PRIIPS - Revision history

Cso: /* PRIIPs KID transmission to the CSSF via E-file */

2022-10-07T09:05:51Z

PRIIPs KID transmission to the CSSF via E-file

← Older revision		Revision as of 09:05, 7 October 2022
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	KID transmission via [https://www.e-file.lu/efile-launchpad/index '''<u>e-file - ~~Transmissioni~~ Module</u>''']:		KID transmission via [https://www.e-file.lu/efile-launchpad/index '''<u>e-file - Transmission Module</u>''']:



	== PRIIPs KID transmission to the CSSF via the Sending Service ==		== PRIIPs KID transmission to the CSSF via the Sending Service ==

Cso at 07:55, 7 October 2022

2022-10-07T07:55:40Z

← Older revision		Revision as of 07:55, 7 October 2022
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	PRIIPS KID which are transmitted to the CSSF via the Sending Service have to comply with the ~~[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf~~ CSSF ~~File name~~ convention]		PRIIPS KID which are transmitted to the CSSF via the Sending Service have to comply with the CSSF naming convention.

	<u>Examples</u>:		<u>Examples</u>:

Cso at 07:54, 7 October 2022

2022-10-07T07:54:08Z

← Older revision		Revision as of 07:54, 7 October 2022
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	= PRIIPS =		= PRIIPS =

	~~== General ==~~

	The Luxembourg supervisory authority, the Commission de Surveillance du Secteur Financier ('''CSSF'''), issued a new version of its [http://www.cssf.lu/fileadmin/files/AIFM/FAQ_AIFMD.pdf CSSF - Frequently Asked Questions 6 July 2017] concerning the alternative investment fund mangers and alternative investment funds (AIFs) that are established in Luxembourg.

	According the Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents ('''KIDs''') for packaged retail and insurance-based investment products ('''PRIIPs'''), all PRIIPs manufacturers must make available a '''PRIIPs KID''' to '''retail investors''' before they invest in these PRIIPs (including investment funds). The CSSF confirmed that manufacturers of Luxembourg AIFs have to issue this PRIIPs KID as of '''1 January 2018'''.

	Furthermore, the CSSF also advised that « the final version of a PRIIPs KID must be filed by adhering to the instructions provided in Circular CSSF 08/371 and in Circular CSSF 11/509 and by applying the nomenclature detailed in the information that is provided under the following link: [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf Transmission électronique de documents à la CSSF]".



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	~~'''<u>IMPORTANT NOTE</u>:'''~~

	~~PRIIPS KIDs which are uploaded to Document Management have to comply with the [https://www.e-file.lu/wiki/index.php/NamingConvention Fundsquare naming convention] (indexation level on share class):~~

	~~KIDDOC~~-~~2017~~-12-01-~~EN-00-2011-02-01-LU0123456789-xxxxxxxxxxn.pdf~~		KID transmission via [https://www.e-file.lu/efile-launchpad/index '''<u>e-file - Transmissioni Module</u>''']:

Cso at 07:07, 7 October 2022

2022-10-07T07:07:26Z

← Older revision		Revision as of 07:07, 7 October 2022
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	KID transmission via [https://www.e-file.lu/e-~~file~~/index~~.html~~ '''<u>e-file - Document Management</u>''']:		KID transmission via [https://www.e-file.lu/efile-launchpad/index '''<u>e-file - Document Management</u>''']:


	Upload your PRIIPS KIDs to Document Management (manually or via sftp).		Upload your PRIIPS KIDs to Document Management (manually or via sftp).
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	Select the document and transmit them to the CSSF:		Select the document and transmit them to the CSSF:

	[[File:Priips1.png\| ~~400~~ px]]		[[File:Priips1.png\| 250 px]]


			[[File:Priips2.png\| 800 px]]

Cso at 13:55, 6 October 2022

2022-10-06T13:55:57Z

← Older revision		Revision as of 13:55, 6 October 2022
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	Select the document and transmit them to the CSSF:		Select the document and transmit them to the CSSF:

			[[File:Priips1.png\| 400 px]]

Cso at 13:48, 6 October 2022

2022-10-06T13:48:49Z

← Older revision		Revision as of 13:48, 6 October 2022
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	Upload your PRIIPS KIDs to Document Management (manually or via sftp).		Upload your PRIIPS KIDs to Document Management (manually or via sftp).

	Select the document and transmit them to the CSSF:		Select the document and transmit them to the CSSF:

Cso at 12:01, 6 October 2022

2022-10-06T12:01:21Z

← Older revision		Revision as of 12:01, 6 October 2022
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	KID transmission via [https://www.e-file.lu/e-file/index.html '''<u>e-file - Document Management</u>''']:		KID transmission via [https://www.e-file.lu/e-file/index.html '''<u>e-file - Document Management</u>''']:

	Upload your PRIIPS KIDs to Document Management (manually or via sftp). Select the document and transmit them to the CSSF:		Upload your PRIIPS KIDs to Document Management (manually or via sftp).
			Select the document and transmit them to the CSSF:

Cso at 13:59, 5 October 2022

2022-10-05T13:59:00Z

← Older revision		Revision as of 13:59, 5 October 2022
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	== ~~Manual~~ PRIIPs KID transmission to the CSSF ==		== PRIIPs KID transmission to the CSSF via E-file==

	~~1. Manual file transmission via [http://www.e-file.lu '''<u>e-file v1 platform</u>''']:~~

	~~Please note that the~~ e-file ~~v1 transmission channel will not be available for the PRIIPs KID transmission~~		KID transmission via [https://www.e-file.lu/e-file/index.html '''<u>e-file - Document Management</u>''']:

			Upload your PRIIPS KIDs to Document Management (manually or via sftp). Select the document and transmit them to the CSSF:

	~~2. Manual file transmission via [https://www.e-file.lu/e-file/index.html '''<u>e-file v2 platform - Document Management</u>''']:~~

	~~(-) Upload your PRIIPs KIDs to Document Management. Select and transmit them to the CSSF.~~

	~~(-) Upload your PRIIPs KIDs to your FTP account. Once the documents are available in Document Management, you have to select and transmit them manually.~~

	~~'''Please note that filing automatism and suggestions are not yet available. They will follow in due course.'''~~


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	== ~~Automatic~~ KID ~~PRIIPs~~ transmission to the CSSF ==		== PRIIPs KID transmission to the CSSF via the Sending Service ==

	PRIIPs KID can be sent via the '''Sending Service''' by dropping the ~~file~~ into the folder '''ReportingDiffusion\DOC_FIS_OPC\KID_OPC'''		PRIIPs KID can be sent via the '''Sending Service''' by dropping the document(s) into the following folder '''ReportingDiffusion\DOC_FIS_OPC\KID_OPC'''

	~~'''<u>IMPORTANT NOTE</u>:'''~~

	PRIIPS KID which are transmitted to the CSSF via the Sending Service have to comply with the [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF File name convention]		PRIIPS KID which are transmitted to the CSSF via the Sending Service have to comply with the [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF File name convention]

User at 15:18, 10 December 2017

2017-12-10T15:18:11Z

← Older revision		Revision as of 15:18, 10 December 2017
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	<u>Examples</u>:		<u>Examples</u>:

	DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI -LL -0000.pdf		DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf

	DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI -LL -0000.pdf		DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf

	DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI -LL -0000.pdf		DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI LL-0000.pdf

	----		----

User at 15:17, 10 December 2017

2017-12-10T15:17:39Z

← Older revision		Revision as of 15:17, 10 December 2017
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	== General ==		== General ==

	The Luxembourg supervisory authority, the Commission de Surveillance du Secteur Financier ('''CSSF'''), issued a new version of its [http://www.cssf.lu/fileadmin/files/AIFM/FAQ_AIFMD.pdf Frequently Asked Questions 6 July 2017] concerning the alternative investment fund mangers and alternative investment funds (AIFs) that are established in Luxembourg.		The Luxembourg supervisory authority, the Commission de Surveillance du Secteur Financier ('''CSSF'''), issued a new version of its [http://www.cssf.lu/fileadmin/files/AIFM/FAQ_AIFMD.pdf CSSF - Frequently Asked Questions 6 July 2017] concerning the alternative investment fund mangers and alternative investment funds (AIFs) that are established in Luxembourg.

	According the Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents ('''KIDs''') for packaged retail and insurance-based investment products ('''PRIIPs'''), all PRIIPs manufacturers must make available a '''PRIIPs KID''' to '''retail investors''' before they invest in these PRIIPs (including investment funds). The CSSF confirmed that manufacturers of Luxembourg AIFs have to issue this PRIIPs KID as of '''1 January 2018'''.		According the Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents ('''KIDs''') for packaged retail and insurance-based investment products ('''PRIIPs'''), all PRIIPs manufacturers must make available a '''PRIIPs KID''' to '''retail investors''' before they invest in these PRIIPs (including investment funds). The CSSF confirmed that manufacturers of Luxembourg AIFs have to issue this PRIIPs KID as of '''1 January 2018'''.
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	== Manual PRIIPs KID transmission to the CSSF ==		== Manual PRIIPs KID transmission to the CSSF ==

	1. Manual file transmission via [http://www.e-file.lu '''e-file v1 platform''']:		1. Manual file transmission via [http://www.e-file.lu '''<u>e-file v1 platform</u>''']:

	Please note that the e-file v1 transmission channel will not be available for the PRIIPs KID transmission		Please note that the e-file v1 transmission channel will not be available for the PRIIPs KID transmission


	2. Manual file transmission via [https://www.e-file.lu/e-file/index.html '''<u>e-file v2 platform - Document Management~~'''~~</u>]:		2. Manual file transmission via [https://www.e-file.lu/e-file/index.html '''<u>e-file v2 platform - Document Management</u>''']:

	(-) Upload your PRIIPs KIDs to Document Management. Select and transmit them to the CSSF.		(-) Upload your PRIIPs KIDs to Document Management. Select and transmit them to the CSSF.
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	'''IMPORTANT NOTE'''		'''<u>IMPORTANT NOTE</u>:'''

	PRIIPS KIDs which are uploaded to Document Management have to comply with the [https://www.e-file.lu/wiki/index.php/NamingConvention Fundsquare naming convention] (indexation level on share class):		PRIIPS KIDs which are uploaded to Document Management have to comply with the [https://www.e-file.lu/wiki/index.php/NamingConvention Fundsquare naming convention] (indexation level on share class):
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	== Automatic KID PRIIPs transmission to the CSSF ==		== Automatic KID PRIIPs transmission to the CSSF ==

	PRIIPs KID can ve sent via the '''Sending Service''' by dropping the file into the folder '''ReportingDiffusion\DOC_FIS_OPC\KID_OPC'''		PRIIPs KID can be sent via the '''Sending Service''' by dropping the file into the folder '''ReportingDiffusion\DOC_FIS_OPC\KID_OPC'''

	'''IMPORTANT NOTE'''		'''<u>IMPORTANT NOTE</u>:'''

	PRIIPS KID which are transmitted to the CSSF via the Sending Service have to comply with the [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF File name convention]		PRIIPS KID which are transmitted to the CSSF via the Sending Service have to comply with the [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF File name convention]