Difference between revisions of "Test2"

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== Reporting services using www.e-file.lu ==




{| class="wikitable sortable"
<inputbox>
! Sending type !! Reporting !! Example !! Multiple !! Detailed information !! Internal
type=create
|-
break=no
| || || || possible ||  || business ID
</inputbox>
|-
 
| MMF reporting || MMFREP || MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip || No || CSSF - Money market fund || bus 83
 
|-
 
| ||  || MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip ||  || CSSF - Legal reporting || wkf 131
<imagemap>
|-
File:Final_U11Form.png|center|900px|alt=clickable image : form description| titre
|  ||  ||  ||  || CSSF - MMFR Handbook ||
 
|-
rect 771 131 106 90 [[#See|warning: no auto saving]]
| Mifir reporting || TAFREP || TAFREP-B00000001-2017-04-15-123456.xml || No || CSSF - TAF Handbook || bus 71
rect 7 138 92 427 [[#See|Vertical navigation bar pages open vertically. Buttons remain red if data are missing or wrong.]]
|-
rect 189 226 432 274 [[#See|Calendar to pick the reference date.]]
| || || || || || wkf 115
poly 186 313 597 314 601 455 472 463 470 507 429 507 423 466 184 457 [[#See|Icons to select Report status.]]
|-
rect 182 690 332 734 [[#See|Click on NEXT STEP or PREVIOUS STEP to switch to the next or previous page, or click on one of the sidebar navigation buttons.]]
| Reporting IORP || SUFREP || SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip || No || (-) CSSF - Legal reporting || bus 80
rect 598 13 744 62 [[#See|Select an existing report button: This button allows you to upload an existing XML report from your network or hard-drive into the report generator.]]
|-
rect 753 18 839 66 [[#See|Save locally button: Work in progress on a report has to be saved with this button. Work in progress means that the report is not completed, because important data are missing. The exported .xml file will be called ''DRAFT_filename.xml'' and cannot be uploaded for filing. It can be imported onto the tool for later use. If you save locally a final report, meaning that all relevant data are available inside the report, it will carry the correct naming convention for submission to the Regulator.]]
| || ||  ||  || (-) CIRCULAR CSSF 19/726 || wkf 130
rect 925 65 844 17 [[#See|Transmit button: If the four buttons of the sidebar are green, the Transmission button will become available and the report can be transmitted to the regulator]]
|-
rect 932 19 985 62 [[#See|EXCEL button: Press this button to export an uncompleted or finalized report in EXCEL format. This file serves for your internal purpose only, however it cannot be imported.]]
|  || || || || (-) New naming convention SUFREP ||
desc none
|-
</imagemap>
|  ||  ||  ||  || (-) Technical note ||
 
|-
 
|  ||  ||  ||  || (-) XBRL taxonomies to be used ||
{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
|-
 
| AnaCredit || ANTREF || ANTREF_201801_LUB00999_20180205-001.xml || Yes || BCL - Reporting instructions || bus 74
  |-
|-
  |
|  || ANTT1M || ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml ||  ||  || wkf 122
  ! scope="col" | Prerequisites
|-
  |-
|  || ANTT2M || ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml ||  ||  ||
  ! scope="row" | Proxy, antivirus
|-
| The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''' and  '''www.e-file.lu/WSEfile'''
|  || ANTT2Q || ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml ||  ||  ||
|-
|-
  ! scope="row" | Cookies
| SHS-Group reporting || SHSGRP || SHSGRP_201709_LUB00999_20171206_001.xml || No || BCL - Reporting instructions || bus 75
  |Cookies have to be '''enabled''' <br> [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]
|-
|-
|  ||  ||  ||  ||  || wkf 123
! scope="row" | Web browsers
|-
  | e-file is compliant with most current browsers, in their default setup : [[File:Icon Chrome.png | 30px]] [[File:Edge Chromium.jpg | 45px]] [[File:logo_ff.jpg | 35px]] [[File:logo_safari.jpg | 40px]]<br>Please call us if you have a particular configuration.
| FINREP report || B2.4 || FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML || No || Naming convention for CSSF reportings || bus 73
  |}
|-
|  || B2.5 || FRCREP-B9999-2007-12-B24-L2-L-N--.zip ||  ||  || wkf 86
|-
| Reporting EDIFACT || B4.4 (Credit institutions) || B0001809.T01 || No || (-) CSSF - Reporting instructions Edifact B4.4 || bus 73
|-
|  ||  ||  ||  || (-) Naming convention for CSSF reportings || wkf 86
|-
| Reporting CSDR || CSDREP || CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip || No || (-) CSSF - Circular 19/709 || bus 78
|-
|  ||  ||  ||  ||  || wkfxxx
|-
| COREP report || COFREP || COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl || No || (-) CSSF - Reporting requirements for credit institutions || bus 72
|-
|  ||  || COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip ||  || (-) Naming convention for CSSF reportings || wkf 85
|-
|  ||  || COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip ||  ||  ||
|-
| Credit institution reporting || AR: Annual Report || DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf || No || (-) CSSF - Circular 19/731 || bus 27
|-
|  || AS: Annual report consolidated || DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf ||  ||  || wkf 92
|-
|  || CO: Compliance Report || DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf ||  ||  ||
|-
|  || GR: Governance Report || DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf ||  ||  ||
|-
|  || IA: Internal Audit Report || DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf ||  ||  ||
|-
|  || IC: ICAAP || DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf ||  ||  ||
|-
|  || ID: ICAAP Consolidated || DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf ||  ||  ||
|-
|  || LF: Long Form Report || DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf ||  ||  ||
|-
|  || LC: Long Form consolidated || DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf ||  ||  ||
|-
|  || LD: Long form branch or specific participation || DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf ||  ||  ||
|-
|  || ML:ManagementLetter || DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf ||  ||  ||
|-
|  || MC: Management letter consolidated ||  ||  ||  ||
|-
|  || RC: Risk Control Report ||  ||  ||  ||
|-
|  || RP: Recovery Plan ||  ||  ||  ||
|-
|  || SC: Single Customer View ||  ||  ||  ||
|-
|  || LG: Reconciliation LuxGAAP FINREP ||  ||  ||  ||
|-
|  ||  ||  ||  ||  ||
|-
|  || RR: Results distribution  ||  ||  ||  ||
|-
|  ||  ||  ||  ||  ||
|-
|  || BD: AC member list  ||  ||  ||  ||
|-
|  ||  IL: ILAAP  ||  ||  ||  ||
|-
|  ||  IM: ILAAP consolidated  ||  ||  ||  ||
|-
|  ||  ||  ||  ||  ||
|-
|  ||  ||  ||  ||  ||
|-
|  || AC: Audit report on AML/CTF ||  ||  ||  ||
|-
|  || MF: Audit report on rules of conduct ||  ||  ||  ||
|-
|  || MM: Head quarter annual report ||  ||  ||  ||
|-
|  || RE: Report on out-of-court complaint resolution ||  ||  ||  ||
|-
|  || TR: Table on out-of-court complaint resolution ||  ||  ||  ||
|-
|  || AD: Circ. 18/697 annexe1 ||  ||  ||  ||
|-
| BCL statistics || S0.1; S1.1; S1.4; S1.5; || S0001_L1_20130616_B000000999_B000000999_20130617_001.xml || No || (-) BCL - Manual of electronic transmission for statistical reports of banks || bus 13
|-
|  || S1.8; S1.9; S2.5-L; S2.5-N; ||  ||  ||  || wkf 96
|-
|  || S2.8; S2.9-L; S 2.9-N; S3.2 ||  ||  ||  ||
|-
| Reporting S1.12-L || S1.12-L || S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml || No || (-) BCL - Manual of electronic transmission for statistical reports of banks || bus 76
|-
|  ||  ||  ||  ||  || wkf 124
|-
| Security by security Banks || TPTBBL; TPTBBN; TPTBHR; TPTBHN || TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml || No || (-) BCL - Manual of electronic transmission for statistical reports of banks || bus 20
|-
|  ||  ||  ||  ||  || wkf 97
|-
| Payments balance || BOP || BOP101_20130616_B000000999_B000000999_20130617_001.xml || Yes || (-) BCL - Manual of electronic transmission for statistical reports of banks || bus 12
|-
|  ||  ||  ||  ||  || wkf 105
|-
| CSSF enquiry || ESPREP || ESPREP-B0999-2008-06-STT.xls || No || (-) Naming convention for CSSF reportings || bus 15
|-
|  ||  ||  ||  ||  || wkf 78
|-
| EDP report || EDPREP || EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls || No || (-) CSSF - Reporting instructions || bus 29
|-
|  ||  ||  ||  || (-) Naming convention for CSSF reportings || wkf 109
|-
| EME report || EMEREP || EMEREP-W9999-2011-03-W11-L0-L-N--.xls || No || (-) CSSF - Reporting instructions || bus 34
|-
|  ||  ||  ||  || (-) Naming convention for CSSF reportings || wkf 110
|-
| Data payment collection (CDP) || V1.1 - V1.300-F || V0101_L2_201601_W000000003_B000000999_20160201_001.xml || Yes || BCL - File name convention || bus 36
|-
|  ||  ||  ||  ||  || wkf 74
|-
| Reporting U || U1.1 || U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml || No || (-) CSSF - Circular 15/627 || bus 8
|-
|  ||  ||  ||  || (-) CSSF - File naming convention U1.1 reporting || wkf
|-
| Reporting Sicar || SICREP || SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls || No || (-) CSSF - Circular 08/376 || bus 17
|-
|  ||  ||  ||  || (-) CSSF - Circular 15/627 || wkf 112
|-
|  ||  ||  ||  || (-) Naming convention for CSSF reportings ||
|-
| Management letters CSSF 09/423 || Management letters (ML) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) || No || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (OPC Loi 2010, OPC Loi 2007, SICAR) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) ||  || (-) Naming convention for CSSF reportings || wkf 82
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) ||  ||  ||
|-
| Management letters of GFI || (-) Management letters (ML) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf || No || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (Investment fund manager (IFM) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf ||  || (-) Naming convention for CSSF reportings || wkf 125
|-
|  || Gestionnaire des fonds d'investissment (GFI)) || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf ||  ||  ||
|-
|  || (-) Letter of explanation (LE) || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf ||  ||  ||
|-
| Long forms CSSF 09/423 || (-)Long Form reports (LF) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  ||  ||  ||  || (-) Naming convention for CSSF reportings || wkf 81
|-
| Fin. Rep. of GFI || (-) Annual management company report (AR) || DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (-) Letter of explanation (LE) || DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf ||  || (-) Naming convention for CSSF reportings || wkf 80
|-
|  || (-) Management company rep., other frequency (RO) || DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf ||  ||  ||
|-
|  || (-) Response to the CSSF || DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf ||  ||  ||
|-
|  || (-) Miscellaneous report || DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf ||  ||  ||
|-
|  ||  || DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf ||  ||  ||
|-
|  ||  || no naming convention ||  ||  ||
|-
|  ||  || no naming convention ||  ||  ||
|-
|  ||  || no naming convention ||  ||  ||
|-
| 08/371 report not in 08/371 || (-) Auditor report (RR) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010) ||  || (-) Naming convention for CSSF reportings || wkf 88
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) ||  ||  ||
|-
| Other closing documents of GFI || (-) Risk management function(GR) || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) || Yes || CSSF - Document transmission || bus 21
|-
|  || (-) OPCVM instruments information (ID) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) ||  || Circulars 19/708 || wkf 126
|-
|  || (-) Compliance Function (FC) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  || (-) Internal audit function report (IA) || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  || (-) LBC/FT Obligation (BC) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) ||  ||  ||
|-
|  || (-) Complaints handling (TP) || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) ||  ||  ||
|-
|  || (-) Authorized third party complaints (LP) || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  || (-) Risk Management Procedure (PG) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  || (-) Organization chart (OG) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  || (-) Mandates table (TM) || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  || (-) Delegates of RFI (RD) || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  || (-) Branch activity (AS), || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  || (-) Own funds ratio (FP) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  || (-) Risk management procedure AIFM (PN) || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  || (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  || (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  || (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG) ||  ||  ||
|-
| AML_AIFM_REG Reporting || (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf || No || CSSF - Document transmission || bus 21
|-
|  || (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf ||  || Circulars 19/708 || wkf 133
|-
|  || (-) LBC/FT Obligation (BC) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf ||  ||  ||
|-
|  || (-) Letter of explanation (LE) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf ||  ||  ||
|-
|  || (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) || DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf ||  ||  ||
|-
|  ||  E-file should no longer be used for this procedure -ET-!!!!!! ||  ||  ||  ||
|-
| 08/371 FIS prospectus || SIF: || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (-) Prospectus (PC) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf ||  || (-) Naming convention for CSSF reportings || wkf 83
|-
|  || (-) Offering document (DE) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf ||  ||  ||
|-
|  || (-) Letter of explanation (LE) ||  ||  ||  ||
|-
| 08/371 UCI prospectus || UCI: || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (-) Prospectus (PC) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf ||  || (-) Naming convention for CSSF reportings || wkf 84
|-
|  || (-) Simplified prospectus (PS) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf ||  ||  ||
|-
|  || (-) Letter of explanation (LE) ||  ||  ||  ||
|-
| 08/371 FIS report || SIF: || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (-) Annual Report (AR) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf ||  || (-) Naming convention for CSSF reportings || wkf 87
|-
|  || (-) Letter of explanation (LE) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf ||  ||  ||
|-
|  || (-) Other periodic report (RO) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf ||  ||  ||
|-
|  || (-) Movements in the securities portfolios (PM) || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf ||  ||  ||
|-
|  || SICAR: || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf ||  ||  ||
|-
|  || (-) Annual Report (AR) || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf ||  ||  ||
|-
|  || (-) Letter of explanation (LE) ||  ||  ||  ||
|-
|  || (-) Other periodic report (RO) ||  ||  ||  ||
|-
|  || (-) Movements in the securities portfolios (PM) ||  ||  ||  ||
|-
| 08/371 report || UCI: || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (-) Annual Report (AR) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf ||  || (-) Naming convention for CSSF reportings || wkf 89
|-
|  || (-) Semi-annual report (SR) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf ||  ||  ||
|-
|  || (-) Letter of explanation (LE) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf ||  ||  ||
|-
|  || (-) Other periodic report (RO) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf ||  ||  ||
|-
|  || (-) Movements in the securities portfolios (MP) ||  ||  ||  ||
|-
| Management regulation/status || (-) DOCREP MR: Management Regulations of UCITS (MR) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010) || Yes || (-) CSSF - CIRCULAIRE CSSF 19/708 || bus 21
|-
|  || (-) DOCREP AI: Articles of Incorporation of UCITS (AI) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007) ||  || (-) Naming convention for CSSF reportings || wkf 108
|-
|  || (-)DOCREP AI: Articles of Incorporation of SICAR (AI) || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010) ||  ||  ||
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007) ||  ||  ||
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) ||  ||  ||
|-
| Key investor document || Key Investor Information Document || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) || Yes || (-) CSSF 11/509 || bus 21
|-
|  ||  || DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) ||  || (-) CSSF - Document transmission || wkf 11
|-
|  ||  || DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf ||  || Circulars 08/371, 09/423, 11/509 ||
|-
|  ||  || DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf ||  ||  ||
|-
| CSSF attestation || CSSF attestation request || - || No || - || bus 21
|-
|  ||  ||  ||  ||  || wkf 104
|-
| AIF Reporting || AIFREP || AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip || No || CSSF - Circular 14/581 || bus 54
|-
|  ||  || AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip ||  ||  || wkf 24
|-
| Management company report || SGOREP || SGOREP-S9999-2009-03-G21-L2-S-N--.xls || No || (-) CSSF - Circular 10/467 || bus 26
|-
|  ||  ||  ||  || (-) CSSF - Circular 15/633 || wkf 95
|-
|  ||  ||  ||  || (-) Naming convention for CSSF reportings ||
|-
|  ||  ||  ||  || (-) G2.1 template provided in the CSSF website ||
|-
| PSF report || PSFREP || PSFREP-P9999-2008-03-P11-L1-L-N--.xls || No || (-) CSSF - Circular 05/178 || bus 18
|-
|  ||  ||  ||  || (-) CSSF - PFS] || wkf 94
|-
|  ||  ||  ||  || (-) Naming convention for CSSF reportings ||
|-
| Titrisation vehicles || S2.14 || S0214_L1_201412_T000000999_T000123001_20150120_001.xml || Yes || (-) Circular 2014/236 || bus 23
|-
| (=> BCL - Securitisation Vehicles reporting) || S2.15 || S0215_L1_201412_T000000999_T000123001_20150120_001.xml ||  || (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS || wkf 98
|-
|  || TPTTBS || TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml ||  ||  ||
|-
| Issuing companies reporting || S2.16 || S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml || Yes || (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS || bus 35
|-
| (=> BCL - Financial Companies reporting) || S2.17 || S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml ||  ||  || wkf 90
|-
| Reporting securities by securities of issuing companies || TPTIBS || TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml || Yes || (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS || bus 35
|-
| (=> BCL - Financial Companies reporting) ||  ||  ||  ||  || wkf 90
|-
| Rapport narratif (CAA) (Companie) - || N01; N02; N03; N04; N07; N08; N09; N10; N11 || N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf || No || (-) Circulaire 15/10 || bus 62
|-
| Governance Re || no source files ||  ||  || (-) File naming convention || wkf 64
|-
| Rapport narratif (CAA) (Réviseur) - || N05; N06 || N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf || No || (-) Circulaire 15/10 || bus 62
|-
| Governance Rep || no source files ||  ||  || (-) File naming convention || wkf 63
|-
| Solvency II Reporting || XBRL Solvency II reports || S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf || No || (-) Circulaire 15/10 || bus 62
|-
|  || no source files ||  ||  || (-) File naming convention || wkf 44
|-
| FATCA sending || FATCA || FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml || No || (-) Circulaire ECHA - n° 3 du 19 janvier 2017 || bus 60
|-
|  ||  ||  ||  || (-) ACD-FATCA || wkf
|-
| CRS report || CRS || CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml || No || (-) ACD-CRS || bus 68
|-
|  ||  ||  ||  || (-) Newsletter 06/02/2017 || wkf
|-
|  ||  ||  ||  || (-) ECHA-n°4 06/02/2017 ||
|-
| OTHER reporting || OTHREP || OTHREP-B9999-HELLO_WORLD.xlsx || No || Naming convention for CSSF reportings || bus 19
|-
| (=> CSSF) ||  ||  ||  ||  || wkf 93
|-
| Various correspondence (OTH) || OTXREP || OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls || Yes || BCL Reporting Instructions || bus 22
|-
| (=> BCL -OTHER reporting) ||  ||  ||  ||  || wkf 75
|-
| Non LU UCI registration || KIID, prospectus, FactSheet... || KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf || No || - || bus 30
|-
|  ||  ||  ||  ||  || wkf 107
|-
| Divers/Autres || tbd || tbd || No || - || bus 5
|-
|  ||  ||  ||  ||  || wkf 73
|-
| SIAG (03/108) || (-) Miscellaneous || No file name convention || No || - || bus 5 and 1
|-
|  || (-) Miscellaneous report ||  ||  ||  || wkf 71
|-
|  || (-) Reponse to the CSSF ||  ||  ||  ||
|-
| Wrong name: Management company end || (-) Management letters || No file name convention || No || - || bus 5 and 1
|-
| the right name should be => Financial reports of Management companies) || (-) Annual management company report ||  ||  ||  || wkf 80
|-
|  || (-) Semi-annual management company report ||  ||  ||  ||
|-
|  || (-) Management company report, other frequency ||  ||  ||  ||
|-
|  || (-) Miscellaneous report ||  ||  ||  ||
|-
|  || (-) Response to the CSSF ||  ||  ||  ||
|-
|  || (-) Explanation letter ||  ||  ||  ||
|-
|  || (-) Auditor's report ||  ||  ||  ||
|-
| Modification société gestion || tbd || tbd || No || - || bus 5 and 1
|-
|  ||  ||  ||  ||  || wkf 70
|-
| Modification group UCI || (-) Prospectus || No file name convention || No || - || bus 5 and 1
|-
|  || (-) Prospectus Addendum ||  ||  ||  || wkf 69
|-
|  || (-) Registration request ||  ||  ||  ||
|-
|  || (-) Incorporating documents ||  ||  ||  ||
|-
|  || (-) Other informational and marketing documents ||  ||  ||  ||
|-
|  || (-) Depositary bank agreement ||  ||  ||  ||
|-
|  || (-) Management agreement ||  ||  ||  ||
|-
|  || (-) Advisory agreement ||  ||  ||  ||
|-
|  || (-) Distribution agreement ||  ||  ||  ||
|-
|  || (-) Domiciliation agreementt ||  ||  ||  ||
|-
| Modification UCI || (-) Prospectus || No file name convention || No || - || bus 5 and 1
|-
|  || (-) Prospectus Addendum ||  ||  ||  || wkf 68
|-
|  || (-) Registration request ||  ||  ||  ||
|-
|  || (-) Incorporating documents ||  ||  ||  ||
|-
|  || (-) Other informational and marketing documents ||  ||  ||  ||
|-
|  || (-) Depositary bank agreement ||  ||  ||  ||
|-
|  || (-) Management agreement ||  ||  ||  ||
|-
|  || (-) Advisory agreement ||  ||  ||  ||
|-
|  || (-) Distribution agreement ||  ||  ||  ||
|-
|  || (-) Domiciliation agreementt ||  ||  ||  ||
|-
| Agrément société de gestion || tbd || tbd || No || - || bus 5 and 1
|-
|  ||  ||  ||  ||  || wkf 67
|-
| UCI agreement || (-) Prospectus || No file name convention || No || - || bus 5 and 1
|-
| Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible. || (-) Registration request ||  ||  ||  || wkf 66
|-
|  || (-) Incorporating document ||  ||  ||  ||
|-
|  || (-) Other informational and marketing documents ||  ||  ||  ||
|-
|  || (-) Depositary bank agreement ||  ||  ||  ||
|-
|  || (-) Management agreement ||  ||  ||  ||
|-
|  || (-) Advisory agreement ||  ||  ||  ||
|-
|  || (-) Distribution agreement ||  ||  ||  ||
|-
|  || (-) Domiciliation agreementt ||  ||  ||  ||
|-
|  || (-) Miscellaneous agreement ||  ||  ||  ||
|-
| Envoi de documents à la CSSF || tbd || tbd || No || - || bus 1
|-
|  ||  ||  ||  ||  || wkf 79
|-
| Notification 2002/77 || tbd || tbd || No || - || bus 1
|-
| ||  ||  ||  ||  || wkf 72
|}

Latest revision as of 11:43, 19 June 2023

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