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| <small>''Page's last update : 21 August 2024''</small> | | <small>''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''</small> |
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| <span id="BackToTop"></span> | | <span id="BackToTop"></span> |
| <div class="noprint" style="background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;"> | | <div class="noprint" style="background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;"> |
| <span style="color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; "> | | <span style="color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; "> |
| [[#BackToTop|Back to the Top]] | | [[#BackToTop|Back to the To]] |
| </div> | | </div> |
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| __TOC__ | | __TOC__ |
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| <div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
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| = '''Main functionalities''' =
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| *Encryption and decryption of documents (files are encrypted with pkcs7 format)
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| *Transmission of documents to supervisory authorities (The envelope/filing are encrypted and signed, the content is encrypted with AES-256-CBC algorthim)
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| *Keystore setup on the workstation
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| = '''System requirements''' = | | = '''System requirements''' = |
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| If, for some exceptional circumstances, you are still using the former module : [[File:IconTransmissionModule_old.png | border]], you still need this :
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| {|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
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| ! scope="col" | Additional information
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| ! scope="row" | Java Runtime Environment (JRE)
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| |At least <span style="color: #C00000">'''Java version 1.8''' </span> needs to be installed on each computer that needs to encrypt or decrypt data.
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| Alternative installation are:
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| * Archive Java 8 download, before the change of licence : https://www.oracle.com/java/technologies/javase/javase8-archive-downloads.html
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| * OpenJDK: [[OpenJdk_for_the_transmission_module| installation guide]]
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| ! scope="row" | Java web start enabled
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| | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE. <br> You have to associate this kind of file (.jnlp) with Java Webstart. <br> To do so you have to make a right click on the file :<br>
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| • Open with <br>
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| • Browse to retrieve the path of Java Webstart
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| By default the path is :
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| C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe
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| ! scope="row" | Proxy, antivirus
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| | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded <br> The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''', '''www.e-file.lu/WSEfile''', '''www.e-file.lu/ECH'''
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| ! scope="row" | Read and write access to e-file working folders
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| |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.<br>Therefore, the keystore is imported by default in the "workdir" directory on the C:\ drive: '''C:\Users\<username> \efile\workdir'''.
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| ! scope="row" | Cookies
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| |Cookies have to be enabled <br> [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]
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| ! scope="row" | Web browsers
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| | e-file is compliant with most current browsers.<br>Please call us if you have a particular configuration.
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| ! scope="row" | Chrome <br> [[File:Icon Chrome.png | 75px]]
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| | The default installation of Chrome works correctly.
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| ! scope="row" | Edge <br> [[File:Edge Chromium.jpg | 75px]]
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| | The default installation of Edge works correctly.
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| ! scope="row" | Firefox <br> [[File:logo_ff.jpg | 75px]]
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| | The default installation of Firefox works correctly <br>Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].
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| ! scope="row" | Safari <br> [[File:logo_safari.jpg | 75px]]
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| | The default installation of Safari works correctly <br>Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].
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| |}
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| == Luxtrust certificate == | | == Luxtrust certificate == |
| | | {|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;" |
| {|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
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| Our Transmission Module allows you to submit reports and documents to Luxembourg authorities. | | Our Transmission Module allows you to submit reports and documents to Luxembourg authorities. |
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| == Transmission Module Migration==
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| E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.
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| === Transmission Module Technologie === | | === Transmission Module Technologie === |
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| It's done | | It's done |
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| === Sending types ===
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| [[Media:SendingTypes.xlsx|See them '''on excel''']] or below
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| <div style="height:700px; width:auto; overflow-y:scroll">
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|
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| {| class="sortable" border="1" cellspacing="2" cellpadding="1"
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| |- <div style="position:sticky;top:-1px;z-index:10">
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| ! scope="col" | '''Sending type'''
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| ! scope="col" | '''Reporting'''
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| ! scope="col" | '''Example'''
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| ! style="font-style:italic;" | Multiples<br /> possible
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| ! scope="col" | '''Detailed information'''
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| ! <span> <small>''Internal <br /> business ID''</small/> </span>
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| </div>
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| | style="vertical-align:middle; color:#202122;" | 08/371 FIS prospectus
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| | style="vertical-align:middle; color:#202122;" | SIF:<br /> (-) Prospectus (PC)<br /> (-) Offering document (DE)<br /> (-) Letter of explanation (LE)
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| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
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| | style="text-align:center; vertical-align:middle;" | Yes
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 83
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| | style="vertical-align:middle; color:#202122;" | 08/371 FIS report
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| | style="vertical-align:middle; color:#202122;" | SIF:<br /> (-) Annual Report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (PM)<br /> SICAR:<br /> (-) Annual Report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (PM)
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| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
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| | style="text-align:center; vertical-align:middle;" | Yes
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 87
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| | style="vertical-align:middle; color:#202122;" | 08/371 report
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| | style="vertical-align:middle; color:#202122;" | UCI:<br /> (-) Annual Report (AR)<br /> (-) Semi-annual report (SR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (MP)
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| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
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| | style="text-align:center; vertical-align:middle;" | Yes
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 89
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| | style="vertical-align:middle; color:#202122;" | 08/371 report not in 08/371
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| | style="vertical-align:middle; color:#202122;" | (-) Auditor report (RR)<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
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| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
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| | style="text-align:center; vertical-align:middle;" | Yes
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 88
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| |-
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| | style="vertical-align:middle; color:#202122;" | 08/371 UCI prospectus
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| | style="vertical-align:middle; color:#202122;" | UCI:<br /> (-) Prospectus (PC)<br /> (-) Simplified prospectus (PS)<br /> (-) Letter of explanation (LE)
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| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
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| | style="text-align:center; vertical-align:middle;" | Yes
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 84
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| | style="vertical-align:middle; color:#202122;" | AIF Reporting
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| | style="vertical-align:middle; color:#202122;" | AIFREP
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| | style="vertical-align:middle; color:#202122;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br /> AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM)]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 54<br /> wkf 24
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| | style="vertical-align:middle; color:#202122;" | AnaCredit
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| | style="vertical-align:middle; color:#202122;" | ANTREF<br /> ANTT1M<br /> ANTT2M<br /> ANTT2Q
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| | style="vertical-align:middle; color:#202122;" | ANTREF_201801_LUB00999_20180205-001.xml<br /> ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br /> ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br /> ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
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| | style="text-align:center; vertical-align:middle;" | Yes
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 74<br /> wkf 122
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| | style="vertical-align:middle; color:#202122;" | BCL statistics
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| | style="vertical-align:middle; color:#202122;" | S0.1; S1.1; S1.4; S1.5;<br /> S1.8; S1.9; S2.5-L; S2.5-N;<br /> S2.8; S2.9-L; S 2.9-N; S3.2
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| | style="vertical-align:middle; color:#202122;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 13<br /> wkf 96
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| | style="vertical-align:middle; color:#202122;" | COREP report
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| | style="vertical-align:middle; color:#202122;" | COFREP <br/> ALM
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| | style="vertical-align:middle; color:#202122;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br /> COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br /> COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip <br/> CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 72<br /> wkf 85
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| | style="vertical-align:middle; color:#202122;" | Credit institution reporting
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| | style="vertical-align:middle; color:#202122;" | AR: Annual Report<br /> AS: Annual report consolidated<br /> CO: Compliance Report<br /> GR: Governance Report<br /> IA: Internal Audit Report<br /> IC: ICAAP<br /> ID: ICAAP Consolidated<br /> LF: Long Form Report<br /> LC: Long Form consolidated<br /> LD: Long form branch or specific participation<br /> ML:ManagementLetter<br /> MC: Management letter consolidated<br /> RC: Risk Control Report<br /> RP: Recovery Plan<br /> SC: Single Customer View<br /> LG: Reconciliation LuxGAAP FINREP<br /> RR: Results distribution <br /> <br /> BD: AC member list <br /> IL: ILAAP <br /> IM: ILAAP consolidated <br /> AC: Audit report on AML/CTF<br /> MF: Audit report on rules of conduct<br /> MM: Head quarter annual report<br /> RE: Report on out-of-court complaint resolution<br /> TR: Table on out-of-court complaint resolution<br /> AD: Circ. 18/697 annexe1
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| | style="vertical-align:middle; color:#202122;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 27<br /> wkf 92
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| | style="vertical-align:middle; color:#202122;" | CRS report
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| | style="text-decoration:underline; color:#0563C1;" | CRS
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| | style="vertical-align:middle; color:#202122;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS)]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 68<br /> wkf
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| | style="vertical-align:middle; color:#202122;" | CSSF enquiry
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| | style="vertical-align:middle; color:#202122;" | ESPREP
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| | style="vertical-align:middle; color:#202122;" | ESPREP-B0999-2008-06-STT.xls
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 15<br /> wkf 78
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| | style="vertical-align:middle; color:#202122;" | DCOR reporting
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| | style="vertical-align:middle; color:#202122;" | DCOR
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| | style="vertical-align:middle; color:#202122;" | DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json <br /> DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 15<br /> wkf 140
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| | style="vertical-align:middle; color:#202122;" | Data payment collection (CDP)
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| | style="vertical-align:middle; color:#202122;" | V1.1 - V1.300-F
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| | style="vertical-align:middle; color:#202122;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml
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| | style="text-align:center; vertical-align:middle;" | Yes
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Payment_Institutions/Electronic_Money_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 36<br /> wkf 74
| |
| |- style="vertical-align:middle;"
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| | style="color:#202122;" | Informations diverses d'ordre général
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| | style="color:#202122;" | Amendment to an existing instrument
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| | style="color:#202122;" | No file name convention
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| | style="text-align:center;" | No
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| | style="color:#202122;" | -
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| | style="font-style:italic; color:#868686;" | bus 5<br /> wkf 73
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| |-
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| | style="vertical-align:middle; color:#202122;" | EDP report
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| | style="vertical-align:middle; color:#202122;" | EDPREP
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| | style="vertical-align:middle; color:#202122;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
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| | style="text-align:center; vertical-align:middle;" | No
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| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 29<br /> wkf 109
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| |-
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| | style="vertical-align:middle; color:#202122;" | EME report
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| | style="vertical-align:middle; color:#202122;" | EMEREP
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| | style="vertical-align:middle; color:#202122;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls
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| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 34<br /> wkf 110
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| | style="vertical-align:middle; color:#202122;" | FATCA sending
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| | style="text-decoration:underline; color:#0563C1;" | FATCA
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| | style="vertical-align:middle; color:#202122;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
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| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA]]
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| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br /> wkf
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| |-
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| | style="vertical-align:middle; color:#202122;" | Fin. Rep. of GFI
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| | style="vertical-align:middle; color:#202122;" | (-) Annual management company report (AR)<br /> (-) Letter of explanation (LE)<br /> (-) Management company rep., other frequency (RO)<br /> (-) Response to the CSSF<br /> (-) Miscellaneous report
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| | style="vertical-align:middle; color:#202122;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> no naming convention<br /> no naming convention<br /> no naming convention
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 80
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | FINREP report
| |
| | style="vertical-align:middle; color:#202122;" | B2.4<br /> B2.5 <br/> LCRDA
| |
| | style="vertical-align:middle; color:#202122;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br /> FRCREP-B9999-2007-12-B24-L2-L-N--.zip<br/>CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br /> wkf 86
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Issuing companies reporting
| |
| | style="vertical-align:middle; color:#202122;" | S2.16<br /> S2.17
| |
| | style="vertical-align:middle; color:#202122;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br /> S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br /> wkf 90
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Key investor document
| |
| | style="vertical-align:middle; color:#202122;" | Key Investor Information Document
| |
| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 108
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Long forms CSSF 09/423
| |
| | style="vertical-align:middle; color:#202122;" | (-)Long Form reports (LF)
| |
| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 81
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Management company report
| |
| | style="vertical-align:middle; color:#202122;" | SGOREP
| |
| | style="vertical-align:middle; color:#202122;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" |
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 26<br /> wkf 95
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Management letters CSSF 09/423
| |
| | style="vertical-align:middle; color:#202122;" | Management letters (ML)<br /> (OPC Loi 2010, OPC Loi 2007, SICAR)
| |
| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 82
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Management letters of GFI
| |
| | style="vertical-align:middle; color:#202122;" | (-) Management letters (ML)<br /> (Investment fund manager (IFM)<br /> Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE)
| |
| | style="vertical-align:middle; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 125
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Management regulation/status
| |
| | style="vertical-align:middle; color:#202122;" | (-) DOCREP MR: Management Regulations of UCITS (MR)<br /> (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br /> (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
| |
| | style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 108
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Mifir reporting
| |
| | style="vertical-align:middle; color:#202122;" | TAFREP
| |
| | style="vertical-align:middle; color:#202122;" | TAFREP-B00000001-2017-04-15-123456.xml
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#MiFID_II_/_MiFIR]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 71<br /> wkf 115
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Reporting Money Market Fund
| |
| | style="vertical-align:middle; color:#202122;" | MMFREP
| |
| | style="vertical-align:middle; color:#202122;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br /> MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" |
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 83
| |
| |- style="vertical-align:middle;"
| |
| | style="color:#202122;" | Modification group UCI
| |
| | style="color:#202122;" | (-) Prospectus<br /> (-) Prospectus Addendum<br /> (-) Registration request<br /> (-) Incorporating documents<br /> (-) Other informational and marketing documents<br /> (-) Depositary bank agreement<br /> (-) Management agreement<br /> (-) Advisory agreement<br /> (-) Distribution agreement<br /> (-) Domiciliation agreementt
| |
| | style="color:#202122;" | No file name convention
| |
| | style="text-align:center;" | No
| |
| | style="color:#202122;" | -
| |
| | style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 69
| |
| |- style="vertical-align:middle;"
| |
| | style="color:#202122;" | Modification UCI
| |
| | style="color:#202122;" | (-) Prospectus<br /> (-) Prospectus Addendum<br /> (-) Registration request<br /> (-) Incorporating documents<br /> (-) Other informational and marketing documents<br /> (-) Depositary bank agreement<br /> (-) Management agreement<br /> (-) Advisory agreement<br /> (-) Distribution agreement<br /> (-) Domiciliation agreementt
| |
| | style="color:#202122;" | No file name convention
| |
| | style="text-align:center;" | No
| |
| | style="color:#202122;" | -
| |
| | style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 68
| |
| |- style="vertical-align:middle;"
| |
| | style="color:#202122;" | Non LU UCI registration
| |
| | style="color:#202122;" | KIID, prospectus, FactSheet...
| |
| | style="color:#202122;" | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf
| |
| | style="text-align:center;" | No
| |
| | style="color:#202122;" | -
| |
| | style="font-style:italic; color:#868686;" | bus 30<br /> wkf 107
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Other closing documents of GFI
| |
| | style="vertical-align:middle; color:#202122;" | (-) Risk management function(GR)<br /> (-) OPCVM instruments information (ID)<br /> (-) Compliance Function (FC)<br /> (-) Internal audit function report (IA)<br /> (-) Complaints handling (TP)<br /> (-) Authorized third party complaints (LP)<br /> (-) Risk Management Procedure (PG)<br /> (-) Risk management procedure AIFM (PN)<br /> (-) Organization chart (OG)<br /> (-) Mandates table (TM)<br /> (-) Delegates of RFI (RD)<br /> (-) Branch activity (AS),<br /> (-) Own funds ratio (FP)<br />
| |
| | style="vertical-align:middle; color:#202122;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br /> wkf 126
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | OTHER reporting<br /> (=> CSSF)
| |
| | style="vertical-align:middle; color:#202122;" | OTHREP
| |
| | style="vertical-align:middle; color:#202122;" | OTHREP-B9999-HELLO_WORLD.xlsx
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br /> wkf 93
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Payments balance
| |
| | style="vertical-align:middle; color:#202122;" | BOP
| |
| | style="vertical-align:middle; color:#202122;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 12<br /> wkf 105
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | PSF report
| |
| | style="vertical-align:middle; color:#202122;" | PSFREP
| |
| | style="vertical-align:middle; color:#202122;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Professionals_of_the_Financial_Sector_(PFS)]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 18<br /> wkf 94
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Companie) -<br /> Governance Re
| |
| | style="text-decoration:underline; color:#0563C1;" | no source files
| |
| | style="vertical-align:middle; color:#202122;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 64
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Réviseur) -<br /> Governance Rep
| |
| | style="text-decoration:underline; color:#0563C1;" | no source files
| |
| | style="vertical-align:middle; color:#202122;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 63
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Reporting CSDR
| |
| | style="vertical-align:middle; color:#202122;" | CSDREP
| |
| | style="vertical-align:middle; color:#202122;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 78<br /> wkfxxx
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Reporting EDIFACT
| |
| | style="vertical-align:middle; color:#202122;" | B4.4 (Credit institutions)
| |
| | style="vertical-align:middle; color:#202122;" | B0001809.T01
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br /> wkf 86
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Reporting IORP
| |
| | style="vertical-align:middle; color:#202122;" | SUFREP
| |
| | style="vertical-align:middle; color:#202122;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Institutions_for_Occupational_Retirement_Provision]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 80<br /> wkf 130
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Reporting S1.12-L
| |
| | style="vertical-align:middle; color:#202122;" | S1.12-L
| |
| | style="vertical-align:middle; color:#202122;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 76<br /> wkf 124
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Reporting securities by securities of issuing companies
| |
| | style="vertical-align:middle; color:#202122;" | TPTIBS
| |
| | style="vertical-align:middle; color:#202122;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br /> wkf 90
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Sicar reporting
| |
| | style="vertical-align:middle; color:#202122;" | SICREP
| |
| | style="vertical-align:middle; color:#202122;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br /> wkf 112
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Reporting U
| |
| | style="vertical-align:middle; color:#202122;" | U1.1
| |
| | style="vertical-align:middle; color:#202122;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br /> wkf
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Security by security Banks
| |
| | style="vertical-align:middle; color:#202122;" | TPTBBL; TPTBBN; TPTBHR; TPTBHN
| |
| | style="vertical-align:middle; color:#202122;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 20<br /> wkf 97
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | BCL SHS
| |
| | style="vertical-align:middle; color:#202122;" | SHSGRP
| |
| | style="vertical-align:middle; color:#202122;" | SHSGRP_201709_LUB00999_20171206_001.xml
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 75<br /> wkf 123
| |
| |- style="vertical-align:middle;"
| |
| | style="color:#202122;" | SIAG (03/108)
| |
| | style="color:#202122;" | (-) Miscellaneous<br /> (-) Miscellaneous report<br /> (-) Reponse to the CSSF
| |
| | style="color:#202122;" | No file name convention
| |
| | style="text-align:center;" | No
| |
| | style="color:#202122;" | -
| |
| | style="font-style:italic; color:#868686;" | bus 5 and 1<br /> wkf 71
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Solvency II Reporting
| |
| | style="text-decoration:underline; color:#0563C1;" | no source files
| |
| | style="vertical-align:middle; color:#202122;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br /> wkf 44
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Titrisation vehicles
| |
| | style="vertical-align:middle; color:#202122;" | S2.14<br /> S2.15<br /> TPTTBS
| |
| | style="vertical-align:middle; color:#202122;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br /> S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br /> TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Securitisation_Vehicles]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 23<br /> wkf 98
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | Various correspondence (OTH)<br /> (=> BCL -OTHER reporting)
| |
| | style="vertical-align:middle; color:#202122;" | OTXREP
| |
| | style="vertical-align:middle; color:#202122;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 22<br /> wkf 75
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | BCL report for insurances
| |
| | style="vertical-align:middle; color:#202122;" | S2.18<br /> S2.19<br /> S4.3<br /> TPTASS
| |
| | style="vertical-align:middle; color:#202122;" | S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br /> S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br /> S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br /> TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
| |
| | style="text-align:center; vertical-align:middle;" | Yes
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 63<br /> wkf 42
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | UCIAR Reporting
| |
| | style="vertical-align:middle; color:#202122;" | UCI Administrator Annual Report
| |
| | style="vertical-align:middle; color:#202122;" |UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 86<br /> wkf 139
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | SFDR Reporting
| |
| | style="vertical-align:middle; color:#202122;" | PRECO - SFDR Report
| |
| | style="vertical-align:middle; color:#202122;" | SFDR-ENNNNNNNN-PRECO-UUID.zip <br/> SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 87<br /> wkf 141
| |
| |-
| |
| | style="vertical-align:middle; color:#202122;" | SFDR Reporting
| |
| | style="vertical-align:middle; color:#202122;" | PERIO - SFDR Report
| |
| | style="vertical-align:middle; color:#202122;" | SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip <br/> SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8
| |
| | style="text-align:center; vertical-align:middle;" | No
| |
| | style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| |
| | style="vertical-align:middle; font-style:italic; color:#868686;" | bus 87<br /> wkf 141
| |
| |}
| |
| </div>
| |
|
| |
| <br />
| |
| <br />
| |
|
| |
| = '''Solving the most common problems''' =
| |
|
| |
| This section is suitable for the former transmission module : [[File:IconTransmissionModule_old.png]] only.
| |
|
| |
|
| |
| == Java settings - Control Panel ==
| |
|
| |
|
| |
|
| |
| (1) Open the Java Control Panel
| |
|
| |
| (-) Launch the Java Control Panel on '''Windows'''
| |
|
| |
| -Launch the Windows Start menu
| |
|
| |
| -Click on Programs (All Apps on Windows 10)
| |
|
| |
| -Find the Java program listing
| |
|
| |
| -Click Configure Java to launch the Java Control Panel
| |
|
| |
|
| |
|
| |
| (-) Launch the Java Control Panel on '''Mac''' (10.7.3 or above)
| |
|
| |
| -Click on Apple icon on upper left of screen
| |
|
| |
| -Go to System Preferences
| |
|
| |
| -Click on the Java icon to access the Java Control Panel
| |
|
| |
| === General tab ===
| |
|
| |
| == Delete Java cache ==
| |
|
| |
| (More information on how the start the Java Control Panel [[#Java_settings_-_Control_Panel|above]]).
| |
|
| |
| On the General tab, click on "Settings", then "Delete Files..." and finally "OK" (and "OK" twice more to leave the Java Control Panel)
| |
|
| |
| [[File:Delete_java_cache.png | 800 px]]
| |
|
| |
| ==== Java temporary Files settings ====
| |
|
| |
| (2) Configure the Java temporary files settings as indicated on the printscreen below:
| |
|
| |
| [[File:KeepTemporatyFiles.png | 500 px]]
| |
|
| |
|
| |
|
| |
| == Write rights ==
| |
|
| |
| The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. <br>
| |
| [[Error messages list#compression|These error messages]] reflect access problems.<br>
| |
|
| |
| In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:
| |
|
| |
| '''Right click on the e-file directory > properties ... > disable the checkbox label 'Read Only''''
| |
|
| |
| [[File:droits_prop.jpg]]
| |
|
| |
| If your internal security allows that action, you must also adapt your user rights to all '''e-file sub-directories'''.
| |
|
| |
| <u>'''Note'''</u>: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you.
| |
|
| |
|
| |
|
| |
|
| |
| <br style="clear:both;" />
| |
| <span id="FF3"> </span>
| |
|
| |
| == Firefox and Safari compatibility==
| |
| The default installation of Firefox and Safari with mac needs some tweek in order to work :
| |
|
| |
|
| |
| === firefox ===
| |
|
| |
| When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end.
| |
| In order to start it, you need to remove the .html at the end of the file.
| |
|
| |
|
| |
| === Safari (mac) ===
| |
| On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a "unauthorized developper"
| |
|
| |
| If you have this message, you will need admin right on the machine :
| |
| Go to : Mac icon -> System preference -> Security & Privacy
| |
|
| |
| [[File:Mac_security_validation.png | 600px]]
| |
|
| |
| On this screen you have to select "Open Anyway"
| |
|
| |
|
| |
|
| |
|
| |
| == Running ActiveX==
| |
| The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.
| |
| '''This association is automatically set up when installing [http://www.java.com Java]''', but sometimes a specific Internet Explorer option may prevents it to run properly.
| |
|
| |
| <u>'''Solution:'''</u>
| |
|
| |
| 1. In '''Internet Explorer''', navigate to '''Tools > Internet Options'''.
| |
|
| |
| 2. On the '''Security tab''', select a network zone.
| |
|
| |
| 3. Click '''Custom Level'''.
| |
|
| |
| 4. Scroll down to the '''Run ActiveX controls and plug-ins'''.
| |
|
| |
| 5. Select the checkbox label '''Run ActiveX controls and plug-ins'''.
| |
|
| |
| 6. Click '''OK''' and click '''Apply'''.
| |
|
| |
| [[File:runActiveX.jpg]]
| |
|
| |
|
| = '''KeyTool''' = | | = '''KeyTool''' = |
Line 685: |
Line 101: |
| KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below: | | KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below: |
|
| |
|
| [[Media:KeytoolIUI.zip | Download KeytoolIUI.zip]] | | [[Media:KeytoolIUI.zip| Download KeytoolIUI.zip]] |
|
| |
|
| To open it, double click on '''keytooliui.jar''' | | To open it, double click on '''keytooliui.jar''' |