BD for instance, available or not.

string (10)

± 0

+3

FSQ1217

Has 130/30 Strategy

SC

The 130-30 strategy, often called a long/short equity strategy, refers to an investing methodology used by institutional investors. A 130-30 designation implies using a ratio of 130% of starting capital allocated to long positions and accomplishing this by taking in 30% of the starting capital from shorting stocks.

string (3)

"YES "/ "NO"

NO

FSQ1218

Has Dilution Levy Applied By Fund

SC

Is there a possible dilution levy in favor of the fund that can be charged at the discretion of the fund manager to compensate for market transaction costs within the fund?

string (3)

"YES "/ "NO"

YES

FSQ1219

Marketing Fees

SC

Rate of expenses related to marketing and advertising a given fund.

number

5%= 0.05 0.0000-1||||0.0065"

FSQ1220

Management Fee (max)

SC

Maximum management fee as mentioned in prospectus.

number

5%= 0.05 0.0000-1

0.0065

FSQ1221

Management Fee (min)

SC

Minimum management fee.

number

5%= 0.05 0.0000-1

0.0067

FSQ1222

Management Fee (applied)

SC

Actual management fee of this share class. Please indicate the date in field FSQ1223 ""Management Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0065"

FSQ1223

Management Fee (applied) Reference Date

SC

Reference date of applied management fee.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1224

Custodian Fee (max)

SC

Maximum fees charged by a broker or financial institution for safekeeping services

number

5%= 0.05 0.0000-1

0.0067

FSQ1225

Custodian Fee (min)

SC

Minimun fees charged by a broker or financial institution for safekeeping services

number

5%= 0.05 0.0000-1

0.0067

FSQ1226

Custodian Fee (applied)

SC

Actual percentage charged for depositary (custodian) commission. Please indicate the date in field FSQ1227 ""Custodian Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0067"

FSQ1227

Custodian Fee (applied) Reference Date

SC

Reference date of applied custodian fee.

string (10)

DD/MM/YYYY

42735

FSQ1228

Administration Fee (max)

SC

Maximum administration fee.

number

5%= 0.05 0.0000-1

0.0067

FSQ1229

Administration Fee (min)

SC

Minimum administration fee.

number

5%= 0.05 0.0000-1

0.0067

FSQ1230

Administration Fee (applied)

SC

Actual fees for the administration.

number

5%= 0.05 0.0000-1

0.0067

FSQ1231

Subscription Fee (max)

SC

Maximum subscription fee as mentioned in prospectus.

number

5%= 0.05 0.0000-1

0.0065

FSQ1232

Subscription Fee (min)

SC

Maximum subscription fee as mentioned in prospectus.

number

5%= 0.05 0.0000-1

0.0065

FSQ1233

Subscription Fee (applied)

SC

Actual fee paid by investors when acquiring funds' units/shares. Please indicate the date in field FSQ1234 ""Subscription Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0066"

FSQ1234

Subscription Fee (applied) Reference Date

SC

Reference date of applied subscription fee.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1235

Redemption Fee (max)

SC

Maximum redemption fee as mentioned in prospectus.

number

5%= 0.05 0.0000-1

0.0065

FSQ1236

Redemption Fee (min)

SC

Minimum redemption fee as mentioned in prospectus.

number

5%= 0.05 0.0000-1

0.0065

FSQ1237

Redemption Fee (applied)

SC

Actual fees for the redemption. Please indicate the date in field FSQ1238 ""Redemption Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0065"

FSQ1238

Redemption Fee (applied) Reference Date

SC

Reference date of applied redemption fee.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1239

Distribution Fee (max)

SC

Maximum distribution fee.

number

5%= 0.05 0.0000-1

0.0075

FSQ1240

Distribution Fee (min)

SC

Minimum distribution fee.

number

5%= 0.05 0.0000-1

0.0075

FSQ1241

Distribution Fee (applied)

SC

Actual fees for the distribution. Please indicate the date in field FSQ1242 ""Distribution Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0075"

FSQ1242

Distribution Fee (applied) Reference Date

SC

Reference date of applied distribution fee.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1243

Performance Fees (max)

SC

Maximum performance fee as mentioned in prospectus. Please indicate the date in field FSQ1244 ""Performance Fees (max) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0055"

FSQ1244

Performance Fees (max) Reference Date

SC

Reference date of maximum performance fee.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1245

Performance Fees (min)

SC

Minimum performance fee.

number

5%= 0.05 0.0000-1

0.0055

FSQ1246

Performance Fee (applied)

SC

Actual performance fee.

number

5%= 0.05 0.0000-1

0.0075

FSQ1247

Has Equalization Method For Performance Fee

SC

Is an equalization method for the performance fee used? Typically used by hedge funds, but not very common for mutual funds. Equalization is used by funds in order to ensure that every shareholder pays the same percentage of performance fee no matter when they subscribe to the fund.

string (3)

""YES ""/ ""NO""

NO"

FSQ1248

Switch Fee (max)

SC

Maximum fee levied by a fund management group when an investor moves money from one fund to another within the same group.

number

5%= 0.05 0.0000-1

0.0055

FSQ1249

Switch Fee (min)

SC

Minumum fee levied by a fund management group when an investor moves money from one fund to another within the same group.

number

5%= 0.05 0.0000-1

0.0055

FSQ1250

Switch Fee (applied)

SC

Actual fee applicable if investor switch fund within the same family of funds.

number

5%= 0.05 0.0000-1

0.0055

FSQ1251

Switch IN Cut-off country Code

SC

Country location of the Fund Order Desk for switch in.

string (2)

ISO 3166-1 alpha-2 codes

LU

FSQ1252

All-in Fee (max)

SC

All-in fee as mentioned in the sales prospectus. Usually includes fees for portfolio management, sales, administration, custody and others. Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,015"

FSQ1253

All-in Fee (applied)

SC

All-in fee this share class is actually charged with. Usually the all-in fee includes fees for portfolio management, sales, administration, custody and others. Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,015"

FSQ1254

All-in Fee Includes Transaction Costs

SC

Please choose "yes", if FSQ1252 "All-in Fee (max)" and FSQ1253 "All-in Fee (applied)" include transaction costs. If not, please choose "no

string (3)

"YES "/ "NO"

YES

FSQ1255

All-in Fee (max) Reference Date

SC

Effective date for all Fundsquare fields referring to All-in Fee, e.g. FSQ1252 "All-in Fee (max)", FSQ1253 "All-in Fee (applied)".

string (10)

DD/MM/YYYY

31/12/2016

FSQ1256

Is Trailer Fee Clean

SC

Answer «yes» only, if the fund or ManCo are not paying trailer fees for this specific share class

string (3)

"YES "/ "NO"

YES

FSQ1257

Trade Date

SC

The Trade Date Offset is defined as the difference in days between the trade date and the closing date also known as valuation date. The closing date is the date on which the prices of underlying holdings are determined. The default value of is zero. It may occur that there is a notice period for subscriptions and redemptions. The notice period specifies how many days in advance investors have to notify that they wish to subscribe or redeem a fund. If the notice period is equal for subscriptions and redemptions and less than or equal five business days, please use the field to display the notice period. In case the notice period is different for subscriptions and redemptions or the trade should be placed long time in advanced, then the value of this field is zero and the fields FSQ1265 ""Subscription Notice Period"" and FSQ1274 ""Redemption Notice Period"" are used to indicate the according notification periods in days.

integer

1-7

1"

FSQ1258

Time Zone For Cut-off For Subscription and Redemption

SC

Relevant time zone for FSQ1262 ""Subscription Cut-off time (in local time) STP ORDERS"" or FSQ1271 ""Redemption Cut-off time (in local time) STP ORDERS"" in local standard time format Helpful links can be found at: - https://en.wikipedia.org/wiki/List_of_time_zones_by_country - https://en.wikipedia.org/wiki/Coordinated_Universal_Time - https://www.timeanddate.com/time/zones - https://en.wikipedia.org/wiki/Daylight_saving_time - https://en.wikipedia.org/wiki/Tz_database Commonly used standard time formats are: - EST Eastern Time Zone (USA); UTC-05:00 - CST Central Time Zone (USA); UTC-06:00 - PST Pacific Time Zone (USA); UTC-07:00 - CET Central European Time; UTC+01:00 - HKT Hong Kong Time; UTC+08:00 - SST Singapore Standard Time; UTC+08:00||string (3)||free text of maximum 3 characters||||SST"

FSQ1259

Subscription forms required for each subsequent investment

SC

Are specific forms required for subsequent investment or not.

string (3)

"YES "/ "NO"

NO

FSQ1260

Subscription Cut-off country code

SC

Country location of the Fund Order Desk for subscription.

string (2)

ISO 3166-1 alpha-2 codes

LU

FSQ1261

Subscription Cut-off city

SC

Name of the city's location of a given fund's order desk for subscription is located.

string (50)

free text of maximum 50 characters

Luxembourg

FSQ1262

Subscription Cut-off time (in local time) STP ORDERS

SC

Provider cut-off time (deadline order placement) [hh:mm]. Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption""

string (5)

HH:mm

21:15"

FSQ1263

Subscription Cut-off time description (from trade date in days)

SC

Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T+ x days) of a given subscription.

string (4)

± 0

+2

FSQ1264

Subscription Cut-off time description (from trade date in text)

SC

Additional and optional comments and descriptions regarding the subscription Cut-off time.

string (255)

free text of maximum 255 characters

FSQ1265

Subscription Notice Period

SC

The Subscription Notice Period specifies how many days in advance investors have to notify that they wish to subscribe to a fund.

string (3)

1-n

1

FSQ1266

TA Calendar Dealing - Subscription

SC

Does a fund dispose a specific calendar summarizing available trading days for subscriptions ?

string (3)

"YES "/ "NO"

YES

FSQ1267

Has Pre-notice For Subscription

SC

Is there a required pre-notice for subscriptions? This field specifies how many days in advance investors have to notify that they wish to subscribe to a fund. If this field is filled with ""yes"", please provide the respective data in the field FSQ1265 ""Subscription Notice Period"". If there is no pre-notice for subscriptions required, please fill this field with ""no"" and leave the field FSQ1265 ""Subscription Notice Period"" empty.

string (3)

""YES ""/ ""NO""

YES"

FSQ1268

Redemption Form required

SC

Are specific instruction/renunciation forms with regards to redemptions of a fund's units/shares required ?

string (3)

"YES "/ "NO"

YES

FSQ1269

Redemption Cut-off country code

SC

The country's location of the fund's order desk for redemption.

string (2)

ISO 3166-1 alpha-2 codes

LU

FSQ1270

Redemption Cut-off city

SC

Denomination of the city, where the fund's order desk for redemption is located.

string (50)

free text of maximum 50 characters

Luxembourg

FSQ1271

Redemption Cut-off time (in local time) STP ORDERS

SC

Provider cut-off time (deadline order placement) [hh:mm]. Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption""

string (5)

HH:mm

21:15"

FSQ1272

Redemption Cut-off time description (from trade date in days)

SC

Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T + x days) of a given redemption.

string (4)

± 0

+1

FSQ1273

Redemption Cut-off time description (from trade date in text)

SC

Additional and optional comments and descriptions regarding the redemption Cut-off time.

string (255)

free text of maximum 255 characters

FSQ1274

Redemption Notice Period

SC

The Redemption Notice Period specifies how many days in advance investors have to notify that they wish to redeem a fund.

string (3)

1-n

1

FSQ1275

Redemption Trade Cycle Period

SC

The length of the revolving time period within that one or more redemptions can be executed. To indicate a mix of different trade cycle periods (=multiple trade cycles) choose ""combined""||string (8)||""DAILY"" / ""WEEKLY"" / ""MONTHLY"" / ""YEARLY"" / ""COMBINED""||||YEARLY"

FSQ1276

TA Calendar Dealing - Redemption

SC

Does a fund dispose a specific calendar summarizing available trading days for redemptions ?

string (3)

"YES "/ "NO"

NO

FSQ1277

Has Pre-notice For Redemption

SC

Is there a required pre-notice for redemption? Typically used by hedge funds, but not very common for mutual funds. The field FSQ1274 ""Redemption Notice Period"" specifies how many days in advance investors have to notify that they wish to redeem a fund. If this field is filled with ""yes"", please provide the respective data in the field FSQ1274 ""Redemption Notice Period"". If there is no pre-notice for redemptions required, please fill this field with ""no"" and leave the field FSQ1274 ""Redemption Notice Period"" empty.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1278

Has Lock-up For Redemption

SC

Indicates if the fund has a lock-up period for early redemption.

string (3)

"YES "/ "NO"

NO

FSQ1279

Lock-up Comment

SC

Free text to specify the lock-up. Please also include the kind of lock-up, i.e. if soft with a penalty or hard without the option for early redemption.||string (150)||free text of maximum 150 characters||||1 year lock-up with a 1% penalty"

FSQ1280

Switch Allowed

SC

Are switches from one to another fund allowed or not.

string (3)

"YES "/ "NO"

NO

FSQ1281

Switch IN Cut-off (from trade date in days)

SC

Switch-IN Cut-off time for subscription legs (expressed in number of days) calculated from the trade date on.

string (4)

± 0

+1

FSQ1282

Switch IN Cut-off city

SC

Name of the city, where the fund's order desk for switch IN of Cut-offs is located.

string (50)

free text of maximum 50 characters

Luxembourg

FSQ1283

Switch IN Cut-off time (in local time)

SC

Provider cut-off time (deadline for the switch in order placement) [hh:mm]. Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"

FSQ1284

Switch IN Settlement cycle

SC

Changes regarding the period between a given transaction date and the date on which the settlement is due.

string (5)

3

FSQ1285

Switch OUT Cut-off country Code

SC

Country location of the Fund Order Desk for switch out.

string (2)

ISO 3166-1 alpha-2 codes

LU

FSQ1286

Switch OUT Cut-off (from trade date in days)

SC

Switch OUT Cut-off time for redemption legs calculated from the trade date on.

string (4)

± 0

+3

FSQ1287

Switch OUT Cut-off city

SC

Name of the city, where the fund's order desk for switch out of cut-off is located.

string (50)

free text of maximum 50 characters

Luxembourg

FSQ1288

Switch OUT Cut-off time (in local time)

SC

Provider cut-off time (deadline for the switch out order placement) [hh:mm]. Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"

FSQ1289

Switch OUT Settlement cycle

SC

Changes regarding the period between a given trade date (usually denominated with T), and the date on which settlement will be due for orders placed within a main Fund Order Desk (usually expressed with T+ x days).

string (5)

2

FSQ1290

TA Calendar Dealing - Switches

SC

Is for a given fund a calendar enumerating all available days for trading and their corresponding frequency (monthly, quarterly or yearly) published regarding switches or not.

string (3)

"YES "/ "NO"

YES

FSQ1291

Account opening and/or subscription forms required for the initial investment

SC

Is a specific form concerning account openings and/or initial subscriptions required in order to acquire a fund's shares/units.

string (3)

"YES "/ "NO"

NO

FSQ1292

Dilution Levy Policy for Single-priced Funds

SC

Refers to the dilution levy policy that consists of explicit charges that fund managers can choose to apply to specific client deals to cover any dealing or other costs they may incur when buying or selling shares in the fund. A dilution levy for single-priced funds is generally used in case of exceptionally large client transactions in relation to the size of the fund. The single price is flexible and may change on a daily basis; the fund manager may change the price up or down to protect existing investors from the costs associated with buying or selling the underlying investments as other investors join or leave the fund.

string (20)

""large deals"" / ""blanket sales""

LARGE DEALS"

FSQ1293

Discount (EMX)

SC

Discount ascribed when using the EMX as channel of communication. EMX is frequently used by British platforms, such as Calastone or Euroclear for instance.

number

5%= 0.05 0.0000-1

0.4567

FSQ1294

Eligible for custodian pre-execution

SC

Is the fund eligible for custodian pre-execution

string (3)

"YES "/ "NO"

NO

FSQ1295

Eligible for direct order processing

SC

Is the given fund eligible for direct order processing or not.

string (3)

"YES "/ "NO"

YES

FSQ1296

Mode(s) of transfer accepted

SC

Different accepted mode(s) for the execution of financial instruments transfers.

string (4)

"SLTR" / "MTCH" / "BOTH"

SLTR = Single Leg Transfer / MTCH = Matching (Multi Leg Transfer with matching) / BOTH = Single or Multi Leg Transfer with matching accepted

SLT

FSQ1297

ORD Data latest revision Date

SC

Latest date on which an order routine data check has been performed by a fund's management company.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1298

Share Transfer restrictions

SC

Are share-transfer restrictions permissible or not (e.g. within client accounts, client accounts to other client accounts, specific AML process, etc.).

string (3)

"YES "/ "NO"

YES

FSQ1299

Is Primary Listing

SC

Is this listing the primary listing of this ISIN ? The prices of this listing are used to calculate Premium/Discount. This field is only available for ETFs.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1300

Investment Status

SC

Status of share class for new or existing investors. open soft closed: closed for new investors or limited subscription amounts; redemption is possible hard closed: closed for all investors or any amount, but redemption is possible closed for redemption: no redemption possible, but still open for subscription closed for subscription and redemption Please indicate the date in field FSQ1301 ""Hard Closed Start Date"" and if applicable FSQ1302 ""Hard Closed End Date"" Please indicate the date in field FSQ1303 ""Soft Closed Start Date"" and if applicable FSQ1304 ""Soft Closed End Date""||string (4)||""OPEN"" / ""SOCL"" / ""HACL"" / ""CLRE"" / CLSR""||OPEN = open / SOCL = soft closed / HACL = hard closed / CLRE = closed for redemption / CLSR = closed for subscription and redemption

OPEN"

FSQ1301

Hard Closed Start Date

SC

Start date of which a fund is closed for all investors or any amount, but redemption is possible.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1302

Hard Closed End Date

SC

End date of which a fund is closed for all investors or any amount, but redemption is possible.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1303

Soft Closed Start Date

SC

Start date of which a fund is closed for new investors or limited subscription amounts; redemption is possible.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1304

Soft Closed End Date

SC

End date of which a fund is closed for new investors or limited subscription amounts; redemption is possible.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1305

Rounding Method - cash (dealing)

SC

Rounding method applicable for cash transactions (For both subscription and redemption transactions). MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up. If a number or decimal position is less than 5, it is rounded down (i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24). UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"

FSQ1306

Rounding Method - Prices

SC

Rounding method applicable to a fund's unit/share prices. MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up. If a number or decimal position is less than 5, it is rounded down (i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24). UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"

FSQ1307

Rounding Method - shares (dealing)

SC

Applied rounding method of the value of a fund's share/unit during share transactions (For both subscription and redemption transactions). MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up. If a number or decimal position is less than 5, it is rounded down (i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24). UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"

FSQ1308

Valoren Code (CH)

SC

Swiss Securities identification number (Valor)

string (20)

free text of maximum 20 characters

56560601

FSQ1309

RIC Lipper Code

SC

The fund's code composed of a mix of characters and numbers assigned by Lipper for identification purposes on the Lipper Alpha Insight website.

string (20)

free text of maximum 20 characters

68454171

FSQ1310

RIC Reuters Code

SC

Code used by Thomson Reuters to identify financial instruments and indices.

string (20)

free text of maximum 20 characters

.MIUS0001vNUS

FSQ1311

Bloomberg Code

SC

Bloomberg code, composed of characters and numbers allowing the identification of a given fund on the Bloomberg platform. Please indicate the relevant data in field FSQ1346 ""Exchange""||string (20)||free text of maximum 20 characters||alphanumeric, composed of 10 caracters: group of 7 first folowed by one space caracter, and 2 caracters||ABCDEFG HJ"

FSQ1312

MEXID Code

SC

The MEXID is a symbol unique to each fund to allow it to be easily identified. It is the four to six character code, consisting of letters and numbers.

string (6)

free text of maximum 6 characters

KMF4EA

FSQ1313

COMMON Code

SC

A common code is nine-digit identification code issued jointly by Clearstream and Euroclear.

string (9)

free text of maximum 9 characters

1A3B5C7D9

FSQ1314

WKN

SC

German securities identification number (Wertpapierkennnummer).

string (10)

free text of maximum 10 characters

FSQ1315

SEDOL

SC

The Stock Exchange Daily Official List number. A code used by the London Stock Exchange to identify foreign stocks, especially those that aren't actively traded in the U.S. and don't have a CUSIP number.

string (10)

free text of maximum 10 characters

FSQ1316

CUSIP

SC

A 9-character alphanumeric code which identifies a North American financial security. CUSIP stands for Committee on Uniform Securities Identification Procedures.

string (9)

free text of maximum 9 characters

"

FSQ1317

Has UK Reporting Status

SC

Does the fund applied (already confirmed by HMRC) for or is intending to apply for the reporting fund status in the UK. This field is applicable only for non-UK domiciled funds. However, for legacy reasons this boolean field must be filled out. Therefore, UK domiciled funds will default to yes.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1318

Country Legal Registration - Singapore

SC

Legal restriction Singapore

string (3)

"YES" / "RES" / "NO"

please refer to tab "Country Spec. Res"

YES

FSQ1319

Country Specific Restrictions - Singapore

SC

Specific Restriction Singapore

string (30)

"autorised CIS" / "restricted authorised CIS" / [blank]

please refer to tab "Country Spec. Res"

-

FSQ1320

Country Legal Registration - Liechtenstein

SC

Legal restriction Liechtenstein

string (3)

"YES" / "RES" / "NO"

please refer to tab "Country Spec. Res"

YES

FSQ1321

Country Specific Restrictions - Liechtenstein

SC

Specific Restriction Liechtenstein

string (45)

"authorised for professional investors" / "professional clients" / [blank]

please refer to tab "Country Spec. Res"

authorized for professional investors

FSQ1322

Country Legal Registration - Italy

SC

Legal restriction Italy

string (3)

"YES" / "RES" / "NO"

please refer to tab "Country Spec. Res"

YES

FSQ1323

Country Specific Restrictions - Italy

SC

Specific Restriction Italy

string (20)

"professional clients" / [blank]

please refer to tab "Country Spec. Res"

professional clients

FSQ1324

Italian Reduced Rate Percentage

SC

The Italian Reduced Rate Percentage (IRRP) to apply for the semester. The so-called White List is a list of countries that allow an adequate exchange of information with Italy. It is contained in a Ministerial Decree of 4 September 1996, which should be updated every six months. Capital gains on non-qualifying shares in a resident non-listed company are exempt from 26 percent substitute tax if the seller is a resident of a White-List country. As from 1 January 2012, direct investment in government bonds are subject to a lower rate (i.e. 12.5%) than comparable investments made through Italian or Luxembourg regulated investment funds. To allow the application of the 12.5% tax rate to investment funds investing into Italian government bonds and assimilated securities, investment funds may perform an asset test which estimates the percentage of the portfolio invested in qualifying government bonds.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,05"

FSQ1325

Italian Reduced Rate Percentage Start Date

SC

Initial date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies.

string (10)

DD/MM/YYYY

43465

FSQ1326

Italian Reduced Rate Percentage End Date

SC

End date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies.

string (10)

DD/MM/YYYY

43465

FSQ1327

Italian Reduced Rate Percentage Calculation Date

SC

The date when the FSQ1324 "Italian Reduced Rate Percentage" was calculated.

string (10)

DD/MM/YYYY

43465

FSQ1328

Country Legal Registration - Switzerland

SC

Legal restriction Switzerland

string (3)

"YES" / "RES" / "NO"

please refer to tab "Country Spec. Res"

YES

FSQ1329

Country Specific Restrictions - Switzerland

SC

Specific Restriction Switzerland

string (30)

"fund for qualified investors" / [blank]

please refer to tab "Country Spec. Res"

fund for qualified investors

FSQ1330

Singapore GST Liable

SC

GST (Goods and Services Tax) treatment of services provided or received by fund managers in Singapore https://www.iras.gov.sg/irashome/uploadedFiles/IRASHome/eTax_Guides/etaxguide_GST_Guide%20for%20the%20Fund%20Management%20Industry_2015-03-18.pdf https://www.iras.gov.sg/irashome/GST/GST-registeredbusinesses/Learning-the-basics/Goods-and-Services-Tax--GST---What-It-Is-and-How-ItWorks/ ||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1331

Singapore CPFIS-OA

SC

Please indicate in this field whether the share class is a Central Provident Fund Investment Scheme (CPFIS) where investors invest their Ordinary Account (OA) savings in a wider range of investments (= ""yes"") or not (= ""no""). For further information about CPFIS-OA please visit the following website: https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes For further information about CPF please visit: https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1332

Singapore CPFIS-SA

SC

Please indicate in this field whether the share class is a Central Provident Fund Investment Scheme (CPFIS) where investors invest their Special Account (SA) savings in a wider range of investments (= ""yes"") or not (= ""no""). For further information about CPFIS-SA please visit the following website: https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes For further information about CPF please visit: https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1333

Singapore SRS

SC

Please indicate in this field whether the share class is a Supplementary Retirement Scheme (SRS) (= ""yes"") or not (= ""no""). For further information about a SRS please visit the following website: https://www.cpf.gov.sg/Members/faq/schemes/Other-Matters/Others?ajsrc=FS&#faq2192593%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1334

PTR annual (audited)

SC

Annual audited Portfolio Turnover Rate. Please indicate the relevant date in field FSQ1335 ""PTR annual (audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567"

FSQ1335

PTR annual (audited) Date

SC

Date at which the audited Portfolio Turnover Rate is calculated.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1336

PTR semi-annual (non-audited)

SC

Semi-annual non-audited Portfolio Turnover Rate.

number

5%= 0.05 0.0000-1

0.4567

FSQ1337

TER annual (audited)

SC

The total expense ratio (TER) is a measure of the total costs associated with managing and operating an investment fund, such as a mutual fund. These costs consist primarily of management fees and additional expenses, such as trading fees, legal fees, auditor fees, and other operational expenses. The total cost of the fund is divided by the fund's total assets to arrive at a percentage amount, which represents the TER. TER is also known as the 'net expense ratio' or 'after reimbursement expense ratio'. Please indicate the relevant date in field FSQ1338 ""TER annual (audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567"

FSQ1338

TER annual (audited) Date

SC

Date at which the audited Total Expense Ratio is calculated.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1339

TER semi-annual (non-audited)

SC

Semi-annual non-audited Total Expense Ratio. Please indicate the relevant date in field FSQ1340 ""TER semi-annual (non-audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567"

FSQ1340

TER semi-annual (non-audited) Date

SC

Date on which the non-audited Total Expense Ratio is calculated.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1341

TER Including Performance Fee

SC

Latest available Total Expense Ratio (TER) that is calculated including the performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER. Please indicate the relevant date in field FSQ1342 ""TER Including Performance Fee Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0055"

FSQ1342

TER Including Performance Fee Date

SC

Date at which the Total Expense Ratio (TER) including performance fee is calculated.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1343

TER Excluding Performance Fee

SC

Latest available Total Expense Ratio (TER) that is calculated without accounting for a possible performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER. Please indicate the relevant date in field FSQ1344 ""TER Excluding Performance Fee Date"".||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,05"

FSQ1344

TER Excluding Performance Fee Date

SC

Date at which the Total Expense Ratio (TER) excluding performance fee is calculated.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1345

Has Contingent Deferred Sales Charge Fee

SC

Contingent deferred sales charge fee (CDSC Fee).

string (3)

"YES "/ "NO"

YES

FSQ1346

Exchange

SC

The instrument exchange to which a relevant instrument refers to.

string (2)

""AV"" / ""BB"" / ""BH"" / ""CP"" / ""DC"" / ""FH"" / ""FP"" / ""GA"" / ""GR"" / ""GU"" / ""HK"" / ""ID"" / ""IM"" / ""IO"" / ""IR"" / ""KY"" / ""LE"" / ""LN"" / ""LX"" / ""NA"" / ""NO"" / ""PL"" / ""PW"" / ""SM"" / ""SP"" / ""SS"" / ""SV"" / ""SW"" / ""US"" / ""VI""

List of code separated by a space character: AV = Austria / BB = Belgium / BH = Bermuda / CP = Czech Republic / DC = Denmark / FH = Finland / FP = France / GA = Greece / GR = Germany / GU = Guernsey / HK = Hong Kong / ID = Ireland / IM = Italy / IO = Isle Of Man / IR = Iceland / KY = Cayman Islands / LE = Liechtenstein / LN = United Kingdom / LX = Luxembourg / NA = Netherland / NO = Norway / PL = Portugal / PW = Poland / SM = Spain / SP = Singapore / SS = Sweden / SV = Slovenia / SW = Switzerland / US = United States / VI = British Virgin Islands

FP"

FSQ1347

SRRI

SC

Synthetic Risk and Reward Indicator (SRRI) is a component of the Key Investor Information Document. SRRI illustrates a fund’s risk and reward profile through an integer number between 1 and 7. More details about the indicator and its computation methodology can be obtained under: https://www.esma.europa.eu/sites/default/files/library/2015/11/10_673.pdf Please indicate the relevant date in field FSQ1348 ""SRRI Record Date""||integer||1-7||||5"

FSQ1348

SRRI Record Date

SC

"As of" date as printed on the second page of the latest published Key Investor Information Document (KIID).

string (10)

DD/MM/YYYY

31/12/2016

FSQ1349

Early Withdraw Charge

SC

Amount of charges/fees applicable to early withdrawals

number

5%= 0.05 0.0000-1

0.0067

FSQ1350

High Water Mark

SC

If performance fee applies: is there a high water mark as basis for the calculation of the performance fee?

string (4)

"NHWM" / "HWMR" / "HWMN"

NHWM = no high water mark / HWMR = high water mark, reset / HWMN = high water mark, no reset

NHWM

FSQ1351

Hurdle Rate

SC

If performance fee applies: is there a hurdle rate which is used for the calculation of the performance fee? (ex. 5%; Benchmark + 3%).

string (50)

free text of maximum 50 characters

Libor + 5%

FSQ1352

TA deadline for subscription / switch IN (minutes)

SC

Transfer agent's deadline for subscription with respect to the official Cut-off time.

integer

1-n

35

FSQ1353

TA deadline for redemption / switch OUT (minutes)

SC

Transfer agent's deadline to consider when redeeming a fund's shares with respect to the official cut-off time.

integer

1-n

45

FSQ1354

Benchmark

SC

Benchmark that is used to compare share class' performance. In case of long names use abbreviations (i.e. MSCI World). For ETFs Benchmark should be the same as FSQ1400 ""Index Name"".

string (255)

free text of maximum 255 characters

S&P 500"

FSQ1355

Geographical exposure

SC

Geographic areas that contingently can expose a fund's real investments to a given type of risk (e.g. risk related to geographic areas, continents, countries, etc.).

string (255)

free text of maximum 255 characters

FSQ1356

Ongoing Charges

SC

Ongoing charges as described in the esma guidelines - ""Methodology for calculation of the Ongoing Charges figure in the Key Investor Information Document"": https://www.esma.europa.eu/document/guidelines-methodology-calculation-ongoing-charges-figure-in-key-investor-information. This value is supposed to be listed on the UCITS KIIDs. Please indicate the relevant date in field FSQ1357 ""Ongoing Charges Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0067"

FSQ1357

Ongoing Charges Date

SC

Relevant dates applicable for the determination of ongoing charges.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1358

Is RDR Compliant

SC

Does the share class comply with the rules of the Retail Distribution Review (RDR) in the UK? Please leave empty for all non-UK domiciled funds without a registration for sale in the UK.

string (3)

""YES ""/ ""NO""

YES"

FSQ1359

Is Registered in Spain

SC

Is the share class registered in Spain.

string (3)

"YES "/ "NO"

YES

FSQ1360

Is Authorized for distribution in Italy

SC

Is the share class authorized to be distributed in Italy.

string (3)

"YES "/ "NO"

NO

FSQ1361

Is Austrian Tax Reporting Fund

SC

If the fund is a tax reporting fund the value of this field should be "yes". If it is a non-tax reporting fund please answer with "no". This replaces the former "Bluetenweiss" or "Weiss" etc.

string (3)

"YES "/ "NO"

YES

FSQ1362

Has Swiss Tax Reporting

SC

Has the required data been delivered to the Swiss Tax Authorities? Please be aware that data should be available yearly until the end of January latest on the EstV webpage https://www.ictax.admin.ch/extern/de.html#/ratelist%7C%7Cstring (20)||""ESTV REPORTING"" / ""NO ESTV REPORTING""||||ESTV REPORTING"

FSQ1363

Share Class Life Cycle Status

SC

Current status of a given share class cycle.

string (20)

"ACTIVE" / "INACTIVE" / "TO_BE_LAUCHED" / "PROJECTED" / "DORMANT" / "IN_LIQUIDATION" / "LIQUIDATED"

LAUNCHED

FSQ1364

Cascade

SC

Percentage by which a Fund Administrator may invest in other investment funds= % in which a fund can invest in another fund

number

5%= 0.05 0.0000-1

0.0067

FSQ1365

Abbreviated Share Class Name

SC

Abbreviated fund name including umbrella and share class specifications. As the value of this field might be changed by the recipient, it is also tagged as a hybrid field.

string (50)

free text of maximum 50 characters

Lux Fd - Eq AX EUR

FSQ1366

Is Restricted To Separate Fee Arrangement

SC

Indicates if this share class is only available as per prospectus to end investors with feebased advisory agreement or similar.

string (3)

"YES "/ "NO"

YES

FSQ1367

Calendar Or Business Days For Transactions

SC

This field defines whether a period of days, e.g. for settlement or notification refers to calendar days or to business days.

string (13)

"calendar days" / "business days"

BUSINESS DAYS

FSQ1368

Exit Cost Description

SC

In case no exit fees exist, this field should be empty. However, if there are exit costs, a short explanation of these would be expected, especially if there are exit cost, that are dependent on the time span the investor was invested.

string (100)

free text of maximum 100 characters

FSQ1369

Has Tripartite Report

SC

Is there a Tripartite Report available for the share class? See the details at https://www.theinvestmentassociation.org/investment-industry-information/currentinitiatives/solvency-ii.html

string (3)

"YES "/ "NO"

YES

FSQ1370

Is BVV2 Compliant

SC

Are the funds' investments in conformance with the Ordinance of the Swiss Pension's Act (Verordnung über die berufliche Alters-, Hinterlassenen- und Invalidenvorsorge (BVV 2)) Art. 53 and Art. 55? Please be aware that this ordinance has been tightened on January 1st, 2015. Typically, these funds are set up and distributed only to pension funds.

string (3)

"YES "/ "NO"

YES

FSQ1371

Luxembourg Taxe d'Abonnement

SC

Taxe rate of Luxembourg taxe d'abonnement.

number

5%= 0.05 0.0000-1

0,0005

FSQ1372

Is Eligible For Tax Deferred Fund Switch In Spain

SC

Does the fund fulfill the requirements for 'traspaso'? For that the fund has to be registered in Spain and if it is not a FCP but a SICAV there must be more than 500 investors. This fiscal regulation applies only to international regulated funds (=SICAVs) registered for sale in Spain. The number is counted at fund level. Thus, if a fund has in total more than 500 shareholders ALL shares classes (provided they are registered in Spain) are considered capital gain tax exempt. The Spanish word ""traspaso"" makes reference to transfer implying money can be transferred between funds without paying capital gain tax. Please be aware, that all Spanish domestic funds and all FCPs registered in Spain must be set to ""yes"" by default.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1373

Is US Tax Forms W8 W9 Needed

SC

Does the investment fund require investors to deliver US tax forms (W-8, W9)?

string (3)

"YES "/ "NO"

YES

FSQ1374

Is Flow-Through Entity By US Tax Law

SC

Is the investment fund treated as flow-through entity (e.g. partnership) according to US tax law?

string (3)

"YES "/ "NO"

YES

FSQ1375

Subject To FATCA Withholding Taxation

SC

Please mention whether the Fund, Hedge Fund or ETF is subject to FATCA, i.e. receiving interests, dividends, coupons in USD or payments in USD subject to US Withholding Tax including USD denominated share classes.

string (3)

"YES "/ "NO"

YES

FSQ1376

Has Forward Pricing

SC

Forward pricing is the principle of fixing a subscription or redemption price after the time when the order must be placed, i.e. some time after the official cut-off time. Therefore, when the subscription or redemption is placed, the price is not known. This is to ensure that there is no speculation against the fund.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1377

Is Suitable For Swiss Retail Clients

SC

From a fund houses perspective: May this share class be distributed to Swiss retail clients? Retail Clients are according to article 4 paragraph 2 of the Financial Services Act (FinSA), in German ""Finanzdienstleistungsgesetz"" (FIDLEG), clients which are not professional clients. According to article 4 paragraph 3 professional clients are considered to be: a. financial intermediaries under the Banking Act of 8 November 1934, the Financial Institutions Act of...6 and the Collective Investment Schemes Act of 23 June 2006 b. insurance companies in accordance with the Insurance Supervision Act of 17 December 2004 c. foreign customers, who have an equivalent prudential supervision as the persons of letter a and b d. central banks e. public-law corporations with professional vaults f. pension schemes and institutions whose purpose is to provide occupational pension with professional vaulting g. Company with professional vaults For more information please consider the following links: https://www.newsd.admin.ch/newsd/message/attachments/41567.pdf (only in German available) https://www.efd.admin.ch/efd/en/home/themen/wirtschaft--waehrung--finanzplatz/finanzmarktpolitik/fidleg-finig/fb-fidleg-finig.html (available in English, French, German and Italian)||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1378

Is Minimum Subscription Waived

SC

Is Minimum Subscription Waived for Clearstream

string (3)

"YES "/ "NO"

YES

FSQ1379

Is Minimal Redemption Waived

SC

Is Minimum Redemption Waived for Clearstream

string (3)

"YES "/ "NO"

YES

FSQ1380

Country Legal Registration - Hong Kong

SC

Legal restriction Hong Kong Please indicate the date in field FSQ1381 ""Country Legal Registration Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES"

FSQ1381

Country Legal Registration Date - Hong Kong

SC

Registration date in Hong Kong

string (10)

DD/MM/YYYY

31/12/2016

FSQ1382

Country Marketing Distribution - Hong Kong

SC

Marketing distribution in Hong Kong Please indicate the date in field FSQ1383 ""Country Distribution Start Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES"

FSQ1383

Country Distribution Start Date - Hong Kong

SC

Distribution start date in Hong Kong.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1384

Country Distribution End Date - Hong Kong

SC

Registration end date in Hong Kong.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1385

Country Deregistration Date - Hong Kong

SC

Deregistration date in Hong Kong.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1386

Index Currency

SC

Currency of the index, that refers to the corresponding share class. Please use ISO 4217 (e.g. EUR) and leave empty, if index is a local currency index.

string (3)

ISO 4217 currency code

EUR

FSQ1387

Denomination Base

SC

Ratio of fund price versus index (please indicate multiplier, in digits only). The formula for calculation is: Denomination Base = Fund Price (numerator) / Index (denominator).

number

0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc

10"

FSQ1388

Listing Date

SC

Date of first listing at the respective stock exchange.

string (10)

DD/MM/YYYY

31/12/2016

FSQ1389

Market Identifier Code

SC

The Market Identifier Code (MIC) is a unique identification code used to identify securities trading exchanges, regulated and non-regulated trading markets. The MIC is a four alpha character code and is defined in ISO 10383 by International Organization for Standardization (ISO). Important: Please use ""MIC"" and not ""Operating MIC"". The MIC is updated by ISO regularly and can be downloaded from https://www.iso10383.org%7C%7Cstring (4)||free text of maximum 4 characters||||XARM"

FSQ1390

Exchange Place

SC

Stock exchange where ETF is listed. Please note, that an ETF share class may have several listings while having only one ISIN, i.e. there is an 1:n relation between share class and exchange places. //Notice: Please use FSQ1389 ""Market Identifier Code"" instead. If you are using both fields, make sure that this field contains ""NAME-INSTITUTION DESCRIPTION"" that corresponds with FSQ1389 ""Market Identifier Code"" as it is defined in: http://www.iso15022.org/MIC/homepageMIC.htm/%7C%7Cstring (100)||free text of maximum 100 characters||||BANK OF AMERICA - MERRILL LYNCH OTC"

FSQ1391

GPS Share Class Code

SC

The GPS (BNP instrument code) on the share class level

string (10)

free text of maximum 10 characters

FSQ1392

CSSF Share Class Code

SC

The 'Share class CSSF code' is a unique code for a share class, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised share classes.

string (20)

free text of maximum 20 characters

05

FSQ1393

F2C Share Class Code

SC

The 'F2C Fund code' refers to the F2C instrument code at the share class level.

string (10)

free text of maximum 10 characters

50246578

FSQ1394

PWC Share Class Code

SC

The PricewaterhouseCoopers code on share class level

string (20)

free text of maximum 20 characters

FSQ1395

Swiss Fund Data Share Class Code

SC

The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the share class level.

string (3)

free text of maximum 3 characters

05

FSQ1396

Administration Centrale Share Class Code

SC

The central administration's code at the share class level.

string (20)

free text of maximum 20 characters

FSQ1398

CBI Code (Central Bank of Ireland) share class

SC

The Central Bank of Ireland instrument code at the share class level.

string (20)

free text of maximum 20 characters

FSQ1399

Citicode (Financial Express et Trustnet)

SC

The Citi instrument code.

string (20)

free text of maximum 20 characters

FSQ1400

Index Name

SC

Index name which is tracked by the ETF.

string (250)

free text of maximum 250 characters

MSCI World Equities

FSQ1401

Index Type

SC

Specification of index type: performance (total return) or price index.

string (30)

"price" / "performance" / "performance net dividends" / "performance gross dividends"

-

FSQ1402

Bloomberg Code Of Underlying Index

SC

Bloomberg code of index tracked by the ETF.

string (15)

free text of maximum 15 characters

EUFDCSTR

FSQ1403

Reuters Code Of Underlying Index

SC

Reuters code of index tracked by the ETF. Please take good care, that Reuters codes are case sensitive: .MIUS0000vNUS stands for MSCI USA Quality and .MIUS0000VNUS stands for MSCI USA Value||string (30)||free text of maximum 30 characters||||.MIUS0000vNUS"

FSQ1404

Status Of Listing

SC

Determines the actual status of a share class' listing. For an existing listing of a share class the default value is "active".

string (10)

"planned" / "active" / "suspended" / "delisted"

delisted

FSQ1405

Listing Currency

SC

Currency in which ETF is listed at the respective stock exchange

string (3)

ISO 4217 currency code

EUR

FSQ1406

Bloomberg Code Of Listing

SC

Bloomberg code of ETF listed at respective stock exchange, including country abbreviation (e.g. LX for Luxembourg).

string (2)

free text of maximum 2 characters

LX

FSQ1407

Reuters Code Of Listing

SC

Reuters code (RIC) of ETF listed at respective stock exchange, including abbreviation (e.g. .PA for Euronext Paris).

string (2)

free text of maximum 2 characters

PA

FSQ1408

iNAV Bloomberg Code Of Listing

SC

Bloomberg code for the intraday NAV at this exchange place.

string (2)

free text of maximum 2 characters

LX

FSQ1409

iNAV Reuters Code Of Listing

SC

Reuters code for the intraday NAV at this exchange place.

string (2)

free text of maximum 2 characters

PA

FSQ1410

FATCA Status V2

SC

FATCA status as given by the Internal Revenue Service (IRS)

string (5)

"501CO" / "ATNFA" / "ANFFE" / "CIENF" / "CDFLV" / "CDLLI" / "CDNLB" / "CDSIV" / "DNFFE" / "EOEBO" / "EIFFI" / "ENELB" / "ENGCE" / "ENSUC" / "ENNFE" / "EREPL" / "FUSFB" / "NPFFI" / "NPORG" / "NRFFI" / "ODFFI" / "PAFFI" / "PNFFE" / "PNFPT" / "RDFFI" / "R1FFI" / "R2FFI" / "REDIS" / "SNFFE" / "SPFFI" / "TFIIN"

501CO = 501(c) organization / ATNFA = Account that is not a financial account / ANFFE = Active NFFE / CIENF = Certain investment entities that do not maintain financial accounts / CDFLV = Certified deemed-compliant FFI with only low-value accounts / CDLLI = Certified deemed-compliant limited life debt investment entity / CDNLB = Certified deemed-compliant nonregistering local bank / CDSIV = Certified deemed-compliant sponsored, closely held investment vehicle / DNFFE = Direct reporting NFFE / EOEBO = Entity wholly owned by exempt beneficial owners / EIFFI = Excepted inter-affiliate FFI / ENELB = Excepted nonfinancial entity in liquidation or bankruptcy / ENGCE = Excepted nonfinancial group entity / ENSUC = Excepted nonfinancial start-up company / ENNFE = Excepted territory NFFE / EREPL = Exempt retirement plans / FUSFB = Foreign government, government of a U.S. possession, or foreign central bank of issue International organization / NPFFI = Nonparticipating FFI (including an FFI related to a Reporting IGA FFI other than a deemed-compliant FFI, participating FFI, or exempt beneficial owner) / NPORG = Nonprofit organization / NRFFI = Nonreporting IGA FFI / ODFFI = Owner-documented FFI / PAFFI = Participating FFI / PNFFE = Passive NFFE / PNFPT = Publicly traded NFFE or NFFE affiliate of a publicly traded corporation / RDFFI = Registered deemed-compliant FFI (other than a reporting Model 1 FFI, sponsored FFI, or nonreporting IGA FFI covered in Part XII) / R1FFI = Reporting Model 1 FFI / R2FFI = Reporting Model 2 FFI / REDIS = Restricted distributor / SNFFE = Sponsored direct reporting NFFE / SPFFI = Sponsored FFI / TFIIN = Territory financial institution

Account that is not a financial account

FSQ1411

Has Forced Redemption

SC

Indicates if an investor has to sell this share class, if he cancels the fee based advisory mandate as mentioned in FSQ1366 "Is Restricted To Separate Fee Arrangement".

string (3)

"YES "/ "NO"

YES

FSQ1412

Has Duration Hedge

SC

Is it very likely, that there is a duration hedge implemented within this share class?

string (3)

"YES "/ "NO"

YES

FSQ1413

Product Governance Procedure

SC

An indication of how closely the manufacturer's product governance procedure follows MiFID II. A = Product governance procedure pursuant to MiFID II B = Product governance procedure comparable to MiFID II C = Product governance procedure not in accordance with MiFID II D = No information is requested from the issuer ||string (1)||""A ""/ ""B"" / ""C"" / ""D""||A = Product governance procedure pursuant to MIFID II B = Product governance procedure comparable to MIFID II C = Product governance procedure not in accordance with MIFID II D = No information is requested from the issuer||YES"

FSQ1414

CS Retail Or Institutional

SC

Indicates if a share class is for CS retail or institutional investors. Cannot be empty in case FSQ1414 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (4)||""RETA"" / ""INST""||RETA = Retail / INST = Institutional||RETA"

FSQ1415

Under CS Distribution Agreement

SC

Indicates if a share class is included in the distribution agreement between the Fund Provider and Credit Suisse (CS).

string (3)

"YES "/ "NO"

YES

FSQ1416

CS Eligible For Private Clients Without Discretionary Mandate

SC

Indicates if an ISIN, marked as ""institutional"" in the field FSQ1414 ""CS Retail Or Institutional"", is available to non-discretionary private clients of CS as per prospectus. If it's ""retail"", leave empty. If it's ""institutional"" then choose the correct value (either ""yes"" or ""no"").||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1417

CS Forced Redemption If Fee-based Advisory Agreement Is Terminated

SC

Indicates if the holdings in a share class available to investors with a fee-based advisory agreement have to be sold or the position switched if the advisory agreement with the distributor is terminated. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"", ""no"" or ""yes, switch into another share class"").

string (35)

""YES"" / ""NO"" / ""YES, switch into another share class""

YES"

FSQ1418

CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement

SC

Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement or similar. If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is not eligible for CS private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""no""), indicate ""no"". If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is eligible for private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""yes""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement""). If this is a retail share class (FSQ1414 ""CS Retail Or Institutional"" = retail""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement""). The value ""yes"" would mean it is available to all clients, while ""yes, only for fee-based advisory agreement"" means it is only for clients with fee-based advisory agreement. Cannot be empty in case FSQ1415 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (40)||""YES"" / ""NO"" / ""YES, only for fee-based advisory agreement""||||YES"

FSQ1419

CS Available To End Clients With Fee-based Advisory Agreement And With Minimum Subscription Amount Restrictions

SC

Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement and additionally has minimum initial and/or subsequent subscription requirements that have not been waived at end investor level. The answer here depends on whether the share class has a minimum or not. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to CS end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"" or ""no"").

string (3)

""YES ""/ ""NO""

YES"

FSQ1420

CS Minimum Initial Subscription Amount Waived For CS

SC

Indicates if the minimum initial subscription amount is waived for CS. If only ""0"" values are reported for FSQ1199 ""Minimum Initial Subscription Shares"" and/or FSQ1196 ""Minimum Initial Subscription Amount"", then leave empty. If either FSQ1199 ""Minimum Initial Subscription In Shares"" or FSQ1196 ""Minimum Initial Subscription Amount"" or both of them report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). ""yes"" being equivalent to a general waiver, ""yes, with restrictions"" a waiver for certain clients (e.g. clients with a fee-based agreement, to be further specified) and ""no"" equals no waiver.||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES"

FSQ1421

CS Restrictions Of Minimum Initial Subscription Amount Waiver

SC

The field needs to be completed only if FSQ1420 "CS Minimum Initial Subscription Amount Waived For CS" has been marked with "yes, with restrictions, otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors etc.

string (150)

free text (without line brakes, bullets etc.) limited to 150 characters

-

FSQ1422

CS Minimum Subsequent Subscription Amount Waived For CS

SC

Indicates if the minimum subsequent subscription amount is waived for CS. If only ""0"" values are reported for FSQ1200 ""Minimum Subsequent Subscription Shares"" and/or FSQ1198 "" Minimum Subsequent Subscription Amount"" are both ""0"", then leave empty. If FSQ1200 ""Minimum Subsequent Subscription Shares"" or FSQ1198 ""Minimum Subsequent Subscription Amount"" or both report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). The value implicates the same as under field FSQ1420 ""CS Minimum Initial Subscription Amount Waived For CS"".||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES"

FSQ1423

CS Restrictions Of Minimum Subsequent Subscription Amount Waiver

SC

The field needs to be completed only if FSQ1422 "CS Minimum Subsequent Subscription Amount Waived for CS" has been marked with "YES, with restrictions", otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors.

string (150)

free text (without line brakes, bullets etc.) limited to 150 characters

-

FSQ1424

CS Available To End Clients With Fee-based Advisory Agreement With Country Restrictions

SC

Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement with country restrictions. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""no"" or ISO 3166-1-alpha-3 code (i.e. SWE for Sweden).).||string (50)||NO / or [List] of ISO 3166-1-alpha-3 country codes limited to 50 characters. Order alphabetic ASC Multiple countries are separated by pipe ""|"" (ASCII 124).||ISO 3166-1-alpha-3 country codes as it can be found on https://en.wikipedia.org/wiki/ISO_3166-1 or on https://www.iso.org.%7C%7CNO"

FSQ1425

UBS Asset Classification

SF

The asset class according to the UBS Unified Fund Classification (UAC). Please be aware that FS1425 ""UBS Asset Classification"", FSQ1426 ""UBS Asset Classification - Asset Class Sub-Category"" and FSQ1427 ""UBS Asset Classification - Asset Class Investment Style"" are linked together. ||string (50)||please refer to tab ""UBS Asset Classification""||||Allocation"

FSQ1426

UBS Asset Classification - Asset Class Sub-Category

SF

The asset class sub-category according to the UBS Unified Fund Classification (UAC).

string (50)

please refer to tab "UBS Asset Classification"

Absolute Return

FSQ1427

UBS Asset Classification - Asset Class Investment Style

SF

The asset class Investment style according to the UBS Unified Fund Classification (UAC).

string (30)

please refer to tab "UBS Asset Classification"

Multi-Strategy