Difference between revisions of "Test2"

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=== Sending types ===
== Reporting services using www.e-file.lu ==


<div style="height:700px; width:auto; overflow-y:scroll">


{| class="sortable" border="1" cellspacing="2" cellpadding="1"
<inputbox>
|-  <div style="position:sticky;top:-1px;z-index:10">
type=create
! scope="col" | '''Sending type'''
break=no
! scope="col" | '''Reporting'''
</inputbox>
! scope="col" | '''Example'''
 
! style="font-style:italic;" | Multiples<br />      possible
 
! scope="col" | '''Detailed information'''
 
! <span> <small>''Internal <br /> business ID''</small/> </span>
<imagemap>
</div>
File:Final_U11Form.png|center|900px|alt=clickable image : form description| titre
|- style="background-color:#FFF;"
 
| style="vertical-align:middle; color:#202122;" | 08/371 FIS prospectus
rect 771 131 106 90 [[#See|warning: no auto saving]]
| style="vertical-align:middle; color:#202122;" | SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
rect 7 138 92 427 [[#See|Vertical navigation bar pages open vertically. Buttons remain red if data are missing or wrong.]]
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
rect 189 226 432 274 [[#See|Calendar to pick the reference date.]]
| style="text-align:center; vertical-align:middle;" | Yes
poly 186 313 597 314 601 455 472 463 470 507 429 507 423 466 184 457 [[#See|Icons to select Report status.]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
rect 182 690 332 734 [[#See|Click on NEXT STEP or PREVIOUS STEP to switch to the next or previous page, or click on one of the sidebar navigation buttons.]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 83
rect 598 13 744 62 [[#See|Select an existing report button: This button allows you to upload an existing XML report from your network or hard-drive into the report generator.]]
|- style="background-color:#FFF;"
rect 753 18 839 66 [[#See|Save locally button: Work in progress on a report has to be saved with this button. Work in progress means that the report is not completed, because important data are missing. The exported .xml file will be called ''DRAFT_filename.xml'' and cannot be uploaded for filing. It can be imported onto the tool for later use. If you save locally a final report, meaning that all relevant data are available inside the report, it will carry the correct naming convention for submission to the Regulator.]]
| style="vertical-align:middle; color:#202122;" | 08/371 FIS report
rect 925 65 844 17 [[#See|Transmit button: If the four buttons of the sidebar are green, the Transmission button will become available and the report can be transmitted to the regulator]]
| style="vertical-align:middle; color:#202122;" | SIF:<br />    (-) Annual Report (AR)<br />     (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)
rect 932 19 985 62 [[#See|EXCEL button: Press this button to export an uncompleted or finalized report in EXCEL format. This file serves for your internal purpose only, however it cannot be imported.]]
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
desc none
| style="text-align:center; vertical-align:middle;" | Yes
</imagemap>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
 
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 87
 
|- style="background-color:#FFF;"
{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
| style="vertical-align:middle; color:#202122;" | 08/371 report
 
| style="vertical-align:middle; color:#202122;" | UCI:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
|-
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
|
| style="text-align:center; vertical-align:middle;" | Yes
! scope="col" | Prerequisites
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
|-
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 89
! scope="row" | Proxy, antivirus
|- style="background-color:#FFF;"
| The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''' and  '''www.e-file.lu/WSEfile'''
| style="vertical-align:middle; color:#202122;" | 08/371 report not in 08/371
|-
| style="vertical-align:middle; color:#202122;" | (-) Auditor  report (RR)<br />    (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
! scope="row" | Cookies
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
|Cookies have to be '''enabled''' <br> [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]
| style="text-align:center; vertical-align:middle;" | Yes
|-
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
! scope="row" | Web browsers
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 88
| e-file is compliant with most current browsers, in their default setup : [[File:Icon Chrome.png | 30px]] [[File:Edge Chromium.jpg | 45px]] [[File:logo_ff.jpg | 35px]] [[File:logo_safari.jpg | 40px]]<br>Please call us if you have a particular configuration.
|- style="background-color:#FFF;"
|}
| style="vertical-align:middle; color:#202122;" | 08/371 UCI prospectus
| style="vertical-align:middle; color:#202122;" | UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 84
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Agrément société de gestion
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 67
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AIF Reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AIFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM)]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 54<br />    wkf 24
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | AML_AIFM_REG Reporting
| style="vertical-align:middle; color:#202122;" | E-file  should no longer be used for this procedure -ET-!!!!!!
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 133
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AnaCredit
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 74<br />    wkf 122
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | BCL statistics
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S0.1; S1.1;  S1.4; S1.5;<br />    S1.8; S1.9; S2.5-L; S2.5-N;<br />    S2.8; S2.9-L; S 2.9-N; S3.2
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 13<br />    wkf 96
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | COREP report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | COFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 72<br />    wkf 85
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Credit institution reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AR: Annual  Report<br />    AS: Annual report consolidated<br />    CO: Compliance Report<br />    GR: Governance Report<br />    IA: Internal Audit Report<br />    IC: ICAAP<br />    ID: ICAAP Consolidated<br />    LF: Long Form Report<br />    LC: Long Form consolidated<br />    LD: Long form branch or specific participation<br />    ML:ManagementLetter<br />    MC: Management letter consolidated<br />    RC: Risk Control Report<br />    RP: Recovery Plan<br />    SC: Single Customer View<br />    LG: Reconciliation LuxGAAP FINREP<br />    RR: Results distribution <br />      <br />    BD: AC member list <br />      IL: ILAAP <br />      IM: ILAAP consolidated <br />    AC: Audit report on AML/CTF<br />    MF: Audit report on rules of conduct<br />    MM: Head quarter annual report<br />    RE: Report on out-of-court complaint resolution<br />    TR: Table on out-of-court complaint resolution<br />    AD: Circ. 18/697 annexe1
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 27<br />    wkf 92
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | CRS report
| style="text-decoration:underline; background-color:#FFF; color:#0563C1;" | CRS
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS)]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 68<br />    wkf
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | CSSF attestation
| style="text-decoration:underline; color:#0563C1;" | CSSF attestation  request
| style="vertical-align:middle; font-size:small; color:#202122;" | -
| style="text-align:center; vertical-align:middle;" | No
| style="vertical-align:middle; color:#202122;" | -
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 104
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | CSSF enquiry
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | ESPREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | ESPREP-B0999-2008-06-STT.xls
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 15<br />    wkf 78
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Data payment collection (CDP)
| style="vertical-align:middle; color:#202122;" | V1.1 - V1.300-F
| style="vertical-align:middle; font-size:small; color:#202122;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Payment_Institutions/Electronic_Money_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 36<br />    wkf 74
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Divers/Autres
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5<br />    wkf 73
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EDP report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EDPREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 29<br />    wkf 109
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EME report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EMEREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 34<br />    wkf 110
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Envoi de documents à la CSSF
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 1<br />    wkf 79
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | FATCA sending
| style="text-decoration:underline; color:#0563C1;" | FATCA
| style="vertical-align:middle; font-size:small; color:#202122;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br />    wkf
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Fin. Rep. of GFI
| style="vertical-align:middle; color:#202122;" | (-) Annual  management company report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Management company rep., other frequency (RO)<br />    (-) Response to the CSSF<br />    (-) Miscellaneous report
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />    no naming convention
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 80
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | FINREP report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | B2.4<br />    B2.5
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br />    FRCREP-B9999-2007-12-B24-L2-L-N--.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 73<br />    wkf 86
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Issuing companies reporting<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S2.16<br />    S2.17
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />    S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 35<br />    wkf 90
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Key investor document
| style="vertical-align:middle; color:#202122;" | Key Investor  Information Document
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />    DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Long forms CSSF 09/423
| style="vertical-align:middle; color:#202122;" | (-)Long Form  reports (LF)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 81
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Management company report
| style="vertical-align:middle; color:#202122;" | SGOREP
| style="vertical-align:middle; font-size:small; color:#202122;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" |
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 26<br />    wkf 95
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Management letters CSSF 09/423
| style="vertical-align:middle; color:#202122;" | Management  letters (ML)<br />    (OPC Loi 2010, OPC Loi 2007, SICAR)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 82
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Management letters of GFI
| style="vertical-align:middle; color:#202122;" | (-) Management  letters (ML)<br />    (Investment fund manager (IFM)<br />    Gestionnaire des fonds d'investissment (GFI))<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 125
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Management regulation/status
| style="vertical-align:middle; color:#202122;" | (-) DOCREP MR:  Management Regulations of UCITS (MR)<br />    (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br />    (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Mifir reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | TAFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | TAFREP-B00000001-2017-04-15-123456.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#MiFID_II_/_MiFIR]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 71<br />    wkf 115
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | MMF reporting
| style="vertical-align:middle; color:#202122;" | MMFREP
| style="vertical-align:middle; font-size:small; color:#202122;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" |
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 83
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Modification group UCI
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| style="font-size:small; color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 69
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Modification société gestion
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 70
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Modification UCI
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| style="font-size:small; color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 68
|- style="vertical-align:middle; background-color:#FFF;"
| style="font-weight:bold; color:#202122;" | Non LU UCI registration
| style="color:#202122;" | KIID,  prospectus, FactSheet...
| style="font-size:small; color:#202122;" | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf
| style="text-align:center; font-weight:bold;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 30<br />    wkf 107
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Notification 2002/77
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 1<br />    wkf 72
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Other closing documents of GFI
| style="vertical-align:middle; color:#202122;" | (-) Risk  management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS),<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />    (-) Minutes of meetings of the governing body (Board of directors or  management board) (BD)<br />    (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 126
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | OTHER reporting<br />    (=> CSSF)
| style="vertical-align:middle; color:#202122;" | OTHREP
| style="vertical-align:middle; font-size:small; color:#202122;" | OTHREP-B9999-HELLO_WORLD.xlsx
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br />    wkf 93
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Payments balance
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | BOP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 12<br />    wkf 105
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | PSF report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | PSFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Professionals_of_the_Financial_Sector_(PFS)]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 18<br />    wkf 94
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Companie) -<br />    Governance Re
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="vertical-align:middle; font-size:small; color:#202122;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 64
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Réviseur) -<br />    Governance Rep
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="vertical-align:middle; font-size:small; color:#202122;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 63
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting CSDR
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | CSDREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 78<br />    wkfxxx
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting EDIFACT
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | B4.4 (Credit  institutions)
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | B0001809.T01
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 73<br />    wkf 86
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting IORP
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | SUFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Institutions_for_Occupational_Retirement_Provision]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 80<br />    wkf 130
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting S1.12-L
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S1.12-L
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 76<br />    wkf 124
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting securities by securities of issuing companies<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | TPTIBS
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 35<br />    wkf 90
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Reporting Sicar
| style="vertical-align:middle; color:#202122;" | SICREP
| style="vertical-align:middle; font-size:small; color:#202122;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br />    wkf 112
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Reporting U
| style="vertical-align:middle; color:#202122;" | U1.1
| style="vertical-align:middle; font-size:small; color:#202122;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br />    wkf
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Security by security Banks
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | TPTBBL; TPTBBN;  TPTBHR; TPTBHN
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 20<br />    wkf 97
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | SHS-Group reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | SHSGRP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | SHSGRP_201709_LUB00999_20171206_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 75<br />    wkf 123
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | SIAG (03/108)
| style="color:#202122;" | (-)  Miscellaneous<br />    (-) Miscellaneous report<br />    (-) Reponse to the CSSF
| style="font-size:small; color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 71
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Solvency II Reporting
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="vertical-align:middle; font-size:small; color:#202122;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 44
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Titrisation vehicles<br />    (=> BCL - Securitisation Vehicles reporting)
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S2.14<br />    S2.15<br />    TPTTBS
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />    S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br />    TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Securitisation_Vehicles]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 23<br />    wkf 98
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | UCI agreement<br />    Since 01/11/2019 the creation and transmission of <br />    the 5001 procedure via our channel is no longer possible.
| style="color:#202122;" | (-)  Prospectus<br />    (-) Registration request<br />    (-) Incorporating document<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt<br />    (-) Miscellaneous agreement
| style="font-size:small; color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 66
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Various correspondence (OTH)<br />    (=> BCL -OTHER reporting)
| style="vertical-align:middle; color:#202122;" | OTXREP
| style="vertical-align:middle; font-size:small; color:#202122;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 22<br />    wkf 75
|- style="vertical-align:middle; background-color:#FFF; color:#202122;"
| Wrong name: Management company end<br />    the right name should be => <br />    Financial reports of Management companies)
| (-) Management  letters<br />    (-) Annual management company report<br />    (-) Semi-annual management company report<br />    (-) Management company report, other frequency<br />    (-) Miscellaneous report<br />    (-) Response to the CSSF<br />    (-) Explanation letter<br />    (-) Auditor's report
| style="font-size:small;" | No file name  convention
| No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />     wkf 80
|}
</div>

Latest revision as of 11:43, 19 June 2023

Reporting services using www.e-file.lu


warning: no auto savingVertical navigation bar pages open vertically. Buttons remain red if data are missing or wrong.Calendar to pick the reference date.Icons to select Report status.Click on NEXT STEP or PREVIOUS STEP to switch to the next or previous page, or click on one of the sidebar navigation buttons.Select an existing report button: This button allows you to upload an existing XML report from your network or hard-drive into the report generator.Save locally button: Work in progress on a report has to be saved with this button. Work in progress means that the report is not completed, because important data are missing. The exported .xml file will be called ''DRAFT_filename.xml'' and cannot be uploaded for filing. It can be imported onto the tool for later use. If you save locally a final report, meaning that all relevant data are available inside the report, it will carry the correct naming convention for submission to the Regulator.Transmit button: If the four buttons of the sidebar are green, the Transmission button will become available and the report can be transmitted to the regulatorEXCEL button: Press this button to export an uncompleted or finalized report in EXCEL format. This file serves for your internal purpose only, however it cannot be imported.clickable image : form description


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