https://www.e-file.lu/wiki/api.php?action=feedcontributions&feedformat=atom&user=Sebastien 2026-05-01T21:34:04Z User contributions MediaWiki 1.37.2 https://www.e-file.lu/wiki/index.php?title=Sending_Service_java-less_version&diff=7039 2024-01-22T13:30:46Z

<p>Sebastien: Add description for rootFolder during the installation</p> <hr /> <div>&lt;span id=&quot;BackToTop&quot;&gt;&lt;/span&gt;<br /> &lt;div class=&quot;noprint&quot; style=&quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&quot;&gt;<br /> &lt;span style=&quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &quot;&gt;<br /> [[#BackToTop|Back to the Top]]<br /> &lt;/div&gt;<br /> <br /> ''You can click on the picture.''<br /> &lt;imagemap&gt;<br /> File:SDjl_general.png|center|900px|alt=clickable image : form description| titre<br /> rect 23 39 332 149 [[Sending_Service_java-less_version#Prerequisites | Prerequisites ]]<br /> rect 425 91 678 182 [[Sending_Service_java-less_version#Purpose |Purpose]]<br /> rect 703 3 911 96 [[Sending_Service_java-less_version#Manual_installation_using_command_prompt | Installation ]]<br /> rect 782 110 1057 208 [[Sending_Service_java-less_version#Update_the_sending_service | Upgrade or change the configuration ]]<br /> rect 47 264 413 350 [[Sending_Service_java-less_version#Administration_Interface | Using the administration interface ]]<br /> rect 491 266 694 357 [[Sending_Service_java-less_version#Process_overview | Process ]]<br /> rect 767 266 1056 349 [[Sending_Service_java-less_version#Sending_Folders | Folders ]]<br /> rect 46 459 212 582 [[Sending_Service_java-less_version#Administration_Interface | through the administration interface]]<br /> rect 246 566 470 669 [[Sending_Service_java-less_version#Logs| Is my sending service running ?]]<br /> rect 387 457 514 531 [[Sending_Service_java-less_version#Stop_the_application | Stop ]]<br /> rect 534 496 722 592 [[Sending_Service_java-less_version#Start_the_application | Start ]]<br /> rect 803 455 969 546 [[Sending_Service_java-less_version#Submit_a_report | How can I submit a report ?]]<br /> rect 987 508 1181 590 [[Sending_Service_java-less_version#Check_for_acknowledgment_and_feedbacks | Check my sends ]]<br /> rect 730 600 950 700 [[Sending_Service_java-less_version#Solving known problems | Solutions ]]<br /> desc none<br /> &lt;/imagemap&gt;<br /> <br /> = Purpose = <br /> <br /> The '''Sending Service''' is our solution for the '''automatic transmission''' of reports and documents to authorities. <br /> <br /> It is an application consisting of a set of '''processes''' (called listeners) that periodically exchange files with authorities through a set of designated '''folders'''. Everything is configured via an '''administration interface'''.<br /> <br /> This solution is useful if you have a '''large number of reports''' to submit or if the manual sending does not suit your needs. <br /> <br /> Please be aware that, in this case you will have to provide the files yourself according to the authorities' file specifications. <br /> <br /> ''This tool is compatible with most of the current operating systems (Windows / Unix / Linux) and is usually &lt;span style=&quot;color: #C00000&quot;&gt;'''installed on a server'''&lt;/span&gt; on your side.''<br /> <br /> With a suitable '''network mapping''', users can simply '''drop the file to be sent into the appropriate directory'''. It is then automatically ''' encrypted and sent'''.<br /> <br /> It is an application consisting of a set of processes (called listeners) that periodically exchange files with authorities through designated directories. Everything is configured via an administration interface.<br /> <br /> = Prerequisites = <br /> <br /> *Internet access<br /> *If you use a proxy, authorise outgoing calls to [https://www.e-file.lu www.e-file.lu]. Port 443 (HTTPS) must be open.<br /> *&lt;span style=&quot;color: #C00000&quot;&gt;'''Administrator rights''' &lt;/span&gt; to install the Sending Service &lt;span style=&quot;color: #C00000&quot;&gt;on the computer&lt;/span&gt; ''(Windows Start button &gt; Control Panel &gt; User Accounts &gt; Manage User Accounts)''. <br /> *OS: Windows - ''Linux will be developed''<br /> *Processor: Pentium 2 GHz or equivalent<br /> *8 GB of RAM<br /> *300 MB of free space on hard disk drive. Think of providing regular purges.<br /> *500 MB of free space on hard disk drive for logs. Regular purges are necessary as well.<br /> *A &lt;span style=&quot;color: #C00000&quot;&gt;'''Sending Service user''' &lt;/span&gt;, ''for example: aacSD'', and its password, ''for example: formation'', have to be available [[E-file_Administration#e-file_administrator_functions_.28e-file_v1.29|'''=&gt; e-file administrator''']].<br /> *The e-file account of the Sending Service user has to be linked to groups/modules, ''for example FATCA reporting + profile &quot;Sending Service&quot;.'' <br /> *A valid &lt;span style=&quot;color: #C00000&quot;&gt;'''keystore''' &lt;/span&gt; (keystore.ks) and its &lt;span style=&quot;color: #C00000&quot;&gt;'''password''' &lt;/span&gt; must be available<br /> *The Sending Service user has to be properly configured in the e-file user administration tool in order to be able to receive &lt;span style=&quot;color: #C00000&quot;&gt;'''alerts''' &lt;/span&gt; (receipt of acknowledgement and feedback files).<br /> <br /> Note that you can find the prerequisites for the manual transmission there : [[Transmission_Module#System_requirements]]<br /> <br /> = Process overview =<br /> The sending service can be run in the &lt;u&gt;console mode&lt;/u&gt; through '''launcher.exe'''. It then runs in a line-command window which must stay open.<br /> <br /> On the first launch see [[#Manual_installation_using_command_prompt|installation]] paragraph to locate it, otherwise [[#Start_the_application|start]].<br /> <br /> <br /> The sending service can also be installed as a &lt;u&gt;Windows' service&lt;/u&gt; through '''''run-as-service.bat'''''. Once done, it is visible into the Windows' services list. Then it is launched on the workstation boot.<br /> <br /> See chapter [[#Start_the_application|Start the application]]. <br /> <br /> &lt;div class=&quot;mw-collapsible mw-collapsed&quot; &gt;<br /> &lt;div class=&quot;mw-collapsible-toggle&quot; style=&quot;float:left; margin-left:0; margin-right:1em;&quot;&gt;''&lt;small&gt;Click to see more technical details&lt;/small&gt;''&lt;/div&gt;<br /> &lt;div class=&quot;mw-collapsible-content&quot;&gt;<br /> &lt;/br&gt;&lt;/br&gt;<br /> ''launcher.exe'' is the launcher application. It launches and updates the main application described below. It contains proxy and environment configuration files. <br /> <br /> ''&lt;nowiki&gt;get&lt;/nowiki&gt;-service-status.bat'' displays the status of the sending service when it is installed as a Windows service<br /> <br /> ''remove-service.bat'' uninstalls the Windows service<br /> <br /> ''run-as-service.bat'' installs then runs the sending service as a Windows service<br /> <br /> ''sending-service.exe'' is located in the .\system\bin folder. This is the main application, used to send documents and containing all the business rules and configuration files linked to the operation of the application, such as dictionary-xsd and dictionary-workflow.<br /> <br /> &lt;span id=&quot;folder-hierarchy&quot;&gt;&lt;/span&gt;<br /> == Folder hierarchy ==<br /> <br /> Once installation is complete, three sub-folders will be present:<br /> <br /> '''system''': this is the folder containing the technical elements of the application, and contains also three sub-folders:<br /> <br /> ::'''bin''': contains the main application executable<br /> <br /> ::'''config''': contains all client configuration files<br /> <br /> ::'''log''': contains all logs generated during application execution<br /> <br /> '''sendingservice''': this is the folder containing all the sub-folders in which we will place our files for sending.&lt;br /&gt;<br /> For example, in the default configuration, if you want to send a KID file, you'll need to save the file in the following folder: ''sendingservice\fundregistration\luxembourg\opc''<br /> <br /> '''tmp''': This is the folder containing all temporary files related to the application's operation.<br /> <br /> &lt;/div&gt;<br /> &lt;/div&gt;<br /> <br /> <br /> &lt;span id=&quot;logsy&quot;&gt;&lt;/span&gt;<br /> == Logs ==<br /> Each process creates its own log.&lt;/br&gt;<br /> sending-service.exe creates '''service-deposant-''timestamp''.log''' into .\system\log : it mainly contains information on the processing of your reports &lt;/br&gt;<br /> launcher.exe creates '''launcher-''timestamp''.log into .\log''' : it contains in particular information about the installation process&lt;/br&gt;<br /> <br /> [[File:SDjl_logs.png|where are the log files ?]]<br /> <br /> In case you think something goes wrong, you can open these files into a text editor and check if you see error messages. Also send them to us if you need us to check for you.<br /> <br /> For a continuous monitoring, see also [[#Details_on_heartbeat_system]]<br /> <br /> Running as a Windows' service, you can check the sending service's status launching '''''&lt;nowiki&gt;get&lt;/nowiki&gt;-service-status.bat'''''<br /> <br /> &lt;span id=&quot;start-the-application&quot;&gt;&lt;/span&gt;<br /> <br /> == Start the application ==<br /> <br /> &lt;div class=&quot;mw-collapsible mw-collapsed&quot; &gt;<br /> &lt;div class=&quot;mw-collapsible-toggle&quot; style=&quot;float:left; margin-left:0; margin-right:1em;&quot;&gt;In the console mode... click&lt;/div&gt;<br /> &lt;div class=&quot;mw-collapsible-content&quot;&gt;<br /> &lt;/br&gt;&lt;/br&gt;<br /> Once the application is installed:<br /> <br /> Double-click [[File:SDjl_2.png|169x25px]] (''if you get this message:[[File:SDjl_3.png|264x89px|A windows's error message]], [[#protect_error|solve it]]'')<br /> <br /> &lt;/div&gt;<br /> &lt;/div&gt;<br /> <br /> <br /> &lt;div class=&quot;mw-collapsible mw-collapsed&quot; &gt;<br /> &lt;div class=&quot;mw-collapsible-toggle&quot; style=&quot;float:left; margin-left:0; margin-right:1em;&quot;&gt;In the windows service mode... click&lt;/div&gt;<br /> &lt;div class=&quot;mw-collapsible-content&quot;&gt;<br /> &lt;/br&gt;&lt;/br&gt;<br /> Once the sending service is installed as a Windows' service, use the windows' services app to start it :<br /> <br /> [[File:SDjl_StartStopService.png|StartStopService|800px]]<br /> <br /> &lt;/div&gt;<br /> &lt;/div&gt;<br /> <br /> <br /> &lt;span id=&quot;stop-the-process&quot;&gt;&lt;/span&gt;<br /> <br /> == Stop the application ==<br /> &lt;div class=&quot;mw-collapsible mw-collapsed&quot; &gt;<br /> &lt;div class=&quot;mw-collapsible-toggle&quot; style=&quot;float:left; margin-left:0; margin-right:1em;&quot;&gt;In the console mode... click&lt;/div&gt;<br /> &lt;div class=&quot;mw-collapsible-content&quot;&gt;<br /> &lt;/br&gt;&lt;/br&gt;<br /> <br /> hit the keys '''Ctrl+C'''<br /> <br /> &lt;/div&gt;<br /> &lt;/div&gt;<br /> <br /> <br /> &lt;div class=&quot;mw-collapsible mw-collapsed&quot; &gt;<br /> &lt;div class=&quot;mw-collapsible-toggle&quot; style=&quot;float:left; margin-left:0; margin-right:1em;&quot;&gt;In the windows service mode... click&lt;/div&gt;<br /> &lt;div class=&quot;mw-collapsible-content&quot;&gt;<br /> &lt;/br&gt;&lt;/br&gt;<br /> <br /> If the sending service is running as a Windows' service, use the windows' services app to stop it :<br /> <br /> [[File:SDjl_StartStopService.png|StartStopService|800px]]<br /> <br /> &lt;/div&gt;<br /> &lt;/div&gt;<br /> <br /> <br /> &lt;span id=&quot;administration-interface&quot;&gt;&lt;/span&gt;<br /> <br /> = Administration Interface =<br /> <br /> ''New : The former .properties file is no longer a file onto your disk but the data are stored in our database and you can access them through the administration interface.''<br /> <br /> In the administration interface, you can retrieve all the parameters you can set up. Note that some of them have default values and some are set up when the installation is done. You can make all the changes needed.<br /> <br /> Sign in as an administrator and click [[File:SDjl_8.png|194x55px|the administration module access button]]<br /> <br /> then [[File:SDjl_9.png|158x37px]], you get :<br /> <br /> <br /> [[File:SDjl_10.png|800px|the sending services control panel]]<br /> <br /> Click the name of the sending service to change, click [[File:SDjl_11.png|47x39px]] to go back to the list.<br /> <br /> [[File:SDjl_12.png|800px|the details' control panel]]<br /> <br /> <br /> To change a value, click [[File:SDjl_13.png|60x39px|the edit button]], make your changes then save or discard.<br /> <br /> [[File:SDjl_14.png|349x46px|group of three buttons]]<br /> <br /> The ‘edit all workflows’ button, allow you to make massive changes in one shot.<br /> <br /> <br /> Once the changes saves, you will get: [[File:SDjl_15.png|309x59px|a positive answer]]<br /> <br /> The buttons [[File:SDjl_16.png|193x39px]], respectively exporting/importing the properties to/from .json format : to backup, to move from UAT to production or to import manual changes onto properties.<br /> <br /> <br /> Note<br /> <br /> * the automatic update set up:&lt;br /&gt;<br /> [[File:SDjl_17.png|246x46px]]&lt;br /&gt;<br /> This is related to the sending service’s version delivered by our IT team. Click the icon to change the automatic update’s status.<br /> * the categories of parameters: [[File:SDjl_18.png|377x84px|the parameters categories menu]]<br /> * the [[File:SDjl_19.png|137x50px|the expand button]] button<br /> <br /> <br /> &lt;span id=&quot;details-on-workflows-part&quot;&gt;&lt;/span&gt;<br /> == Details on workflows part ==<br /> <br /> Regarding the workflows, each one takes care of specific reports. You must enable those you want the sending service to send.<br /> <br /> ''For example, to send'' U11 reports'', you must enable the'' reporting_u ''workflow, the active box must be ticked, and a folder must be entered, you can keep the default one or change it. The'' intervalTimeInMinute ''is the frequency with which the directory will be scanned.''<br /> <br /> [[File:SDjl_21.png|601x203px|example reporting U details]]<br /> <br /> You can find the reports and their matching sending service workflow in our [[ProductCoverage|product coverage page]].<br /> <br /> &lt;span id=&quot;details-on-heartbeat-system&quot;&gt;&lt;/span&gt;<br /> <br /> == Details on heartbeat system ==<br /> <br /> The heartbeat is a monitoring system to check whether the sending service is still up or not. It pings the sending service at the chosen frequency and send an alert e-mail if the sending service doesn’t answer.<br /> <br /> In the ‘properties’ category, you can set it up or down by ticking the box or not, and choose the frequency or the monitoring.<br /> <br /> [[File:SDjl_22.png|601x338px|Heartbeat activation]]<br /> <br /> In the ‘Heartbeat’ section, you can find statistics on heartbeat running and you can choose who will receive an alert e-mail when needed.<br /> <br /> [[File:SDjl_23.png|800px|Heartbeat monitoring]]<br /> <br /> &lt;span id=&quot;section&quot;&gt;&lt;/span&gt;<br /> <br /> = Manual installation using command prompt =<br /> &lt;span id=&quot;step-1-Stop_former&quot;&gt;&lt;/span&gt;<br /> == &lt;u&gt;Step 1&lt;/u&gt;: Stop the former instance ==<br /> <br /> Be sure that no former instance of the sending service is running on the same environment. If so, [[Sending_Service_java-less_version#Stop_the_application | stop ]] it.<br /> <br /> ''If you install to replace the version with java, plan to use a new directory.''<br /> <br /> &lt;span id=&quot;step-2-download-the-launcher.&quot;&gt;&lt;/span&gt;<br /> <br /> == &lt;u&gt;Step 2&lt;/u&gt;: Download the launcher. ==<br /> <br /> The official version is always on the production site. You will be asked for homologation or production environment during the installation process. &lt;/br&gt;<br /> To monitor and manage the properties, use the administration module on the relative website.<br /> <br /> <br /> Connect to www.e-file.lu as an administrator.<br /> <br /> In the administration module, Sending service management – v2:<br /> <br /> [[File:SDjl_24.png|332x231px]]<br /> <br /> Click:<br /> <br /> [[File:SDjl_25.png|604x172px]]<br /> <br /> The launcher will be downloaded into your default folder:<br /> <br /> [[File:SDjl_26.png|262x101px]]<br /> <br /> &lt;span id=&quot;step-3-install-the-new-sending-service-with-the-launcher&quot;&gt;&lt;/span&gt;<br /> <br /> == &lt;u&gt;Step 3&lt;/u&gt;: Install the new Sending Service with the launcher ==<br /> <br /> &lt;span id=&quot;copy-launcher.exe&quot;&gt;&lt;/span&gt;<br /> === copy ''launcher.exe'' ===<br /> into the folder where you want to install the sending service<br /> <br /> <br /> &lt;span id=&quot;open-launcher.exe&quot;&gt;&lt;/span&gt;<br /> === Open launcher.exe ===<br /> Double-click it [[File:SDjl_2.png|169x25px]] (''if you get this message:[[File:SDjl_3.png|264x89px|A windows's error message]], [[#protect_error|solve it]]'')<br /> <br /> <br /> You will be asked:<br /> <br /> &lt;span id=&quot;enter-y-yes-or-n-no-for-the-question-are-you-using-a-proxy&quot;&gt;&lt;/span&gt;<br /> <br /> === Enter Y (yes) or N (no) for the question: Are you using a proxy? ===<br /> [[File:SDjl_27.png|222x29px|question about the proxy]]<br /> <br /> <br /> &lt;span id=&quot;enter-the-environment-production-or-homologation&quot;&gt;&lt;/span&gt;<br /> === Enter the environment: PRODUCTION or HOMOLOGATION ===<br /> The name must be entirely typed&lt;/br&gt;<br /> [[File:SDjl_28.png|604x22px]]<br /> <br /> The sending service will be downloaded, wait a little.<br /> <br /> [[File:SDjl_29.png|604x147px|See the progression bars]]<br /> <br /> <br /> &lt;span id=&quot;enter-username&quot;&gt;&lt;/span&gt;<br /> === Enter username ===<br /> Enter the sending service’s account user name (the one usually ended by ...SD)<br /> <br /> <br /> &lt;span id=&quot;enter-the-username-password&quot;&gt;&lt;/span&gt;<br /> <br /> === Enter the username password ===<br /> &lt;span id=&quot;either-if-a-properties-config-file-is-found-on-the-server-and-you-want-to-use-it&quot;&gt;&lt;/span&gt;<br /> <br /> <br /> === Either: it is not the first installation : a properties file is found on the server ===<br /> <br /> When you have already done an installation in the past, even if you have deleted it on your workstation, your previous setup is saved on our servers. So you will be asked if you want to overwrite it :<br /> <br /> Enter N (no) for the question: ''overwrite the existing properties config file'', if you want to keep the previous setup.<br /> <br /> Enter the password of your keystore.<br /> <br /> <br /> &lt;span id=&quot;or-if-no-properties-config-file-is-found-on-the-server-or-you-want-to-overwrite-the-existing-one&quot;&gt;&lt;/span&gt;<br /> <br /> === Or: If no properties file is found on the server OR you want to overwrite the existing one ===<br /> <br /> Enter Y (yes) for the question: ''overwrite the existing properties config file''.<br /> <br /> [[File:SDjl_30.png|604x15px]]<br /> <br /> Then you will be asked :<br /> <br /> &lt;span id=&quot;enter-the-root-folder&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter the root folder '''&lt;/span&gt;<br /> ::It is the folder where you want the sending service to be installed: it must already exist.<br /> ::Entering none will take the current one.<br /> ::It is in this folder that the tree structure of sending folders will be generated. After that, for each upload there will be a concatenation between the root folder and the subfolder for each workflow. For example Let's take the rootFolder: &quot;C:\NewSendingService&quot; and the folder for the Key Investor Document &quot;sendingservice/fundregistration/luxembourg/opc&quot;. The service will then fetch the documents with the path &quot;C:\NewSendingService\sendingservice\fundregistration\luxembourg\opc&quot;. Be careful not to put an \ at the end of the specified path<br /> <br /> &lt;span id=&quot;enter-the-configuration-name&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter the configuration name '''&lt;/span&gt;<br /> ::Choose a name for your setup.<br /> <br /> &lt;span id=&quot;enter-your-keystore-file-path-optional.&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter your keystore file path (optional).'''&lt;/span&gt;<br /> ::Please note that you must enter your keystore to transmit to Luxembourg authorities.<br /> <br /> &lt;span id=&quot;enter-authentication-cssf-optional&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter Authentication CSSF (optional)'''&lt;/span&gt;<br /> ::This is used for O4.1 and O4.2 reports only.<br /> <br /> &lt;span id=&quot;enter-authentication-bcl-optional&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter Authentication BCL (optional)'''&lt;/span&gt;<br /> ::This is used for O4.1 and O4.2 reports only.<br /> <br /> &lt;span id=&quot;enter-the-password-optional&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter the password (optional)'''&lt;/span&gt;<br /> ::This is used for O4.1 and O4.2 reports only.<br /> <br /> &lt;span id=&quot;enter-authentication-code-optional&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter authentication code (optional)'''&lt;/span&gt;<br /> ::This is used for O4.1 and O4.2 reports only.<br /> <br /> &lt;span id=&quot;enter-y-yes-or-n-no-for-the-question-do-you-want-to-close-the-app-after-installation&quot;&gt;&lt;/span&gt;<br /> : &lt;span style=&quot;color:#21b8b5&quot;&gt;'''Enter Y (yes) or N (no) for the question: Do you want to close the app after installation ?'''&lt;/span&gt;<br /> ::Yes means that only the installation will be done.<br /> ::No means that the sending service itself will be run after the installation and starts to file reports.<br /> <br /> <br /> The process will continue, installing all the xsd files …<br /> <br /> You must obtain: [[File:SDjl_31.png|562x30px]]<br /> <br /> You can close the window, click the right-corned red cross.<br /> <br /> &lt;span id=&quot;update-the-sending-service&quot;&gt;&lt;/span&gt;<br /> <br /> = Update the sending service =<br /> <br /> == Change your setup ==<br /> <br /> To change the sending service's setup: '''workflows; heartbeat, ... and also groups and permissions'''<br /> * use the administration interface <br /> * then [[#Stop_the_application|stop the application]] and [[#Start_the_application|start]] it again.<br /> <br /> <br /> To change only the '''proxy''' setup<br /> * In the folder .\system\config, delete the ''proxy-conf.json''<br /> * then [[#Stop_the_application|stop the application]] <br /> * On the root folder, launch ''launcher'' again, keep the existing properties config file.<br /> * If you want to use the Windows' service, exit launcher (Ctrl+C) and [[#Start_the_application|restart]].<br /> <br /> <br /> To change only one or several '''passwords'''<br /> <br /> Note that the passwords are encrypted and asked just one time at the first installation. If you have to change them, you must install the whole application again :<br /> * In the folder .\system\config, delete all the .json files (you can keep the ''proxy-conf.json'' and the ''environment.json'' files if they won't change)<br /> * then [[#Stop_the_application|stop the application]] <br /> * On the root folder, launch ''launcher'' again, keep the existing properties config file.<br /> * If you want to use the Windows' service, exit launcher (Ctrl+C) and [[#Start_the_application|restart]].<br /> <br /> &lt;span id=&quot;upgrade-the-application&quot;&gt;&lt;/span&gt;<br /> <br /> == Upgrade the application ==<br /> === Automatic upgrade===<br /> <br /> This feature concerns the application updates affecting the sending service (SD) itself and that are applicable to all clients / users.<br /> <br /> ''Short description:''<br /> <br /> Whenever the sending service starts, restarts, and every 30 minutes when it is up and running, it will check for updates. If an update is detected, and automatic update is selected (you can modify the value in the admin module page), the SD will stop the current process, reinstall the new version and rerun the process automatically. After a successful (or unsuccessful) update a notification will be sent per email.<br /> <br /> If the client did not subscribe for automatic application updates and a new version of SD is available, an email will be sent to the client requesting them to update the SD. The client will then have to rerun the application and install the new version.<br /> <br /> If the client does not update its SD in a specific timeframe, the sending service will stop running until it has been updated.<br /> <br /> ===Manual upgrade===<br /> <br /> When a new version is available from out IT team: [[#Stop_the_application|stop the application]] then [[#Start_the_application|start]] it again through the launcher.exe.<br /> <br /> &lt;span id=&quot;submit-a-report&quot;&gt;&lt;/span&gt;<br /> <br /> =Submit a report=<br /> <br /> To send a report just copy it in the relevant folder depending on its type.<br /> <br /> See the default sending folders tree:<br /> <br /> [[File:SDjl_32.png|195x333px]]<br /> <br /> &lt;span id=&quot;sending-folders&quot;&gt;&lt;/span&gt;<br /> ==Sending Folders==<br /> <br /> Scroll this list to find the sending type you need and where you must copy your reports for them to be processed:<br /> <br /> &lt;div style=&quot;height:300px; width:auto; overflow-y:scroll&quot;&gt;<br /> <br /> {| class=&quot;wikitable table-filterable sortable&quot;<br /> |+&lt;span style=&quot;white-space:nowrap&quot;&gt;&lt;/span&gt;<br /> |- &lt;div style=&quot;position:sticky;top:-1px;z-index:10&quot;&gt;<br /> ! width=&quot;44%&quot; style=&quot;background-color:#21b8b5&quot; |Sending type / type d'envoi<br /> ! width=&quot;55%&quot; style=&quot;background-color:#21b8b5&quot; | To be copied into / à déposer dans<br /> <br /> |-<br /> |08/371 FIS Prospectus<br /> |sendingservice/fundregistration/luxembourg/fis<br /> |-<br /> | 08/371 FIS Reports<br /> |sendingservice/fundregistration/luxembourg/fis<br /> |-<br /> |Non-LU UCI Registration<br /> |sendingservice/fundregistration/luxembourg/fundsnotlu<br /> |-<br /> |Other closing docs of GFI<br /> |sendingservice/fundregistration/luxembourg/gfi<br /> |-<br /> |Management letters of GFI<br /> |sendingservice/fundregistration/luxembourg/gfi<br /> |-<br /> |Fin rep of GFI<br /> |sendingservice/fundregistration/luxembourg/gfi<br /> |-<br /> |Key Investor Document<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |Management letters for CSSF 09/423<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |CSSF Attestation<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |Management regulation status<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |Notification Full<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |Long forms for CSSF 09/423<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |08/371 UCI Prospectus<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |08/371 Report<br /> |sendingservice/fundregistration/luxembourg/opc<br /> |-<br /> |08/371 report not in 08/371<br /> |sendingservice/fundregistration/luxembourg/other<br /> |-<br /> |BCL report for insurances<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |BCL SHS<br /> | sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |AIF Reporting<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting_s112-l<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |MIFIR reporting<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting U<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting EDIFACT<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting IORP<br /> | sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting CSDR<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |FATCA Report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |CRS Report<br /> | sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |FINREP<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |SICAR Reporting<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |PSF Report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |COREP Report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |EME Report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |EDP Report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Credit institution reporting<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Management company report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting Money Market Fund<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |CSSF enquiry<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> | TAF MIFID Report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Rapport distinct solvabilité 2 du réviseur<br /> | sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Distinct solvency company Report<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Rapport Narratif (Réviseur)<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Rapport Narratif (compagnie)<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Solvency II reporting<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Titrisation Vehicles<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting TPT<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting securities by securities of issuing companies<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Issuing companies reporting<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> | Payment’s balance<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> | AnaCredit<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Security by Security banks<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |BCL statistics<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Data payment collection<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Reporting S<br /> |sendingservice/regulatoryreporting/luxembourg<br /> |-<br /> |Various correspondence (OTH)<br /> |sendingservice/regulatoryreporting/luxembourg/otherbcl<br /> |-<br /> |Other reporting for CSSF<br /> |sendingservice/regulatoryreporting/luxembourg/othercssf<br /> |-<br /> |Reporting O<br /> |sendingservice/regulatoryreporting/luxembourg/reporting_o<br /> |}<br /> &lt;/div&gt;<br /> <br /> &lt;span id=&quot;check-for-acknowledgment-and-feedbacks&quot;&gt;&lt;/span&gt;<br /> <br /> =Check for acknowledgment and feedbacks=<br /> <br /> Once a report is sent, it is renamed as .trt and move into an auto-generated subfolder called ''reporttransmitted, ''<br /> a file with extension .acq is also created as an acknowledgement.<br /> <br /> [[File:SDjl_33.png|276x70px|the reporttransmitted folder]]<br /> <br /> If an error occurs, you get a file with extension ''.err''. Open it and read the messages.<br /> <br /> The feedbacks from the authority will come into ''feedbacks.'' Remember to read them.<br /> <br /> <br /> &lt;span id=&quot;transmission-following&quot;&gt;&lt;/span&gt;<br /> ==Transmission following==<br /> <br /> Here are the default transmission follow up files that are created depending on the state in the transmission workflow.<br /> <br /> {|<br /> ! width=&quot;13%&quot; |'''File extension'''<br /> ! width=&quot;86%&quot; | '''Description'''<br /> |-<br /> | '''.trt'''<br /> |<br /> &lt;u&gt;Example &lt;/u&gt;: file processing of '''FileName.ext'''<br /> <br /> Once the file has been dropped into the appropriate folder, the Sending Service will start processing it and rename it as follows:<br /> <br /> '''FileName.ext_YYYYMMDDhhmmssmmm.trt'''<br /> |-<br /> |'''.acq'''<br /> |<br /> Once the processing finished an '''.acq''' file will be generated in the same folder by the Sending Service in order to confirm the transmission:<br /> <br /> '''FileName.ext_YYYYMMDDhhmmssmmm.acq'''<br /> |-<br /> |'''.err'''<br /> |<br /> An '''.err file is created in case or an error:'''<br /> <br /> '''FileName.ext_YYYYMMDDhhmmssmmm.err'''<br /> <br /> Please open this file and analyse the error message.<br /> |}<br /> <br /> &lt;span id=&quot;feedback-files-replies-folder&quot;&gt;&lt;/span&gt;<br /> ==Feedback files (Replies folder)==<br /> <br /> For some reporting, the administration will give you a more detailed feedback. The feedbacks from the authority will come into ''feedbacks.''<br /> <br /> &lt;s&gt;By default, &lt;u&gt;feedback files&lt;/u&gt; are dropped into '''Replies''' sub-folders. '''Replies''' folders are created dynamically in the initial transmission folder of the files. They only appear when feedback files, sent by the supervisory authorities, have to be stored. If the folder is deleted, it will be automatically recreated upon receipt of new feedback files.<br /> <br /> The name and location of the '''Replies''' folder may be configured differently from the implementation of the solution with your company’s project coordinator &lt;/s&gt;<br /> <br /> {|<br /> ! width=&quot;10%&quot; |'''Autority'''<br /> ! width=&quot;89%&quot; |'''Description'''<br /> |-<br /> |'''CSSF'''<br /> |<br /> Feedback files generated and sent by the CSSF.<br /> <br /> Please click the picture below to access the '''Naming convention for CSSF reportings''' document:<br /> <br /> [[File:SDjl_34.png|500x135px|A close-up of a screen Description automatically generated]] <br /> |-<br /> |'''BCL'''<br /> |<br /> Feedback files generated and sent by the BCL.<br /> <br /> The BCL sends feedback with the following naming convention :<br /> <br /> FDBTECH_[OK/KO]_[YYYYMMDD]_[SENT FILE NAME]_[RANDOM CARACTERS].xml<br /> <br /> With<br /> <br /> &lt;ul&gt;<br /> &lt;li&gt; &lt;blockquote&gt;&lt;p&gt;[OK/KO] : replaced either by OK (if the files has been transmitted and processed successfully) or KO (if there has been an error)&lt;/p&gt;&lt;/blockquote&gt;&lt;/li&gt;<br /> &lt;li&gt;&lt;blockquote&gt;&lt;p&gt;[YYYYMMDD] : replaced by the date of the feedback&lt;/p&gt;&lt;/blockquote&gt;&lt;/li&gt;<br /> &lt;li&gt;&lt;blockquote&gt;&lt;p&gt;[SENT FILE NAME] : replaced by the complete name of the original file (including it's extension)&lt;/p&gt;&lt;/blockquote&gt; &lt;/li&gt;<br /> &lt;li&gt;&lt;blockquote&gt;&lt;p&gt;[RANDOM CARACTERS] : replaced by a random and unique caracters.&lt;/p&gt;&lt;/blockquote&gt;&lt;/li&gt;&lt;/ul&gt;<br /> |}<br /> <br /> &lt;ul&gt;<br /> &lt;li&gt;&lt;blockquote&gt;&lt;p&gt;'''For other reporting''' (08/371 / VNI...), '''there is no additional acknowledgment'''.&lt;/p&gt;&lt;/blockquote&gt;&lt;/li&gt;&lt;/ul&gt;<br /> <br /> This means that only '''acq''' will be created.<br /> <br /> '''&lt;u&gt;Conclusion&lt;/u&gt;''' : '''Checking that both trt and acq files were generated is a good way to ensure the good working of the Sending Service'''. Doing this way, you can be sure that your data was properly sent and '''e-file will be in charge of forwarding them to authorities'''.<br /> <br /> =Solving known problems=<br /> <br /> &lt;span id=&quot;protect_error&quot;&gt;&lt;/span&gt;<br /> *If you get this when double-clicking the launch.exe :<br /> <br /> [[File:SDjl_3.png|552x140px|Protection Error Windows]]<br /> <br /> Right-click the launch.exe file, then tick unblock : [[File:Sdjl_LauncherProperties.png|Protection Error Windows Solution]]<br /> <br /> Or <br /> <br /> click the address bar in the file explorer: [[File:SDjl_4.png|409x40px]] [[File:SDjl_5.png|335x33px|the adress bar]]<br /> <br /> type ''cmd,'' [[File:SDjl_6.png|137x71px|where to type cmd]] then type ''launcher'' [[File:SDjl_7.png|379x83px|the command line windows]]<br /> <br /> <br /> <br /> &lt;span id=&quot;process_blocked&quot;&gt;&lt;/span&gt;<br /> *Sometimes in console mode, the process seems to be blocked :<br /> <br /> [[File:SDjl_BlockedProcessExamples.png|552x140px|Blocked processes]]<br /> <br /> First try to hit ''Enter'' or ''space''. &lt;br&gt; If it is still blocked, you must stop it (CTRL+C) and [[#Start_the_application| restart it]].<br /> <br /> <br /> *Error message when installing :<br /> <br /> [[File:SDjl_InstallErr1.png|800px|Installation error message 1]]<br /> <br /> Hit ''Enter'' twice, the program will ask for the username again, and go on.<br /> <br /> <br /> *Error message after stop and start (401):<br /> <br /> [[File:SDjl_InstallErr2_401.png|800px|Installation error message 2]]<br /> <br /> The sending service password may have changed. You must install it again.<br /> <br /> <br /> *Setup changes not applied despite being saved<br /> <br /> After each change through the administration module, please [[#Stop_the_application|stop]] and [[#Start_the_application|start]] the sending service again.</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6776 2023-09-08T15:42:16Z

<p>Sebastien: Good</p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below.&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20230908 Info Flash - AnaCredit Update version 1.0.9.pdf| 08/09/2023]]|| Info Flash -_AnaCredit Update version 1.0.9<br /> |-<br /> | [[Media:20230407 TLS Security.pdf| 07/04/2023]]|| Security enhancement (TLS)<br /> |-<br /> | [[Media:20230315 Anacredit update.pdf| 15/03/2023]]|| Info Flash - Anacredit XSD update 1.0.8<br /> |-<br /> | [[Media:20221011 Info Flash – S1.5 Report 12.10.22.pdf| 11/10/2022]]|| Info Flash - S 1.5 - Information On Interest Rates In EUR – Layout 4<br /> |-<br /> | [[Media:20221007 PRIIPs Key Information Document (KID) implementation.pdf| 07/10/2022]]|| PRIIPs Key Information Document (KID) implementation<br /> |-<br /> | [[Media:20220922 Info Flash New AIFMD solution.pdf| 22/09/2022]]|| Info Flash - New AIFMD solution<br /> |-<br /> | [[Media:20220919 Anacredit.pdf| 19/09/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220711 Info Flash-New Transmission module.pdf| 11/07/2022]]|| Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405 Info Flash Fatca Update.pdf| 05/04/2022]]|| Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118 Info Flash Anacredit Update.pdf| 18/01/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111 Info Flash Release Certificate Module.pdf| 11/01/2022]]|| Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf| 13/12/2021]]|| Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf| 08/12/2021]]|| Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf| 02/08/2021]]|| Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX Anacredit.pdf| 28/06/2021]]|| Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf| 25/06/2021]]|| Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info Flash - Upgrade Fatca SD.pdf| 05/02/2021]]|| Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104 - Info Flash-FATCA CRS.pdf| 04/01/2021]]|| Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info Flash- Upgrade of our Document Handling System.pdf| 18/12/2020]]|| Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info Flash – Release of the new prices management module.pdf| 18/12/2020]]|| Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info Flash-request for Sending Service Update for O4.1 and O4.2 sending.pdf| 14/12/2020]]|| Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102 Info Flash – New Disclosure management to Investors.pdf| 02/11/2020]]|| Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016 Info Flash - Info Flash – O1.1 and O1.2 forms decommission.pdf| 21/10/2020]]|| Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928 Info Flash - Update of AnaCredit reporting.pdf| 28/09/2020]]|| Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925 Info Flash – Transmission module - update certificat.pdf| 25/09/2020]]|| Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916 e-file update -Article 37 of Regulation (EU) 2017-1131- Production Rollout.pdf| 16/09/2020]]|| (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824 Info Flash E file modules updates.pdf| 24/08/2020]]|| Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819 EN Info Flash Reporting BCL - feedbacks.pdf| 19/08/2020]]|| Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804 EN Info Flash S2016-S2017-TPTIBS.pdf| 04/08/2020]]|| Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630 TPTTBS-L1 - S214 - S215.pdf| 30/06/2020]]|| Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506 InfoFlash–S13 O41 O42 Release.pdf| 06/05/2020]]|| Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf| 12/03/2020]]|| Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218 19 731 Channel openned.pdf| 18/02/2020]]|| Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf| 17/01/2020]]|| Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf| 25/11/2019]]|| Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf| 08/10/2019]]|| Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info Flash UAT Update.pdf| 02/09/2019]]|| Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]]|| Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info Flash CSSF 19-709.pdf| 03/07/2019]]|| Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf| 24/06/2019]]|| Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf| 05/06/2019]]|| Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419 Update of AnaCredit reporting.pdf| 19/04/2019]]|| Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411 Info Flash-CSSF 19-708.pdf| 11/04/2019]]|| Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322 MIFIR Rollout.pdf| 22/03/2019]]|| Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215 MiFIR reporting.pdf| 15/02/2019]]|| Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf| 13/02/2019]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211 InfoFlash 19 708.pdf| 11/02/2019]]|| InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201 Info Flash - 'CSSF 19-708'.pdf| 01/02/2019]]|| New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf| 11/01/2019]]|| Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf| 18/12/2018]]|| Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf| 09/10/2018]]|| Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf| 06/09/2018]]|| Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf| 14/02/2018]]|| AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf| 13/02/2018]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf| 15/01/2018]]|| Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf| 22/01/2018]]|| Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf| 12/12/2017]]|| EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf| 05/12/2017]]|| AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf| 05/12/2017]]|| MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf| 22/11/2017]]|| Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf| 20/11/2017]]|| New user profile management<br /> |-<br /> <br /> | [[Media:20170626 EN CSSF Reopening.pdf| 26/06/2017]]|| Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613 EN CSSF Unavailability.pdf| 13/06/2017]]|| Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf| 05/05/2017]]|| Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf| 03/05/2017]]|| Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf| 11/04/2017]]|| Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf| 11/04/2017]]|| Sending Service update<br /> |- <br /> <br /> | [[Media:20170208 EN CRSUpdate 1.pdf| 08/02/2017]]|| ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102 EN FatcaUpdate.pdf| 02/01/2017]]|| Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6775 2023-09-08T15:41:56Z

<p>Sebastien: Test again</p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below!&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20230908 Info Flash - AnaCredit Update version 1.0.9.pdf| 08/09/2023]]|| Info Flash -_AnaCredit Update version 1.0.9<br /> |-<br /> | [[Media:20230407 TLS Security.pdf| 07/04/2023]]|| Security enhancement (TLS)<br /> |-<br /> | [[Media:20230315 Anacredit update.pdf| 15/03/2023]]|| Info Flash - Anacredit XSD update 1.0.8<br /> |-<br /> | [[Media:20221011 Info Flash – S1.5 Report 12.10.22.pdf| 11/10/2022]]|| Info Flash - S 1.5 - Information On Interest Rates In EUR – Layout 4<br /> |-<br /> | [[Media:20221007 PRIIPs Key Information Document (KID) implementation.pdf| 07/10/2022]]|| PRIIPs Key Information Document (KID) implementation<br /> |-<br /> | [[Media:20220922 Info Flash New AIFMD solution.pdf| 22/09/2022]]|| Info Flash - New AIFMD solution<br /> |-<br /> | [[Media:20220919 Anacredit.pdf| 19/09/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220711 Info Flash-New Transmission module.pdf| 11/07/2022]]|| Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405 Info Flash Fatca Update.pdf| 05/04/2022]]|| Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118 Info Flash Anacredit Update.pdf| 18/01/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111 Info Flash Release Certificate Module.pdf| 11/01/2022]]|| Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf| 13/12/2021]]|| Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf| 08/12/2021]]|| Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf| 02/08/2021]]|| Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX Anacredit.pdf| 28/06/2021]]|| Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf| 25/06/2021]]|| Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info Flash - Upgrade Fatca SD.pdf| 05/02/2021]]|| Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104 - Info Flash-FATCA CRS.pdf| 04/01/2021]]|| Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info Flash- Upgrade of our Document Handling System.pdf| 18/12/2020]]|| Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info Flash – Release of the new prices management module.pdf| 18/12/2020]]|| Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info Flash-request for Sending Service Update for O4.1 and O4.2 sending.pdf| 14/12/2020]]|| Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102 Info Flash – New Disclosure management to Investors.pdf| 02/11/2020]]|| Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016 Info Flash - Info Flash – O1.1 and O1.2 forms decommission.pdf| 21/10/2020]]|| Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928 Info Flash - Update of AnaCredit reporting.pdf| 28/09/2020]]|| Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925 Info Flash – Transmission module - update certificat.pdf| 25/09/2020]]|| Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916 e-file update -Article 37 of Regulation (EU) 2017-1131- Production Rollout.pdf| 16/09/2020]]|| (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824 Info Flash E file modules updates.pdf| 24/08/2020]]|| Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819 EN Info Flash Reporting BCL - feedbacks.pdf| 19/08/2020]]|| Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804 EN Info Flash S2016-S2017-TPTIBS.pdf| 04/08/2020]]|| Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630 TPTTBS-L1 - S214 - S215.pdf| 30/06/2020]]|| Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506 InfoFlash–S13 O41 O42 Release.pdf| 06/05/2020]]|| Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf| 12/03/2020]]|| Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218 19 731 Channel openned.pdf| 18/02/2020]]|| Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf| 17/01/2020]]|| Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf| 25/11/2019]]|| Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf| 08/10/2019]]|| Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info Flash UAT Update.pdf| 02/09/2019]]|| Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]]|| Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info Flash CSSF 19-709.pdf| 03/07/2019]]|| Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf| 24/06/2019]]|| Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf| 05/06/2019]]|| Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419 Update of AnaCredit reporting.pdf| 19/04/2019]]|| Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411 Info Flash-CSSF 19-708.pdf| 11/04/2019]]|| Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322 MIFIR Rollout.pdf| 22/03/2019]]|| Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215 MiFIR reporting.pdf| 15/02/2019]]|| Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf| 13/02/2019]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211 InfoFlash 19 708.pdf| 11/02/2019]]|| InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201 Info Flash - 'CSSF 19-708'.pdf| 01/02/2019]]|| New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf| 11/01/2019]]|| Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf| 18/12/2018]]|| Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf| 09/10/2018]]|| Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf| 06/09/2018]]|| Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf| 14/02/2018]]|| AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf| 13/02/2018]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf| 15/01/2018]]|| Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf| 22/01/2018]]|| Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf| 12/12/2017]]|| EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf| 05/12/2017]]|| AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf| 05/12/2017]]|| MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf| 22/11/2017]]|| Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf| 20/11/2017]]|| New user profile management<br /> |-<br /> <br /> | [[Media:20170626 EN CSSF Reopening.pdf| 26/06/2017]]|| Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613 EN CSSF Unavailability.pdf| 13/06/2017]]|| Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf| 05/05/2017]]|| Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf| 03/05/2017]]|| Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf| 11/04/2017]]|| Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf| 11/04/2017]]|| Sending Service update<br /> |- <br /> <br /> | [[Media:20170208 EN CRSUpdate 1.pdf| 08/02/2017]]|| ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102 EN FatcaUpdate.pdf| 02/01/2017]]|| Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6774 2023-09-08T15:02:39Z

<p>Sebastien: Reverting the nice tests.</p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below.&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20230908 Info Flash - AnaCredit Update version 1.0.9.pdf| 08/09/2023]]|| Info Flash -_AnaCredit Update version 1.0.9<br /> |-<br /> | [[Media:20230407 TLS Security.pdf| 07/04/2023]]|| Security enhancement (TLS)<br /> |-<br /> | [[Media:20230315 Anacredit update.pdf| 15/03/2023]]|| Info Flash - Anacredit XSD update 1.0.8<br /> |-<br /> | [[Media:20221011 Info Flash – S1.5 Report 12.10.22.pdf| 11/10/2022]]|| Info Flash - S 1.5 - Information On Interest Rates In EUR – Layout 4<br /> |-<br /> | [[Media:20221007 PRIIPs Key Information Document (KID) implementation.pdf| 07/10/2022]]|| PRIIPs Key Information Document (KID) implementation<br /> |-<br /> | [[Media:20220922 Info Flash New AIFMD solution.pdf| 22/09/2022]]|| Info Flash - New AIFMD solution<br /> |-<br /> | [[Media:20220919 Anacredit.pdf| 19/09/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220711 Info Flash-New Transmission module.pdf| 11/07/2022]]|| Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405 Info Flash Fatca Update.pdf| 05/04/2022]]|| Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118 Info Flash Anacredit Update.pdf| 18/01/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111 Info Flash Release Certificate Module.pdf| 11/01/2022]]|| Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf| 13/12/2021]]|| Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf| 08/12/2021]]|| Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf| 02/08/2021]]|| Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX Anacredit.pdf| 28/06/2021]]|| Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf| 25/06/2021]]|| Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info Flash - Upgrade Fatca SD.pdf| 05/02/2021]]|| Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104 - Info Flash-FATCA CRS.pdf| 04/01/2021]]|| Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info Flash- Upgrade of our Document Handling System.pdf| 18/12/2020]]|| Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info Flash – Release of the new prices management module.pdf| 18/12/2020]]|| Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info Flash-request for Sending Service Update for O4.1 and O4.2 sending.pdf| 14/12/2020]]|| Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102 Info Flash – New Disclosure management to Investors.pdf| 02/11/2020]]|| Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016 Info Flash - Info Flash – O1.1 and O1.2 forms decommission.pdf| 21/10/2020]]|| Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928 Info Flash - Update of AnaCredit reporting.pdf| 28/09/2020]]|| Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925 Info Flash – Transmission module - update certificat.pdf| 25/09/2020]]|| Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916 e-file update -Article 37 of Regulation (EU) 2017-1131- Production Rollout.pdf| 16/09/2020]]|| (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824 Info Flash E file modules updates.pdf| 24/08/2020]]|| Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819 EN Info Flash Reporting BCL - feedbacks.pdf| 19/08/2020]]|| Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804 EN Info Flash S2016-S2017-TPTIBS.pdf| 04/08/2020]]|| Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630 TPTTBS-L1 - S214 - S215.pdf| 30/06/2020]]|| Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506 InfoFlash–S13 O41 O42 Release.pdf| 06/05/2020]]|| Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf| 12/03/2020]]|| Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218 19 731 Channel openned.pdf| 18/02/2020]]|| Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf| 17/01/2020]]|| Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf| 25/11/2019]]|| Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf| 08/10/2019]]|| Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info Flash UAT Update.pdf| 02/09/2019]]|| Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]]|| Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info Flash CSSF 19-709.pdf| 03/07/2019]]|| Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf| 24/06/2019]]|| Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf| 05/06/2019]]|| Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419 Update of AnaCredit reporting.pdf| 19/04/2019]]|| Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411 Info Flash-CSSF 19-708.pdf| 11/04/2019]]|| Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322 MIFIR Rollout.pdf| 22/03/2019]]|| Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215 MiFIR reporting.pdf| 15/02/2019]]|| Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf| 13/02/2019]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211 InfoFlash 19 708.pdf| 11/02/2019]]|| InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201 Info Flash - 'CSSF 19-708'.pdf| 01/02/2019]]|| New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf| 11/01/2019]]|| Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf| 18/12/2018]]|| Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf| 09/10/2018]]|| Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf| 06/09/2018]]|| Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf| 14/02/2018]]|| AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf| 13/02/2018]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf| 15/01/2018]]|| Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf| 22/01/2018]]|| Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf| 12/12/2017]]|| EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf| 05/12/2017]]|| AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf| 05/12/2017]]|| MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf| 22/11/2017]]|| Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf| 20/11/2017]]|| New user profile management<br /> |-<br /> <br /> | [[Media:20170626 EN CSSF Reopening.pdf| 26/06/2017]]|| Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613 EN CSSF Unavailability.pdf| 13/06/2017]]|| Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf| 05/05/2017]]|| Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf| 03/05/2017]]|| Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf| 11/04/2017]]|| Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf| 11/04/2017]]|| Sending Service update<br /> |- <br /> <br /> | [[Media:20170208 EN CRSUpdate 1.pdf| 08/02/2017]]|| ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102 EN FatcaUpdate.pdf| 02/01/2017]]|| Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6771 2023-09-08T15:01:19Z

<p>Sebastien: Nice test!</p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below!&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20230908 Info Flash - AnaCredit Update version 1.0.9.pdf| 08/09/2023]]|| Info Flash -_AnaCredit Update version 1.0.9<br /> |-<br /> | [[Media:20230407 TLS Security.pdf| 07/04/2023]]|| Security enhancement (TLS)<br /> |-<br /> | [[Media:20230315 Anacredit update.pdf| 15/03/2023]]|| Info Flash - Anacredit XSD update 1.0.8<br /> |-<br /> | [[Media:20221011 Info Flash – S1.5 Report 12.10.22.pdf| 11/10/2022]]|| Info Flash - S 1.5 - Information On Interest Rates In EUR – Layout 4<br /> |-<br /> | [[Media:20221007 PRIIPs Key Information Document (KID) implementation.pdf| 07/10/2022]]|| PRIIPs Key Information Document (KID) implementation<br /> |-<br /> | [[Media:20220922 Info Flash New AIFMD solution.pdf| 22/09/2022]]|| Info Flash - New AIFMD solution<br /> |-<br /> | [[Media:20220919 Anacredit.pdf| 19/09/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220711 Info Flash-New Transmission module.pdf| 11/07/2022]]|| Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405 Info Flash Fatca Update.pdf| 05/04/2022]]|| Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118 Info Flash Anacredit Update.pdf| 18/01/2022]]|| Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111 Info Flash Release Certificate Module.pdf| 11/01/2022]]|| Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf| 13/12/2021]]|| Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf| 08/12/2021]]|| Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf| 02/08/2021]]|| Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX Anacredit.pdf| 28/06/2021]]|| Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf| 25/06/2021]]|| Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf| 25/02/2021]]|| Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info Flash - Upgrade Fatca SD.pdf| 05/02/2021]]|| Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104 - Info Flash-FATCA CRS.pdf| 04/01/2021]]|| Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info Flash- Upgrade of our Document Handling System.pdf| 18/12/2020]]|| Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info Flash – Release of the new prices management module.pdf| 18/12/2020]]|| Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info Flash-request for Sending Service Update for O4.1 and O4.2 sending.pdf| 14/12/2020]]|| Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102 Info Flash – New Disclosure management to Investors.pdf| 02/11/2020]]|| Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016 Info Flash - Info Flash – O1.1 and O1.2 forms decommission.pdf| 21/10/2020]]|| Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928 Info Flash - Update of AnaCredit reporting.pdf| 28/09/2020]]|| Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925 Info Flash – Transmission module - update certificat.pdf| 25/09/2020]]|| Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916 e-file update -Article 37 of Regulation (EU) 2017-1131- Production Rollout.pdf| 16/09/2020]]|| (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824 Info Flash E file modules updates.pdf| 24/08/2020]]|| Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819 EN Info Flash Reporting BCL - feedbacks.pdf| 19/08/2020]]|| Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804 EN Info Flash S2016-S2017-TPTIBS.pdf| 04/08/2020]]|| Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630 TPTTBS-L1 - S214 - S215.pdf| 30/06/2020]]|| Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506 InfoFlash–S13 O41 O42 Release.pdf| 06/05/2020]]|| Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf| 12/03/2020]]|| Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218 19 731 Channel openned.pdf| 18/02/2020]]|| Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf| 17/01/2020]]|| Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf| 25/11/2019]]|| Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf| 08/10/2019]]|| Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info Flash UAT Update.pdf| 02/09/2019]]|| Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]]|| Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info Flash CSSF 19-709.pdf| 03/07/2019]]|| Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf| 24/06/2019]]|| Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf| 05/06/2019]]|| Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419 Update of AnaCredit reporting.pdf| 19/04/2019]]|| Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411 Info Flash-CSSF 19-708.pdf| 11/04/2019]]|| Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322 MIFIR Rollout.pdf| 22/03/2019]]|| Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215 MiFIR reporting.pdf| 15/02/2019]]|| Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf| 13/02/2019]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211 InfoFlash 19 708.pdf| 11/02/2019]]|| InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201 Info Flash - 'CSSF 19-708'.pdf| 01/02/2019]]|| New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf| 11/01/2019]]|| Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf| 18/12/2018]]|| Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf| 09/10/2018]]|| Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf| 06/09/2018]]|| Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf| 14/02/2018]]|| AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf| 13/02/2018]]|| Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf| 15/01/2018]]|| Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf| 22/01/2018]]|| Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf| 12/12/2017]]|| EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf| 05/12/2017]]|| AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf| 05/12/2017]]|| MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf| 22/11/2017]]|| Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf| 20/11/2017]]|| New user profile management<br /> |-<br /> <br /> | [[Media:20170626 EN CSSF Reopening.pdf| 26/06/2017]]|| Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613 EN CSSF Unavailability.pdf| 13/06/2017]]|| Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf| 05/05/2017]]|| Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf| 03/05/2017]]|| Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf| 11/04/2017]]|| Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf| 11/04/2017]]|| Sending Service update<br /> |- <br /> <br /> | [[Media:20170208 EN CRSUpdate 1.pdf| 08/02/2017]]|| ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102 EN FatcaUpdate.pdf| 02/01/2017]]|| Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6768 2023-09-08T09:33:47Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below.&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20230407 TLS Security.pdf | 07/04/2023]] || Security enhancement (TLS)<br /> |-<br /> | [[Media:20230315 Anacredit update.pdf | 15/03/2023]] || Info Flash - Anacredit XSD update 1.0.8<br /> |-<br /> | [[Media:20221011 Info Flash – S1.5 Report 12.10.22.pdf | 11/10/2022]] || Info Flash - S 1.5 - Information On Interest Rates In EUR – Layout 4<br /> |-<br /> | [[Media:20221007 PRIIPs Key Information Document (KID) implementation.pdf | 07/10/2022]] || PRIIPs Key Information Document (KID) implementation<br /> |-<br /> | [[Media:20220922 Info Flash New AIFMD solution.pdf | 22/09/2022]] || Info Flash - New AIFMD solution<br /> |-<br /> | [[Media:20220919 Anacredit.pdf | 19/09/2022]] || Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220711 Info Flash-New Transmission module.pdf | 11/07/2022]] || Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405_Info Flash_Fatca_Update.pdf | 05/04/2022]] || Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118_Info_Flash_Anacredit_Update.pdf | 18/01/2022]] || Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111_Info_Flash_Release_Certificate_Module.pdf | 11/01/2022]] || Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf | 13/12/2021]] || Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf | 08/12/2021]] || Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf | 02/08/2021]] || Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX_Anacredit.pdf | 28/06/2021]] || Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf | 25/06/2021]] || Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info_Flash_-_Upgrade_Fatca_SD.pdf | 05/02/2021]] || Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104_-_Info_Flash-FATCA_CRS.pdf | 04/01/2021]] || Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info_Flash-_Upgrade_of_our_Document_Handling_System.pdf | 18/12/2020]] || Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info_Flash_–_Release_of_the_new_prices_management_module.pdf | 18/12/2020]] || Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info_Flash-request_for_Sending_Service_Update_for_O4.1_and_O4.2_sending.pdf | 14/12/2020]] || Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102_Info_Flash_–_New_Disclosure_management_to_Investors.pdf| 02/11/2020]] || Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016_Info_Flash_-_Info_Flash_–_O1.1_and_O1.2_forms_decommission.pdf| 21/10/2020]] || Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928_Info_Flash_-_Update_of_AnaCredit_reporting.pdf| 28/09/2020]] || Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925_Info_Flash_–_Transmission_module_-_update_certificat.pdf| 25/09/2020]] || Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916_e-file_update_-Article_37_of_Regulation_(EU)_2017-1131-_Production_Rollout.pdf| 16/09/2020]] || (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824__Info__Flash__E__file__modules__updates.pdf| 24/08/2020]] || Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819_EN_Info_Flash_Reporting_BCL_-_feedbacks.pdf| 19/08/2020]] || Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804_EN_Info Flash_S2016-S2017-TPTIBS.pdf| 04/08/2020]] || Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630_TPTTBS-L1_-_S214_-_S215.pdf| 30/06/2020]] || Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506_InfoFlash–S13_O41_O42 Release.pdf| 06/05/2020]] || Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf | 12/03/2020]] || Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218_19_731_Channel_openned.pdf | 18/02/2020]] || Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf | 17/01/2020]] || Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf | 25/11/2019]] || Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf | 08/10/2019]] || Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info_Flash_UAT_Update.pdf | 02/09/2019]] || Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]] || Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info_Flash_CSSF_19-709.pdf | 03/07/2019]] || Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf | 24/06/2019]] || Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf | 05/06/2019]] || Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419_Update_of_AnaCredit_reporting.pdf | 19/04/2019]] || Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411_Info_Flash-CSSF_19-708.pdf | 11/04/2019]] || Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322_MIFIR_Rollout.pdf | 22/03/2019]] || Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215_MiFIR reporting.pdf | 15/02/2019]] || Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf | 13/02/2019]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211_InfoFlash_19_708.pdf | 11/02/2019]] || InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201_Info Flash - 'CSSF 19-708'.pdf | 01/02/2019]] || New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf | 11/01/2019]] || Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf | 18/12/2018]] || Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf | 09/10/2018]] || Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf | 06/09/2018]] || Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf | 14/02/2018]] || AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf | 13/02/2018]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf | 15/01/2018]] || Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf | 22/01/2018]] || Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf | 12/12/2017]] || EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf | 05/12/2017]] || AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf | 05/12/2017]] || MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf | 22/11/2017]] || Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf | 20/11/2017]] || New user profile management<br /> |-<br /> <br /> | [[Media:20170626_EN_CSSF_Reopening.pdf | 26/06/2017]] || Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613_EN_CSSF_Unavailability.pdf | 13/06/2017]] || Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf | 05/05/2017]] || Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf | 03/05/2017]] || Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf | 11/04/2017]] || Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf | 11/04/2017]] || Sending Service update<br /> |- <br /> <br /> | [[Media:20170208_EN_CRSUpdate_1.pdf | 08/02/2017]] || ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102_EN_FatcaUpdate.pdf | 02/01/2017]] || Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6767 2023-09-08T08:44:53Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below!&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20230407 TLS Security.pdf | 07/04/2023]] || Security enhancement (TLS)<br /> |-<br /> | [[Media:20230315 Anacredit update.pdf | 15/03/2023]] || Info Flash - Anacredit XSD update 1.0.8<br /> |-<br /> | [[Media:20221011 Info Flash – S1.5 Report 12.10.22.pdf | 11/10/2022]] || Info Flash - S 1.5 - Information On Interest Rates In EUR – Layout 4<br /> |-<br /> | [[Media:20221007 PRIIPs Key Information Document (KID) implementation.pdf | 07/10/2022]] || PRIIPs Key Information Document (KID) implementation<br /> |-<br /> | [[Media:20220922 Info Flash New AIFMD solution.pdf | 22/09/2022]] || Info Flash - New AIFMD solution<br /> |-<br /> | [[Media:20220919 Anacredit.pdf | 19/09/2022]] || Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220711 Info Flash-New Transmission module.pdf | 11/07/2022]] || Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405_Info Flash_Fatca_Update.pdf | 05/04/2022]] || Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118_Info_Flash_Anacredit_Update.pdf | 18/01/2022]] || Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111_Info_Flash_Release_Certificate_Module.pdf | 11/01/2022]] || Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf | 13/12/2021]] || Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf | 08/12/2021]] || Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf | 02/08/2021]] || Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX_Anacredit.pdf | 28/06/2021]] || Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf | 25/06/2021]] || Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info_Flash_-_Upgrade_Fatca_SD.pdf | 05/02/2021]] || Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104_-_Info_Flash-FATCA_CRS.pdf | 04/01/2021]] || Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info_Flash-_Upgrade_of_our_Document_Handling_System.pdf | 18/12/2020]] || Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info_Flash_–_Release_of_the_new_prices_management_module.pdf | 18/12/2020]] || Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info_Flash-request_for_Sending_Service_Update_for_O4.1_and_O4.2_sending.pdf | 14/12/2020]] || Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102_Info_Flash_–_New_Disclosure_management_to_Investors.pdf| 02/11/2020]] || Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016_Info_Flash_-_Info_Flash_–_O1.1_and_O1.2_forms_decommission.pdf| 21/10/2020]] || Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928_Info_Flash_-_Update_of_AnaCredit_reporting.pdf| 28/09/2020]] || Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925_Info_Flash_–_Transmission_module_-_update_certificat.pdf| 25/09/2020]] || Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916_e-file_update_-Article_37_of_Regulation_(EU)_2017-1131-_Production_Rollout.pdf| 16/09/2020]] || (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824__Info__Flash__E__file__modules__updates.pdf| 24/08/2020]] || Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819_EN_Info_Flash_Reporting_BCL_-_feedbacks.pdf| 19/08/2020]] || Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804_EN_Info Flash_S2016-S2017-TPTIBS.pdf| 04/08/2020]] || Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630_TPTTBS-L1_-_S214_-_S215.pdf| 30/06/2020]] || Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506_InfoFlash–S13_O41_O42 Release.pdf| 06/05/2020]] || Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf | 12/03/2020]] || Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218_19_731_Channel_openned.pdf | 18/02/2020]] || Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf | 17/01/2020]] || Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf | 25/11/2019]] || Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf | 08/10/2019]] || Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info_Flash_UAT_Update.pdf | 02/09/2019]] || Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]] || Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info_Flash_CSSF_19-709.pdf | 03/07/2019]] || Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf | 24/06/2019]] || Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf | 05/06/2019]] || Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419_Update_of_AnaCredit_reporting.pdf | 19/04/2019]] || Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411_Info_Flash-CSSF_19-708.pdf | 11/04/2019]] || Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322_MIFIR_Rollout.pdf | 22/03/2019]] || Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215_MiFIR reporting.pdf | 15/02/2019]] || Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf | 13/02/2019]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211_InfoFlash_19_708.pdf | 11/02/2019]] || InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201_Info Flash - 'CSSF 19-708'.pdf | 01/02/2019]] || New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf | 11/01/2019]] || Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf | 18/12/2018]] || Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf | 09/10/2018]] || Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf | 06/09/2018]] || Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf | 14/02/2018]] || AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf | 13/02/2018]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf | 15/01/2018]] || Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf | 22/01/2018]] || Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf | 12/12/2017]] || EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf | 05/12/2017]] || AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf | 05/12/2017]] || MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf | 22/11/2017]] || Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf | 20/11/2017]] || New user profile management<br /> |-<br /> <br /> | [[Media:20170626_EN_CSSF_Reopening.pdf | 26/06/2017]] || Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613_EN_CSSF_Unavailability.pdf | 13/06/2017]] || Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf | 05/05/2017]] || Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf | 03/05/2017]] || Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf | 11/04/2017]] || Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf | 11/04/2017]] || Sending Service update<br /> |- <br /> <br /> | [[Media:20170208_EN_CRSUpdate_1.pdf | 08/02/2017]] || ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102_EN_FatcaUpdate.pdf | 02/01/2017]] || Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD_ANACREDIT_1_0_7.zip&diff=6522 2023-04-06T15:00:52Z

<p>Sebastien: Version of SD with XSD Anacredit 1.0.7</p> <hr /> <div>== Summary ==<br /> Version of SD with XSD Anacredit 1.0.7</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6511 2023-04-03T07:59:56Z

<p>Sebastien: </p> <hr /> <div>== Summary ==<br /> 5.6.8</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6510 2023-04-03T07:59:41Z

<p>Sebastien: Sebastien uploaded a new version of File:SD.zip</p> <hr /> <div>== Summary ==<br /> 5.6.7</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Welcome_to_e-file_and_Fundsquare_FAQ&diff=6415 2022-12-08T15:31:17Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> e-file is a communication platform for the transmission of data, documents and regulatory and statistical reports between financial institutions and the Luxembourg authorities.&lt;br&gt;<br /> e-file.lu is a joint initiative of the Luxembourg Stock Exchange and its subsidiary Fundsquare.&lt;br&gt;<br /> These pages have been created to allow you to quickly get an overview of e-file services as well as answers on frequently asked questions.&lt;br&gt;<br /> To facilitate and optimize your search, we offer &lt;b&gt;different inter-related access points:&lt;/b&gt; <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> |[[Transmission_Module#Teamviewer|'''Teamviewer''']]<br /> [[File:Teamviewer.png|40 px|link= Transmission_Module#Teamviewer]]<br /> | &lt;div style=&quot;text-align: left&quot;&gt; [http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance - '''Windows''' compatible executable]<br /> [http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance - '''MAC''' compatible executable]<br /> <br /> |-<br /> |[[ProductCoverage|'''Product Coverage''']]<br /> [[File:RepIcon.png|40 px|link= ProductCoverage]]<br /> |[[ProductCoverage|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - All reporting types that can be used with e-file]]<br /> &lt;/div&gt;<br /> |-<br /> |[[E-file Modules|'''E-file Modules''']]<br /> [[File:Efl2.png|70 px|link=E-file Modules]]<br /> |[[our services|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - Transmission Module<br /> - Report Generation<br /> - Transmission follow up&lt;br&gt;<br /> - Document Management<br /> - UCITS crossborder notifications&lt;br&gt;<br /> - Registration and distribution matrix<br /> - Static data management&lt;br&gt;<br /> - Fund Life Cycle]]<br /> <br /> &lt;/div&gt;<br /> |-<br /> |'''[[Error_messages_list|Error messages]]'''<br /> [[File:4error.jpg|40 px|link=Error_messages_list]]<br /> |[[Error messages list|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - Resolution of specific error messages]]&lt;/div&gt;<br /> |-<br /> |'''[[E-file Administration|e-file &lt;br /&gt; Administration module]]'''<br /> [[File:2Iad.png|40 px|link=E-file Administration]] <br /> |<br /> [[E-file_Administration#Create_a_new_e-file_user|&lt;div style=&quot;text-align: left&quot;&gt;- Create a new e-file user]]&lt;/div&gt;<br /> [[E-file_Administration#Assign_groups_and_profiles_to_users|&lt;div style=&quot;text-align: left&quot;&gt;- Assign groups and profiles to users]]&lt;/div&gt;<br /> [[E-file_Administration#LUXTRUST_certificate_purchase_order|&lt;div style=&quot;text-align: left&quot;&gt;- LUXTRUST certificate purchase order]]&lt;/div&gt;<br /> [[E-file_Administration#Activation_of_your_LUXTRUST_certificate|&lt;div style=&quot;text-align: left&quot;&gt;- Activation of your LUXTRUST certificate]]&lt;/div&gt;<br /> [[E-file_Administration#Deploying_the_keystore|&lt;div style=&quot;text-align: left&quot;&gt;- Deploying the keystore]]&lt;/div&gt;<br /> [[E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF|&lt;div style=&quot;text-align: left&quot;&gt;- Registration of your LUXTRUST certificate with the CSSF]]&lt;/div&gt;<br /> [[E-file_Administration#Change_of_administrator_in_e-file|&lt;div style=&quot;text-align: left&quot;&gt;- Change of administrator in e-file]]&lt;/div&gt;<br /> [[E-file_Administration#e-file_password_policy|&lt;div style=&quot;text-align: left&quot;&gt;- Password policy]]&lt;/div&gt;<br /> [[E-file_Administration#Alert_notifications|&lt;div style=&quot;text-align: left&quot;&gt;- Alert notifications]]&lt;/div&gt; <br /> |-<br /> |'''[[E-file_User|&lt;br /&gt; E-file User]]'''<br /> |<br /> [[E-file_User#First_Connection|&lt;div style=&quot;text-align: left&quot;&gt;- First Connection]]&lt;/div&gt;<br /> [[E-file_User#e-file_password_policy|&lt;div style=&quot;text-align: left&quot;&gt;- Password Policy]]&lt;/div&gt;<br /> [[E-file_User#Alert_notifications|&lt;div style=&quot;text-align: left&quot;&gt;- Alert Notification]]&lt;/div&gt;<br /> [[E-file_User#Configuration_of_keystore|&lt;div style=&quot;text-align: left&quot;&gt;- Configuration of keystore]]&lt;/div&gt;<br /> |- <br /> |'''[[Sending Service|Sending Service]]'''<br /> [[File:Folder.png|40 px|link=Sending Service]] <br /> |<br /> [[Sending Service#Operating_principle|&lt;div style=&quot;text-align: left&quot;&gt;- Operating principle]]&lt;/div&gt;<br /> [[Sending_Service#Installation_.2F_update_with_Sending_Service_Installer|&lt;div style=&quot;text-align: left&quot;&gt;- Installation or update with Sending Service Installer]]&lt;/div&gt;<br /> [[Sending Service#Manual installation with Command Prompt|&lt;div style=&quot;text-align: left&quot;&gt;- Manual installation with Command Prompt]]&lt;/div&gt;<br /> [[Sending Service#Configuration of the properties file|&lt;div style=&quot;text-align: left&quot;&gt;- Configuration of the properties file]]&lt;/div&gt;<br /> [[Sending Service#Listener list|&lt;div style=&quot;text-align: left&quot;&gt;- LISTENER LIST]]&lt;/div&gt;<br /> [[Sending Service#Functional testing and test environment|&lt;div style=&quot;text-align: left&quot;&gt;- Functional testing and test environment]]&lt;/div&gt;<br /> [[Sending Service#Sending progress and follow up|&lt;div style=&quot;text-align: left&quot;&gt;- Sending progress and follow-up]]&lt;/div&gt;<br /> [[Sending Service#Automating process for KIID packages | &lt;div style=&quot;text-align: left&quot;&gt;- Automating process for KIID packages]]&lt;/div&gt;<br /> [[Sending Service#Common Problems|&lt;div style=&quot;text-align: left&quot;&gt;- Common problems]]&lt;/div&gt;<br /> [[Sending Service#Certificate Update|&lt;div style=&quot;text-align: left&quot;&gt;- Certificate Update]]&lt;/div&gt;<br /> |- <br /> |'''[[Communications_EN|Last communications]]'''<br /> [[File:LastInfo.png|50 px|link=Communications_EN]]<br /> |[[Communications EN|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - Retrieve our last communications]]<br /> &lt;/div&gt;<br /> |-<br /> |'''[[How to contact us|How to contact us]]'''<br /> [[File:Contact us.jpg|80 px|link=How to contact us]]<br /> |[[How to contact us|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - How to contact us]]<br /> &lt;/div&gt;<br /> |- <br /> <br /> <br /> <br /> &lt;/div&gt;<br /> |}<br /> ----<br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Welcome_to_e-file_and_Fundsquare_FAQ&diff=6414 2022-12-08T15:31:01Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> e-file is a communication platform for the transmission of data, documents and regulatory and statistical reports between financial institutions and the Luxembourg authorities.&lt;br&gt;<br /> e-file.lu is a joint initiative of the Luxembourg Stock Exchange and its subsidiary Fundsquare.&lt;br&gt;<br /> These pages have been created to allow you to quickly get an overview of e-file services as well as answers on frequently asked questions.&lt;br&gt;<br /> To facilitate and optimize your search, we offer &lt;b&gt;different inter-related access points:&lt;/b&gt; ss<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> |[[Transmission_Module#Teamviewer|'''Teamviewer''']]<br /> [[File:Teamviewer.png|40 px|link= Transmission_Module#Teamviewer]]<br /> | &lt;div style=&quot;text-align: left&quot;&gt; [http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance - '''Windows''' compatible executable]<br /> [http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance - '''MAC''' compatible executable]<br /> <br /> |-<br /> |[[ProductCoverage|'''Product Coverage''']]<br /> [[File:RepIcon.png|40 px|link= ProductCoverage]]<br /> |[[ProductCoverage|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - All reporting types that can be used with e-file]]<br /> &lt;/div&gt;<br /> |-<br /> |[[E-file Modules|'''E-file Modules''']]<br /> [[File:Efl2.png|70 px|link=E-file Modules]]<br /> |[[our services|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - Transmission Module<br /> - Report Generation<br /> - Transmission follow up&lt;br&gt;<br /> - Document Management<br /> - UCITS crossborder notifications&lt;br&gt;<br /> - Registration and distribution matrix<br /> - Static data management&lt;br&gt;<br /> - Fund Life Cycle]]<br /> <br /> &lt;/div&gt;<br /> |-<br /> |'''[[Error_messages_list|Error messages]]'''<br /> [[File:4error.jpg|40 px|link=Error_messages_list]]<br /> |[[Error messages list|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - Resolution of specific error messages]]&lt;/div&gt;<br /> |-<br /> |'''[[E-file Administration|e-file &lt;br /&gt; Administration module]]'''<br /> [[File:2Iad.png|40 px|link=E-file Administration]] <br /> |<br /> [[E-file_Administration#Create_a_new_e-file_user|&lt;div style=&quot;text-align: left&quot;&gt;- Create a new e-file user]]&lt;/div&gt;<br /> [[E-file_Administration#Assign_groups_and_profiles_to_users|&lt;div style=&quot;text-align: left&quot;&gt;- Assign groups and profiles to users]]&lt;/div&gt;<br /> [[E-file_Administration#LUXTRUST_certificate_purchase_order|&lt;div style=&quot;text-align: left&quot;&gt;- LUXTRUST certificate purchase order]]&lt;/div&gt;<br /> [[E-file_Administration#Activation_of_your_LUXTRUST_certificate|&lt;div style=&quot;text-align: left&quot;&gt;- Activation of your LUXTRUST certificate]]&lt;/div&gt;<br /> [[E-file_Administration#Deploying_the_keystore|&lt;div style=&quot;text-align: left&quot;&gt;- Deploying the keystore]]&lt;/div&gt;<br /> [[E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF|&lt;div style=&quot;text-align: left&quot;&gt;- Registration of your LUXTRUST certificate with the CSSF]]&lt;/div&gt;<br /> [[E-file_Administration#Change_of_administrator_in_e-file|&lt;div style=&quot;text-align: left&quot;&gt;- Change of administrator in e-file]]&lt;/div&gt;<br /> [[E-file_Administration#e-file_password_policy|&lt;div style=&quot;text-align: left&quot;&gt;- Password policy]]&lt;/div&gt;<br /> [[E-file_Administration#Alert_notifications|&lt;div style=&quot;text-align: left&quot;&gt;- Alert notifications]]&lt;/div&gt; <br /> |-<br /> |'''[[E-file_User|&lt;br /&gt; E-file User]]'''<br /> |<br /> [[E-file_User#First_Connection|&lt;div style=&quot;text-align: left&quot;&gt;- First Connection]]&lt;/div&gt;<br /> [[E-file_User#e-file_password_policy|&lt;div style=&quot;text-align: left&quot;&gt;- Password Policy]]&lt;/div&gt;<br /> [[E-file_User#Alert_notifications|&lt;div style=&quot;text-align: left&quot;&gt;- Alert Notification]]&lt;/div&gt;<br /> [[E-file_User#Configuration_of_keystore|&lt;div style=&quot;text-align: left&quot;&gt;- Configuration of keystore]]&lt;/div&gt;<br /> |- <br /> |'''[[Sending Service|Sending Service]]'''<br /> [[File:Folder.png|40 px|link=Sending Service]] <br /> |<br /> [[Sending Service#Operating_principle|&lt;div style=&quot;text-align: left&quot;&gt;- Operating principle]]&lt;/div&gt;<br /> [[Sending_Service#Installation_.2F_update_with_Sending_Service_Installer|&lt;div style=&quot;text-align: left&quot;&gt;- Installation or update with Sending Service Installer]]&lt;/div&gt;<br /> [[Sending Service#Manual installation with Command Prompt|&lt;div style=&quot;text-align: left&quot;&gt;- Manual installation with Command Prompt]]&lt;/div&gt;<br /> [[Sending Service#Configuration of the properties file|&lt;div style=&quot;text-align: left&quot;&gt;- Configuration of the properties file]]&lt;/div&gt;<br /> [[Sending Service#Listener list|&lt;div style=&quot;text-align: left&quot;&gt;- LISTENER LIST]]&lt;/div&gt;<br /> [[Sending Service#Functional testing and test environment|&lt;div style=&quot;text-align: left&quot;&gt;- Functional testing and test environment]]&lt;/div&gt;<br /> [[Sending Service#Sending progress and follow up|&lt;div style=&quot;text-align: left&quot;&gt;- Sending progress and follow-up]]&lt;/div&gt;<br /> [[Sending Service#Automating process for KIID packages | &lt;div style=&quot;text-align: left&quot;&gt;- Automating process for KIID packages]]&lt;/div&gt;<br /> [[Sending Service#Common Problems|&lt;div style=&quot;text-align: left&quot;&gt;- Common problems]]&lt;/div&gt;<br /> [[Sending Service#Certificate Update|&lt;div style=&quot;text-align: left&quot;&gt;- Certificate Update]]&lt;/div&gt;<br /> |- <br /> |'''[[Communications_EN|Last communications]]'''<br /> [[File:LastInfo.png|50 px|link=Communications_EN]]<br /> |[[Communications EN|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - Retrieve our last communications]]<br /> &lt;/div&gt;<br /> |-<br /> |'''[[How to contact us|How to contact us]]'''<br /> [[File:Contact us.jpg|80 px|link=How to contact us]]<br /> |[[How to contact us|&lt;div style=&quot;text-align: left&quot;&gt;<br /> - How to contact us]]<br /> &lt;/div&gt;<br /> |- <br /> <br /> <br /> <br /> &lt;/div&gt;<br /> |}<br /> ----<br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:Edifacttransfobcl.zip&diff=6410 2022-12-07T14:02:34Z

<p>Sebastien: Sebastien uploaded a new version of File:Edifacttransfobcl.zip</p> <hr /> <div>== Summary ==<br /> edifacttransfobcl.zip</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:Edifacttransfobcl.zip&diff=6409 2022-12-07T13:30:32Z

<p>Sebastien: edifacttransfobcl.zip</p> <hr /> <div>== Summary ==<br /> edifacttransfobcl.zip</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6392 2022-12-06T13:32:27Z

<p>Sebastien: </p> <hr /> <div>== Summary ==<br /> 5.6.7</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6391 2022-12-06T13:31:44Z

<p>Sebastien: Sebastien uploaded a new version of File:SD.zip</p> <hr /> <div>== Summary ==<br /> 5.6.3</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:New_SD.zip&diff=6375 2022-11-18T14:43:45Z

<p>Sebastien: New sd zip for citi bank</p> <hr /> <div>== Summary ==<br /> New sd zip for citi bank</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6275 2022-09-14T14:36:24Z

<p>Sebastien: Sebastien uploaded a new version of File:SD.zip</p> <hr /> <div>== Summary ==<br /> 5.6.3</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:20220907_AMFINE_maintenance.pdf&diff=6271 2022-09-07T14:17:25Z

<p>Sebastien: </p> <hr /> <div></div>

Sebastien https://www.e-file.lu/wiki/index.php?title=ProductCoverage&diff=6270 2022-09-02T11:15:54Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.<br /> <br /> *e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:<br /> <br /> - Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])<br /> - Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL])<br /> - Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])<br /> - Commissariat aux Assurances ([http://www.commassu.lu/ CAA])<br /> - Service de Police judiciaire ([https://police.public.lu/fr/votre-police/services-et-unites/police-judiciaire.html SPJ])<br /> <br /> *It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).<br /> <br /> *e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.<br /> <br /> <br /> <br /> '''List of all Reporting types that can be used with e-file'''<br /> <br /> <br /> <br /> ==MiFID II / MiFIR==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | '''Appendix 1 Services selection sheet REF&lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||TAFREP<br /> ||TAF<br /> ||Article 26 of Regulation &lt;br /&gt; No 600/2014: &lt;br /&gt; Obligation to report transactions &lt;br /&gt; (Markets in financial instruments =&gt; MiFIR)''<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]<br /> <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]<br /> <br /> [https://www.cssf.lu/en/Document/taf-handbook/ (-) CSSF - TAF Handbook]<br /> <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] &lt;br /&gt; &lt;span style=&quot;color: #868686&quot;&gt;[[MIFIR|(-) FAQ MiFIR]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||TAF<br /> ||reportingTAF.state=up<br /> ||Report TAF-MIFID<br /> ||2.1.23<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''71''&lt;/small/&gt; &lt;/span&gt;<br /> |- <br /> |}<br /> <br /> ==Institutions for Occupational Retirement Provision==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | '''Appendix 1 Services selection sheet REF&lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SUFREP<br /> ||IORP<br /> ||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]&lt;br /&gt; <br /> <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf (-) Technical note]&lt;br /&gt; <br /> [https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl (-) XBRL taxonomies to be used&gt;]&lt;br /&gt; <br /> <br /> <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] &lt;br /&gt; &lt;span style=&quot;color: #868686&quot;&gt;<br /> ||[[Sending_Service|Sending Service]]<br /> ||IORP<br /> ||reportingIORP.state=up<br /> ||Reporting IORP<br /> ||<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''80''&lt;/small/&gt; &lt;/span&gt;<br /> |- <br /> |}<br /> <br /> <br /> ==Money Market Funds (MMF) ==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | '''Appendix 1 Services selection sheet REF&lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||MMFREP<br /> ||MMF<br /> ||<br /> • According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis. &lt;br /&gt;<br /> • The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020. <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ (-) CSSF - Legal reporting]&lt;br /&gt; <br /> <br /> [https://www.cssf.lu/en/supervision/subnav/col2/investment-vehicles-and-managers/money-market-funds-mmf/ (-) CSSF Informations]&lt;br /&gt; <br /> [https://blog.fundsquare.net/money-market-funds-reporting/ (-) Fundsquare Solution]&lt;br /&gt; <br /> <br /> <br /> <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] &lt;br /&gt; &lt;span style=&quot;color: #868686&quot;&gt;<br /> ||[[Sending_Service|Sending Service]]<br /> ||MMF<br /> ||reportingMMF.state=up<br /> ||Reporting MMF<br /> ||1.6<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''83''&lt;/small/&gt; &lt;/span&gt;<br /> |- <br /> |}<br /> <br /> <br /> ==Credit Institutions==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||ANTREF &lt;br /&gt; ANTT1M &lt;br /&gt; ANTT2M &lt;br /&gt; ANTT2Q<br /> ||ANTREF &lt;br /&gt; ANTT1M &lt;br /&gt; ANTT2M &lt;br /&gt; ANTT2Q<br /> ||AnaCredit: &lt;br /&gt; Collection of granular credit and credit risk data<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf BCL - Reporting instructions]<br /> ||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||Anacredit<br /> ||reportingAnacredit.state=up<br /> ||Rapport Anacredit<br /> ||2.1.24<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''74''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSDREP<br /> ||CSDR<br /> ||Reporting CSDR:&lt;br /&gt; Introduction of quarterly internalised settlement reporting requirements<br /> pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR) <br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]<br /> ||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||CSDR<br /> ||reportingCSDR.state=up<br /> ||Reporting CSDR-9 <br /> ||2.1.26<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''78''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SHSGRP<br /> ||SHSGRP <br /> ||«SHS-Group» report:&lt;br /&gt; Statistics on holdings of securities by reporting banking groups <br /> ||BCL<br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]<br /> ||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||GRP_BNK<br /> ||GRP_BNK.state=up<br /> ||BCL SHS report<br /> ||<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''75''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FRCREP<br /> ||B2.4<br /> ||Information on participating interest &lt;br /&gt; and subordinated loans<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_686.pdf (-) CSSF - Circular CSSF 18/686] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/SOC2_4.pdf (-) CSSF - Reporting instructions B2.4] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||FINREP<br /> ||reportingFINREP.state=up<br /> ||Rapport FINREP<br /> ||2.1.3<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''73''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FRCREP<br /> ||B2.5<br /> ||Information on staff costs and taxes &lt;br /&gt; and subordinated loans<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] &lt;br /&gt; [https://www.cssf.lu/en/document/tables-b-2-5-band-b-2-5-e/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||FINREP<br /> ||reportingFINREP.state=up<br /> ||Rapport FINREP<br /> ||2.1.3<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''73''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BNNNN<br /> ||B4.4<br /> ||List of head offices, agencies, &lt;br /&gt; branches and representative offices<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf (-) CSSF - Reporting instructions Edifact B4.4] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||FINREP\EDIFACT<br /> ||reportingFINREP.EDIFACT.state=up<br /> ||Reporting EDIFACT<br /> ||2.1.3<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''16''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||COFREP<br /> ||&lt;small&gt;SCOREP &lt;br /&gt; SLAREX &lt;br /&gt; SLCRXX &lt;br /&gt; SNSFRX &lt;br /&gt; SALMXX &lt;br /&gt; CCOREP &lt;br /&gt; CLAREX &lt;br /&gt; CLCRXX &lt;br /&gt; CNSFRX &lt;br /&gt; CALMXX &lt;br /&gt; CFINRP &lt;br /&gt; SFINRP &lt;br /&gt; CAEXXX &lt;br /&gt; SAEXXX &lt;br /&gt; CFPXXX &lt;br /&gt; SFPXXX &lt;br /&gt; CSBPXX &lt;br /&gt; SSBPXX &lt;br /&gt; CSBPIM &lt;br /&gt; SSBPIM &lt;br /&gt; CLCRDA &lt;br /&gt; SLCRDA &lt;br /&gt; SRESOL &lt;br /&gt; SFRTBX &lt;br /&gt; CFRTBX &lt;br /&gt; CGSIIX &lt;br /&gt; MRDECI &lt;br /&gt; SMRTLA &lt;br /&gt; CMRTLA &lt;/small/&gt;<br /> <br /> <br /> ||&lt;small&gt;(-) SCOREP: SSOLV, SIPLO, SLEVR &lt;br /&gt; (-) SLAREX: SLAREX &lt;br /&gt; (-) SLCRXX: SLCR &lt;br /&gt; (-) SNSFRX: SNSFR &lt;br /&gt; (-) SALMXX: SALM &lt;br /&gt; (-) CCOREP: CSOLV, IPLO, CLEVR &lt;br /&gt; (-) CLAREX: CLAREX &lt;br /&gt; (-) CLCRXX: CLCR &lt;br /&gt; (-) CNSFRX: CNSFR &lt;br /&gt; (-) CALMXX: CALMM &lt;br /&gt; (-) CFINRP: CFINRP &lt;br /&gt; (-) SFINRP: SFINRP &lt;br /&gt; (-) CAEXXX: CAE &lt;br /&gt; (-) SAEXXX: SAE &lt;br /&gt; (-) CFPXXX: CFP &lt;br /&gt; (-) SFPXXX: SFP &lt;br /&gt; (-) CSBPXX: CSBP &lt;br /&gt; (-) SSBPXX: SSBP &lt;br /&gt; (-) CSBPIM: CSBPIM &lt;br /&gt; (-) SSBPIM: SSBPIM &lt;br /&gt; (-) CLCRDA: CLCRDA &lt;br /&gt; (-) SLCRDA: SLCRDA &lt;br /&gt; (-) SRESOL: SRESOL&lt;/small/&gt;<br /> ||CSSF<br /> ||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&amp;from=EN (-) Regulation (EU) No 680/2014] &lt;br /&gt; [https://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_251119.pdf (-) CSSF - Reporting requirements for credit institutions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;br /&gt; (-) Naming convention for CSSF reporting]&lt;br /&gt;<br /> <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||COREP<br /> ||reportingCOREP.state=up<br /> ||Rapport COREP<br /> ||2.1.4<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''72''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||AR<br /> ||Annual Report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||AS<br /> ||&lt;br /&gt; <br /> Annual report consolidated<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||CO<br /> ||Compliance Report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||GR<br /> ||Governance Report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||IA<br /> ||Internal Audit Report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||IC<br /> ||ICAAP<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||ID<br /> ||&lt;br /&gt; <br /> ICAAP Consolidated<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||LF<br /> ||Long Form Report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||LC<br /> ||&lt;br /&gt; <br /> Long Form Consolidated<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||LD<br /> ||&lt;br /&gt; <br /> Long Form Branch or Specific Participation<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||ML<br /> ||Management Letter<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||MC<br /> ||&lt;br /&gt; <br /> Management Letter Consolidated<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||RC<br /> ||Risk Control Report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||RP<br /> ||Recovery Plan<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||SC<br /> ||Single Customer View<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||LG<br /> ||&lt;br /&gt; <br /> Reconciliation LuxGAAP FINREP<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||RR<br /> ||&lt;br /&gt; <br /> Results Distribution<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||BD<br /> ||&lt;br /&gt; <br /> AC Member List<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||IL<br /> ||&lt;br /&gt; <br /> ILAAP<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||IM<br /> ||&lt;br /&gt; <br /> ILAAP Consolidated<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||AC<br /> ||&lt;br /&gt; <br /> Audit Report on AML/CTF<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||MF<br /> ||&lt;br /&gt; <br /> Audit report on rules of conduct<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||MM<br /> ||&lt;br /&gt; <br /> Head quarter annual report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||RE<br /> ||&lt;br /&gt; <br /> Report on out-of-court complaint resolution<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||TR<br /> ||&lt;br /&gt; <br /> Table on out-of-court complaint resolution<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||AD<br /> ||&lt;/span&gt;&lt;/small/&gt; &lt;br /&gt; <br /> Circ. 18/697 annexe1<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Reporting des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0001<br /> ||S0.1<br /> ||Daily deposit<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0101<br /> ||S1.1<br /> ||Monthly statistical balance sheet<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0104<br /> ||S1.4<br /> ||Adjustments due to valuation effects|<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0105<br /> ||S1.5<br /> ||Information on interest rates in EUR<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0108||S1.8||Information on securititation &lt;br /&gt; transactions launched &lt;br /&gt; by credit institutions<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0109||S1.9||Information on CNY (renmibi) operations<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0112-L<br /> ||S1.12-L<br /> ||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/S0112/S0112-L_L0_instructions_EN.pdf (-) BCL - Report S 1.12-L] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Reporting S1.12<br /> ||2.1.25<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''76''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0205-L<br /> ||S2.5-L<br /> ||Quarterly statistical balance sheet<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0205-N<br /> ||S2.5-N<br /> ||Quarterly statistical balance sheet &lt;br /&gt; of credit institutions - &lt;br /&gt; Luxembourg entity and its branches<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up|<br /> |Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0208||S2.8||Real estate loans for &lt;br /&gt; Lxuembourg buildings<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0209-L<br /> ||S2.9-L<br /> ||Staff report - &lt;br /&gt; Luxembourg entity<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0209-N<br /> ||S2.9-N<br /> ||Staff report - &lt;br /&gt; Luxembourg entity and its branches<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||S0302<br /> ||S3.2<br /> ||Non balance sheet information<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BCL_Statistics<br /> ||reportingBCLStat.state=up<br /> ||Statistiques BCL<br /> ||2.1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''13''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||TPTBBL<br /> ||TPTBBL<br /> ||Security by security report– &lt;br /&gt; Balance sheet data– &lt;br /&gt; Luxembourg<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||TPT<br /> ||reportingTPTB.state=up<br /> ||Titre par Titre Bancaire<br /> ||2.1.6<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''20''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |-<br /> ||TPTBBN<br /> ||TPTBBN<br /> ||Security by security report– &lt;br /&gt; Balance sheet data– &lt;br /&gt; Luxembourg<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||TPT<br /> ||reportingTPTB.state=up<br /> ||Titre par Titre Bancaire<br /> ||2.1.6<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''20''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||TPTBHR<br /> ||TPTBHR<br /> ||Security by security report– &lt;br /&gt; Off-balance sheet data– &lt;br /&gt; Resident customers<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||TPT||reportingTPTB.state=up<br /> ||Titre par Titre Bancaire<br /> ||2.1.6<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''20''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||TPTBHN<br /> ||TPTBHN<br /> ||Security by security report– &lt;br /&gt; Off-balance sheet data– &lt;br /&gt; Non-resident<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||TPT<br /> ||reportingTPTB.state=up<br /> ||Titre par Titre Bancaire<br /> ||2.1.6<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''20''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BOP101<br /> ||BOP1.1<br /> ||Balance of payments reporting<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BOP<br /> ||reportingBOP.state=up<br /> ||Balance des Paiements<br /> ||2.1.7<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''12''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BOP102<br /> ||BOP1.2<br /> ||Cross-border payments &lt;br /&gt; executed for the account &lt;br /&gt; of the resident counterparts<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||BOP||reportingBOP.state=up<br /> ||Balance des Paiements<br /> ||2.1.7<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''12''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SPJ<br /> ||646REP &lt;br /&gt; 663REP &lt;br /&gt; 664REP<br /> ||Notification and execution of court orders<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]<br /> ||[[SPJ Manual#SPJ Manual | (-) SPJ Manual]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Perquisitions électroniques<br /> ||2.1.14<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''48''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||ESPREP<br /> ||STT<br /> ||Stress test in order to assess &lt;br /&gt; the interest rate risk &lt;br /&gt; arising from non-trading &lt;br /&gt; book activities <br /> ||CSSF<br /> ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||ESP<br /> ||reportingESP.state=up<br /> ||Rapport Enquête<br /> ||2.1.18<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''15''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||ESPREP<br /> ||DCO<br /> ||Fonds de garantie &lt;br /&gt; des dépôts Luxembourg &lt;br /&gt; (FGDL) <br /> ||CSSF<br /> ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]&lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||ESP<br /> ||reportingESP.state=up<br /> ||Rapport Enquête<br /> ||2.1.18<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''15''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||ESPREP<br /> ||BRA<br /> ||Quarterly reporting on the &lt;br /&gt; financial health of the branches &lt;br /&gt; parent entities<br /> ||CSSF<br /> ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]&lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||ESP<br /> ||reportingESP.state=up<br /> ||Rapport Enquête<br /> ||2.1.18<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''15''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||ESPREP<br /> ||DEP<br /> ||Residential credit deposits<br /> ||CSSF<br /> ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||ESP||reportingESP.state=up||Rapport Enquête<br /> ||2.1.18<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''15''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> ||ESPREP<br /> ||RES<br /> ||Residential real estate market<br /> ||CSSF<br /> ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||ESP||reportingESP.state=up||Rapport Enquête<br /> ||2.1.18<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''15''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |}<br /> <br /> ==Payment Institutions==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EDPREP<br /> ||Z1.1<br /> ||Balance sheet<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EDP<br /> ||reportingEDP.state=up<br /> ||Reporting EDP<br /> ||2.1.10<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''29''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EDPREP<br /> ||Z1.2<br /> ||Identification of third-party &lt;br /&gt; funds held and incorporated in the balance sheet<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EDP<br /> ||reportingEDP.state=up<br /> ||Reporting EDP<br /> ||2.1.10<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''29''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EDPREP<br /> ||Z1.4<br /> ||Capital adequacy of &lt;br /&gt; payment institutions<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EDP<br /> ||reportingEDP.state=up<br /> ||Reporting EDP<br /> ||2.1.10<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''29''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EDPREP<br /> ||Z2.1<br /> ||Profit and loss accoount<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EDP<br /> ||reportingEDP.state=up<br /> ||Reporting EDP<br /> ||2.1.10<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''29''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> <br /> <br /> ==Electronic Money Institutions==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EMEREP<br /> ||W1.1<br /> ||Balance sheet<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EME<br /> ||reportingEME.state=up<br /> ||Reporting EME<br /> ||2.1.11<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''34''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EMEREP<br /> ||W1.2<br /> ||Identification of third-party &lt;br /&gt; funds held and incorporated &lt;br /&gt; in the balance sheet<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EME<br /> ||reportingEME.state=up<br /> ||Reporting EME<br /> ||2.1.11<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''34''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EMEREP<br /> ||W1.3<br /> ||Statement of &lt;br /&gt; authorised reinvestments<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EME<br /> ||reportingEME.state=up<br /> ||Reporting EME<br /> ||2.1.11<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''34''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EMEREP<br /> ||W1.4<br /> ||Capital adequacy of &lt;br /&gt; electronic money institutions<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EME<br /> ||reportingEME.state=up<br /> ||Reporting EME<br /> ||2.1.11<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''34''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EMEREP<br /> ||W2.1<br /> ||Profit and loss account<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EME<br /> ||reportingEME.state=up<br /> ||Reporting EME<br /> ||2.1.11<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''34''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||EMEREP<br /> ||W4.5<br /> ||Analysis of shareholdings<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] &lt;br /&gt; [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||EME<br /> ||reportingEME.state=up<br /> ||Reporting EME<br /> ||2.1.11<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''34''&lt;/small/&gt; &lt;/span&gt; <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> <br /> <br /> ==Payment Institutions/Electronic Money Institutions==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0101<br /> ||V1.1<br /> ||Customer transfers<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||V0102<br /> ||V1.2<br /> ||Interbank transfers<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0103<br /> ||V1.3<br /> ||Domiciliations<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0104<br /> ||V1.4<br /> ||Inventory cards / terminals<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0105<br /> ||V1.5<br /> ||Card transactiosn (Issuing part)<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0106<br /> ||V1.6<br /> ||Card transactiosn (Acquiring part)<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0107<br /> ||V1.7<br /> ||Cheques and money orders<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0108<br /> ||V1.8<br /> ||Electronic money scheme<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0109<br /> ||V1.9<br /> ||Card based e-money schemes<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0110<br /> ||V1.10<br /> ||Stock taking of payment accounts in bank money<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0111<br /> ||V1.11<br /> ||OTC cash transactions<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0112<br /> ||V1.12<br /> ||Transactions via telecommunication, digital or IT device<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0113<br /> ||V1.13<br /> ||Credits to the accounts by simple book entry<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0114<br /> ||V1.14<br /> ||Debits from the account by simple book entry<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |- <br /> ||V0120<br /> ||V1.20<br /> ||Customer Credit transfers sent (payments)<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |- <br /> ||V0120-F<br /> ||V120-F<br /> ||Customer Credit transfers sent (Fraud)<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |- <br /> ||V0121<br /> ||V1.21<br /> || Customer credit transfers received <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0130<br /> ||V1.30<br /> || Direct debits - reporting as creditor's PSP (payments) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0130-F<br /> ||V1.30-F<br /> || Direct debits - reporting as creditor's PSP (fraud) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0131<br /> ||V1.31<br /> || Direct debits - reporting as debtor's PSP <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0140<br /> ||V1.40<br /> || SEPA R-transactions <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0141<br /> ||V1.41<br /> || Interbank payment transactions <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0142<br /> ||V1.42<br /> || Intermediated payment transactions <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0150<br /> ||V1.50<br /> || Card transactions with cards issued by resident PSPs (payments) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0150-F<br /> ||V1.50-F<br /> || Card transactions with cards issued by resident PSPs (fraud) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0151<br /> ||V1.51<br /> || Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0152<br /> ||V1.52<br /> || Card transactions acquired by resident PSPs (payments) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0152F<br /> ||V1.52F<br /> || Card transactions acquired by resident PSPs (Fraud) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0153<br /> ||V1.53<br /> || Fundings and withdrawals related to prepaid cards <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0160<br /> ||V1.60<br /> || Cheques and money remittances (payments) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0160-F<br /> ||V1.60-F<br /> || Cheques and money remittances (Fraud) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0170<br /> ||V1.70<br /> || Over-the-counter (OTC) cash transactions <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0180<br /> ||V1.80<br /> || Book entries <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0190<br /> ||V1.90<br /> || Fundings and withdrawals in e-money (except prepaid cards)<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0191<br /> ||V1.91<br /> || E-money transfers (payments)<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V0191-F<br /> ||V1.91-F<br /> || E-money transfers (Fraud)<br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01100<br /> ||V1.100<br /> || Payment services provided by e-money institutions and payment institutions without the provision of payment accounts <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01110<br /> ||V1.110<br /> || Payment initiation services (payments) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01110-F<br /> ||V1.110-F<br /> || Payment initiation services (Fraud) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01200<br /> ||V1.200<br /> || Stock of issued payment cards <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01201<br /> ||V1.201<br /> || Stock of distributed payment cards <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01210<br /> ||V1.210<br /> || Stock of terminals by terminal type <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01220<br /> ||V1.220<br /> || Stock of accounts (except e-money accounts) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01221<br /> ||V1.221<br /> || Stock of e-money accounts <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01222<br /> ||V1.222<br /> || Stock of accessed accounts - account information services (AIS) <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01230<br /> ||V1.230<br /> || Number of customers <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||V01300-F<br /> ||V1.300-F<br /> || Losses due to fraud per liability bearer <br /> ||BCL<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] &lt;br /&gt; [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||CDP<br /> ||reportingDP.state=up<br /> ||Collecte des données de paiement (CDP)<br /> ||2.1.13<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''36''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> <br /> ==Investment Funds==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||-<br /> ||O4.1<br /> ||Yearly financial information<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||-<br /> ||O4.2<br /> ||Interventions on the futures and options markets<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX<br /> ||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||-<br /> ||O1.2<br /> ||Monthly financial information for guaranteed funds<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX<br /> ||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||U11<br /> ||U1.1<br /> ||Monthly financial information UCITS and UCI<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/u1-1-reporting-life-cycle-2/ (-) CSSF - File naming convention U1.1 reporting]<br /> ||[[ReportGeneration|(-) Report Generation &lt;br /&gt; with e-form]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] &lt;br /&gt;[[https://www.e-file.lu/wiki/index.php/Transmission_Monitoring#Reply|(-) How to reply to Global Feedback]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX<br /> ||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||S0103<br /> ||S1.3<br /> ||Monthly statistical balance sheet for money market funds (MMF)<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX<br /> ||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |S0106<br /> ||S1.6<br /> ||Monthly statistical balance sheet for non-money market funds (non-MMF)<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX<br /> ||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |S02013<br /> ||S2.13<br /> ||Quarterly statistical balance sheet for non-MMF investment funds<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX<br /> ||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |TPTOBS<br /> ||TPTOBS<br /> ||Monthly Security by security reporting for investment funds<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||OPC\envoi_Automatique\fichiersCCLUX<br /> ||reportingOPC.automatique.state=up<br /> ||Station Finesti<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''8''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |SIC<br /> ||K3.1<br /> ||Financial information to be submitted by investment companies in risk capital (SICARs)<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||SICAR<br /> ||reportingSICAR.state=up<br /> ||Reporting SICAR<br /> ||1.1<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''17''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |DOCREP<br /> ||LF<br /> ||&lt;br /&gt; <br /> Long Form reports (UCI Law 2010) <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> ||DOCREP<br /> ||ML<br /> ||&lt;br /&gt; <br /> Management letters &lt;br /&gt; <br /> (-) O: OPC Law 2010&lt;br /&gt; <br /> (-) O: Law 2007 &lt;br /&gt; <br /> (-) K: SICAR&lt;br /&gt; <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\MGMT_Letter<br /> ||reportingML.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP<br /> ||ML <br /> ||&lt;br /&gt; <br /> Management letters of Investment fund managers (IFM) ('''EN''') &lt;br /&gt; <br /> Gestionnaires des fonds d'investissement (GFI) ('''FR''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\MGMT_GFI<br /> ||reportingMLGFI.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP<br /> ||RR&lt;br /&gt; <br /> HK<br /> ||<br /> Auditor report&lt;br /&gt; <br /> (-) O: UCI Law 2010&lt;br /&gt; <br /> (-) O: UCI Law 2007&lt;br /&gt; <br /> (-) K: SICAR&lt;br /&gt;<br /> (-) S: Investment fund manager (IFM) &lt;br /&gt; <br /> (-) A: Investment fund manager (IFM) &lt;br /&gt; <br /> &lt;br /&gt; <br /> Report Hong Kong Securities and Futures (HK) &lt;br /&gt; <br /> <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC/OTHER<br /> ||reportingDOC_OTH.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP&lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> <br /> <br /> <br /> (-) GR &lt;br /&gt; <br /> (-) ID &lt;br /&gt; <br /> (-) FC &lt;br /&gt; <br /> (-) IA &lt;br /&gt; <br /> (-) BC &lt;br /&gt; <br /> (-) TP &lt;br /&gt; <br /> (-) LP &lt;br /&gt;<br /> (-) PG &lt;br /&gt; <br /> (-) OG &lt;br /&gt; <br /> (-) TM &lt;br /&gt; <br /> (-) RD &lt;br /&gt; <br /> (-) AS &lt;br /&gt; <br /> (-) FP &lt;br /&gt; <br /> (-) PN &lt;br /&gt; <br /> (-) BD &lt;br /&gt; <br /> (-) CO &lt;br /&gt; <br /> (-) ET &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||<br /> &lt;br /&gt;<br /> '''Investment fund managers (IFM)''': &lt;br /&gt;<br /> &lt;small&gt;<br /> (-) Risk management function(GR) &lt;br /&gt; <br /> (-) OPCVM instruments information (ID) &lt;br /&gt;<br /> (-) Compliance Function (FC)&lt;br /&gt; <br /> (-) Internal audit function report (IA)&lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Complaints handling (TP) &lt;br /&gt; <br /> (-) Authorized third party complaints (LP) &lt;br /&gt;<br /> (-) Risk Management Procedure (PG)&lt;br /&gt; <br /> (-) Organization chart (OG) &lt;br /&gt; <br /> (-) Mandates table (TM) &lt;br /&gt; <br /> (-) Delegates of RFI (RD) &lt;br /&gt; <br /> (-) Branch activity (AS) &lt;br /&gt; <br /> (-) Own funds ratio (FP) &lt;br /&gt; <br /> (-) Risk management procedure AIFM (PN) &lt;br /&gt; <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; <br /> &lt;br /&gt; <br /> <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\DOC_GFI <br /> ||reportingGFI.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP<br /> ||(-) PC &lt;br /&gt; (-) DE &lt;br /&gt; (-) LE<br /> ||SIF: &lt;br /&gt; (-) Prospectus (PC) &lt;br /&gt; (-) Offering document (DE) &lt;br /&gt; (-) Letter of explanation (LE)<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\PROSP_FIS <br /> ||reportingPFIS.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP<br /> ||(-) PC &lt;br /&gt; (-) PS &lt;br /&gt; (-) LE<br /> ||UCI: &lt;br /&gt; (-) Prospectus (PC) &lt;br /&gt; (-) Simplified prospectus (PS) &lt;br /&gt; (-) Letter of explanation (LE)<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\PROSP_OPC<br /> ||reportingPOPC.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> <br /> <br /> |- <br /> |DOCREP<br /> ||(-) AR &lt;br /&gt; (-) SR &lt;br /&gt; (-) LE &lt;br /&gt; (-) RO &lt;br /&gt; (-) PM <br /> ||SIF Law 2007: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Semi-annual report SIF (SR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM) &lt;br /&gt;<br /> SICAR: &lt;br /&gt;<br /> (-) Annual Report (AR) &lt;br /&gt;<br /> (-) Other periodic report (RO) <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\Report_FIS <br /> ||reportingRAFIS.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> <br /> <br /> <br /> <br /> |-<br /> |DOCREP<br /> ||(-) AR &lt;br /&gt; (-) SR &lt;br /&gt; (-) LE &lt;br /&gt; (-) RO &lt;br /&gt; (-) PM<br /> ||UCI Law 2010: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Semi-annual report (SR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (MP)<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\Report_OPC<br /> ||reportingRFOPC.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> <br /> |-<br /> |DOCREP<br /> ||AR &lt;br /&gt; RO<br /> ||&lt;br /&gt;<br /> Investment fund managers (IFM) ('''EN''') &lt;br /&gt;<br /> Gestionnaires des fonds d'investissement (GFI)('''FR''')&lt;br /&gt;<br /> (-) Annual Report (AR) &lt;br /&gt;<br /> (-) Other periodic report (RO) &lt;br /&gt;<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC/REPORT_GFI<br /> ||reportingRGFI.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> <br /> <br /> |- <br /> |DOCREP<br /> ||KI<br /> ||Key Investor Information Document &lt;br /&gt; <br /> (-) O: OPC Law 2010 and Loi 2007 &lt;br /&gt; <br /> (-) K: SICAR&lt;br /&gt; <br /> (-) V: non-reglem.<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] &lt;br /&gt; [[PRIIPS|(-) PRIIPs KID]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\KID_OPC<br /> ||reportingKID.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |DOCREP<br /> ||MR<br /> ||Management Regulations of UCITS<br /> (-) O: OPC Law 2010&lt;br /&gt; <br /> (-) O: Law 2007 &lt;br /&gt; <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\MGMT_REGUL<br /> ||reportingMR.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |DOCREP<br /> ||AI<br /> ||Articles of Incorporation of UCITS<br /> (-) O: UCI Law 2010 &lt;br /&gt; <br /> (-) O: UCI Law 2007 &lt;br /&gt; <br /> (-) K: SICAR &lt;br /&gt; <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||n/a<br /> ||n/a<br /> ||Request for delivery of attestations<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe]<br /> ||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.1 &lt;br /&gt; (-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |NOTREP<br /> ||INI ''or'' &lt;br /&gt; UPD<br /> ||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509]<br /> ||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV<br /> ||reportingNotifUcitsIV.state=up<br /> ||(-) Gestion documentaire &lt;br /&gt; (-) Dashboard &lt;br /&gt; (-) Matrice d'enregistrement et de distribution<br /> ||1.2<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''28''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |}<br /> &lt;/div&gt;<br /> <br /> ==Alternative Investment Fund Managers (AIFM)==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |AIF<br /> ||MAN<br /> ||Alternative Investment Fund reporting (AIF Manager)<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581] <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] &lt;br /&gt; <br /> [[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||AIF||reportingAIF.state=up<br /> ||(-) AIF &lt;br /&gt; (-) AMfine<br /> ||1.1 (filing) &lt;br /&gt; 1.3 (if not 1.1) &lt;br /&gt; 1.4 (AMFine)<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''54''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |AIF<br /> ||AIF<br /> ||Alternative Investment Fund reporting<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581] <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] &lt;br /&gt; <br /> [[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||AIF<br /> ||reportingAIF.state=up<br /> ||(-) AIF &lt;br /&gt; (-) AMfine<br /> ||1.1 (filing) &lt;br /&gt; 1.3 (if not 1.1) &lt;br /&gt; 1.4 (AMFine)<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''54''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> <br /> <br /> ==Management Companies==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |SGOREP<br /> ||G21<br /> ||&lt;small&gt;(-) SG 1A: Financial situation &lt;br /&gt; (-) SG 1B: Profit and loss account &lt;br /&gt; (-) SG 1C: Table relating to other activities &lt;br /&gt; (-) SG 2: Other activities &lt;br /&gt; (-) SG: Personnel Table relating to staff&lt;/small/&gt;<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Wiki Sending Service]]<br /> ||SGO<br /> ||reportingSGO.state=up<br /> ||Rapport Société de Gestion<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.16<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''26''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |DOCREP<br /> ||ML <br /> || <br /> Management letters of Investment fund managers (IFM) ('''EN''') &lt;br /&gt; <br /> Gestionnaires des fonds d'investissement (GFI) ('''FR''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\MGMT_GFI<br /> ||reportingMLGFI.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |- <br /> |DOCREP<br /> ||AR <br /> ||&lt;br /&gt; <br /> Annual report of Investment fund managers (IFM) ('''EN''') &lt;br /&gt; <br /> Gestionnaires des fonds d'investissement (GFI) ('''FR''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC/REPORT_GFI<br /> ||reportingRGFI.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||(-) 1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP<br /> ||RR&lt;br /&gt; <br /> HK<br /> ||<br /> Auditor report&lt;br /&gt; <br /> (-) S: Investment fund manager (IFM) &lt;br /&gt; <br /> (-) A: Investment fund manager (IFM) &lt;br /&gt; <br /> &lt;br /&gt; <br /> Report Hong Kong Securities and Futures (HK) &lt;br /&gt; <br /> <br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC/OTHER<br /> ||reportingDOC_OTH.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP&lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> <br /> <br /> <br /> (-) GR &lt;br /&gt; <br /> (-) ID &lt;br /&gt; <br /> (-) FC &lt;br /&gt; <br /> (-) IA &lt;br /&gt; <br /> (-) BC &lt;br /&gt; <br /> (-) TP &lt;br /&gt; <br /> (-) LP &lt;br /&gt;<br /> (-) PG &lt;br /&gt; <br /> (-) OG &lt;br /&gt; <br /> (-) TM &lt;br /&gt; <br /> (-) RD &lt;br /&gt; <br /> (-) AS &lt;br /&gt; <br /> (-) FP &lt;br /&gt; <br /> (-) PN &lt;br /&gt; <br /> (-) BD &lt;br /&gt; <br /> (-) CO &lt;br /&gt; <br /> (-) ET &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||<br /> &lt;br /&gt;<br /> '''Investment fund managers (IFM)''': &lt;br /&gt;<br /> &lt;small&gt;<br /> (-) Risk management function(GR) &lt;br /&gt; <br /> (-) OPCVM instruments information (ID) &lt;br /&gt;<br /> (-) Compliance Function (FC)&lt;br /&gt; <br /> (-) Internal audit function report (IA)&lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Complaints handling (TP) &lt;br /&gt; <br /> (-) Authorized third party complaints (LP) &lt;br /&gt;<br /> (-) Risk Management Procedure (PG)&lt;br /&gt; <br /> (-) Organization chart (OG) &lt;br /&gt; <br /> (-) Mandates table (TM) &lt;br /&gt; <br /> (-) Delegates of RFI (RD) &lt;br /&gt; <br /> (-) Branch activity (AS) &lt;br /&gt; <br /> (-) Own funds ratio (FP) &lt;br /&gt; <br /> (-) Risk management procedure AIFM (PN)&lt;br /&gt; <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD)&lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)&lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; <br /> &lt;br /&gt; <br /> <br /> <br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC\DOC_GFI <br /> ||reportingGFI.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |DOCREP&lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> <br /> (-) BD &lt;br /&gt; <br /> (-) CO &lt;br /&gt; <br /> (-) ET &lt;br /&gt; <br /> (-) BC &lt;br /&gt; <br /> (-) LE &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||<br /> &lt;br /&gt;<br /> <br /> &lt;small&gt;<br /> <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD)&lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)&lt;br /&gt; <br /> -) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; [[File:Attention.jpg|border|30px]]&lt;span style=&quot;color: #C00000&quot;&gt; '''E-file should no longer be used for this procedure -ET-!!!!!!'''&lt;br /&gt; <br /> <br /> <br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]&lt;br /&gt;<br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]<br /> <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_FIS_OPC/AML_AIFM_REG<br /> ||reportingAML-AIFM-REG.state=up<br /> ||Doc OPC et FIS (circ. CSSF)<br /> ||1.5<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''21''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> |}<br /> &lt;/div&gt;<br /> <br /> ==Professionals of the Financial Sector (PFS)==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |PSFREP<br /> ||(-) Basic reporting &lt;br /&gt; (-) Ad hoc reporting &lt;br /&gt; (-) Annual information<br /> ||Reporting population: &lt;br /&gt; (-) Investment firms &lt;br /&gt; (-) Specialised PFS &lt;br /&gt; (-) Support PFS<br /> ||CSSF<br /> ||[http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||PSF<br /> ||reportingPSF.state=up<br /> ||Rapport PSF<br /> ||2.1.8<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''18''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||LF<br /> ||Long Form Report<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Rapport des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||DOCREP<br /> ||ML<br /> ||Management Letter<br /> ||CSSF<br /> ||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||DOC_BNK<br /> ||reportingDOCBNK.state=up<br /> ||Rapport des établissements de crédit<br /> ||(-) 1.1 &lt;br /&gt; (-) 2.1.17<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''27''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |COFREP||<br /> &lt;small&gt;<br /> SCOREP&lt;br /&gt; <br /> SLAREX&lt;br /&gt; <br /> SLCRXX&lt;br /&gt; <br /> SNSFRX&lt;br /&gt; <br /> CCOREP&lt;br /&gt; <br /> CLAREX&lt;br /&gt; <br /> CLCRXX&lt;br /&gt; <br /> CNSFRS&lt;br /&gt; <br /> CAEXXX&lt;br /&gt; <br /> SAEXXX&lt;br /&gt; <br /> CALMXX&lt;br /&gt; <br /> SALMXX&lt;br /&gt;<br /> SRESOL&lt;br /&gt;<br /> <br /> ||&lt;small&gt;<br /> (-) SCOREP: SSOLV, SIPLO, SLEVDA &lt;br /&gt; <br /> (-) SLAREX: SLAREX &lt;br /&gt; <br /> (-) SLCRXX: SLCR &lt;br /&gt; <br /> (-) SNSFRX: SNSFR &lt;br /&gt; <br /> (-) CCOREP: CSOLV, CIPLO, CLEVDA &lt;br /&gt; <br /> (-) CLAREX: CLAREX &lt;br /&gt; <br /> (-) CLCRXX: CLCR &lt;br /&gt; <br /> (-) CNSFRS: CNSFR &lt;br /&gt; <br /> (-) CAEXXX: tbd &lt;br /&gt; <br /> (-) SAEXXX: tbd &lt;br /&gt; <br /> (-) CALMXX: CALMM &lt;br /&gt; <br /> (-) SALMXX: SALMM &lt;br /&gt;<br /> (-) SRESOL: SRESOL&lt;br /&gt;<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]&lt;br /&gt; <br /> [[Media:CIR Reporting.pdf | (-) CIR Reporting]] <br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||COREP||reportingCOREP.state=up<br /> ||Rapport COREP<br /> ||2.1.4<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''72''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> <br /> ==Securitisation Vehicles==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S0214<br /> ||S2.14<br /> ||Quarterly statistical balance<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||Securisation<br /> ||reportingSecurisation.state=up<br /> ||Véhicule titrisation<br /> ||2.1.9<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''23''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S0215<br /> ||S2.15<br /> ||Transactions and write-offs/write-downs on securitised loans<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||Securisation<br /> ||reportingSecurisation.state=up<br /> ||Véhicule titrisation<br /> ||2.1.9<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''23''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |TPTTBS<br /> ||TPTTBS<br /> ||Security by security reporting<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||Securisation||reportingSecurisation.state=up<br /> ||Véhicule titrisation<br /> ||2.1.9<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''23''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> &lt;/div&gt;<br /> <br /> ==Financial Companies==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S0216<br /> ||S2.16<br /> ||Quarterly statistical balance of Financial Companies<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||SE<br /> ||reportingSE.state=up<br /> ||Reporting des sociétés émettrices<br /> ||2.1.12<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''35''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S0217<br /> ||S2.17<br /> ||Transactions of Financial Companies<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||SE<br /> ||reportingSE.state=up<br /> ||Reporting des sociétés émettrices<br /> ||2.1.12<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''35''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |TPTIBS<br /> ||TPTIBS<br /> ||Monthly security by security reporting of Financial Companies<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||SE<br /> ||reportingSE.state=up<br /> ||Reporting des sociétés émettrices<br /> ||2.1.12<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''35''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> <br /> <br /> == Insurance Corporations==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |CPR<br /> ||Source file reception from CAA<br /> ||Compte rendu<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 35)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |RAC<br /> ||Source file reception from CAA<br /> ||Rapport actuariel<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 36)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |RDI<br /> ||Source file reception from CAA<br /> ||Rapport distinct du réviseur<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 37)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |RGO<br /> ||Source file reception from CAA||Rapport de gouvernance<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 38)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |RLB<br /> ||Source file reception from CAA<br /> ||Rapport LBCFT<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 39)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |RRE<br /> ||Source file reception from CAA||Rapports sur le traitement des réclamations<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 40)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |ESP<br /> ||Source file reception from CAA||Enquête spécifique<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 41)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |ETR<br /> ||Source file reception from CAA<br /> ||Etat trimestriel<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 45)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |RSO<br /> ||Source file reception from CAA<br /> ||Rapport distinct Solvabilité 2 du réviseur<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 62)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |FIR<br /> ||Source file reception from CAA<br /> ||Fiche de renseignement<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||n/a<br /> ||n/a<br /> ||n/a<br /> ||Reporting CAA<br /> ||2.1.20<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 65)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |N01 (Comp); N02 (Comp); N03 (Comp); &lt;br /&gt; N04 (Comp); N05 (Réviseur); N06( Réviseur); &lt;br /&gt; N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp)<br /> ||n/a<br /> ||Rapports narratifs<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||[[Sending_Service|Wiki Sending Service]]<br /> ||CAA||reportingCAA.state=up<br /> ||Reporting CAA<br /> ||2.1.20<br /> || &lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 63 (Réviseur)/ &lt;br /&gt; wkf 64 (Compagnie)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S01; S02; S03; S04; S05; &lt;br /&gt; S06 (Réviseur); S07; S08; &lt;br /&gt; S09; S10; S11; S12; S13; &lt;br /&gt; S14; S15; S16; S17; S18; &lt;br /&gt; S19; S20; S23<br /> ||n/a<br /> ||XBRL reports Solvency II<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||CAA||reportingCAA.state=up<br /> ||Reporting CAA<br /> ||2.1.20<br /> || &lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''62 &lt;br /&gt; (wkf 44)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S0218-L<br /> ||n/a<br /> ||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||ASS<br /> ||reportingASS.state=up<br /> ||Reporting BCL pour les assurances<br /> ||2.1.21||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''63 &lt;br /&gt; (wkf42)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S0219-L<br /> ||n/a<br /> ||Information on valuation effects on the balance sheet of insurance corporations<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||ASS<br /> ||reportingASS.state=up<br /> ||Reporting BCL pour les assurances<br /> ||2.1.21<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''63 &lt;br /&gt; (wkf 42)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |S0403-L<br /> ||n/a<br /> ||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] &lt;br /&gt;[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||ASS<br /> ||reportingASS.state=up<br /> ||Reporting BCL pour les assurances<br /> ||2.1.21<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''63 &lt;br /&gt; (wkf 42)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |TPTASS<br /> ||n/a<br /> ||Monthly Security by security reporting of insurance corporations<br /> ||BCL<br /> ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]<br /> ||[[ReportGeneration|Report generation &lt;br /&gt; with e-form]]<br /> ||[[Sending_Service|Wiki Sending Service]]<br /> ||ASS<br /> ||reportingASS.state=up<br /> ||Reporting BCL pour les assurances<br /> ||2.1.21<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''63 &lt;br /&gt; (wkf 42)''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> &lt;/div&gt;<br /> <br /> ==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |FATCA<br /> ||FATCA<br /> ||Foreign Account Tax Compliance Act Reporting<br /> ||ACD<br /> ||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]<br /> ||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] &lt;br /&gt; [[FATCA Onboarding|(-) FATCA - Onboarding &amp; FAQ]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||FATCA<br /> ||reportingFATCA.state=up<br /> ||Rapport FATCA<br /> ||2.1.19; 2.2<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''60''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> <br /> <br /> ==Financial Institutions - Common Reporting Standard (CRS)==<br /> <br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |CRS<br /> ||CRS<br /> ||Automatic exchange of &lt;br /&gt; financial account information &lt;br /&gt; on a global level<br /> ||ACD<br /> ||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] &lt;br /&gt; [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]<br /> ||[[CRS_Manual|(-) CRS - User Guide of e-form]] &lt;br /&gt; [[CRS Onboarding|(-) CRS - Onboarding &amp; FAQ]]<br /> ||[[Sending_Service|Sending Service]]<br /> ||CRS<br /> ||reportingCRS.state=up<br /> ||Reporting CRS<br /> ||(-) 2.1.22 &lt;br /&gt; (-) 2.3<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''68''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> <br /> <br /> <br /> <br /> <br /> ==Other reporting CSSF BCL==<br /> &lt;div style=&quot;text-align: left;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Table'''<br /> ! scope=&quot;col&quot; | '''Details'''<br /> ! scope=&quot;col&quot; | '''NCA'''<br /> ! scope=&quot;col&quot; | '''NCA &lt;br /&gt; (-) Circulars &lt;br /&gt; (-) Reporting instructions'''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Manual file transmission &lt;br /&gt; (-) User guides &lt;br /&gt; (-) FAQ '''<br /> ! scope=&quot;col&quot; | '''e-file - &lt;br /&gt; Automatic file transmission &lt;br /&gt; (-) User guides'''<br /> ! scope=&quot;col&quot; | '''Sending Service folder: &lt;br /&gt; ReportingDiffusion\'''<br /> ! scope=&quot;col&quot; | '''Sending Service &lt;br /&gt; listener'''<br /> ! scope=&quot;col&quot; | '''e-file user account: &lt;br /&gt; &quot;groupe&quot; &lt;br /&gt; &quot;context&quot;'''<br /> ! scope=&quot;col&quot; | ''' Appendix 1 Services selection sheet REF &lt;br /&gt;'''<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; Technical &lt;br /&gt; Business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||OTHREP<br /> ||OTH<br /> ||Other reporting<br /> ||CSSF<br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ Naming convention for CSSF reportings]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||OTH<br /> ||reportingOTH.state=up<br /> ||Reporting OTHER (CSSF)<br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''19''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||OTXREP<br /> ||OTX<br /> ||Various correspondence<br /> ||BCL<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf BCL Reporting Instructions OTXREP]<br /> ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] &lt;br /&gt; [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> ||[[Sending_Service|Sending Service]]<br /> ||Various_Correspondence<br /> ||reportingCD.state=up<br /> ||Reporting OTHER (BCL)<br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''22''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |}<br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD_homologation.zip&diff=6269 2022-08-26T07:36:51Z

<p>Sebastien: </p> <hr /> <div></div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:NOK.png&diff=6268 2022-07-27T09:56:10Z

<p>Sebastien: statut non OK (Power BI)</p> <hr /> <div>== Summary ==<br /> statut non OK (Power BI)</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:OK.png&diff=6267 2022-07-27T07:08:55Z

<p>Sebastien: statut OK Power BI</p> <hr /> <div>== Summary ==<br /> statut OK Power BI</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6266 2022-07-12T09:47:24Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below.&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20220711 Info Flash-New Transmission module.pdf | 11/07/2022]] || Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405_Info Flash_Fatca_Update.pdf | 05/04/2022]] || Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118_Info_Flash_Anacredit_Update.pdf | 18/01/2022]] || Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111_Info_Flash_Release_Certificate_Module.pdf | 11/01/2022]] || Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf | 13/12/2021]] || Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf | 08/12/2021]] || Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf | 02/08/2021]] || Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX_Anacredit.pdf | 28/06/2021]] || Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf | 25/06/2021]] || Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info_Flash_-_Upgrade_Fatca_SD.pdf | 05/02/2021]] || Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104_-_Info_Flash-FATCA_CRS.pdf | 04/01/2021]] || Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info_Flash-_Upgrade_of_our_Document_Handling_System.pdf | 18/12/2020]] || Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info_Flash_–_Release_of_the_new_prices_management_module.pdf | 18/12/2020]] || Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info_Flash-request_for_Sending_Service_Update_for_O4.1_and_O4.2_sending.pdf | 14/12/2020]] || Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102_Info_Flash_–_New_Disclosure_management_to_Investors.pdf| 02/11/2020]] || Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016_Info_Flash_-_Info_Flash_–_O1.1_and_O1.2_forms_decommission.pdf| 21/10/2020]] || Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928_Info_Flash_-_Update_of_AnaCredit_reporting.pdf| 28/09/2020]] || Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925_Info_Flash_–_Transmission_module_-_update_certificat.pdf| 25/09/2020]] || Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916_e-file_update_-Article_37_of_Regulation_(EU)_2017-1131-_Production_Rollout.pdf| 16/09/2020]] || (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824__Info__Flash__E__file__modules__updates.pdf| 24/08/2020]] || Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819_EN_Info_Flash_Reporting_BCL_-_feedbacks.pdf| 19/08/2020]] || Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804_EN_Info Flash_S2016-S2017-TPTIBS.pdf| 04/08/2020]] || Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630_TPTTBS-L1_-_S214_-_S215.pdf| 30/06/2020]] || Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506_InfoFlash–S13_O41_O42 Release.pdf| 06/05/2020]] || Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf | 12/03/2020]] || Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218_19_731_Channel_openned.pdf | 18/02/2020]] || Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf | 17/01/2020]] || Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf | 25/11/2019]] || Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf | 08/10/2019]] || Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info_Flash_UAT_Update.pdf | 02/09/2019]] || Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]] || Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info_Flash_CSSF_19-709.pdf | 03/07/2019]] || Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf | 24/06/2019]] || Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf | 05/06/2019]] || Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419_Update_of_AnaCredit_reporting.pdf | 19/04/2019]] || Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411_Info_Flash-CSSF_19-708.pdf | 11/04/2019]] || Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322_MIFIR_Rollout.pdf | 22/03/2019]] || Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215_MiFIR reporting.pdf | 15/02/2019]] || Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf | 13/02/2019]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211_InfoFlash_19_708.pdf | 11/02/2019]] || InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201_Info Flash - 'CSSF 19-708'.pdf | 01/02/2019]] || New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf | 11/01/2019]] || Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf | 18/12/2018]] || Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf | 09/10/2018]] || Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf | 06/09/2018]] || Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf | 14/02/2018]] || AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf | 13/02/2018]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf | 15/01/2018]] || Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf | 22/01/2018]] || Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf | 12/12/2017]] || EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf | 05/12/2017]] || AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf | 05/12/2017]] || MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf | 22/11/2017]] || Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf | 20/11/2017]] || New user profile management<br /> |-<br /> <br /> | [[Media:20170626_EN_CSSF_Reopening.pdf | 26/06/2017]] || Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613_EN_CSSF_Unavailability.pdf | 13/06/2017]] || Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf | 05/05/2017]] || Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf | 03/05/2017]] || Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf | 11/04/2017]] || Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf | 11/04/2017]] || Sending Service update<br /> |- <br /> <br /> | [[Media:20170208_EN_CRSUpdate_1.pdf | 08/02/2017]] || ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102_EN_FatcaUpdate.pdf | 02/01/2017]] || Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:20220711_Info_Flash-New_Transmission_module.pdf&diff=6265 2022-07-12T09:45:58Z

<p>Sebastien: In fo flash new transmission module</p> <hr /> <div>== Summary ==<br /> In fo flash new transmission module</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Communications_EN&diff=6264 2022-07-12T09:45:23Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> The latest communications transmitted by the [[How to contact us|'''Client Support &amp; Operations Desk''']] are available in the table below.&lt;br&gt;<br /> <br /> &lt;div style=&quot;text-align: center;&quot;&gt;<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> | [[Media:20220711_Info_Flash-New_Transmission_module.pdf | 11/07/2022]] || Info Flash - New transmission module<br /> |-<br /> | [[Media:20220405_Info Flash_Fatca_Update.pdf | 05/04/2022]] || Info Flash - Fatca update<br /> |-<br /> | [[Media:20220118_Info_Flash_Anacredit_Update.pdf | 18/01/2022]] || Info Flash - Anacredit XSD update<br /> |-<br /> | [[Media:20220111_Info_Flash_Release_Certificate_Module.pdf | 11/01/2022]] || Info Flash - New Administration Module release<br /> |-<br /> | [[Media:20211213-InfoFlash-BCL-Updates.pdf | 13/12/2021]] || Info Flash - New BCL requirements<br /> |-<br /> | [[Media:20211208 Service Interruption.pdf | 08/12/2021]] || Info Flash - Service Interruption<br /> |-<br /> | [[Media:20210802-InfoFlash-Notification.pdf | 02/08/2021]] || Info Flash - CBDF Directive application<br /> |-<br /> | [[Media:20210628-InfoFlash-UpdateSDMX_Anacredit.pdf | 28/06/2021]] || Info Flash - Anacredit SDMX Schema update<br /> |-<br /> | [[Media:20210625-InfoFlash-NewAIFMdocuments.pdf | 25/06/2021]] || Info Flash - New CSSF Procedure AML- AIFM REG <br /> |-<br /> | [[Media:File:20210225-Info Flash - INCIDENT 25-02-21 – Data dissemination-Update.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination-Update<br /> |-<br /> | [[Media:20210225-Info Flash - INCIDENT – Data dissemination.pdf | 25/02/2021]] || Info Flash - INCIDENT 25/02/21 – Data dissemination<br /> |-<br /> | [[Media:20210205-Info_Flash_-_Upgrade_Fatca_SD.pdf | 05/02/2021]] || Info Flash - Update of Sending Service for FATCA reporting<br /> |-<br /> | [[Media:20210104_-_Info_Flash-FATCA_CRS.pdf | 04/01/2021]] || Info Flash - Update of CRS &amp; FATCA reporting<br /> |-<br /> | [[Media:20201218-Info_Flash-_Upgrade_of_our_Document_Handling_System.pdf | 18/12/2020]] || Info Flash – Upgrade of our Document Handling System<br /> |-<br /> | [[Media:20201218-Info_Flash_–_Release_of_the_new_prices_management_module.pdf | 18/12/2020]] || Info Flash – Release of the new prices management module<br /> |-<br /> | [[Media:20201214-Info_Flash-request_for_Sending_Service_Update_for_O4.1_and_O4.2_sending.pdf | 14/12/2020]] || Info Flash - Request for Sending Service update<br /> |-<br /> | [[Media:20201102_Info_Flash_–_New_Disclosure_management_to_Investors.pdf| 02/11/2020]] || Info Flash – New “Disclosure management to Investors” module to replace existing “Dissemination set up” module.<br /> |-<br /> | [[Media:20201016_Info_Flash_-_Info_Flash_–_O1.1_and_O1.2_forms_decommission.pdf| 21/10/2020]] || Info Flash – O1.1 and O1.2 forms decommission<br /> |-<br /> | [[Media:20200928_Info_Flash_-_Update_of_AnaCredit_reporting.pdf| 28/09/2020]] || Info Flash - Update of Anacredit reporting<br /> |-<br /> | [[Media:20200925_Info_Flash_–_Transmission_module_-_update_certificat.pdf| 25/09/2020]] || Info Flash - Transmission module update - action required<br /> |-<br /> | [[Media:20200916_e-file_update_-Article_37_of_Regulation_(EU)_2017-1131-_Production_Rollout.pdf| 16/09/2020]] || (MMF) e-file update ‘Article 37 of Regulation (EU) 2017/1131’ Production Rollout<br /> |-<br /> | [[Media:20200824__Info__Flash__E__file__modules__updates.pdf| 24/08/2020]] || Info Flash - E-file modules updates<br /> |-<br /> | [[Media:20200819_EN_Info_Flash_Reporting_BCL_-_feedbacks.pdf| 19/08/2020]] || Info Flash - Reporting BCL - Information - Feedbacks<br /> |-<br /> | [[Media:20200804_EN_Info Flash_S2016-S2017-TPTIBS.pdf| 04/08/2020]] || Info Flash - Release of the new S2.16, S2.17 and TPTIBS forms<br /> |-<br /> | [[Media:20200630_TPTTBS-L1_-_S214_-_S215.pdf| 30/06/2020]] || Info Flash - TPTTBS-L1, S214, S215 forms release<br /> |-<br /> | [[Media:20200506_InfoFlash–S13_O41_O42 Release.pdf| 06/05/2020]] || Info Flash - S1.3, O4.1 and O4.2 forms release<br /> |-<br /> | [[20200326 InfoFlash ESMA-MMFreporting.pdf | 26/03/2020]] || Info Flash - ESMA-MMFreporting<br /> |-<br /> | [[Media:20200312 Info Flash- Static Data Management old module decommission.pdf | 12/03/2020]] || Info Flash - Static Data Management old module decommission<br /> |-<br /> | [[Media:20200218_19_731_Channel_openned.pdf | 18/02/2020]] || Info Flash - CSSF Circular '19/731' Production Rollout<br /> |-<br /> | [[Media:20200117 Info Flash New Interface.pdf | 17/01/2020]] || Info Flash - New user interface<br /> |-<br /> | [[Media:20191125 Info Flash - White labelling.pdf | 25/11/2019]] || Info Flash - White labelling<br /> |-<br /> | [[Media:20191008 HomolUnvailable.pdf | 08/10/2019]] || Info Flash - Homol Unvailable<br /> |-<br /> <br /> | [[Media:Info_Flash_UAT_Update.pdf | 02/09/2019]] || Info Flash - UAT update<br /> |-<br /> <br /> | [[Media:20190802 19-708 new documents.pdf| 02/08/2019]] || Info Flash - update 19/708 New documents<br /> |-<br /> <br /> | [[Media:Info_Flash_CSSF_19-709.pdf | 03/07/2019]] || Info Flash - CSSF circular '19-709' Production rollout<br /> |-<br /> <br /> | [[Media:Info Flash AdobeFlashv2.pdf | 24/06/2019]] || Info Flash - Deprecation of Flash Player in Chrome<br /> |-<br /> <br /> | [[Media:20190605 19-708&amp;709.pdf | 05/06/2019]] || Info Flash - CSSF circulars '19-708' and '19-709'<br /> |-<br /> <br /> | [[Media:20190419_Update_of_AnaCredit_reporting.pdf | 19/04/2019]] || Update of AnaCredit reporting<br /> |-<br /> <br /> | [[Media:20190411_Info_Flash-CSSF_19-708.pdf | 11/04/2019]] || Info Flash - CSSF circular '19-708'<br /> |-<br /> <br /> | [[Media:20190322_MIFIR_Rollout.pdf | 22/03/2019]] || Mifir reporting control removal rollout<br /> |-<br /> <br /> | [[Media:20180215_MiFIR reporting.pdf | 15/02/2019]] || Mifir reporting control information<br /> |-<br /> <br /> | [[Media:20190213 Message for all our users still using e-file v1.pdf | 13/02/2019]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20190211_InfoFlash_19_708.pdf | 11/02/2019]] || InfoFlash_CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20190201_Info Flash - 'CSSF 19-708'.pdf | 01/02/2019]] || New CSSF Circular 19/708 <br /> |-<br /> <br /> | [[Media:20191101 EN Info Flash UpdateSendingService 4.8.1 BCL S1.12.pdf | 11/01/2019]] || Very important update of the Sending Service for BCL reporting S1.12<br /> |-<br /> <br /> | [[Media:20181218 EN Info Flash Migration of the e-file Administration module to e-file v2.pdf | 18/12/2018]] || Migration e-file V1 to V2 Administration module<br /> |-<br /> <br /> | [[Media:20180925 EN Info Flash - Migration of the administration section.pdf | 09/10/2018]] || Migration of the administration section<br /> |-<br /> <br /> | [[Media:20180906 EN MailAlerting.pdf | 06/09/2018]] || Email alerting Face-lifting<br /> |-<br /> <br /> | [[Media:20180214 EN AnaCredit.pdf | 14/02/2018]] || AnaCredit<br /> |-<br /> <br /> | [[Media:20180213 EN Message for all users still using e-file.pdf | 13/02/2018]] || Message for all our users still using e-file v1<br /> |-<br /> <br /> | [[Media:20180115 EFileFacelifeAndMigration.pdf | 15/01/2018]] || Migration e-file v1 =&gt; e-file v2<br /> |-<br /> <br /> | [[Media:Info Flash-Security Enhancement (TLS) 20180122.pdf | 22/01/2018]] || Security enhancement (TLS)<br /> |-<br /> <br /> | [[Media:20171212 EN EMIR.pdf | 12/12/2017]] || EMIR reporting naming convention<br /> |-<br /> <br /> | [[Media:20171205 AMFine indexation enhancement.pdf | 05/12/2017]] || AMfine - AIFM indexation enhancement<br /> |-<br /> <br /> | [[Media:2 20171205 EN AnnonceMIFIR.pdf | 05/12/2017]] || MiFID II / MiFIR<br /> |-<br /> <br /> | [[Media:20171122 EN HomolUnavailable.pdf | 22/11/2017]] || Update of Test-Environment (homologation/UAT)<br /> |-<br /> <br /> | [[Media:20171120 e-file profile changes.pdf | 20/11/2017]] || New user profile management<br /> |-<br /> <br /> | [[Media:20170626_EN_CSSF_Reopening.pdf | 26/06/2017]] || Maintenance at the CSSF – channel reopened<br /> |-<br /> <br /> | [[Media:20170613_EN_CSSF_Unavailability.pdf | 13/06/2017]] || Maintenance at the CSSF – channel unavailable<br /> |-<br /> <br /> | [[Media:20170505 EN SendingServiceInstaller.pdf | 05/05/2017]] || Sending Service Installer - New tool to manage your Sending Service<br /> |- <br /> <br /> | [[Media:20170503 EN SD BO NewsletACD.pdf | 03/05/2017]] || Official launch of CRS reporting<br /> |- <br /> <br /> | [[Media:20171104 EN Onboarding FATCA CRS.pdf | 11/04/2017]] || Onboarding FATCA CRS - Update configuration and universe of RFI<br /> |- <br /> <br /> | [[Media:20171104 EN SendingServiceUpdate.pdf | 11/04/2017]] || Sending Service update<br /> |- <br /> <br /> | [[Media:20170208_EN_CRSUpdate_1.pdf | 08/02/2017]] || ACD published CRS circular<br /> |- <br /> <br /> | [[Media:20170102_EN_FatcaUpdate.pdf | 02/01/2017]] || Update of the FATCA Environment at ACD<br /> |- <br /> <br /> |}<br /> &lt;/div&gt;<br /> <br /> <br /> <br /> [[Category: FAQ e-file]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Main_Page&diff=6263 2022-05-16T13:48:07Z

<p>Sebastien: Redirected page to Welcome to e-file and Fundsquare FAQ</p> <hr /> <div>#REDIRECT [[Welcome_to_e-file_and_Fundsquare_FAQ]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Main_Page&diff=6262 2022-05-16T13:47:46Z

<p>Sebastien: Removed redirect to Welcome to e-file and Fundsquare FAQ</p> <hr /> <div>REDIRECT [[Welcome_to_e-file_and_Fundsquare_FAQ]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6261 2022-05-05T15:01:43Z

<p>Sebastien: Sebastien reverted File:SD.zip to an old version</p> <hr /> <div>== Summary ==<br /> 5.6.3</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6260 2022-05-05T14:59:15Z

<p>Sebastien: Sebastien uploaded a new version of File:SD.zip</p> <hr /> <div>== Summary ==<br /> 5.6.3</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:SD.zip&diff=6259 2022-05-05T14:54:44Z

<p>Sebastien: 5.6.3</p> <hr /> <div>== Summary ==<br /> 5.6.3</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Monitoring&diff=6258 2022-05-02T16:14:55Z

<p>Sebastien: </p> <hr /> <div>=Introduction=<br /> <br /> This modernized e-file version introduce a &lt;u&gt;new design&lt;/u&gt; and &lt;u&gt;improved ergonomics&lt;/u&gt; for a better user experience.<br /> <br /> <br /> <br /> <br /> <br /> =Transmission Monitoring=<br /> <br /> <br /> <br /> <br /> ==Environment==<br /> <br /> Select your environment.<br /> <br /> Production environment : '''https://www.e-file.lu'''<br /> <br /> Homologation environment (Test) : '''https://homologation.e-file.lu/e-file/'''<br /> <br /> <br /> <br /> <br /> ==E-file login==<br /> <br /> Enter your e-file login credentials (user name and password) and click the Access button<br /> <br /> [[File:Transmision follow up-Login .png|250 px]]<br /> <br /> '''IMPORTANT:''' If you do not have an e-file user account, you might contact your '''e-file administrator''' of your company.<br /> <br /> [[E-file Administration|=&gt;for more detailed information please click the link '''e-file Administration''']]<br /> <br /> <br /> <br /> <br /> ==E-file launchpad==<br /> <br /> Once your are logged in, the e-file launchpad opens.<br /> <br /> <br /> <br /> [[File:Launchpad New Followup.png|border|550 px]]<br /> <br /> Click on the '''transmission follow up''' icon.<br /> <br /> <br /> <br /> <br /> ==Transmission follow up==<br /> <br /> <br /> [[File:Transmission follow up revisité.PNG|border|900 px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]Transmissions of the current day are displayed by default when accessing on the module. <br /> <br /> [[File:AfterPoint2.png|20 px]]Filters are hidden by default and clicking on « Advanced search » displays and hides the filters.<br /> <br /> [[File:AfterPoint3.png|20 px]]There is no « Depositor » column anymore . <br /> <br /> [[File:AfterPoint4.png|20 px]]There is an « Export current data » button that download the list of transmissions currently displayed on the screen in an Excel sheet<br /> <br /> [[File:5.PNG|20 px]]The status legend is located in the “?” bubble next to the status column filter .<br /> <br /> <br /> <br /> ===Filters===<br /> <br /> <br /> [[File:Transmission monitoring.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]User-friendly calendar with selection and manual input function in format dd/mm/yyyy or dd-mm-yyyy. <br /> <br /> [[File:AfterPoint2.png|20 px]]The « Transmission period » and « Reference period » filters are combined.<br /> <br /> [[File:AfterPoint3.png|20 px]]There is no « Reset » button for the filters . <br /> <br /> [[File:AfterPoint4.png|20 px]]Clicking on the magnifying glass button to launch the search is only necessary for the « Search by codification » function, all the other filters are applied automatically<br /> <br /> [[File:5.PNG|20 px]]The field « Search by codification » is always displayed .<br /> <br /> <br /> <br /> ===Columns===<br /> <br /> <br /> [[File:Transmission monitoring1 2 3.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]All the filters have dropdown lists where the user can select an option or data type. <br /> <br /> [[File:AfterPoint2.png|20 px]]The fields « Recipient », « Country » and « Subject » (previously « Title of sending ») act as multiselect dropdown lists.<br /> <br /> <br /> <br /> ===Reply===<br /> <br /> <br /> [[File:Transmission monitoring flèche.png|900px]]<br /> <br /> <br /> The button « Reply » appears when checking a box related to a regulator request.<br /> By clicking on “Reply” a drawer opens and the user can send the file/response to authorities.<br /> <br /> [[File:Reply1.jpg|600px]]<br /> <br /> [[File:Reply2.jpg|600px]]<br /> <br /> <br /> &lt;u&gt;'''Note:'''&lt;/u&gt;<br /> For the U1.1 report the behavior remains the same<br /> <br /> [[File:TestModif.png]]<br /> <br /> ===Details of sending and Download Documents or Feedback===<br /> <br /> <br /> <br /> [[File:Deatails of sendingXXX.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]The user clicks anywhere on the transmission, the « Transmission » drawer is displayed with the details « status », « recipient » and « declarer » as well as the list of documents and a button to decrypt and/or download. <br /> <br /> [[File:AfterPoint2.png|20 px]]There is a second tab « Documents » with the complete list of documents related to the specific transmission selected.<br /> <br /> [[File:AfterPoint3.png|20 px]]By clicking on this icon [[File:Drawer.jpg|20 px]] the drawer “Decrypt then Download” opens. The user must enter the Keystore password to decrypt and download the document, see images below.<br /> <br /> <br /> [[File:Decrypt then Download.PNG|1000px]]<br /> <br /> <br /> <br /> ===Specific case of De-Notification===<br /> <br /> 1. For each transmission of a de-notification, a line (corresponding to that transmission) is created in «Transmission Follow Up» module – initially with the status “Transmitted”.<br /> ¨<br /> [[File:For each transmission of a de-notification.png|500px]]<br /> <br /> 2. Then, CSSF send several feedbacks to indicate the status of the transmission:<br /> NOTFBR – NOTFDB – NOTFBH<br /> <br /> 3. For each feedback received from CSSF, a specific “Status” will be displayed.<br /> 3.1. – The first feedback is «NOTFBR»: if accepted the label will be «Sent to CSSF», if rejected «Rejected by CSSF».<br /> 3.2. – The second feedback is «NOTFDB»: if accepted the label will be «CSSF Compliant», if rejected «Rejected by CSSF». These statuses will replace the previous status «Sent to CSSF». <br /> 3.3. – The third feedback is «NOTFBH»: if accepted the label will be «Accepted by Host», if rejected «Rejected by Host». These statuses will replace the previous status «CSSF Compliant».<br /> <br /> 4. Example: As the last feedback received was «NOTFBH» (rejected) the status of the transmission is “Rejected by Host”<br /> <br /> [[File:Rejected host.png|900px]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Monitoring&diff=6257 2022-05-02T16:14:24Z

<p>Sebastien: </p> <hr /> <div>=Introduction=<br /> <br /> This modernized e-file version introduce a &lt;u&gt;new design&lt;/u&gt; and &lt;u&gt;improved ergonomics&lt;/u&gt; for a better user experience.<br /> <br /> <br /> <br /> <br /> <br /> =Transmission Monitoring=<br /> <br /> <br /> <br /> <br /> ==Environment==<br /> <br /> Select your environment.<br /> <br /> Production environment : '''https://www.e-file.lu'''<br /> <br /> Homologation environment (Test) : '''https://homologation.e-file.lu/e-file/'''<br /> <br /> <br /> <br /> <br /> ==E-file login==<br /> <br /> Enter your e-file login credentials (user name and password) and click the Access button<br /> <br /> [[File:Transmision follow up-Login .png|250 px]]<br /> <br /> '''IMPORTANT:''' If you do not have an e-file user account, you might contact your '''e-file administrator''' of your company.<br /> <br /> [[E-file Administration|=&gt;for more detailed information please click the link '''e-file Administration''']]<br /> <br /> <br /> <br /> <br /> ==E-file launchpad==<br /> <br /> Once your are logged in, the e-file launchpad opens.<br /> <br /> <br /> <br /> [[File:Launchpad New Followup.png|border|550 px]]<br /> <br /> Click on the '''transmission follow up''' icon.<br /> <br /> <br /> <br /> <br /> ==Transmission follow up==<br /> <br /> <br /> [[File:Transmission follow up revisité.PNG|border|900 px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]Transmissions of the current day are displayed by default when accessing on the module. <br /> <br /> [[File:AfterPoint2.png|20 px]]Filters are hidden by default and clicking on « Advanced search » displays and hides the filters.<br /> <br /> [[File:AfterPoint3.png|20 px]]There is no « Depositor » column anymore . <br /> <br /> [[File:AfterPoint4.png|20 px]]There is an « Export current data » button that download the list of transmissions currently displayed on the screen in an Excel sheet<br /> <br /> [[File:5.PNG|20 px]]The status legend is located in the “?” bubble next to the status column filter .<br /> <br /> <br /> <br /> ===Filters===<br /> <br /> <br /> [[File:Transmission monitoring.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]User-friendly calendar with selection and manual input function in format dd/mm/yyyy or dd-mm-yyyy. <br /> <br /> [[File:AfterPoint2.png|20 px]]The « Transmission period » and « Reference period » filters are combined.<br /> <br /> [[File:AfterPoint3.png|20 px]]There is no « Reset » button for the filters . <br /> <br /> [[File:AfterPoint4.png|20 px]]Clicking on the magnifying glass button to launch the search is only necessary for the « Search by codification » function, all the other filters are applied automatically<br /> <br /> [[File:5.PNG|20 px]]The field « Search by codification » is always displayed .<br /> <br /> <br /> <br /> ===Columns===<br /> <br /> <br /> [[File:Transmission monitoring1 2 3.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]All the filters have dropdown lists where the user can select an option or data type. <br /> <br /> [[File:AfterPoint2.png|20 px]]The fields « Recipient », « Country » and « Subject » (previously « Title of sending ») act as multiselect dropdown lists.<br /> <br /> <br /> <br /> ===Reply===<br /> <br /> <br /> [[File:Transmission monitoring flèche.png|900px]]<br /> <br /> <br /> The button « Reply » appears when checking a box related to a regulator request.<br /> By clicking on “Reply” a drawer opens and the user can send the file/response to authorities.<br /> <br /> [[File:Reply1.jpg|600px]]<br /> <br /> [[File:Reply2.jpg|600px]]<br /> <br /> <br /> &lt;u&gt;'''Note:'''&lt;/u&gt;<br /> For the U1.1 report the behavior remains the same<br /> <br /> XXXX<br /> [[File:TestModif.png|600px]]<br /> XXXXXX<br /> [[File:TestModif.png]]<br /> <br /> ===Details of sending and Download Documents or Feedback===<br /> <br /> <br /> <br /> [[File:Deatails of sendingXXX.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]The user clicks anywhere on the transmission, the « Transmission » drawer is displayed with the details « status », « recipient » and « declarer » as well as the list of documents and a button to decrypt and/or download. <br /> <br /> [[File:AfterPoint2.png|20 px]]There is a second tab « Documents » with the complete list of documents related to the specific transmission selected.<br /> <br /> [[File:AfterPoint3.png|20 px]]By clicking on this icon [[File:Drawer.jpg|20 px]] the drawer “Decrypt then Download” opens. The user must enter the Keystore password to decrypt and download the document, see images below.<br /> <br /> <br /> [[File:Decrypt then Download.PNG|1000px]]<br /> <br /> <br /> <br /> ===Specific case of De-Notification===<br /> <br /> 1. For each transmission of a de-notification, a line (corresponding to that transmission) is created in «Transmission Follow Up» module – initially with the status “Transmitted”.<br /> ¨<br /> [[File:For each transmission of a de-notification.png|500px]]<br /> <br /> 2. Then, CSSF send several feedbacks to indicate the status of the transmission:<br /> NOTFBR – NOTFDB – NOTFBH<br /> <br /> 3. For each feedback received from CSSF, a specific “Status” will be displayed.<br /> 3.1. – The first feedback is «NOTFBR»: if accepted the label will be «Sent to CSSF», if rejected «Rejected by CSSF».<br /> 3.2. – The second feedback is «NOTFDB»: if accepted the label will be «CSSF Compliant», if rejected «Rejected by CSSF». These statuses will replace the previous status «Sent to CSSF». <br /> 3.3. – The third feedback is «NOTFBH»: if accepted the label will be «Accepted by Host», if rejected «Rejected by Host». These statuses will replace the previous status «CSSF Compliant».<br /> <br /> 4. Example: As the last feedback received was «NOTFBH» (rejected) the status of the transmission is “Rejected by Host”<br /> <br /> [[File:Rejected host.png|900px]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Monitoring&diff=6256 2022-05-02T16:13:43Z

<p>Sebastien: </p> <hr /> <div>=Introduction=<br /> <br /> This modernized e-file version introduce a &lt;u&gt;new design&lt;/u&gt; and &lt;u&gt;improved ergonomics&lt;/u&gt; for a better user experience.<br /> <br /> <br /> <br /> <br /> <br /> =Transmission Monitoring=<br /> <br /> <br /> <br /> <br /> ==Environment==<br /> <br /> Select your environment.<br /> <br /> Production environment : '''https://www.e-file.lu'''<br /> <br /> Homologation environment (Test) : '''https://homologation.e-file.lu/e-file/'''<br /> <br /> <br /> <br /> <br /> ==E-file login==<br /> <br /> Enter your e-file login credentials (user name and password) and click the Access button<br /> <br /> [[File:Transmision follow up-Login .png|250 px]]<br /> <br /> '''IMPORTANT:''' If you do not have an e-file user account, you might contact your '''e-file administrator''' of your company.<br /> <br /> [[E-file Administration|=&gt;for more detailed information please click the link '''e-file Administration''']]<br /> <br /> <br /> <br /> <br /> ==E-file launchpad==<br /> <br /> Once your are logged in, the e-file launchpad opens.<br /> <br /> <br /> <br /> [[File:Launchpad New Followup.png|border|550 px]]<br /> <br /> Click on the '''transmission follow up''' icon.<br /> <br /> <br /> <br /> <br /> ==Transmission follow up==<br /> <br /> <br /> [[File:Transmission follow up revisité.PNG|border|900 px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]Transmissions of the current day are displayed by default when accessing on the module. <br /> <br /> [[File:AfterPoint2.png|20 px]]Filters are hidden by default and clicking on « Advanced search » displays and hides the filters.<br /> <br /> [[File:AfterPoint3.png|20 px]]There is no « Depositor » column anymore . <br /> <br /> [[File:AfterPoint4.png|20 px]]There is an « Export current data » button that download the list of transmissions currently displayed on the screen in an Excel sheet<br /> <br /> [[File:5.PNG|20 px]]The status legend is located in the “?” bubble next to the status column filter .<br /> <br /> <br /> <br /> ===Filters===<br /> <br /> <br /> [[File:Transmission monitoring.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]User-friendly calendar with selection and manual input function in format dd/mm/yyyy or dd-mm-yyyy. <br /> <br /> [[File:AfterPoint2.png|20 px]]The « Transmission period » and « Reference period » filters are combined.<br /> <br /> [[File:AfterPoint3.png|20 px]]There is no « Reset » button for the filters . <br /> <br /> [[File:AfterPoint4.png|20 px]]Clicking on the magnifying glass button to launch the search is only necessary for the « Search by codification » function, all the other filters are applied automatically<br /> <br /> [[File:5.PNG|20 px]]The field « Search by codification » is always displayed .<br /> <br /> <br /> <br /> ===Columns===<br /> <br /> <br /> [[File:Transmission monitoring1 2 3.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]All the filters have dropdown lists where the user can select an option or data type. <br /> <br /> [[File:AfterPoint2.png|20 px]]The fields « Recipient », « Country » and « Subject » (previously « Title of sending ») act as multiselect dropdown lists.<br /> <br /> <br /> <br /> ===Reply===<br /> <br /> <br /> [[File:Transmission monitoring flèche.png|900px]]<br /> <br /> <br /> The button « Reply » appears when checking a box related to a regulator request.<br /> By clicking on “Reply” a drawer opens and the user can send the file/response to authorities.<br /> <br /> [[File:Reply1.jpg|600px]]<br /> <br /> [[File:Reply2.jpg|600px]]<br /> <br /> <br /> &lt;u&gt;'''Note:'''&lt;/u&gt;<br /> For the U1.1 report the behavior remains the same<br /> <br /> [[File:TestModif.png|600px]]<br /> <br /> [[File:TestModif.png]]<br /> <br /> ===Details of sending and Download Documents or Feedback===<br /> <br /> <br /> <br /> [[File:Deatails of sendingXXX.png|900px]]<br /> <br /> [[File:AfterPoint1.png|20 px]]The user clicks anywhere on the transmission, the « Transmission » drawer is displayed with the details « status », « recipient » and « declarer » as well as the list of documents and a button to decrypt and/or download. <br /> <br /> [[File:AfterPoint2.png|20 px]]There is a second tab « Documents » with the complete list of documents related to the specific transmission selected.<br /> <br /> [[File:AfterPoint3.png|20 px]]By clicking on this icon [[File:Drawer.jpg|20 px]] the drawer “Decrypt then Download” opens. The user must enter the Keystore password to decrypt and download the document, see images below.<br /> <br /> <br /> [[File:Decrypt then Download.PNG|1000px]]<br /> <br /> <br /> <br /> ===Specific case of De-Notification===<br /> <br /> 1. For each transmission of a de-notification, a line (corresponding to that transmission) is created in «Transmission Follow Up» module – initially with the status “Transmitted”.<br /> ¨<br /> [[File:For each transmission of a de-notification.png|500px]]<br /> <br /> 2. Then, CSSF send several feedbacks to indicate the status of the transmission:<br /> NOTFBR – NOTFDB – NOTFBH<br /> <br /> 3. For each feedback received from CSSF, a specific “Status” will be displayed.<br /> 3.1. – The first feedback is «NOTFBR»: if accepted the label will be «Sent to CSSF», if rejected «Rejected by CSSF».<br /> 3.2. – The second feedback is «NOTFDB»: if accepted the label will be «CSSF Compliant», if rejected «Rejected by CSSF». These statuses will replace the previous status «Sent to CSSF». <br /> 3.3. – The third feedback is «NOTFBH»: if accepted the label will be «Accepted by Host», if rejected «Rejected by Host». These statuses will replace the previous status «CSSF Compliant».<br /> <br /> 4. Example: As the last feedback received was «NOTFBH» (rejected) the status of the transmission is “Rejected by Host”<br /> <br /> [[File:Rejected host.png|900px]]</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Module&diff=6255 2022-05-02T16:10:55Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> = Operating mode=<br /> <br /> <br /> &lt;u&gt;Main functionalities of the Transmission Module:&lt;/u&gt;<br /> *Encryption and decryption of documents<br /> *Transmission of documents to supervisory authorities<br /> *Keystore generation<br /> *Certificate Request generation and activation<br /> <br /> <br /> <br /> <br /> = System requirements = <br /> <br /> e-file is compatible with all '''Windows''' and '''Mac Os''' versions.<br /> <br /> The only real requirement, in addition to '''internet access''', is to have a &lt;span style=&quot;color: #C00000&quot;&gt;'''java 1.8''' &lt;/span&gt; or above execution environment'''<br /> &lt;br&gt;<br /> This can be downloaded directly from [http://java.com Java official webpage], and following the default installation link.&lt;br&gt;&lt;br&gt;<br /> <br /> == Reporting services using www.e-file.lu ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | Java Runtime Environment (JRE)<br /> |At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Java version 1.8''' &lt;/span&gt; needs to be installed on each computer that needs to encrypt or decrypt data.<br /> Alternative installation are: <br /> * Archive Java 8 download, before the change of licence : https://www.oracle.com/java/technologies/javase/javase8-archive-downloads.html<br /> * OpenJDK: [[OpenJdk_for_the_transmission_module| installation guide]]<br /> |-<br /> ! scope=&quot;row&quot; | Java web start enabled<br /> | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE. &lt;br&gt; You have to associate this kind of file (.jnlp) with Java Webstart. &lt;br&gt; To do so you have to make a right click on the file :&lt;br&gt; <br /> • Open with &lt;br&gt; <br /> • Browse to retrieve the path of Java Webstart<br /> By default the path is :<br /> C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Proxy, antivirus<br /> | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded &lt;br&gt; The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled&lt;br&gt;as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''', '''www.e-file.lu/WSEfile''', '''www.e-file.lu/ECH'''<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Read and write access to e-file working folders<br /> |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.&lt;br&gt;Therefore, the keystore is imported by default in the &quot;workdir&quot; directory on the C:\ drive: '''C:\Users\&lt;username&gt; \efile\workdir'''.<br /> |-<br /> ! scope=&quot;row&quot; | Cookies<br /> |Cookies have to be enabled &lt;br&gt; [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]<br /> |-<br /> ! scope=&quot;row&quot; | Web browsers<br /> | e-file is compliant with most current browsers.&lt;br&gt;Please call us if you have a particular configuration.<br /> |-<br /> ! scope=&quot;row&quot; | Chrome &lt;br&gt; [[File:Icon Chrome.png | 75px]]<br /> | The default installation of Chrome works correctly.<br /> |-<br /> ! scope=&quot;row&quot; | Edge Chromium &lt;br&gt; [[File:Edge Chromium.jpg | 75px]]<br /> | The new Microsoft Edge is based on Chromium and was released on January 15, 2020. It is compatible with all supported versions of Windows, and macOS..<br /> |-<br /> ! scope=&quot;row&quot; | Internet Explorer &lt;br&gt; [[File:logo_ie.jpg | 75px]]&lt;br&gt;<br /> | (-) At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Internet Explorer version 11''' &lt;/span&gt; needs to be installed on your computer.<br /> <br /> (-) 'Do not save encrypted pages to disk' [[Transmission_Module#Running_JNLP|has to be unchecked]].&lt;br&gt;<br /> (-) 'Run ActiveX controls and plug-ins' [[Transmission_Module#activeX|has to be enabled]].<br /> |-<br /> ! scope=&quot;row&quot; | Firefox &lt;br&gt; [[File:logo_ff.jpg | 75px]]<br /> | The default installation of Firefox works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> |-<br /> ! scope=&quot;row&quot; | Safari &lt;br&gt; [[File:logo_safari.jpg | 75px]]<br /> | The default installation of Safari works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> <br /> <br /> |}<br /> <br /> == Luxtrust certificate ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | LuxTrust certificate order<br /> | For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.&lt;br&gt;<br /> To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Firefox, Safari, IE10 ...)<br /> <br /> [[E-file Administration#LUXTRUST_certificate_purchase_order|'''=&gt; How to order your Luxtrust certificate''']]<br /> |}<br /> <br /> = Manual file transmission =<br /> <br /> Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.<br /> <br /> <br /> <br /> == Transmission Module Migration==<br /> <br /> E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.<br /> <br /> <br /> <br /> === Transmission Module Technologie === <br /> <br /> <br /> [[File:Transmission Module technologi After(1).PNG| 600px]]<br /> <br /> === Transmission Section=== <br /> <br /> [[File:Transmission Module Section After(1).PNG| 1000px]]<br /> <br /> === Keystore Selection === <br /> <br /> <br /> [[File:Keystore selection After(1).PNG| 600px]]<br /> <br /> === Sending types ===<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Sending type'''<br /> ! scope=&quot;col&quot; | '''Reporting'''<br /> ! scope=&quot;col&quot; | '''Example'''<br /> ! scope=&quot;col&quot; | '''Detailed information'''<br /> |&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; technical &lt;br /&gt; business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||MMF reporting<br /> ||&lt;small&gt; MMFREP &lt;/small/&gt;<br /> || &lt;small&gt; MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip &lt;br /&gt; MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/en/money-market-funds-mmf/ &lt;small&gt;CSSF - Money market fund &lt;/small&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ &lt;small&gt; CSSF - Legal reporting &lt;/small/&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf &lt;small&gt; CSSF - MMFR Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 83'' &lt;br /&gt; ''wkf 131''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |-<br /> ||Mifir reporting<br /> ||&lt;small&gt; TAFREP &lt;/small/&gt;<br /> || &lt;small&gt; TAFREP-B00000001-2017-04-15-123456.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/wp-content/uploads/TAF_Handbook_2019.2.pdf &lt;small&gt; CSSF - TAF Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 71'' &lt;br /&gt; ''wkf 115''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting IORP<br /> ||&lt;small&gt; SUFREP&lt;/small/&gt;<br /> ||&lt;small&gt; SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/en/supervision/ivm/pf/legal-reporting/reporting-circular-cssf-19726/ &lt;small&gt; (-) CSSF - Legal reporting &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf &lt;small&gt; (-) CIRCULAR CSSF 19/726 &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf &lt;small&gt; (-) New naming convention SUFREP &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf &lt;small&gt; (-) Technical note &lt;/small/&gt;]&lt;br /&gt; <br /> [https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl &lt;small&gt; (-) XBRL taxonomies to be used &lt;/small/&gt;]&lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 80'' &lt;br /&gt; ''wkf 130''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AnaCredit<br /> ||&lt;small&gt; ANTREF &lt;br /&gt; ANTT1M &lt;br /&gt; ANTT2M &lt;br /&gt; ANTT2Q &lt;/small/&gt;<br /> ||&lt;small&gt; ANTREF_201801_LUB00999_20180205-001.xml &lt;br /&gt; ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml &lt;/small/&gt; &lt;br /&gt; <br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 74'' &lt;br /&gt; ''wkf 122'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SHS-Group reporting<br /> ||&lt;small&gt; SHSGRP &lt;/small/&gt;<br /> ||&lt;small&gt; SHSGRP_201709_LUB00999_20171206_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 75'' &lt;br /&gt; ''wkf 123'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FINREP report<br /> ||&lt;small&gt; B2.4 &lt;br /&gt; B2.5 &lt;/small/&gt;<br /> ||&lt;small&gt; FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML &lt;br /&gt; FRCREP-B9999-2007-12-B24-L2-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting EDIFACT<br /> ||&lt;small&gt; B4.4 (Credit institutions) &lt;/small/&gt;<br /> ||&lt;small&gt; B0001809.T01 &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf &lt;small&gt; (-) CSSF - Reporting instructions Edifact B4.4 &lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||Reporting CSDR<br /> ||&lt;small&gt; CSDREP &lt;/small/&gt;<br /> ||&lt;small&gt; CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf &lt;small&gt; (-) CSSF - Circular 19/709 &lt;/small/&gt;] &lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 78'' &lt;br /&gt; ''wkfxxx''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||COREP report<br /> ||&lt;small&gt; COFREP &lt;/small/&gt;<br /> ||&lt;small&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl &lt;br /&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip &lt;br /&gt; COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/document/reporting-requirements-for-credit-institutions-final-version/ &lt;small&gt; (-) CSSF - Reporting requirements for credit institutions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 72'' &lt;br /&gt; ''wkf 85''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Credit institution reporting<br /> ||&lt;small&gt;AR: Annual Report &lt;br /&gt; AS: Annual report consolidated &lt;br /&gt; CO: Compliance Report &lt;br /&gt; GR: Governance Report &lt;br /&gt; IA: Internal Audit Report &lt;br /&gt; IC: ICAAP &lt;br /&gt; ID: ICAAP Consolidated &lt;br /&gt; LF: Long Form Report &lt;br /&gt; LC: Long Form consolidated &lt;br /&gt; <br /> LD: Long form branch or specific participation &lt;br /&gt; <br /> ML:ManagementLetter &lt;br /&gt; MC: Management letter consolidated &lt;br /&gt; RC: Risk Control Report &lt;br /&gt; RP: Recovery Plan &lt;br /&gt; SC: Single Customer View &lt;br /&gt; LG: Reconciliation LuxGAAP FINREP &lt;br /&gt;<br /> RR: Results distribution &lt;br /&gt; <br /> BD: AC member list &lt;br /&gt; IL: ILAAP &lt;br /&gt; IM: ILAAP consolidated <br /> &lt;br /&gt; <br /> AC: Audit report on AML/CTF &lt;br /&gt; <br /> MF: Audit report on rules of conduct &lt;br /&gt; <br /> MM: Head quarter annual report &lt;br /&gt; <br /> RE: Report on out-of-court complaint resolution &lt;br /&gt; <br /> TR: Table on out-of-court complaint resolution &lt;br /&gt; <br /> AD: Circ. 18/697 annexe1 &lt;br /&gt;&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf &lt;small&gt; (-) CSSF - Circular 19/731&lt;/small/&gt;] &lt;br /&gt; <br /> <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 27'' &lt;br /&gt; ''wkf 92''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BCL statistics<br /> ||&lt;small&gt; S0.1; S1.1; S1.4; S1.5; &lt;br /&gt; S1.8; S1.9; S2.5-L; S2.5-N; &lt;br /&gt; S2.8; S2.9-L; S 2.9-N; S3.2&lt;/small/&gt;<br /> ||&lt;small&gt; S0001_L1_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 13'' &lt;br /&gt; ''wkf 96''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting S1.12-L<br /> ||&lt;small&gt; S1.12-L&lt;/small/&gt;<br /> ||&lt;small&gt; S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 76'' &lt;br /&gt; ''wkf 124''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Security by security Banks<br /> ||&lt;small&gt; TPTBBL; TPTBBN; TPTBHR; TPTBHN &lt;/small/&gt;<br /> ||&lt;small&gt; TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 20'' &lt;br /&gt; ''wkf 97''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Payments balance<br /> ||&lt;small&gt; BOP &lt;/small/&gt;<br /> ||&lt;small&gt; BOP101_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 12'' &lt;br /&gt; ''wkf 105''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF enquiry<br /> ||&lt;small&gt; ESPREP &lt;/small/&gt;<br /> ||&lt;small&gt; ESPREP-B0999-2008-06-STT.xls &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 15'' &lt;br /&gt; ''wkf 78''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EDP report<br /> ||&lt;small&gt; EDPREP &lt;/small/&gt;<br /> ||&lt;small&gt; EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 29'' &lt;br /&gt; ''wkf 109''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EME report<br /> ||&lt;small&gt; EMEREP &lt;/small/&gt;<br /> ||&lt;small&gt; EMEREP-W9999-2011-03-W11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 34'' &lt;br /&gt; ''wkf 110''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Data payment collection (CDP)<br /> ||&lt;small&gt; V1.1 - V1.300-F &lt;/small/&gt;<br /> ||&lt;small&gt; V0101_L2_201601_W000000003_B000000999_20160201_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf &lt;small&gt;BCL - File name convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 36'' &lt;br /&gt; ''wkf 74''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting U<br /> ||&lt;small&gt; U1.1 &lt;/small/&gt;<br /> ||&lt;small&gt; U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt; (-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf &lt;small&gt; (-) CSSF - File naming convention U1.1 reporting&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 8'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting Sicar<br /> ||&lt;small&gt; SICREP &lt;/small/&gt;<br /> ||&lt;small&gt; SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf &lt;small&gt;(-) CSSF - Circular 08/376&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt;(-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 17'' &lt;br /&gt; ''wkf 112''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> <br /> |-<br /> ||Management letters CSSF 09/423 <br /> ||&lt;small&gt; Management letters (ML) &lt;br /&gt; (OPC Loi 2010, OPC Loi 2007, SICAR)<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 82''&lt;/small/&gt; &lt;/span&gt;<br /> |-Fin. Rep. of GFI<br /> ||Management letters of GFI<br /> ||&lt;small&gt;(-) Management letters (ML) &lt;br /&gt; (Investment fund manager (IFM) &lt;br /&gt; Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 125''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Long forms CSSF 09/423<br /> ||<br /> &lt;small&gt; <br /> (-)Long Form reports (LF)&lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 81''&lt;/small/&gt; &lt;/span&gt; &lt;/small/&gt;<br /> |-<br /> ||Fin. Rep. of GFI<br /> ||<br /> &lt;small&gt; <br /> (-) Annual management company report (AR) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt; <br /> (-) Management company rep., other frequency (RO) &lt;br /&gt; <br /> (-) Response to the CSSF &lt;br /&gt;<br /> (-) Miscellaneous report<br /> &lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report not in 08/371<br /> ||&lt;small&gt; (-) Auditor report (RR) &lt;br /&gt;<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-'''HK'''-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 88''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |-<br /> ||Other closing documents of GFI<br /> ||<br /> &lt;small&gt;<br /> (-) Risk management function(GR) &lt;br /&gt; <br /> (-) OPCVM instruments information (ID) &lt;br /&gt;<br /> (-) Compliance Function (FC)&lt;br /&gt; <br /> (-) Internal audit function report (IA)&lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Complaints handling (TP) &lt;br /&gt; <br /> (-) Authorized third party complaints (LP) &lt;br /&gt;<br /> (-) Risk Management Procedure (PG)&lt;br /&gt; <br /> (-) Organization chart (OG) &lt;br /&gt; <br /> (-) Mandates table (TM) &lt;br /&gt; <br /> (-) Delegates of RFI (RD) &lt;br /&gt; <br /> (-) Branch activity (AS), &lt;br /&gt; <br /> (-) Own funds ratio (FP) &lt;br /&gt; <br /> (-) Risk management procedure AIFM (PN) &lt;br /&gt; <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt;<br /> &lt;br /&gt; <br /> <br /> <br /> || &lt;small&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt;<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 126''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> |-<br /> ||AML_AIFM_REG Reporting <br /> ||<br /> &lt;small&gt;<br /> <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; [[File:Attention.jpg|border|30px]]&lt;span style=&quot;color: #C00000&quot;&gt; '''E-file should no longer be used for this procedure -ET-!!!!!!''' &lt;br /&gt; <br /> <br /> || &lt;small&gt;<br /> <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 133''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS prospectus<br /> ||&lt;small&gt;SIF: &lt;br /&gt; <br /> (-) Prospectus (PC) &lt;br /&gt; <br /> (-) Offering document (DE) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 83''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 UCI prospectus<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Prospectus (PC) &lt;br /&gt; (-) Simplified prospectus (PS) &lt;br /&gt; (-) Letter of explanation (LE)&lt;/small/&gt;<br /> || <br /> &lt;small&gt; DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 84''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS report<br /> ||&lt;small&gt;SIF: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;&lt;br /&gt; <br /> &lt;small&gt;SICAR: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 87''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Semi-annual report (SR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (MP)&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 89''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management regulation/status<br /> ||&lt;small&gt; (-) DOCREP MR: Management Regulations of UCITS (MR) &lt;br /&gt; (-) DOCREP AI: Articles of Incorporation of UCITS (AI) &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-)DOCREP AI: Articles of Incorporation of SICAR (AI) <br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 108''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Key investor document<br /> ||&lt;small&gt; Key Investor Information Document &lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;/small/&gt; <br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf &lt;small&gt;(-) CSSF 11/509&lt;/small/&gt;] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;(-) CSSF - Document transmission &lt;br /&gt; Circulars 08/371, 09/423, 11/509&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 11''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF attestation<br /> ||[[Transmission_Module#Special_case:_UCI_attestation_request|&lt;small&gt; CSSF attestation request &lt;/small/&gt; ]]<br /> ||&lt;small&gt; - &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 104''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AIF Reporting<br /> ||&lt;small&gt; AIFREP &lt;/small/&gt;<br /> ||&lt;small&gt; AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip &lt;br /&gt; AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf &lt;small&gt; CSSF - Circular 14/581&lt;/small/&gt;] <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 54'' &lt;br /&gt; ''wkf 24''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management company report<br /> ||&lt;small&gt; SGOREP &lt;/small/&gt;<br /> ||&lt;small&gt; SGOREP-S9999-2009-03-G21-L2-S-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf &lt;small&gt;(-) CSSF - Circular 10/467&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf &lt;small&gt;(-) CSSF - Circular 15/633&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/g2-1-template/ &lt;small&gt;(-) G2.1 template provided in the CSSF website&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 26'' &lt;br /&gt; ''wkf 95''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||PSF report<br /> ||&lt;small&gt; PSFREP &lt;/small/&gt;<br /> ||&lt;small&gt; PSFREP-P9999-2008-03-P11-L1-L-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf &lt;small&gt;(-) CSSF - Circular 05/178&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/en/supervision/pfs/ &lt;small&gt;(-) CSSF - PFS&lt;/small/&gt;]] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 18'' &lt;br /&gt; ''wkf 94''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Titrisation vehicles &lt;br /&gt; (=&gt; BCL - Securitisation Vehicles reporting)<br /> ||&lt;small&gt; S2.14 &lt;br /&gt; S2.15 &lt;br /&gt; TPTTBS &lt;/small/&gt;<br /> ||&lt;small&gt; S0214_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; S0215_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; <br /> ||<br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf &lt;small&gt;(-) Circular 2014/236&lt;/small/&gt;] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf &lt;small&gt;(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 23'' &lt;br /&gt; ''wkf 98''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Issuing companies reporting &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; S2.16 &lt;br /&gt; S2.17 &lt;/small/&gt;<br /> ||&lt;small&gt; S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;br /&gt; S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting securities by securities of issuing companies &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; TPTIBS &lt;/small/&gt;<br /> ||&lt;small&gt; TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Companie) - &lt;br /&gt; Governance Re<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N01; N02; N03; N04; N07; N08; N09; N10; N11 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf &lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 64''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Réviseur) - &lt;br /&gt; Governance Rep<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N05; N06 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 63''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Solvency II Reporting<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; XBRL Solvency II reports &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 44''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FATCA sending<br /> ||&lt;small&gt; [[FATCA_Manual|FATCA]] &lt;/small/&gt;<br /> ||&lt;small&gt; FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml &lt;/small/&gt;<br /> ||<br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf &lt;small&gt; (-) Circulaire ECHA - n° 3 du 19 janvier 2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html &lt;small&gt; (-) ACD-FATCA&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 60'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CRS report<br /> ||&lt;small&gt; [[CRS Manual|CRS]] &lt;/small/&gt;<br /> ||&lt;small&gt; CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml &lt;/small/&gt; <br /> ||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html &lt;small&gt;(-) ACD-CRS&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html &lt;small&gt;(-) Newsletter 06/02/2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf &lt;small&gt;(-) ECHA-n°4 06/02/2017&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 68'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||OTHER reporting &lt;br /&gt; (=&gt; CSSF)<br /> ||&lt;small&gt; OTHREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTHREP-B9999-HELLO_WORLD.xlsx &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 19'' &lt;br /&gt; ''wkf 93''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Various correspondence (OTH) &lt;br /&gt; (=&gt; BCL -OTHER reporting)<br /> ||&lt;small&gt; OTXREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf &lt;small&gt;BCL Reporting Instructions&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 22'' &lt;br /&gt; ''wkf 75''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||'''Non LU UCI registration'''<br /> ||&lt;small&gt; KIID, prospectus, FactSheet... &lt;/small/&gt;<br /> ||&lt;small&gt; KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 30'' &lt;br /&gt; ''wkf 107''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Divers/Autres<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5'' &lt;br /&gt; ''wkf 73''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SIAG (03/108)<br /> ||&lt;small&gt; (-) Miscellaneous &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Reponse to the CSSF&lt;/small/&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 71''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Wrong name: Management company end &lt;br /&gt; the right name should be =&gt; Financial reports of Management companies)<br /> ||&lt;small&gt; (-) Management letters &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Semi-annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management company report, other frequency &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Response to the CSSF &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Explanation letter &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Auditor's report &lt;/small/&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification société gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 70''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification group UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 69''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 68''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Agrément société de gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 67''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||UCI agreement'''&lt;br /&gt;<br /> &lt;small&gt;&lt;span style=&quot;background:red&quot;&gt; '''Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.'''&lt;/span&gt;&lt;/small/&gt;&lt;br /&gt;<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating document&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous agreement &lt;/small/&gt; &lt;br /&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 66''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Envoi de documents à la CSSF<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 79''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Notification 2002/77<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 72''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |}<br /> <br /> == General tab ==<br /> <br /> <br /> '''The General tab has to be used in the following cases:'''<br /> <br /> &lt;u&gt; '''Case 1''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of all reportings that have been generated by our [[ReportGeneration|Report Generation module]] and transmitted through the [[ReportGeneration#File transmission|Transmission button]] available in the form.'''<br /> <br /> [[ReportGeneration#List of all reportings that can be created manually with our Report generator|=&gt; List of all reportings that can be created manually with our Report generator]]<br /> <br /> <br /> <br /> <br /> &lt;u&gt; '''Case 2''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of replies to source files initiated by the supervising authorities'''<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Detail'''<br /> ! scope=&quot;col&quot; | '''Supervising authority'''<br /> ! scope=&quot;col&quot; | '''Circular'''<br /> ! scope=&quot;col&quot; | '''e-file User Guide'''<br /> <br /> |-<br /> ||SPJ||&lt;u&gt;Replies to &lt;/u&gt; '''Notification and execution of court orders'''&lt;br /&gt;646REP &lt;br /&gt; 663REP &lt;br /&gt; 664REP<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]<br /> ||[[Transmission_follow-up#How_to_reply_to_court_orders_issued_by_investigating_judges_of_Luxembourg|How to reply to court orders issued by investigating judges of Luxembourg]]<br /> |-<br /> ||U11<br /> ||&lt;u&gt;Replies to &lt;/u&gt; to U11 ('''Global Feedback''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]<br /> ||[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|How to reply to U1.1 Global feedback]]<br /> |-<br /> |CPR, RAC, RDI,&lt;br /&gt;RGO,RLB, RRE, ESP,&lt;br /&gt;ETR, RSO,FIR<br /> ||&lt;u&gt;Replies to &lt;/u&gt;'''source files''' received from the CAA<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-3.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> |-<br /> |}<br /> <br /> = Solving the most common problems =<br /> <br /> <br /> == Reporter is blocked==<br /> <br /> The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.<br /> <br /> [[File:reporterisblocked.bmp|250 px]]<br /> <br /> <br /> For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.<br /> <br /> The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:<br /> <br /> - FINREP (CSSF circular 08/344)<br /> <br /> - COFREP (CSSF circular 08/344)<br /> <br /> - ESP (Special enquiries; CIRCULAR CSSF 08/344)<br /> <br /> - PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)<br /> <br /> - SICAR (Sociétés d´investissement en capital à risque)<br /> <br /> - Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)<br /> <br /> - Management companies (CIRCULAR CSSF 10/467)<br /> <br /> - Payment institutions (CIRCULAR CSSF 11/511)<br /> <br /> - Electronic money institutions (CIRCULAR CSSF 11/522)<br /> <br /> - OTHER reporting<br /> <br /> - AIFMD reporting (CIRCULAR CSSF 14/581)<br /> <br /> <br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - General]]<br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - AIFMD]]<br /> <br /> <br /> <br /> <br /> == Java settings - Control Panel ==<br /> <br /> <br /> <br /> (1) Open the Java Control Panel<br /> <br /> (-) Launch the Java Control Panel on '''Windows'''<br /> <br /> -Launch the Windows Start menu<br /> <br /> -Click on Programs (All Apps on Windows 10)<br /> <br /> -Find the Java program listing<br /> <br /> -Click Configure Java to launch the Java Control Panel<br /> <br /> <br /> <br /> (-) Launch the Java Control Panel on '''Mac''' (10.7.3 or above)<br /> <br /> -Click on Apple icon on upper left of screen<br /> <br /> -Go to System Preferences<br /> <br /> -Click on the Java icon to access the Java Control Panel<br /> <br /> === General tab ===<br /> <br /> == Delete Java cache ==<br /> <br /> (More information on how the start the Java Control Panel [[#Java_settings_-_Control_Panel|above]]).<br /> <br /> On the General tab, click on &quot;Settings&quot;, then &quot;Delete Files...&quot; and finally &quot;OK&quot; (and &quot;OK&quot; twice more to leave the Java Control Panel)<br /> <br /> [[File:Delete_java_cache.png | 800 px]]<br /> <br /> ==== Java temporary Files settings ====<br /> <br /> (2) Configure the Java temporary files settings as indicated on the printscreen below:<br /> <br /> [[File:KeepTemporatyFiles.png | 500 px]]<br /> <br /> <br /> <br /> == Write rights ==<br /> <br /> The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. &lt;br&gt;<br /> [[Error messages list#compression|These error messages]] reflect access problems.&lt;br&gt;<br /> <br /> In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:<br /> <br /> '''Right click on the e-file directory &gt; properties ... &gt; disable the checkbox label 'Read Only''''<br /> <br /> [[File:droits_prop.jpg]]<br /> <br /> If your internal security allows that action, you must also adapt your user rights to all '''e-file sub-directories'''.<br /> <br /> &lt;u&gt;'''Note'''&lt;/u&gt;: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you. <br /> <br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> &lt;span id=&quot;FF3&quot;&gt; &lt;/span&gt;<br /> <br /> == Firefox and Safari compatibility==<br /> The default installation of Firefox and Safari with mac needs some tweek in order to work :<br /> <br /> <br /> === firefox ===<br /> <br /> When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end.<br /> In order to start it, you need to remove the .html at the end of the file.<br /> <br /> <br /> === Safari (mac) ===<br /> On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a &quot;unauthorized developper&quot;<br /> <br /> If you have this message, you will need admin right on the machine :<br /> Go to : Mac icon -&gt; System preference -&gt; Security &amp; Privacy<br /> <br /> [[File:Mac_security_validation.png | 600px]]<br /> <br /> On this screen you have to select &quot;Open Anyway&quot;<br /> <br /> <br /> <br /> <br /> == Running ActiveX==<br /> The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.<br /> '''This association is automatically set up when installing [http://www.java.com Java]''', but sometimes a specific Internet Explorer option may prevents it to run properly.<br /> <br /> &lt;u&gt;'''Solution:'''&lt;/u&gt;<br /> <br /> 1. In '''Internet Explorer''', navigate to '''Tools &gt; Internet Options'''. <br /> <br /> 2. On the '''Security tab''', select a network zone. <br /> <br /> 3. Click '''Custom Level'''. <br /> <br /> 4. Scroll down to the '''Run ActiveX controls and plug-ins'''. <br /> <br /> 5. Select the checkbox label '''Run ActiveX controls and plug-ins'''.<br /> <br /> 6. Click '''OK''' and click '''Apply'''.<br /> <br /> [[File:runActiveX.jpg]]<br /> <br /> = Teamviewer =<br /> <br /> Click the link below in order to get remote assistance:<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance '''Windows''' compatible executable]<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance '''MAC''' compatible executable]<br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> <br /> <br /> <br /> <br /> = KeyTool =<br /> <br /> KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:<br /> <br /> [http://www.e-file.lu/download/KeytoolIUI.zip '''=&gt; Download KeytoolIUI.zip'''].<br /> <br /> <br /> To open it, double click on '''keytooliui.jar'''<br /> <br /> [[File:Keytool.jar.png| 180 px]] ➡️ [[File:Keytool manage view.png| 500 px]]<br /> <br /> <br /> <br /> == Why to merge two keystores ==<br /> <br /> While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation.<br /> The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.<br /> <br /> This article explains how to merge two keystores.<br /> <br /> <br /> <br /> == How does a keystore work ==<br /> <br /> [[File:schemaKeystore.jpg|680px]]<br /> <br /> Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is &quot;.ks&quot; and contains a list of certificates.<br /> <br /> &lt;br/&gt;<br /> <br /> Every certificate contains a public key but also a private key which is protected by a password (symbolized [[File:cleJaune1.jpg]]). The keystore access is protected by a password as well (symbolized [[File:cleNoire1.jpg]]). '''The private key password and the keystore password must always match''', thus [[File:cleJaune1.jpg]]= [[File:cleNoire1.jpg]]. For this reason make sure to always use the same password while handling the keystore.<br /> &lt;br/&gt;<br /> During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. <br /> On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.<br /> &lt;br/&gt;<br /> <br /> <br /> <br /> == How to merge two keystores ==<br /> <br /> The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[http://www.e-file.lu/download/KeytoolIUI.zip]].<br /> To open it, double click on '''keytooliui.jar'''. <br /> <br /> Follow all the steps to import public and private key from a certificate to another.<br /> <br /> [[File:1vue.png|700px]]<br /> &lt;br/&gt;<br /> *Select &quot;Import private key from other keystore&quot; as shown on the above printscreen (step 1)<br /> *Click on the two icons in the &quot;Source&quot; section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the &quot;How does a keystore work&quot; section sketch.<br /> *Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the &quot;How does a keystore work&quot; section sketch.<br /> *Click OK (step 4)<br /> <br /> [[File:2vue.png|700px]]f<br /> <br /> *Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.<br /> Click OK&lt;br/&gt;<br /> <br /> [[File:3vue.png|700px]]<br /> <br /> Input the name of the new private key that will be generated in the target keystore. The naming convention is :<br /> <br /> '''cleprivalid_''' + incremented number. &lt;br/&gt;&lt;br/&gt;<br /> <br /> '''As an example''', if the target keystore contains already 4 certificates, it has the following entries :<br /> <br /> *cleprivalid_1<br /> *cleprivalid_2<br /> *cleprivalid_3<br /> *cleprivalid_4<br /> The new key name will be cleprivalid_5.&lt;br/&gt;&lt;br/&gt;<br /> <br /> *Input the password that will be associated to the new key. '''Warning : it must be the same as the other private key's password of the target keystore''' (the one of the keystore). Confirm password.<br /> *Click Ok<br /> <br /> [[File:4vue.png]]<br /> <br /> The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.<br /> <br /> [[File:finalVue.png|700px]]<br /> <br /> ----</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Module&diff=6254 2022-05-02T16:10:38Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> = Operating mode=<br /> <br /> <br /> &lt;u&gt;Main functionalities of the Transmission Module:&lt;/u&gt;<br /> *Encryption and decryption of documents<br /> *Transmission of documents to supervisory authorities<br /> *Keystore generation<br /> *Certificate Request generation and activation<br /> <br /> <br /> <br /> <br /> = System requirements = <br /> <br /> e-file is compatible with all '''Windows''' and '''Mac Os''' versions.<br /> <br /> The only real requirement, in addition to '''internet access''', is to have a &lt;span style=&quot;color: #C00000&quot;&gt;'''java 1.8''' &lt;/span&gt; or above execution environment'''<br /> &lt;br&gt;<br /> This can be downloaded directly from [http://java.com Java official webpage], and following the default installation link.&lt;br&gt;&lt;br&gt;<br /> <br /> == Reporting services using www.e-file.lu ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | Java Runtime Environment (JRE)<br /> |At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Java version 1.8''' &lt;/span&gt; needs to be installed on each computer that needs to encrypt or decrypt data.<br /> Alternative installation are: <br /> * Archive Java 8 download, before the change of licence : https://www.oracle.com/java/technologies/javase/javase8-archive-downloads.html<br /> * OpenJDK: [[OpenJdk_for_the_transmission_module| installation guide]]<br /> |-<br /> ! scope=&quot;row&quot; | Java web start enabled<br /> | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE. &lt;br&gt; You have to associate this kind of file (.jnlp) with Java Webstart. &lt;br&gt; To do so you have to make a right click on the file :&lt;br&gt; <br /> • Open with &lt;br&gt; <br /> • Browse to retrieve the path of Java Webstart<br /> By default the path is :<br /> C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Proxy, antivirus<br /> | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded &lt;br&gt; The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled&lt;br&gt;as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''', '''www.e-file.lu/WSEfile''', '''www.e-file.lu/ECH'''<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Read and write access to e-file working folders<br /> |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.&lt;br&gt;Therefore, the keystore is imported by default in the &quot;workdir&quot; directory on the C:\ drive: '''C:\Users\&lt;username&gt; \efile\workdir'''.<br /> |-<br /> ! scope=&quot;row&quot; | Cookies<br /> |Cookies have to be enabled &lt;br&gt; [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]<br /> |-<br /> ! scope=&quot;row&quot; | Web browsers<br /> | e-file is compliant with most current browsers.&lt;br&gt;Please call us if you have a particular configuration.<br /> |-<br /> ! scope=&quot;row&quot; | Chrome &lt;br&gt; [[File:Icon Chrome.png | 75px]]<br /> | The default installation of Chrome works correctly.<br /> |-<br /> ! scope=&quot;row&quot; | Edge Chromium &lt;br&gt; [[File:Edge Chromium.jpg | 75px]]<br /> | The new Microsoft Edge is based on Chromium and was released on January 15, 2020. It is compatible with all supported versions of Windows, and macOS..<br /> |-<br /> ! scope=&quot;row&quot; | Internet Explorer &lt;br&gt; [[File:logo_ie.jpg | 75px]]&lt;br&gt;<br /> | (-) At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Internet Explorer version 11''' &lt;/span&gt; needs to be installed on your computer.<br /> <br /> (-) 'Do not save encrypted pages to disk' [[Transmission_Module#Running_JNLP|has to be unchecked]].&lt;br&gt;<br /> (-) 'Run ActiveX controls and plug-ins' [[Transmission_Module#activeX|has to be enabled]].<br /> |-<br /> ! scope=&quot;row&quot; | Firefox &lt;br&gt; [[File:logo_ff.jpg | 75px]]<br /> | The default installation of Firefox works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> |-<br /> ! scope=&quot;row&quot; | Safari &lt;br&gt; [[File:logo_safari.jpg | 75px]]<br /> | The default installation of Safari works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> <br /> <br /> |}<br /> <br /> == Luxtrust certificate ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | LuxTrust certificate order<br /> | For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.&lt;br&gt;<br /> To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Firefox, Safari, IE10 ...)<br /> <br /> [[E-file Administration#LUXTRUST_certificate_purchase_order|'''=&gt; How to order your Luxtrust certificate''']]<br /> |}<br /> <br /> = Manual file transmission =<br /> <br /> Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.<br /> <br /> <br /> <br /> == Transmission Module Migration==<br /> <br /> E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.<br /> <br /> <br /> <br /> === Transmission Module Technologie === <br /> <br /> <br /> [[File:Transmission Module technologi After(1).PNG| 600px]]<br /> <br /> === Transmission Section=== <br /> <br /> [[File:Transmission Module Section After(1).PNG| 1000px]]<br /> <br /> === Keystore Selection === <br /> <br /> <br /> [[File:Keystore selection After(1).PNG| 600px]]<br /> <br /> === Sending types ===<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Sending type'''<br /> ! scope=&quot;col&quot; | '''Reporting'''<br /> ! scope=&quot;col&quot; | '''Example'''<br /> ! scope=&quot;col&quot; | '''Detailed information'''<br /> |&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; technical &lt;br /&gt; business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||MMF reporting<br /> ||&lt;small&gt; MMFREP &lt;/small/&gt;<br /> || &lt;small&gt; MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip &lt;br /&gt; MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/en/money-market-funds-mmf/ &lt;small&gt;CSSF - Money market fund &lt;/small&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ &lt;small&gt; CSSF - Legal reporting &lt;/small/&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf &lt;small&gt; CSSF - MMFR Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 83'' &lt;br /&gt; ''wkf 131''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |-<br /> ||Mifir reporting<br /> ||&lt;small&gt; TAFREP &lt;/small/&gt;<br /> || &lt;small&gt; TAFREP-B00000001-2017-04-15-123456.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/wp-content/uploads/TAF_Handbook_2019.2.pdf &lt;small&gt; CSSF - TAF Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 71'' &lt;br /&gt; ''wkf 115''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting IORP<br /> ||&lt;small&gt; SUFREP&lt;/small/&gt;<br /> ||&lt;small&gt; SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/en/supervision/ivm/pf/legal-reporting/reporting-circular-cssf-19726/ &lt;small&gt; (-) CSSF - Legal reporting &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf &lt;small&gt; (-) CIRCULAR CSSF 19/726 &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf &lt;small&gt; (-) New naming convention SUFREP &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf &lt;small&gt; (-) Technical note &lt;/small/&gt;]&lt;br /&gt; <br /> [https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl &lt;small&gt; (-) XBRL taxonomies to be used &lt;/small/&gt;]&lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 80'' &lt;br /&gt; ''wkf 130''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AnaCredit<br /> ||&lt;small&gt; ANTREF &lt;br /&gt; ANTT1M &lt;br /&gt; ANTT2M &lt;br /&gt; ANTT2Q &lt;/small/&gt;<br /> ||&lt;small&gt; ANTREF_201801_LUB00999_20180205-001.xml &lt;br /&gt; ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml &lt;/small/&gt; &lt;br /&gt; <br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 74'' &lt;br /&gt; ''wkf 122'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SHS-Group reporting<br /> ||&lt;small&gt; SHSGRP &lt;/small/&gt;<br /> ||&lt;small&gt; SHSGRP_201709_LUB00999_20171206_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 75'' &lt;br /&gt; ''wkf 123'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FINREP report<br /> ||&lt;small&gt; B2.4 &lt;br /&gt; B2.5 &lt;/small/&gt;<br /> ||&lt;small&gt; FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML &lt;br /&gt; FRCREP-B9999-2007-12-B24-L2-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting EDIFACT<br /> ||&lt;small&gt; B4.4 (Credit institutions) &lt;/small/&gt;<br /> ||&lt;small&gt; B0001809.T01 &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf &lt;small&gt; (-) CSSF - Reporting instructions Edifact B4.4 &lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||Reporting CSDR<br /> ||&lt;small&gt; CSDREP &lt;/small/&gt;<br /> ||&lt;small&gt; CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf &lt;small&gt; (-) CSSF - Circular 19/709 &lt;/small/&gt;] &lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 78'' &lt;br /&gt; ''wkfxxx''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||COREP report<br /> ||&lt;small&gt; COFREP &lt;/small/&gt;<br /> ||&lt;small&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl &lt;br /&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip &lt;br /&gt; COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/document/reporting-requirements-for-credit-institutions-final-version/ &lt;small&gt; (-) CSSF - Reporting requirements for credit institutions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 72'' &lt;br /&gt; ''wkf 85''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Credit institution reporting<br /> ||&lt;small&gt;AR: Annual Report &lt;br /&gt; AS: Annual report consolidated &lt;br /&gt; CO: Compliance Report &lt;br /&gt; GR: Governance Report &lt;br /&gt; IA: Internal Audit Report &lt;br /&gt; IC: ICAAP &lt;br /&gt; ID: ICAAP Consolidated &lt;br /&gt; LF: Long Form Report &lt;br /&gt; LC: Long Form consolidated &lt;br /&gt; <br /> LD: Long form branch or specific participation &lt;br /&gt; <br /> ML:ManagementLetter &lt;br /&gt; MC: Management letter consolidated &lt;br /&gt; RC: Risk Control Report &lt;br /&gt; RP: Recovery Plan &lt;br /&gt; SC: Single Customer View &lt;br /&gt; LG: Reconciliation LuxGAAP FINREP &lt;br /&gt;<br /> RR: Results distribution &lt;br /&gt; <br /> BD: AC member list &lt;br /&gt; IL: ILAAP &lt;br /&gt; IM: ILAAP consolidated <br /> &lt;br /&gt; <br /> AC: Audit report on AML/CTF &lt;br /&gt; <br /> MF: Audit report on rules of conduct &lt;br /&gt; <br /> MM: Head quarter annual report &lt;br /&gt; <br /> RE: Report on out-of-court complaint resolution &lt;br /&gt; <br /> TR: Table on out-of-court complaint resolution &lt;br /&gt; <br /> AD: Circ. 18/697 annexe1 &lt;br /&gt;&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf &lt;small&gt; (-) CSSF - Circular 19/731&lt;/small/&gt;] &lt;br /&gt; <br /> <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 27'' &lt;br /&gt; ''wkf 92''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BCL statistics<br /> ||&lt;small&gt; S0.1; S1.1; S1.4; S1.5; &lt;br /&gt; S1.8; S1.9; S2.5-L; S2.5-N; &lt;br /&gt; S2.8; S2.9-L; S 2.9-N; S3.2&lt;/small/&gt;<br /> ||&lt;small&gt; S0001_L1_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 13'' &lt;br /&gt; ''wkf 96''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting S1.12-L<br /> ||&lt;small&gt; S1.12-L&lt;/small/&gt;<br /> ||&lt;small&gt; S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 76'' &lt;br /&gt; ''wkf 124''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Security by security Banks<br /> ||&lt;small&gt; TPTBBL; TPTBBN; TPTBHR; TPTBHN &lt;/small/&gt;<br /> ||&lt;small&gt; TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 20'' &lt;br /&gt; ''wkf 97''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Payments balance<br /> ||&lt;small&gt; BOP &lt;/small/&gt;<br /> ||&lt;small&gt; BOP101_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 12'' &lt;br /&gt; ''wkf 105''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF enquiry<br /> ||&lt;small&gt; ESPREP &lt;/small/&gt;<br /> ||&lt;small&gt; ESPREP-B0999-2008-06-STT.xls &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 15'' &lt;br /&gt; ''wkf 78''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EDP report<br /> ||&lt;small&gt; EDPREP &lt;/small/&gt;<br /> ||&lt;small&gt; EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 29'' &lt;br /&gt; ''wkf 109''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EME report<br /> ||&lt;small&gt; EMEREP &lt;/small/&gt;<br /> ||&lt;small&gt; EMEREP-W9999-2011-03-W11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 34'' &lt;br /&gt; ''wkf 110''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Data payment collection (CDP)<br /> ||&lt;small&gt; V1.1 - V1.300-F &lt;/small/&gt;<br /> ||&lt;small&gt; V0101_L2_201601_W000000003_B000000999_20160201_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf &lt;small&gt;BCL - File name convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 36'' &lt;br /&gt; ''wkf 74''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting U<br /> ||&lt;small&gt; U1.1 &lt;/small/&gt;<br /> ||&lt;small&gt; U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt; (-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf &lt;small&gt; (-) CSSF - File naming convention U1.1 reporting&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 8'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting Sicar<br /> ||&lt;small&gt; SICREP &lt;/small/&gt;<br /> ||&lt;small&gt; SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf &lt;small&gt;(-) CSSF - Circular 08/376&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt;(-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 17'' &lt;br /&gt; ''wkf 112''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> <br /> |-<br /> ||Management letters CSSF 09/423 <br /> ||&lt;small&gt; Management letters (ML) &lt;br /&gt; (OPC Loi 2010, OPC Loi 2007, SICAR)<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 82''&lt;/small/&gt; &lt;/span&gt;<br /> |-Fin. Rep. of GFI<br /> ||Management letters of GFI<br /> ||&lt;small&gt;(-) Management letters (ML) &lt;br /&gt; (Investment fund manager (IFM) &lt;br /&gt; Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 125''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Long forms CSSF 09/423<br /> ||<br /> &lt;small&gt; <br /> (-)Long Form reports (LF)&lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 81''&lt;/small/&gt; &lt;/span&gt; &lt;/small/&gt;<br /> |-<br /> ||Fin. Rep. of GFI<br /> ||<br /> &lt;small&gt; <br /> (-) Annual management company report (AR) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt; <br /> (-) Management company rep., other frequency (RO) &lt;br /&gt; <br /> (-) Response to the CSSF &lt;br /&gt;<br /> (-) Miscellaneous report<br /> &lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report not in 08/371<br /> ||&lt;small&gt; (-) Auditor report (RR) &lt;br /&gt;<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-'''HK'''-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 88''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |-<br /> ||Other closing documents of GFI<br /> ||<br /> &lt;small&gt;<br /> (-) Risk management function(GR) &lt;br /&gt; <br /> (-) OPCVM instruments information (ID) &lt;br /&gt;<br /> (-) Compliance Function (FC)&lt;br /&gt; <br /> (-) Internal audit function report (IA)&lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Complaints handling (TP) &lt;br /&gt; <br /> (-) Authorized third party complaints (LP) &lt;br /&gt;<br /> (-) Risk Management Procedure (PG)&lt;br /&gt; <br /> (-) Organization chart (OG) &lt;br /&gt; <br /> (-) Mandates table (TM) &lt;br /&gt; <br /> (-) Delegates of RFI (RD) &lt;br /&gt; <br /> (-) Branch activity (AS), &lt;br /&gt; <br /> (-) Own funds ratio (FP) &lt;br /&gt; <br /> (-) Risk management procedure AIFM (PN) &lt;br /&gt; <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt;<br /> &lt;br /&gt; <br /> <br /> <br /> || &lt;small&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt;<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 126''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> |-<br /> ||AML_AIFM_REG Reporting <br /> ||<br /> &lt;small&gt;<br /> <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; [[File:Attention.jpg|border|30px]]&lt;span style=&quot;color: #C00000&quot;&gt; '''E-file should no longer be used for this procedure -ET-!!!!!!''' &lt;br /&gt; <br /> <br /> || &lt;small&gt;<br /> <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 133''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS prospectus<br /> ||&lt;small&gt;SIF: &lt;br /&gt; <br /> (-) Prospectus (PC) &lt;br /&gt; <br /> (-) Offering document (DE) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 83''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 UCI prospectus<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Prospectus (PC) &lt;br /&gt; (-) Simplified prospectus (PS) &lt;br /&gt; (-) Letter of explanation (LE)&lt;/small/&gt;<br /> || <br /> &lt;small&gt; DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 84''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS report<br /> ||&lt;small&gt;SIF: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;&lt;br /&gt; <br /> &lt;small&gt;SICAR: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 87''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Semi-annual report (SR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (MP)&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 89''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management regulation/status<br /> ||&lt;small&gt; (-) DOCREP MR: Management Regulations of UCITS (MR) &lt;br /&gt; (-) DOCREP AI: Articles of Incorporation of UCITS (AI) &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-)DOCREP AI: Articles of Incorporation of SICAR (AI) <br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 108''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Key investor document<br /> ||&lt;small&gt; Key Investor Information Document &lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;/small/&gt; <br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf &lt;small&gt;(-) CSSF 11/509&lt;/small/&gt;] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;(-) CSSF - Document transmission &lt;br /&gt; Circulars 08/371, 09/423, 11/509&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 11''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF attestation<br /> ||[[Transmission_Module#Special_case:_UCI_attestation_request|&lt;small&gt; CSSF attestation request &lt;/small/&gt; ]]<br /> ||&lt;small&gt; - &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 104''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AIF Reporting<br /> ||&lt;small&gt; AIFREP &lt;/small/&gt;<br /> ||&lt;small&gt; AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip &lt;br /&gt; AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf &lt;small&gt; CSSF - Circular 14/581&lt;/small/&gt;] <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 54'' &lt;br /&gt; ''wkf 24''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management company report<br /> ||&lt;small&gt; SGOREP &lt;/small/&gt;<br /> ||&lt;small&gt; SGOREP-S9999-2009-03-G21-L2-S-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf &lt;small&gt;(-) CSSF - Circular 10/467&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf &lt;small&gt;(-) CSSF - Circular 15/633&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/g2-1-template/ &lt;small&gt;(-) G2.1 template provided in the CSSF website&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 26'' &lt;br /&gt; ''wkf 95''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||PSF report<br /> ||&lt;small&gt; PSFREP &lt;/small/&gt;<br /> ||&lt;small&gt; PSFREP-P9999-2008-03-P11-L1-L-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf &lt;small&gt;(-) CSSF - Circular 05/178&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/en/supervision/pfs/ &lt;small&gt;(-) CSSF - PFS&lt;/small/&gt;]] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 18'' &lt;br /&gt; ''wkf 94''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Titrisation vehicles &lt;br /&gt; (=&gt; BCL - Securitisation Vehicles reporting)<br /> ||&lt;small&gt; S2.14 &lt;br /&gt; S2.15 &lt;br /&gt; TPTTBS &lt;/small/&gt;<br /> ||&lt;small&gt; S0214_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; S0215_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; <br /> ||<br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf &lt;small&gt;(-) Circular 2014/236&lt;/small/&gt;] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf &lt;small&gt;(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 23'' &lt;br /&gt; ''wkf 98''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Issuing companies reporting &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; S2.16 &lt;br /&gt; S2.17 &lt;/small/&gt;<br /> ||&lt;small&gt; S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;br /&gt; S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting securities by securities of issuing companies &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; TPTIBS &lt;/small/&gt;<br /> ||&lt;small&gt; TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Companie) - &lt;br /&gt; Governance Re<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N01; N02; N03; N04; N07; N08; N09; N10; N11 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf &lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 64''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Réviseur) - &lt;br /&gt; Governance Rep<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N05; N06 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 63''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Solvency II Reporting<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; XBRL Solvency II reports &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 44''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FATCA sending<br /> ||&lt;small&gt; [[FATCA_Manual|FATCA]] &lt;/small/&gt;<br /> ||&lt;small&gt; FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml &lt;/small/&gt;<br /> ||<br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf &lt;small&gt; (-) Circulaire ECHA - n° 3 du 19 janvier 2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html &lt;small&gt; (-) ACD-FATCA&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 60'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CRS report<br /> ||&lt;small&gt; [[CRS Manual|CRS]] &lt;/small/&gt;<br /> ||&lt;small&gt; CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml &lt;/small/&gt; <br /> ||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html &lt;small&gt;(-) ACD-CRS&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html &lt;small&gt;(-) Newsletter 06/02/2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf &lt;small&gt;(-) ECHA-n°4 06/02/2017&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 68'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||OTHER reporting &lt;br /&gt; (=&gt; CSSF)<br /> ||&lt;small&gt; OTHREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTHREP-B9999-HELLO_WORLD.xlsx &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 19'' &lt;br /&gt; ''wkf 93''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Various correspondence (OTH) &lt;br /&gt; (=&gt; BCL -OTHER reporting)<br /> ||&lt;small&gt; OTXREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf &lt;small&gt;BCL Reporting Instructions&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 22'' &lt;br /&gt; ''wkf 75''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||'''Non LU UCI registration'''<br /> ||&lt;small&gt; KIID, prospectus, FactSheet... &lt;/small/&gt;<br /> ||&lt;small&gt; KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 30'' &lt;br /&gt; ''wkf 107''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Divers/Autres<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5'' &lt;br /&gt; ''wkf 73''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SIAG (03/108)<br /> ||&lt;small&gt; (-) Miscellaneous &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Reponse to the CSSF&lt;/small/&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 71''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Wrong name: Management company end &lt;br /&gt; the right name should be =&gt; Financial reports of Management companies)<br /> ||&lt;small&gt; (-) Management letters &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Semi-annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management company report, other frequency &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Response to the CSSF &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Explanation letter &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Auditor's report &lt;/small/&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification société gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 70''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification group UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 69''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 68''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Agrément société de gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 67''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||UCI agreement'''&lt;br /&gt;<br /> &lt;small&gt;&lt;span style=&quot;background:red&quot;&gt; '''Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.'''&lt;/span&gt;&lt;/small/&gt;&lt;br /&gt;<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating document&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous agreement &lt;/small/&gt; &lt;br /&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 66''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Envoi de documents à la CSSF<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 79''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Notification 2002/77<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 72''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |}<br /> <br /> == General tab ==<br /> <br /> <br /> '''The General tab has to be used in the following cases:'''<br /> <br /> &lt;u&gt; '''Case 1''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of all reportings that have been generated by our [[ReportGeneration|Report Generation module]] and transmitted through the [[ReportGeneration#File transmission|Transmission button]] available in the form.'''<br /> <br /> [[ReportGeneration#List of all reportings that can be created manually with our Report generator|=&gt; List of all reportings that can be created manually with our Report generator]]<br /> <br /> <br /> <br /> <br /> &lt;u&gt; '''Case 2''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of replies to source files initiated by the supervising authorities'''<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Detail'''<br /> ! scope=&quot;col&quot; | '''Supervising authority'''<br /> ! scope=&quot;col&quot; | '''Circular'''<br /> ! scope=&quot;col&quot; | '''e-file User Guide'''<br /> <br /> |-<br /> ||SPJ||&lt;u&gt;Replies to &lt;/u&gt; '''Notification and execution of court orders'''&lt;br /&gt;646REP &lt;br /&gt; 663REP &lt;br /&gt; 664REP<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]<br /> ||[[Transmission_follow-up#How_to_reply_to_court_orders_issued_by_investigating_judges_of_Luxembourg|How to reply to court orders issued by investigating judges of Luxembourg]]<br /> |-<br /> ||U11<br /> ||&lt;u&gt;Replies to &lt;/u&gt; to U11 ('''Global Feedback''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]<br /> ||[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|How to reply to U1.1 Global feedback]]<br /> |-<br /> |CPR, RAC, RDI,&lt;br /&gt;RGO,RLB, RRE, ESP,&lt;br /&gt;ETR, RSO,FIR<br /> ||&lt;u&gt;Replies to &lt;/u&gt;'''source files''' received from the CAA<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-3.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> |-<br /> |}<br /> <br /> = Solving the most common problems =<br /> <br /> <br /> == Reporter is blocked==<br /> <br /> The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.<br /> <br /> [[File:reporterisblocked.bmp|250 px]]<br /> <br /> <br /> For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.<br /> <br /> The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:<br /> <br /> - FINREP (CSSF circular 08/344)<br /> <br /> - COFREP (CSSF circular 08/344)<br /> <br /> - ESP (Special enquiries; CIRCULAR CSSF 08/344)<br /> <br /> - PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)<br /> <br /> - SICAR (Sociétés d´investissement en capital à risque)<br /> <br /> - Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)<br /> <br /> - Management companies (CIRCULAR CSSF 10/467)<br /> <br /> - Payment institutions (CIRCULAR CSSF 11/511)<br /> <br /> - Electronic money institutions (CIRCULAR CSSF 11/522)<br /> <br /> - OTHER reporting<br /> <br /> - AIFMD reporting (CIRCULAR CSSF 14/581)<br /> <br /> <br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - General]]<br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - AIFMD]]<br /> <br /> <br /> <br /> <br /> == Java settings - Control Panel ==<br /> <br /> <br /> <br /> (1) Open the Java Control Panel<br /> <br /> (-) Launch the Java Control Panel on '''Windows'''<br /> <br /> -Launch the Windows Start menu<br /> <br /> -Click on Programs (All Apps on Windows 10)<br /> <br /> -Find the Java program listing<br /> <br /> -Click Configure Java to launch the Java Control Panel<br /> <br /> <br /> <br /> (-) Launch the Java Control Panel on '''Mac''' (10.7.3 or above)<br /> <br /> -Click on Apple icon on upper left of screen<br /> <br /> -Go to System Preferences<br /> <br /> -Click on the Java icon to access the Java Control Panel<br /> <br /> === General tab ===<br /> <br /> == Delete Java cache ==<br /> <br /> (More information on how the start the Java Control Panel [[#Java_settings_-_Control_Panel|above]]).<br /> <br /> On the General tab, click on &quot;Settings&quot;, then &quot;Delete Files...&quot; and finally &quot;OK&quot; (and &quot;OK&quot; twice more to leave the Java Control Panel)<br /> <br /> [[File:Delete_java_cache.png | 800 px]]<br /> <br /> ==== Java temporary Files settings ====<br /> <br /> (2) Configure the Java temporary files settings as indicated on the printscreen below:<br /> <br /> [[File:KeepTemporatyFiles.png | 500 px]]<br /> <br /> <br /> <br /> == Write rights ==<br /> <br /> The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. &lt;br&gt;<br /> [[Error messages list#compression|These error messages]] reflect access problems.&lt;br&gt;<br /> <br /> In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:<br /> <br /> '''Right click on the e-file directory &gt; properties ... &gt; disable the checkbox label 'Read Only''''<br /> <br /> [[File:droits_prop.jpg]]<br /> <br /> If your internal security allows that action, you must also adapt your user rights to all '''e-file sub-directories'''.<br /> <br /> &lt;u&gt;'''Note'''&lt;/u&gt;: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you. <br /> <br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> &lt;span id=&quot;FF3&quot;&gt; &lt;/span&gt;<br /> <br /> == Firefox and Safari compatibility==<br /> The default installation of Firefox and Safari with mac needs some tweek in order to work :<br /> <br /> <br /> === firefox ===<br /> <br /> When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end.<br /> In order to start it, you need to remove the .html at the end of the file.<br /> <br /> <br /> === Safari (mac) ===<br /> On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a &quot;unauthorized developper&quot;<br /> <br /> If you have this message, you will need admin right on the machine :<br /> Go to : Mac icon -&gt; System preference -&gt; Security &amp; Privacy<br /> <br /> [[File:Mac_security_validation.png | 600px]]<br /> <br /> On this screen you have to select &quot;Open Anyway&quot;<br /> <br /> <br /> <br /> <br /> == Running ActiveX==<br /> The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.<br /> '''This association is automatically set up when installing [http://www.java.com Java]''', but sometimes a specific Internet Explorer option may prevents it to run properly.<br /> <br /> &lt;u&gt;'''Solution:'''&lt;/u&gt;<br /> <br /> 1. In '''Internet Explorer''', navigate to '''Tools &gt; Internet Options'''. <br /> <br /> 2. On the '''Security tab''', select a network zone. <br /> <br /> 3. Click '''Custom Level'''. <br /> <br /> 4. Scroll down to the '''Run ActiveX controls and plug-ins'''. <br /> <br /> 5. Select the checkbox label '''Run ActiveX controls and plug-ins'''.<br /> <br /> 6. Click '''OK''' and click '''Apply'''.<br /> <br /> [[File:runActiveX.jpg]]<br /> <br /> = Teamviewer =<br /> <br /> Click the link below in order to get remote assistance:<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance '''Windows''' compatible executable]<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance '''MAC''' compatible executable]<br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> <br /> <br /> <br /> <br /> = KeyTool =<br /> <br /> KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:<br /> <br /> [http://www.e-file.lu/download/KeytoolIUI.zip '''=&gt; Download KeytoolIUI.zip'''].<br /> <br /> <br /> To open it, double click on '''keytooliui.jar'''<br /> <br /> [[File:Keytool.jar.png| 180 px]] ➡️ [[File:Keytool manage view.png| 500 px]]<br /> <br /> <br /> <br /> == Why to merge two keystores ==<br /> <br /> While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation.<br /> The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.<br /> <br /> This article explains how to merge two keystores.<br /> <br /> <br /> <br /> == How does a keystore work ==<br /> <br /> [[File:schemaKeystore.jpg|680px]]<br /> <br /> Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is &quot;.ks&quot; and contains a list of certificates.<br /> <br /> &lt;br/&gt;<br /> <br /> Every certificate contains a public key but also a private key which is protected by a password (symbolized [[File:cleJaune1.jpg]]). The keystore access is protected by a password as well (symbolized [[File:cleNoire1.jpg]]). '''The private key password and the keystore password must always match''', thus [[File:cleJaune1.jpg]]= [[File:cleNoire1.jpg]]. For this reason make sure to always use the same password while handling the keystore.<br /> &lt;br/&gt;<br /> During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. <br /> On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.<br /> &lt;br/&gt;<br /> <br /> <br /> <br /> == How to merge two keystores ==<br /> <br /> The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[http://www.e-file.lu/download/KeytoolIUI.zip]].<br /> To open it, double click on '''keytooliui.jar'''. <br /> <br /> Follow all the steps to import public and private key from a certificate to another.<br /> <br /> [[File:1vue.png|700px]]<br /> &lt;br/&gt;<br /> *Select &quot;Import private key from other keystore&quot; as shown on the above printscreen (step 1)<br /> *Click on the two icons in the &quot;Source&quot; section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the &quot;How does a keystore work&quot; section sketch.<br /> *Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the &quot;How does a keystore work&quot; section sketch.<br /> *Click OK (step 4)<br /> <br /> [[File:2vue.png|700px]]f<br /> <br /> *Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.<br /> Click OK&lt;br/&gt;<br /> <br /> [[File:3vue.png|700px]]<br /> <br /> Input the name of the new private key that will be generated in the target keystore. The naming convention is :<br /> <br /> '''cleprivalid_''' + incremented number. &lt;br/&gt;&lt;br/&gt;<br /> <br /> '''As an example''', if the target keystore contains already 4 certificates, it has the following entries :<br /> <br /> *cleprivalid_1<br /> *cleprivalid_2<br /> *cleprivalid_3<br /> *cleprivalid_4<br /> The new key name will be cleprivalid_5.&lt;br/&gt;&lt;br/&gt;<br /> <br /> *Input the password that will be associated to the new key. '''Warning : it must be the same as the other private key's password of the target keystore''' (the one of the keystore). Confirm password.<br /> *Click Ok<br /> <br /> [[File:4vue.png]]<br /> <br /> The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.<br /> <br /> [[File:finalVue.png|700px]]<br /> <br /> [[File:Logo.jpg|700px]]<br /> <br /> ----</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Module&diff=6253 2022-05-02T16:09:25Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> = Operating mode=<br /> <br /> <br /> &lt;u&gt;Main functionalities of the Transmission Module:&lt;/u&gt;<br /> *Encryption and decryption of documents<br /> *Transmission of documents to supervisory authorities<br /> *Keystore generation<br /> *Certificate Request generation and activation<br /> <br /> <br /> <br /> <br /> = System requirements = <br /> <br /> e-file is compatible with all '''Windows''' and '''Mac Os''' versions.<br /> <br /> The only real requirement, in addition to '''internet access''', is to have a &lt;span style=&quot;color: #C00000&quot;&gt;'''java 1.8''' &lt;/span&gt; or above execution environment'''<br /> &lt;br&gt;<br /> This can be downloaded directly from [http://java.com Java official webpage], and following the default installation link.&lt;br&gt;&lt;br&gt;<br /> <br /> == Reporting services using www.e-file.lu ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | Java Runtime Environment (JRE)<br /> |At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Java version 1.8''' &lt;/span&gt; needs to be installed on each computer that needs to encrypt or decrypt data.<br /> Alternative installation are: <br /> * Archive Java 8 download, before the change of licence : https://www.oracle.com/java/technologies/javase/javase8-archive-downloads.html<br /> * OpenJDK: [[OpenJdk_for_the_transmission_module| installation guide]]<br /> |-<br /> ! scope=&quot;row&quot; | Java web start enabled<br /> | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE. &lt;br&gt; You have to associate this kind of file (.jnlp) with Java Webstart. &lt;br&gt; To do so you have to make a right click on the file :&lt;br&gt; <br /> • Open with &lt;br&gt; <br /> • Browse to retrieve the path of Java Webstart<br /> By default the path is :<br /> C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Proxy, antivirus<br /> | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded &lt;br&gt; The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled&lt;br&gt;as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''', '''www.e-file.lu/WSEfile''', '''www.e-file.lu/ECH'''<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Read and write access to e-file working folders<br /> |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.&lt;br&gt;Therefore, the keystore is imported by default in the &quot;workdir&quot; directory on the C:\ drive: '''C:\Users\&lt;username&gt; \efile\workdir'''.<br /> |-<br /> ! scope=&quot;row&quot; | Cookies<br /> |Cookies have to be enabled &lt;br&gt; [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]<br /> |-<br /> ! scope=&quot;row&quot; | Web browsers<br /> | e-file is compliant with most current browsers.&lt;br&gt;Please call us if you have a particular configuration.<br /> |-<br /> ! scope=&quot;row&quot; | Chrome &lt;br&gt; [[File:Icon Chrome.png | 75px]]<br /> | The default installation of Chrome works correctly.<br /> |-<br /> ! scope=&quot;row&quot; | Edge Chromium &lt;br&gt; [[File:Edge Chromium.jpg | 75px]]<br /> | The new Microsoft Edge is based on Chromium and was released on January 15, 2020. It is compatible with all supported versions of Windows, and macOS..<br /> |-<br /> ! scope=&quot;row&quot; | Internet Explorer &lt;br&gt; [[File:logo_ie.jpg | 75px]]&lt;br&gt;<br /> | (-) At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Internet Explorer version 11''' &lt;/span&gt; needs to be installed on your computer.<br /> <br /> (-) 'Do not save encrypted pages to disk' [[Transmission_Module#Running_JNLP|has to be unchecked]].&lt;br&gt;<br /> (-) 'Run ActiveX controls and plug-ins' [[Transmission_Module#activeX|has to be enabled]].<br /> |-<br /> ! scope=&quot;row&quot; | Firefox &lt;br&gt; [[File:logo_ff.jpg | 75px]]<br /> | The default installation of Firefox works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> |-<br /> ! scope=&quot;row&quot; | Safari &lt;br&gt; [[File:logo_safari.jpg | 75px]]<br /> | The default installation of Safari works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> <br /> <br /> |}<br /> <br /> == Luxtrust certificate ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | LuxTrust certificate order<br /> | For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.&lt;br&gt;<br /> To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Firefox, Safari, IE10 ...)<br /> <br /> [[E-file Administration#LUXTRUST_certificate_purchase_order|'''=&gt; How to order your Luxtrust certificate''']]<br /> |}<br /> <br /> = Manual file transmission =<br /> <br /> Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.<br /> <br /> <br /> <br /> == Transmission Module Migration==<br /> <br /> E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.<br /> <br /> <br /> <br /> === Transmission Module Technologie === <br /> <br /> <br /> [[File:Transmission Module technologi After(1).PNG| 600px]]<br /> <br /> === Transmission Section=== <br /> <br /> [[File:Transmission Module Section After(1).PNG| 1000px]]<br /> <br /> === Keystore Selection === <br /> <br /> <br /> [[File:Keystore selection After(1).PNG| 600px]]<br /> <br /> === Sending types ===<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Sending type'''<br /> ! scope=&quot;col&quot; | '''Reporting'''<br /> ! scope=&quot;col&quot; | '''Example'''<br /> ! scope=&quot;col&quot; | '''Detailed information'''<br /> |&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; technical &lt;br /&gt; business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||MMF reporting<br /> ||&lt;small&gt; MMFREP &lt;/small/&gt;<br /> || &lt;small&gt; MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip &lt;br /&gt; MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/en/money-market-funds-mmf/ &lt;small&gt;CSSF - Money market fund &lt;/small&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ &lt;small&gt; CSSF - Legal reporting &lt;/small/&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf &lt;small&gt; CSSF - MMFR Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 83'' &lt;br /&gt; ''wkf 131''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |-<br /> ||Mifir reporting<br /> ||&lt;small&gt; TAFREP &lt;/small/&gt;<br /> || &lt;small&gt; TAFREP-B00000001-2017-04-15-123456.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/wp-content/uploads/TAF_Handbook_2019.2.pdf &lt;small&gt; CSSF - TAF Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 71'' &lt;br /&gt; ''wkf 115''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting IORP<br /> ||&lt;small&gt; SUFREP&lt;/small/&gt;<br /> ||&lt;small&gt; SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/en/supervision/ivm/pf/legal-reporting/reporting-circular-cssf-19726/ &lt;small&gt; (-) CSSF - Legal reporting &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf &lt;small&gt; (-) CIRCULAR CSSF 19/726 &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf &lt;small&gt; (-) New naming convention SUFREP &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf &lt;small&gt; (-) Technical note &lt;/small/&gt;]&lt;br /&gt; <br /> [https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl &lt;small&gt; (-) XBRL taxonomies to be used &lt;/small/&gt;]&lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 80'' &lt;br /&gt; ''wkf 130''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AnaCredit<br /> ||&lt;small&gt; ANTREF &lt;br /&gt; ANTT1M &lt;br /&gt; ANTT2M &lt;br /&gt; ANTT2Q &lt;/small/&gt;<br /> ||&lt;small&gt; ANTREF_201801_LUB00999_20180205-001.xml &lt;br /&gt; ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml &lt;/small/&gt; &lt;br /&gt; <br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 74'' &lt;br /&gt; ''wkf 122'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SHS-Group reporting<br /> ||&lt;small&gt; SHSGRP &lt;/small/&gt;<br /> ||&lt;small&gt; SHSGRP_201709_LUB00999_20171206_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 75'' &lt;br /&gt; ''wkf 123'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FINREP report<br /> ||&lt;small&gt; B2.4 &lt;br /&gt; B2.5 &lt;/small/&gt;<br /> ||&lt;small&gt; FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML &lt;br /&gt; FRCREP-B9999-2007-12-B24-L2-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting EDIFACT<br /> ||&lt;small&gt; B4.4 (Credit institutions) &lt;/small/&gt;<br /> ||&lt;small&gt; B0001809.T01 &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf &lt;small&gt; (-) CSSF - Reporting instructions Edifact B4.4 &lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||Reporting CSDR<br /> ||&lt;small&gt; CSDREP &lt;/small/&gt;<br /> ||&lt;small&gt; CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf &lt;small&gt; (-) CSSF - Circular 19/709 &lt;/small/&gt;] &lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 78'' &lt;br /&gt; ''wkfxxx''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||COREP report<br /> ||&lt;small&gt; COFREP &lt;/small/&gt;<br /> ||&lt;small&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl &lt;br /&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip &lt;br /&gt; COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/document/reporting-requirements-for-credit-institutions-final-version/ &lt;small&gt; (-) CSSF - Reporting requirements for credit institutions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 72'' &lt;br /&gt; ''wkf 85''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Credit institution reporting<br /> ||&lt;small&gt;AR: Annual Report &lt;br /&gt; AS: Annual report consolidated &lt;br /&gt; CO: Compliance Report &lt;br /&gt; GR: Governance Report &lt;br /&gt; IA: Internal Audit Report &lt;br /&gt; IC: ICAAP &lt;br /&gt; ID: ICAAP Consolidated &lt;br /&gt; LF: Long Form Report &lt;br /&gt; LC: Long Form consolidated &lt;br /&gt; <br /> LD: Long form branch or specific participation &lt;br /&gt; <br /> ML:ManagementLetter &lt;br /&gt; MC: Management letter consolidated &lt;br /&gt; RC: Risk Control Report &lt;br /&gt; RP: Recovery Plan &lt;br /&gt; SC: Single Customer View &lt;br /&gt; LG: Reconciliation LuxGAAP FINREP &lt;br /&gt;<br /> RR: Results distribution &lt;br /&gt; <br /> BD: AC member list &lt;br /&gt; IL: ILAAP &lt;br /&gt; IM: ILAAP consolidated <br /> &lt;br /&gt; <br /> AC: Audit report on AML/CTF &lt;br /&gt; <br /> MF: Audit report on rules of conduct &lt;br /&gt; <br /> MM: Head quarter annual report &lt;br /&gt; <br /> RE: Report on out-of-court complaint resolution &lt;br /&gt; <br /> TR: Table on out-of-court complaint resolution &lt;br /&gt; <br /> AD: Circ. 18/697 annexe1 &lt;br /&gt;&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf &lt;small&gt; (-) CSSF - Circular 19/731&lt;/small/&gt;] &lt;br /&gt; <br /> <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 27'' &lt;br /&gt; ''wkf 92''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BCL statistics<br /> ||&lt;small&gt; S0.1; S1.1; S1.4; S1.5; &lt;br /&gt; S1.8; S1.9; S2.5-L; S2.5-N; &lt;br /&gt; S2.8; S2.9-L; S 2.9-N; S3.2&lt;/small/&gt;<br /> ||&lt;small&gt; S0001_L1_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 13'' &lt;br /&gt; ''wkf 96''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting S1.12-L<br /> ||&lt;small&gt; S1.12-L&lt;/small/&gt;<br /> ||&lt;small&gt; S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 76'' &lt;br /&gt; ''wkf 124''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Security by security Banks<br /> ||&lt;small&gt; TPTBBL; TPTBBN; TPTBHR; TPTBHN &lt;/small/&gt;<br /> ||&lt;small&gt; TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 20'' &lt;br /&gt; ''wkf 97''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Payments balance<br /> ||&lt;small&gt; BOP &lt;/small/&gt;<br /> ||&lt;small&gt; BOP101_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 12'' &lt;br /&gt; ''wkf 105''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF enquiry<br /> ||&lt;small&gt; ESPREP &lt;/small/&gt;<br /> ||&lt;small&gt; ESPREP-B0999-2008-06-STT.xls &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 15'' &lt;br /&gt; ''wkf 78''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EDP report<br /> ||&lt;small&gt; EDPREP &lt;/small/&gt;<br /> ||&lt;small&gt; EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 29'' &lt;br /&gt; ''wkf 109''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EME report<br /> ||&lt;small&gt; EMEREP &lt;/small/&gt;<br /> ||&lt;small&gt; EMEREP-W9999-2011-03-W11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 34'' &lt;br /&gt; ''wkf 110''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Data payment collection (CDP)<br /> ||&lt;small&gt; V1.1 - V1.300-F &lt;/small/&gt;<br /> ||&lt;small&gt; V0101_L2_201601_W000000003_B000000999_20160201_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf &lt;small&gt;BCL - File name convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 36'' &lt;br /&gt; ''wkf 74''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting U<br /> ||&lt;small&gt; U1.1 &lt;/small/&gt;<br /> ||&lt;small&gt; U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt; (-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf &lt;small&gt; (-) CSSF - File naming convention U1.1 reporting&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 8'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting Sicar<br /> ||&lt;small&gt; SICREP &lt;/small/&gt;<br /> ||&lt;small&gt; SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf &lt;small&gt;(-) CSSF - Circular 08/376&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt;(-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 17'' &lt;br /&gt; ''wkf 112''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> <br /> |-<br /> ||Management letters CSSF 09/423 <br /> ||&lt;small&gt; Management letters (ML) &lt;br /&gt; (OPC Loi 2010, OPC Loi 2007, SICAR)<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 82''&lt;/small/&gt; &lt;/span&gt;<br /> |-Fin. Rep. of GFI<br /> ||Management letters of GFI<br /> ||&lt;small&gt;(-) Management letters (ML) &lt;br /&gt; (Investment fund manager (IFM) &lt;br /&gt; Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 125''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Long forms CSSF 09/423<br /> ||<br /> &lt;small&gt; <br /> (-)Long Form reports (LF)&lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 81''&lt;/small/&gt; &lt;/span&gt; &lt;/small/&gt;<br /> |-<br /> ||Fin. Rep. of GFI<br /> ||<br /> &lt;small&gt; <br /> (-) Annual management company report (AR) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt; <br /> (-) Management company rep., other frequency (RO) &lt;br /&gt; <br /> (-) Response to the CSSF &lt;br /&gt;<br /> (-) Miscellaneous report<br /> &lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report not in 08/371<br /> ||&lt;small&gt; (-) Auditor report (RR) &lt;br /&gt;<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-'''HK'''-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 88''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |-<br /> ||Other closing documents of GFI<br /> ||<br /> &lt;small&gt;<br /> (-) Risk management function(GR) &lt;br /&gt; <br /> (-) OPCVM instruments information (ID) &lt;br /&gt;<br /> (-) Compliance Function (FC)&lt;br /&gt; <br /> (-) Internal audit function report (IA)&lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Complaints handling (TP) &lt;br /&gt; <br /> (-) Authorized third party complaints (LP) &lt;br /&gt;<br /> (-) Risk Management Procedure (PG)&lt;br /&gt; <br /> (-) Organization chart (OG) &lt;br /&gt; <br /> (-) Mandates table (TM) &lt;br /&gt; <br /> (-) Delegates of RFI (RD) &lt;br /&gt; <br /> (-) Branch activity (AS), &lt;br /&gt; <br /> (-) Own funds ratio (FP) &lt;br /&gt; <br /> (-) Risk management procedure AIFM (PN) &lt;br /&gt; <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt;<br /> &lt;br /&gt; <br /> <br /> <br /> || &lt;small&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt;<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 126''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> |-<br /> ||AML_AIFM_REG Reporting <br /> ||<br /> &lt;small&gt;<br /> <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; [[File:Attention.jpg|border|30px]]&lt;span style=&quot;color: #C00000&quot;&gt; '''E-file should no longer be used for this procedure -ET-!!!!!!''' &lt;br /&gt; <br /> <br /> || &lt;small&gt;<br /> <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 133''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS prospectus<br /> ||&lt;small&gt;SIF: &lt;br /&gt; <br /> (-) Prospectus (PC) &lt;br /&gt; <br /> (-) Offering document (DE) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 83''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 UCI prospectus<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Prospectus (PC) &lt;br /&gt; (-) Simplified prospectus (PS) &lt;br /&gt; (-) Letter of explanation (LE)&lt;/small/&gt;<br /> || <br /> &lt;small&gt; DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 84''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS report<br /> ||&lt;small&gt;SIF: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;&lt;br /&gt; <br /> &lt;small&gt;SICAR: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 87''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Semi-annual report (SR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (MP)&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 89''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management regulation/status<br /> ||&lt;small&gt; (-) DOCREP MR: Management Regulations of UCITS (MR) &lt;br /&gt; (-) DOCREP AI: Articles of Incorporation of UCITS (AI) &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-)DOCREP AI: Articles of Incorporation of SICAR (AI) <br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 108''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Key investor document<br /> ||&lt;small&gt; Key Investor Information Document &lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;/small/&gt; <br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf &lt;small&gt;(-) CSSF 11/509&lt;/small/&gt;] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;(-) CSSF - Document transmission &lt;br /&gt; Circulars 08/371, 09/423, 11/509&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 11''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF attestation<br /> ||[[Transmission_Module#Special_case:_UCI_attestation_request|&lt;small&gt; CSSF attestation request &lt;/small/&gt; ]]<br /> ||&lt;small&gt; - &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 104''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AIF Reporting<br /> ||&lt;small&gt; AIFREP &lt;/small/&gt;<br /> ||&lt;small&gt; AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip &lt;br /&gt; AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf &lt;small&gt; CSSF - Circular 14/581&lt;/small/&gt;] <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 54'' &lt;br /&gt; ''wkf 24''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management company report<br /> ||&lt;small&gt; SGOREP &lt;/small/&gt;<br /> ||&lt;small&gt; SGOREP-S9999-2009-03-G21-L2-S-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf &lt;small&gt;(-) CSSF - Circular 10/467&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf &lt;small&gt;(-) CSSF - Circular 15/633&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/g2-1-template/ &lt;small&gt;(-) G2.1 template provided in the CSSF website&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 26'' &lt;br /&gt; ''wkf 95''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||PSF report<br /> ||&lt;small&gt; PSFREP &lt;/small/&gt;<br /> ||&lt;small&gt; PSFREP-P9999-2008-03-P11-L1-L-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf &lt;small&gt;(-) CSSF - Circular 05/178&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/en/supervision/pfs/ &lt;small&gt;(-) CSSF - PFS&lt;/small/&gt;]] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 18'' &lt;br /&gt; ''wkf 94''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Titrisation vehicles &lt;br /&gt; (=&gt; BCL - Securitisation Vehicles reporting)<br /> ||&lt;small&gt; S2.14 &lt;br /&gt; S2.15 &lt;br /&gt; TPTTBS &lt;/small/&gt;<br /> ||&lt;small&gt; S0214_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; S0215_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; <br /> ||<br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf &lt;small&gt;(-) Circular 2014/236&lt;/small/&gt;] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf &lt;small&gt;(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 23'' &lt;br /&gt; ''wkf 98''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Issuing companies reporting &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; S2.16 &lt;br /&gt; S2.17 &lt;/small/&gt;<br /> ||&lt;small&gt; S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;br /&gt; S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting securities by securities of issuing companies &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; TPTIBS &lt;/small/&gt;<br /> ||&lt;small&gt; TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Companie) - &lt;br /&gt; Governance Re<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N01; N02; N03; N04; N07; N08; N09; N10; N11 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf &lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 64''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Réviseur) - &lt;br /&gt; Governance Rep<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N05; N06 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 63''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Solvency II Reporting<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; XBRL Solvency II reports &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 44''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FATCA sending<br /> ||&lt;small&gt; [[FATCA_Manual|FATCA]] &lt;/small/&gt;<br /> ||&lt;small&gt; FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml &lt;/small/&gt;<br /> ||<br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf &lt;small&gt; (-) Circulaire ECHA - n° 3 du 19 janvier 2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html &lt;small&gt; (-) ACD-FATCA&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 60'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CRS report<br /> ||&lt;small&gt; [[CRS Manual|CRS]] &lt;/small/&gt;<br /> ||&lt;small&gt; CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml &lt;/small/&gt; <br /> ||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html &lt;small&gt;(-) ACD-CRS&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html &lt;small&gt;(-) Newsletter 06/02/2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf &lt;small&gt;(-) ECHA-n°4 06/02/2017&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 68'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||OTHER reporting &lt;br /&gt; (=&gt; CSSF)<br /> ||&lt;small&gt; OTHREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTHREP-B9999-HELLO_WORLD.xlsx &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 19'' &lt;br /&gt; ''wkf 93''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Various correspondence (OTH) &lt;br /&gt; (=&gt; BCL -OTHER reporting)<br /> ||&lt;small&gt; OTXREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf &lt;small&gt;BCL Reporting Instructions&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 22'' &lt;br /&gt; ''wkf 75''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||'''Non LU UCI registration'''<br /> ||&lt;small&gt; KIID, prospectus, FactSheet... &lt;/small/&gt;<br /> ||&lt;small&gt; KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 30'' &lt;br /&gt; ''wkf 107''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Divers/Autres<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5'' &lt;br /&gt; ''wkf 73''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SIAG (03/108)<br /> ||&lt;small&gt; (-) Miscellaneous &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Reponse to the CSSF&lt;/small/&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 71''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Wrong name: Management company end &lt;br /&gt; the right name should be =&gt; Financial reports of Management companies)<br /> ||&lt;small&gt; (-) Management letters &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Semi-annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management company report, other frequency &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Response to the CSSF &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Explanation letter &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Auditor's report &lt;/small/&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification société gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 70''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification group UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 69''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 68''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Agrément société de gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 67''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||UCI agreement'''&lt;br /&gt;<br /> &lt;small&gt;&lt;span style=&quot;background:red&quot;&gt; '''Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.'''&lt;/span&gt;&lt;/small/&gt;&lt;br /&gt;<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating document&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous agreement &lt;/small/&gt; &lt;br /&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 66''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Envoi de documents à la CSSF<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 79''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Notification 2002/77<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 72''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |}<br /> <br /> == General tab ==<br /> <br /> <br /> '''The General tab has to be used in the following cases:'''<br /> <br /> &lt;u&gt; '''Case 1''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of all reportings that have been generated by our [[ReportGeneration|Report Generation module]] and transmitted through the [[ReportGeneration#File transmission|Transmission button]] available in the form.'''<br /> <br /> [[ReportGeneration#List of all reportings that can be created manually with our Report generator|=&gt; List of all reportings that can be created manually with our Report generator]]<br /> <br /> <br /> <br /> <br /> &lt;u&gt; '''Case 2''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of replies to source files initiated by the supervising authorities'''<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Detail'''<br /> ! scope=&quot;col&quot; | '''Supervising authority'''<br /> ! scope=&quot;col&quot; | '''Circular'''<br /> ! scope=&quot;col&quot; | '''e-file User Guide'''<br /> <br /> |-<br /> ||SPJ||&lt;u&gt;Replies to &lt;/u&gt; '''Notification and execution of court orders'''&lt;br /&gt;646REP &lt;br /&gt; 663REP &lt;br /&gt; 664REP<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]<br /> ||[[Transmission_follow-up#How_to_reply_to_court_orders_issued_by_investigating_judges_of_Luxembourg|How to reply to court orders issued by investigating judges of Luxembourg]]<br /> |-<br /> ||U11<br /> ||&lt;u&gt;Replies to &lt;/u&gt; to U11 ('''Global Feedback''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]<br /> ||[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|How to reply to U1.1 Global feedback]]<br /> |-<br /> |CPR, RAC, RDI,&lt;br /&gt;RGO,RLB, RRE, ESP,&lt;br /&gt;ETR, RSO,FIR<br /> ||&lt;u&gt;Replies to &lt;/u&gt;'''source files''' received from the CAA<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-3.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> |-<br /> |}<br /> <br /> = Solving the most common problems =<br /> <br /> <br /> == Reporter is blocked==<br /> <br /> The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.<br /> <br /> [[File:reporterisblocked.bmp|250 px]]<br /> <br /> <br /> For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.<br /> <br /> The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:<br /> <br /> - FINREP (CSSF circular 08/344)<br /> <br /> - COFREP (CSSF circular 08/344)<br /> <br /> - ESP (Special enquiries; CIRCULAR CSSF 08/344)<br /> <br /> - PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)<br /> <br /> - SICAR (Sociétés d´investissement en capital à risque)<br /> <br /> - Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)<br /> <br /> - Management companies (CIRCULAR CSSF 10/467)<br /> <br /> - Payment institutions (CIRCULAR CSSF 11/511)<br /> <br /> - Electronic money institutions (CIRCULAR CSSF 11/522)<br /> <br /> - OTHER reporting<br /> <br /> - AIFMD reporting (CIRCULAR CSSF 14/581)<br /> <br /> <br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - General]]<br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - AIFMD]]<br /> <br /> <br /> <br /> <br /> == Java settings - Control Panel ==<br /> <br /> <br /> <br /> (1) Open the Java Control Panel<br /> <br /> (-) Launch the Java Control Panel on '''Windows'''<br /> <br /> -Launch the Windows Start menu<br /> <br /> -Click on Programs (All Apps on Windows 10)<br /> <br /> -Find the Java program listing<br /> <br /> -Click Configure Java to launch the Java Control Panel<br /> <br /> <br /> <br /> (-) Launch the Java Control Panel on '''Mac''' (10.7.3 or above)<br /> <br /> -Click on Apple icon on upper left of screen<br /> <br /> -Go to System Preferences<br /> <br /> -Click on the Java icon to access the Java Control Panel<br /> <br /> === General tab ===<br /> <br /> == Delete Java cache ==<br /> <br /> (More information on how the start the Java Control Panel [[#Java_settings_-_Control_Panel|above]]).<br /> <br /> On the General tab, click on &quot;Settings&quot;, then &quot;Delete Files...&quot; and finally &quot;OK&quot; (and &quot;OK&quot; twice more to leave the Java Control Panel)<br /> <br /> [[File:Delete_java_cache.png | 800 px]]<br /> <br /> ==== Java temporary Files settings ====<br /> <br /> (2) Configure the Java temporary files settings as indicated on the printscreen below:<br /> <br /> [[File:KeepTemporatyFiles.png | 500 px]]<br /> <br /> <br /> <br /> == Write rights ==<br /> <br /> The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. &lt;br&gt;<br /> [[Error messages list#compression|These error messages]] reflect access problems.&lt;br&gt;<br /> <br /> In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:<br /> <br /> '''Right click on the e-file directory &gt; properties ... &gt; disable the checkbox label 'Read Only''''<br /> <br /> [[File:droits_prop.jpg]]<br /> <br /> If your internal security allows that action, you must also adapt your user rights to all '''e-file sub-directories'''.<br /> <br /> &lt;u&gt;'''Note'''&lt;/u&gt;: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you. <br /> <br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> &lt;span id=&quot;FF3&quot;&gt; &lt;/span&gt;<br /> <br /> == Firefox and Safari compatibility==<br /> The default installation of Firefox and Safari with mac needs some tweek in order to work :<br /> <br /> <br /> === firefox ===<br /> <br /> When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end.<br /> In order to start it, you need to remove the .html at the end of the file.<br /> <br /> <br /> === Safari (mac) ===<br /> On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a &quot;unauthorized developper&quot;<br /> <br /> If you have this message, you will need admin right on the machine :<br /> Go to : Mac icon -&gt; System preference -&gt; Security &amp; Privacy<br /> <br /> [[File:Mac_security_validation.png | 600px]]<br /> <br /> On this screen you have to select &quot;Open Anyway&quot;<br /> <br /> <br /> <br /> <br /> == Running ActiveX==<br /> The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.<br /> '''This association is automatically set up when installing [http://www.java.com Java]''', but sometimes a specific Internet Explorer option may prevents it to run properly.<br /> <br /> &lt;u&gt;'''Solution:'''&lt;/u&gt;<br /> <br /> 1. In '''Internet Explorer''', navigate to '''Tools &gt; Internet Options'''. <br /> <br /> 2. On the '''Security tab''', select a network zone. <br /> <br /> 3. Click '''Custom Level'''. <br /> <br /> 4. Scroll down to the '''Run ActiveX controls and plug-ins'''. <br /> <br /> 5. Select the checkbox label '''Run ActiveX controls and plug-ins'''.<br /> <br /> 6. Click '''OK''' and click '''Apply'''.<br /> <br /> [[File:runActiveX.jpg]]<br /> <br /> = Teamviewer =<br /> <br /> Click the link below in order to get remote assistance:<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance '''Windows''' compatible executable]<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance '''MAC''' compatible executable]<br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> <br /> <br /> <br /> <br /> = KeyTool =<br /> <br /> KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:<br /> <br /> [http://www.e-file.lu/download/KeytoolIUI.zip '''=&gt; Download KeytoolIUI.zip'''].<br /> <br /> <br /> To open it, double click on '''keytooliui.jar'''<br /> <br /> [[File:Keytool.jar.png| 180 px]] ➡️ [[File:Keytool manage view.png| 500 px]]<br /> <br /> <br /> <br /> == Why to merge two keystores ==<br /> <br /> While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation.<br /> The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.<br /> <br /> This article explains how to merge two keystores.<br /> <br /> <br /> <br /> == How does a keystore work ==<br /> <br /> [[File:schemaKeystore.jpg|680px]]<br /> <br /> Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is &quot;.ks&quot; and contains a list of certificates.<br /> <br /> &lt;br/&gt;<br /> <br /> Every certificate contains a public key but also a private key which is protected by a password (symbolized [[File:cleJaune1.jpg]]). The keystore access is protected by a password as well (symbolized [[File:cleNoire1.jpg]]). '''The private key password and the keystore password must always match''', thus [[File:cleJaune1.jpg]]= [[File:cleNoire1.jpg]]. For this reason make sure to always use the same password while handling the keystore.<br /> &lt;br/&gt;<br /> During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. <br /> On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.<br /> &lt;br/&gt;<br /> <br /> <br /> <br /> == How to merge two keystores ==<br /> <br /> The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[http://www.e-file.lu/download/KeytoolIUI.zip]].<br /> To open it, double click on '''keytooliui.jar'''. <br /> <br /> Follow all the steps to import public and private key from a certificate to another.<br /> <br /> [[File:1vue.png|700px]]<br /> &lt;br/&gt;<br /> *Select &quot;Import private key from other keystore&quot; as shown on the above printscreen (step 1)<br /> *Click on the two icons in the &quot;Source&quot; section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the &quot;How does a keystore work&quot; section sketch.<br /> *Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the &quot;How does a keystore work&quot; section sketch.<br /> *Click OK (step 4)<br /> <br /> [[File:2vue.png|700px]]f<br /> <br /> *Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.<br /> Click OK&lt;br/&gt;<br /> <br /> [[File:3vue.png|700px]]<br /> <br /> Input the name of the new private key that will be generated in the target keystore. The naming convention is :<br /> <br /> '''cleprivalid_''' + incremented number. &lt;br/&gt;&lt;br/&gt;<br /> <br /> '''As an example''', if the target keystore contains already 4 certificates, it has the following entries :<br /> <br /> *cleprivalid_1<br /> *cleprivalid_2<br /> *cleprivalid_3<br /> *cleprivalid_4<br /> The new key name will be cleprivalid_5.&lt;br/&gt;&lt;br/&gt;<br /> <br /> *Input the password that will be associated to the new key. '''Warning : it must be the same as the other private key's password of the target keystore''' (the one of the keystore). Confirm password.<br /> *Click Ok<br /> <br /> [[File:4vue.png]]<br /> <br /> The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.<br /> <br /> [[File:finalVue.png|700px]]<br /> <br /> <br /> <br /> ----</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Module&diff=6252 2022-05-02T16:07:15Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> = Operating mode=<br /> <br /> <br /> &lt;u&gt;Main functionalities of the Transmission Module:&lt;/u&gt;<br /> *Encryption and decryption of documents<br /> *Transmission of documents to supervisory authorities<br /> *Keystore generation<br /> *Certificate Request generation and activation<br /> <br /> <br /> <br /> <br /> = System requirements = <br /> <br /> e-file is compatible with all '''Windows''' and '''Mac Os''' versions.<br /> <br /> The only real requirement, in addition to '''internet access''', is to have a &lt;span style=&quot;color: #C00000&quot;&gt;'''java 1.8''' &lt;/span&gt; or above execution environment'''<br /> &lt;br&gt;<br /> This can be downloaded directly from [http://java.com Java official webpage], and following the default installation link.&lt;br&gt;&lt;br&gt;<br /> <br /> == Reporting services using www.e-file.lu ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | Java Runtime Environment (JRE)<br /> |At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Java version 1.8''' &lt;/span&gt; needs to be installed on each computer that needs to encrypt or decrypt data.<br /> Alternative installation are: <br /> * Archive Java 8 download, before the change of licence : https://www.oracle.com/java/technologies/javase/javase8-archive-downloads.html<br /> * OpenJDK: [[OpenJdk_for_the_transmission_module| installation guide]]<br /> |-<br /> ! scope=&quot;row&quot; | Java web start enabled<br /> | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE. &lt;br&gt; You have to associate this kind of file (.jnlp) with Java Webstart. &lt;br&gt; To do so you have to make a right click on the file :&lt;br&gt; <br /> • Open with &lt;br&gt; <br /> • Browse to retrieve the path of Java Webstart<br /> By default the path is :<br /> C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Proxy, antivirus<br /> | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded &lt;br&gt; The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled&lt;br&gt;as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''', '''www.e-file.lu/WSEfile''', '''www.e-file.lu/ECH'''<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Read and write access to e-file working folders<br /> |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.&lt;br&gt;Therefore, the keystore is imported by default in the &quot;workdir&quot; directory on the C:\ drive: '''C:\Users\&lt;username&gt; \efile\workdir'''.<br /> |-<br /> ! scope=&quot;row&quot; | Cookies<br /> |Cookies have to be enabled &lt;br&gt; [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]<br /> |-<br /> ! scope=&quot;row&quot; | Web browsers<br /> | e-file is compliant with most current browsers.&lt;br&gt;Please call us if you have a particular configuration.<br /> |-<br /> ! scope=&quot;row&quot; | Chrome &lt;br&gt; [[File:Icon Chrome.png | 75px]]<br /> | The default installation of Chrome works correctly.<br /> |-<br /> ! scope=&quot;row&quot; | Edge Chromium &lt;br&gt; [[File:Edge Chromium.jpg | 75px]]<br /> | The new Microsoft Edge is based on Chromium and was released on January 15, 2020. It is compatible with all supported versions of Windows, and macOS..<br /> |-<br /> ! scope=&quot;row&quot; | Internet Explorer &lt;br&gt; [[File:logo_ie.jpg | 75px]]&lt;br&gt;<br /> | (-) At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Internet Explorer version 11''' &lt;/span&gt; needs to be installed on your computer.<br /> <br /> (-) 'Do not save encrypted pages to disk' [[Transmission_Module#Running_JNLP|has to be unchecked]].&lt;br&gt;<br /> (-) 'Run ActiveX controls and plug-ins' [[Transmission_Module#activeX|has to be enabled]].<br /> |-<br /> ! scope=&quot;row&quot; | Firefox &lt;br&gt; [[File:logo_ff.jpg | 75px]]<br /> | The default installation of Firefox works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> |-<br /> ! scope=&quot;row&quot; | Safari &lt;br&gt; [[File:logo_safari.jpg | 75px]]<br /> | The default installation of Safari works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> <br /> <br /> |}<br /> <br /> == Luxtrust certificate ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | LuxTrust certificate order<br /> | For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.&lt;br&gt;<br /> To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Firefox, Safari, IE10 ...)<br /> <br /> [[E-file Administration#LUXTRUST_certificate_purchase_order|'''=&gt; How to order your Luxtrust certificate''']]<br /> |}<br /> <br /> = Manual file transmission =<br /> <br /> Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.<br /> <br /> <br /> <br /> == Transmission Module Migration==<br /> <br /> E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.<br /> <br /> <br /> <br /> === Transmission Module Technologie === <br /> <br /> <br /> [[File:Transmission Module technologi After(1).PNG| 600px]]<br /> <br /> === Transmission Section=== <br /> <br /> [[File:Transmission Module Section After(1).PNG| 1000px]]<br /> <br /> === Keystore Selection === <br /> <br /> <br /> [[File:Keystore selection After(1).PNG| 600px]]<br /> <br /> === Sending types ===<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Sending type'''<br /> ! scope=&quot;col&quot; | '''Reporting'''<br /> ! scope=&quot;col&quot; | '''Example'''<br /> ! scope=&quot;col&quot; | '''Detailed information'''<br /> |&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; technical &lt;br /&gt; business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||MMF reporting<br /> ||&lt;small&gt; MMFREP &lt;/small/&gt;<br /> || &lt;small&gt; MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip &lt;br /&gt; MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/en/money-market-funds-mmf/ &lt;small&gt;CSSF - Money market fund &lt;/small&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ &lt;small&gt; CSSF - Legal reporting &lt;/small/&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf &lt;small&gt; CSSF - MMFR Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 83'' &lt;br /&gt; ''wkf 131''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |-<br /> ||Mifir reporting<br /> ||&lt;small&gt; TAFREP &lt;/small/&gt;<br /> || &lt;small&gt; TAFREP-B00000001-2017-04-15-123456.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/wp-content/uploads/TAF_Handbook_2019.2.pdf &lt;small&gt; CSSF - TAF Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 71'' &lt;br /&gt; ''wkf 115''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting IORP<br /> ||&lt;small&gt; SUFREP&lt;/small/&gt;<br /> ||&lt;small&gt; SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/en/supervision/ivm/pf/legal-reporting/reporting-circular-cssf-19726/ &lt;small&gt; (-) CSSF - Legal reporting &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf &lt;small&gt; (-) CIRCULAR CSSF 19/726 &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf &lt;small&gt; (-) New naming convention SUFREP &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf &lt;small&gt; (-) Technical note &lt;/small/&gt;]&lt;br /&gt; <br /> [https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl &lt;small&gt; (-) XBRL taxonomies to be used &lt;/small/&gt;]&lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 80'' &lt;br /&gt; ''wkf 130''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AnaCredit<br /> ||&lt;small&gt; ANTREF &lt;br /&gt; ANTT1M &lt;br /&gt; ANTT2M &lt;br /&gt; ANTT2Q &lt;/small/&gt;<br /> ||&lt;small&gt; ANTREF_201801_LUB00999_20180205-001.xml &lt;br /&gt; ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml &lt;/small/&gt; &lt;br /&gt; <br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 74'' &lt;br /&gt; ''wkf 122'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SHS-Group reporting<br /> ||&lt;small&gt; SHSGRP &lt;/small/&gt;<br /> ||&lt;small&gt; SHSGRP_201709_LUB00999_20171206_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 75'' &lt;br /&gt; ''wkf 123'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FINREP report<br /> ||&lt;small&gt; B2.4 &lt;br /&gt; B2.5 &lt;/small/&gt;<br /> ||&lt;small&gt; FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML &lt;br /&gt; FRCREP-B9999-2007-12-B24-L2-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting EDIFACT<br /> ||&lt;small&gt; B4.4 (Credit institutions) &lt;/small/&gt;<br /> ||&lt;small&gt; B0001809.T01 &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf &lt;small&gt; (-) CSSF - Reporting instructions Edifact B4.4 &lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||Reporting CSDR<br /> ||&lt;small&gt; CSDREP &lt;/small/&gt;<br /> ||&lt;small&gt; CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf &lt;small&gt; (-) CSSF - Circular 19/709 &lt;/small/&gt;] &lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 78'' &lt;br /&gt; ''wkfxxx''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||COREP report<br /> ||&lt;small&gt; COFREP &lt;/small/&gt;<br /> ||&lt;small&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl &lt;br /&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip &lt;br /&gt; COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/document/reporting-requirements-for-credit-institutions-final-version/ &lt;small&gt; (-) CSSF - Reporting requirements for credit institutions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 72'' &lt;br /&gt; ''wkf 85''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Credit institution reporting<br /> ||&lt;small&gt;AR: Annual Report &lt;br /&gt; AS: Annual report consolidated &lt;br /&gt; CO: Compliance Report &lt;br /&gt; GR: Governance Report &lt;br /&gt; IA: Internal Audit Report &lt;br /&gt; IC: ICAAP &lt;br /&gt; ID: ICAAP Consolidated &lt;br /&gt; LF: Long Form Report &lt;br /&gt; LC: Long Form consolidated &lt;br /&gt; <br /> LD: Long form branch or specific participation &lt;br /&gt; <br /> ML:ManagementLetter &lt;br /&gt; MC: Management letter consolidated &lt;br /&gt; RC: Risk Control Report &lt;br /&gt; RP: Recovery Plan &lt;br /&gt; SC: Single Customer View &lt;br /&gt; LG: Reconciliation LuxGAAP FINREP &lt;br /&gt;<br /> RR: Results distribution &lt;br /&gt; <br /> BD: AC member list &lt;br /&gt; IL: ILAAP &lt;br /&gt; IM: ILAAP consolidated <br /> &lt;br /&gt; <br /> AC: Audit report on AML/CTF &lt;br /&gt; <br /> MF: Audit report on rules of conduct &lt;br /&gt; <br /> MM: Head quarter annual report &lt;br /&gt; <br /> RE: Report on out-of-court complaint resolution &lt;br /&gt; <br /> TR: Table on out-of-court complaint resolution &lt;br /&gt; <br /> AD: Circ. 18/697 annexe1 &lt;br /&gt;&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf &lt;small&gt; (-) CSSF - Circular 19/731&lt;/small/&gt;] &lt;br /&gt; <br /> <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 27'' &lt;br /&gt; ''wkf 92''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BCL statistics<br /> ||&lt;small&gt; S0.1; S1.1; S1.4; S1.5; &lt;br /&gt; S1.8; S1.9; S2.5-L; S2.5-N; &lt;br /&gt; S2.8; S2.9-L; S 2.9-N; S3.2&lt;/small/&gt;<br /> ||&lt;small&gt; S0001_L1_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 13'' &lt;br /&gt; ''wkf 96''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting S1.12-L<br /> ||&lt;small&gt; S1.12-L&lt;/small/&gt;<br /> ||&lt;small&gt; S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 76'' &lt;br /&gt; ''wkf 124''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Security by security Banks<br /> ||&lt;small&gt; TPTBBL; TPTBBN; TPTBHR; TPTBHN &lt;/small/&gt;<br /> ||&lt;small&gt; TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 20'' &lt;br /&gt; ''wkf 97''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Payments balance<br /> ||&lt;small&gt; BOP &lt;/small/&gt;<br /> ||&lt;small&gt; BOP101_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 12'' &lt;br /&gt; ''wkf 105''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF enquiry<br /> ||&lt;small&gt; ESPREP &lt;/small/&gt;<br /> ||&lt;small&gt; ESPREP-B0999-2008-06-STT.xls &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 15'' &lt;br /&gt; ''wkf 78''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EDP report<br /> ||&lt;small&gt; EDPREP &lt;/small/&gt;<br /> ||&lt;small&gt; EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 29'' &lt;br /&gt; ''wkf 109''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EME report<br /> ||&lt;small&gt; EMEREP &lt;/small/&gt;<br /> ||&lt;small&gt; EMEREP-W9999-2011-03-W11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 34'' &lt;br /&gt; ''wkf 110''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Data payment collection (CDP)<br /> ||&lt;small&gt; V1.1 - V1.300-F &lt;/small/&gt;<br /> ||&lt;small&gt; V0101_L2_201601_W000000003_B000000999_20160201_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf &lt;small&gt;BCL - File name convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 36'' &lt;br /&gt; ''wkf 74''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting U<br /> ||&lt;small&gt; U1.1 &lt;/small/&gt;<br /> ||&lt;small&gt; U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt; (-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf &lt;small&gt; (-) CSSF - File naming convention U1.1 reporting&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 8'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting Sicar<br /> ||&lt;small&gt; SICREP &lt;/small/&gt;<br /> ||&lt;small&gt; SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf &lt;small&gt;(-) CSSF - Circular 08/376&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt;(-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 17'' &lt;br /&gt; ''wkf 112''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> <br /> |-<br /> ||Management letters CSSF 09/423 <br /> ||&lt;small&gt; Management letters (ML) &lt;br /&gt; (OPC Loi 2010, OPC Loi 2007, SICAR)<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 82''&lt;/small/&gt; &lt;/span&gt;<br /> |-Fin. Rep. of GFI<br /> ||Management letters of GFI<br /> ||&lt;small&gt;(-) Management letters (ML) &lt;br /&gt; (Investment fund manager (IFM) &lt;br /&gt; Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 125''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Long forms CSSF 09/423<br /> ||<br /> &lt;small&gt; <br /> (-)Long Form reports (LF)&lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 81''&lt;/small/&gt; &lt;/span&gt; &lt;/small/&gt;<br /> |-<br /> ||Fin. Rep. of GFI<br /> ||<br /> &lt;small&gt; <br /> (-) Annual management company report (AR) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt; <br /> (-) Management company rep., other frequency (RO) &lt;br /&gt; <br /> (-) Response to the CSSF &lt;br /&gt;<br /> (-) Miscellaneous report<br /> &lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report not in 08/371<br /> ||&lt;small&gt; (-) Auditor report (RR) &lt;br /&gt;<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-'''HK'''-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 88''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |-<br /> ||Other closing documents of GFI<br /> ||<br /> &lt;small&gt;<br /> (-) Risk management function(GR) &lt;br /&gt; <br /> (-) OPCVM instruments information (ID) &lt;br /&gt;<br /> (-) Compliance Function (FC)&lt;br /&gt; <br /> (-) Internal audit function report (IA)&lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Complaints handling (TP) &lt;br /&gt; <br /> (-) Authorized third party complaints (LP) &lt;br /&gt;<br /> (-) Risk Management Procedure (PG)&lt;br /&gt; <br /> (-) Organization chart (OG) &lt;br /&gt; <br /> (-) Mandates table (TM) &lt;br /&gt; <br /> (-) Delegates of RFI (RD) &lt;br /&gt; <br /> (-) Branch activity (AS), &lt;br /&gt; <br /> (-) Own funds ratio (FP) &lt;br /&gt; <br /> (-) Risk management procedure AIFM (PN) &lt;br /&gt; <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt;<br /> &lt;br /&gt; <br /> <br /> <br /> || &lt;small&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt;<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 126''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> |-<br /> ||AML_AIFM_REG Reporting <br /> ||<br /> &lt;small&gt;<br /> <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; [[File:Attention.jpg|border|30px]]&lt;span style=&quot;color: #C00000&quot;&gt; '''E-file should no longer be used for this procedure -ET-!!!!!!''' &lt;br /&gt; <br /> <br /> || &lt;small&gt;<br /> <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 133''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS prospectus<br /> ||&lt;small&gt;SIF: &lt;br /&gt; <br /> (-) Prospectus (PC) &lt;br /&gt; <br /> (-) Offering document (DE) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 83''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 UCI prospectus<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Prospectus (PC) &lt;br /&gt; (-) Simplified prospectus (PS) &lt;br /&gt; (-) Letter of explanation (LE)&lt;/small/&gt;<br /> || <br /> &lt;small&gt; DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 84''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS report<br /> ||&lt;small&gt;SIF: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;&lt;br /&gt; <br /> &lt;small&gt;SICAR: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 87''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Semi-annual report (SR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (MP)&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 89''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management regulation/status<br /> ||&lt;small&gt; (-) DOCREP MR: Management Regulations of UCITS (MR) &lt;br /&gt; (-) DOCREP AI: Articles of Incorporation of UCITS (AI) &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-)DOCREP AI: Articles of Incorporation of SICAR (AI) <br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 108''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Key investor document<br /> ||&lt;small&gt; Key Investor Information Document &lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;/small/&gt; <br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf &lt;small&gt;(-) CSSF 11/509&lt;/small/&gt;] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;(-) CSSF - Document transmission &lt;br /&gt; Circulars 08/371, 09/423, 11/509&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 11''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF attestation<br /> ||[[Transmission_Module#Special_case:_UCI_attestation_request|&lt;small&gt; CSSF attestation request &lt;/small/&gt; ]]<br /> ||&lt;small&gt; - &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 104''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AIF Reporting<br /> ||&lt;small&gt; AIFREP &lt;/small/&gt;<br /> ||&lt;small&gt; AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip &lt;br /&gt; AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf &lt;small&gt; CSSF - Circular 14/581&lt;/small/&gt;] <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 54'' &lt;br /&gt; ''wkf 24''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management company report<br /> ||&lt;small&gt; SGOREP &lt;/small/&gt;<br /> ||&lt;small&gt; SGOREP-S9999-2009-03-G21-L2-S-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf &lt;small&gt;(-) CSSF - Circular 10/467&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf &lt;small&gt;(-) CSSF - Circular 15/633&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/g2-1-template/ &lt;small&gt;(-) G2.1 template provided in the CSSF website&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 26'' &lt;br /&gt; ''wkf 95''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||PSF report<br /> ||&lt;small&gt; PSFREP &lt;/small/&gt;<br /> ||&lt;small&gt; PSFREP-P9999-2008-03-P11-L1-L-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf &lt;small&gt;(-) CSSF - Circular 05/178&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/en/supervision/pfs/ &lt;small&gt;(-) CSSF - PFS&lt;/small/&gt;]] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 18'' &lt;br /&gt; ''wkf 94''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Titrisation vehicles &lt;br /&gt; (=&gt; BCL - Securitisation Vehicles reporting)<br /> ||&lt;small&gt; S2.14 &lt;br /&gt; S2.15 &lt;br /&gt; TPTTBS &lt;/small/&gt;<br /> ||&lt;small&gt; S0214_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; S0215_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; <br /> ||<br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf &lt;small&gt;(-) Circular 2014/236&lt;/small/&gt;] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf &lt;small&gt;(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 23'' &lt;br /&gt; ''wkf 98''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Issuing companies reporting &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; S2.16 &lt;br /&gt; S2.17 &lt;/small/&gt;<br /> ||&lt;small&gt; S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;br /&gt; S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting securities by securities of issuing companies &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; TPTIBS &lt;/small/&gt;<br /> ||&lt;small&gt; TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Companie) - &lt;br /&gt; Governance Re<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N01; N02; N03; N04; N07; N08; N09; N10; N11 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf &lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 64''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Réviseur) - &lt;br /&gt; Governance Rep<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N05; N06 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 63''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Solvency II Reporting<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; XBRL Solvency II reports &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 44''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FATCA sending<br /> ||&lt;small&gt; [[FATCA_Manual|FATCA]] &lt;/small/&gt;<br /> ||&lt;small&gt; FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml &lt;/small/&gt;<br /> ||<br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf &lt;small&gt; (-) Circulaire ECHA - n° 3 du 19 janvier 2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html &lt;small&gt; (-) ACD-FATCA&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 60'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CRS report<br /> ||&lt;small&gt; [[CRS Manual|CRS]] &lt;/small/&gt;<br /> ||&lt;small&gt; CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml &lt;/small/&gt; <br /> ||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html &lt;small&gt;(-) ACD-CRS&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html &lt;small&gt;(-) Newsletter 06/02/2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf &lt;small&gt;(-) ECHA-n°4 06/02/2017&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 68'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||OTHER reporting &lt;br /&gt; (=&gt; CSSF)<br /> ||&lt;small&gt; OTHREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTHREP-B9999-HELLO_WORLD.xlsx &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 19'' &lt;br /&gt; ''wkf 93''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Various correspondence (OTH) &lt;br /&gt; (=&gt; BCL -OTHER reporting)<br /> ||&lt;small&gt; OTXREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf &lt;small&gt;BCL Reporting Instructions&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 22'' &lt;br /&gt; ''wkf 75''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||'''Non LU UCI registration'''<br /> ||&lt;small&gt; KIID, prospectus, FactSheet... &lt;/small/&gt;<br /> ||&lt;small&gt; KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 30'' &lt;br /&gt; ''wkf 107''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Divers/Autres<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5'' &lt;br /&gt; ''wkf 73''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SIAG (03/108)<br /> ||&lt;small&gt; (-) Miscellaneous &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Reponse to the CSSF&lt;/small/&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 71''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Wrong name: Management company end &lt;br /&gt; the right name should be =&gt; Financial reports of Management companies)<br /> ||&lt;small&gt; (-) Management letters &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Semi-annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management company report, other frequency &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Response to the CSSF &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Explanation letter &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Auditor's report &lt;/small/&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification société gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 70''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification group UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 69''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 68''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Agrément société de gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 67''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||UCI agreement'''&lt;br /&gt;<br /> &lt;small&gt;&lt;span style=&quot;background:red&quot;&gt; '''Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.'''&lt;/span&gt;&lt;/small/&gt;&lt;br /&gt;<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating document&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous agreement &lt;/small/&gt; &lt;br /&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 66''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Envoi de documents à la CSSF<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 79''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Notification 2002/77<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 72''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |}<br /> <br /> == General tab ==<br /> <br /> <br /> '''The General tab has to be used in the following cases:'''<br /> <br /> &lt;u&gt; '''Case 1''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of all reportings that have been generated by our [[ReportGeneration|Report Generation module]] and transmitted through the [[ReportGeneration#File transmission|Transmission button]] available in the form.'''<br /> <br /> [[ReportGeneration#List of all reportings that can be created manually with our Report generator|=&gt; List of all reportings that can be created manually with our Report generator]]<br /> <br /> <br /> <br /> <br /> &lt;u&gt; '''Case 2''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of replies to source files initiated by the supervising authorities'''<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Detail'''<br /> ! scope=&quot;col&quot; | '''Supervising authority'''<br /> ! scope=&quot;col&quot; | '''Circular'''<br /> ! scope=&quot;col&quot; | '''e-file User Guide'''<br /> <br /> |-<br /> ||SPJ||&lt;u&gt;Replies to &lt;/u&gt; '''Notification and execution of court orders'''&lt;br /&gt;646REP &lt;br /&gt; 663REP &lt;br /&gt; 664REP<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]<br /> ||[[Transmission_follow-up#How_to_reply_to_court_orders_issued_by_investigating_judges_of_Luxembourg|How to reply to court orders issued by investigating judges of Luxembourg]]<br /> |-<br /> ||U11<br /> ||&lt;u&gt;Replies to &lt;/u&gt; to U11 ('''Global Feedback''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]<br /> ||[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|How to reply to U1.1 Global feedback]]<br /> |-<br /> |CPR, RAC, RDI,&lt;br /&gt;RGO,RLB, RRE, ESP,&lt;br /&gt;ETR, RSO,FIR<br /> ||&lt;u&gt;Replies to &lt;/u&gt;'''source files''' received from the CAA<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-3.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> |-<br /> |}<br /> <br /> = Solving the most common problems =<br /> <br /> <br /> == Reporter is blocked==<br /> <br /> The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.<br /> <br /> [[File:reporterisblocked.bmp|250 px]]<br /> <br /> <br /> For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.<br /> <br /> The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:<br /> <br /> - FINREP (CSSF circular 08/344)<br /> <br /> - COFREP (CSSF circular 08/344)<br /> <br /> - ESP (Special enquiries; CIRCULAR CSSF 08/344)<br /> <br /> - PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)<br /> <br /> - SICAR (Sociétés d´investissement en capital à risque)<br /> <br /> - Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)<br /> <br /> - Management companies (CIRCULAR CSSF 10/467)<br /> <br /> - Payment institutions (CIRCULAR CSSF 11/511)<br /> <br /> - Electronic money institutions (CIRCULAR CSSF 11/522)<br /> <br /> - OTHER reporting<br /> <br /> - AIFMD reporting (CIRCULAR CSSF 14/581)<br /> <br /> <br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - General]]<br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - AIFMD]]<br /> <br /> <br /> <br /> <br /> == Java settings - Control Panel ==<br /> <br /> <br /> <br /> (1) Open the Java Control Panel<br /> <br /> (-) Launch the Java Control Panel on '''Windows'''<br /> <br /> -Launch the Windows Start menu<br /> <br /> -Click on Programs (All Apps on Windows 10)<br /> <br /> -Find the Java program listing<br /> <br /> -Click Configure Java to launch the Java Control Panel<br /> <br /> <br /> <br /> (-) Launch the Java Control Panel on '''Mac''' (10.7.3 or above)<br /> <br /> -Click on Apple icon on upper left of screen<br /> <br /> -Go to System Preferences<br /> <br /> -Click on the Java icon to access the Java Control Panel<br /> <br /> === General tab ===<br /> <br /> == Delete Java cache ==<br /> <br /> (More information on how the start the Java Control Panel [[#Java_settings_-_Control_Panel|above]]).<br /> <br /> On the General tab, click on &quot;Settings&quot;, then &quot;Delete Files...&quot; and finally &quot;OK&quot; (and &quot;OK&quot; twice more to leave the Java Control Panel)<br /> <br /> [[File:Delete_java_cache.png | 800 px]]<br /> <br /> ==== Java temporary Files settings ====<br /> <br /> (2) Configure the Java temporary files settings as indicated on the printscreen below:<br /> <br /> [[File:KeepTemporatyFiles.png | 500 px]]<br /> <br /> <br /> <br /> == Write rights ==<br /> <br /> The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. &lt;br&gt;<br /> [[Error messages list#compression|These error messages]] reflect access problems.&lt;br&gt;<br /> <br /> In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:<br /> <br /> '''Right click on the e-file directory &gt; properties ... &gt; disable the checkbox label 'Read Only''''<br /> <br /> [[File:droits_prop.jpg]]<br /> <br /> If your internal security allows that action, you must also adapt your user rights to all '''e-file sub-directories'''.<br /> <br /> &lt;u&gt;'''Note'''&lt;/u&gt;: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you. <br /> <br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> &lt;span id=&quot;FF3&quot;&gt; &lt;/span&gt;<br /> <br /> == Firefox and Safari compatibility==<br /> The default installation of Firefox and Safari with mac needs some tweek in order to work :<br /> <br /> <br /> === firefox ===<br /> <br /> When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end.<br /> In order to start it, you need to remove the .html at the end of the file.<br /> <br /> <br /> === Safari (mac) ===<br /> On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a &quot;unauthorized developper&quot;<br /> <br /> If you have this message, you will need admin right on the machine :<br /> Go to : Mac icon -&gt; System preference -&gt; Security &amp; Privacy<br /> <br /> [[File:Mac_security_validation.png | 600px]]<br /> <br /> On this screen you have to select &quot;Open Anyway&quot;<br /> <br /> <br /> <br /> <br /> == Running ActiveX==<br /> The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.<br /> '''This association is automatically set up when installing [http://www.java.com Java]''', but sometimes a specific Internet Explorer option may prevents it to run properly.<br /> <br /> &lt;u&gt;'''Solution:'''&lt;/u&gt;<br /> <br /> 1. In '''Internet Explorer''', navigate to '''Tools &gt; Internet Options'''. <br /> <br /> 2. On the '''Security tab''', select a network zone. <br /> <br /> 3. Click '''Custom Level'''. <br /> <br /> 4. Scroll down to the '''Run ActiveX controls and plug-ins'''. <br /> <br /> 5. Select the checkbox label '''Run ActiveX controls and plug-ins'''.<br /> <br /> 6. Click '''OK''' and click '''Apply'''.<br /> <br /> [[File:runActiveX.jpg]]<br /> <br /> = Teamviewer =<br /> <br /> Click the link below in order to get remote assistance:<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance '''Windows''' compatible executable]<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance '''MAC''' compatible executable]<br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> <br /> <br /> <br /> <br /> = KeyTool =<br /> <br /> KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:<br /> <br /> [http://www.e-file.lu/download/KeytoolIUI.zip '''=&gt; Download KeytoolIUI.zip'''].<br /> <br /> <br /> To open it, double click on '''keytooliui.jar'''<br /> <br /> [[File:Keytool.jar.png| 180 px]] ➡️ [[File:Keytool manage view.png| 500 px]]<br /> <br /> <br /> <br /> == Why to merge two keystores ==<br /> <br /> While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation.<br /> The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.<br /> <br /> This article explains how to merge two keystores.<br /> <br /> <br /> <br /> == How does a keystore work ==<br /> <br /> [[File:schemaKeystore.jpg|680px]]<br /> <br /> Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is &quot;.ks&quot; and contains a list of certificates.<br /> <br /> &lt;br/&gt;<br /> <br /> Every certificate contains a public key but also a private key which is protected by a password (symbolized [[File:cleJaune1.jpg]]). The keystore access is protected by a password as well (symbolized [[File:cleNoire1.jpg]]). '''The private key password and the keystore password must always match''', thus [[File:cleJaune1.jpg]]= [[File:cleNoire1.jpg]]. For this reason make sure to always use the same password while handling the keystore.<br /> &lt;br/&gt;<br /> During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. <br /> On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.<br /> &lt;br/&gt;<br /> <br /> <br /> <br /> == How to merge two keystores ==<br /> <br /> The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[http://www.e-file.lu/download/KeytoolIUI.zip]].<br /> To open it, double click on '''keytooliui.jar'''. <br /> <br /> Follow all the steps to import public and private key from a certificate to another.<br /> <br /> [[File:1vue.png|700px]]<br /> &lt;br/&gt;<br /> *Select &quot;Import private key from other keystore&quot; as shown on the above printscreen (step 1)<br /> *Click on the two icons in the &quot;Source&quot; section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the &quot;How does a keystore work&quot; section sketch.<br /> *Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the &quot;How does a keystore work&quot; section sketch.<br /> *Click OK (step 4)<br /> <br /> [[File:2vue.png|700px]]f<br /> <br /> *Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.<br /> Click OK&lt;br/&gt;<br /> <br /> [[File:3vue.png|700px]]<br /> <br /> Input the name of the new private key that will be generated in the target keystore. The naming convention is :<br /> <br /> '''cleprivalid_''' + incremented number. &lt;br/&gt;&lt;br/&gt;<br /> <br /> '''As an example''', if the target keystore contains already 4 certificates, it has the following entries :<br /> <br /> *cleprivalid_1<br /> *cleprivalid_2<br /> *cleprivalid_3<br /> *cleprivalid_4<br /> The new key name will be cleprivalid_5.&lt;br/&gt;&lt;br/&gt;<br /> <br /> *Input the password that will be associated to the new key. '''Warning : it must be the same as the other private key's password of the target keystore''' (the one of the keystore). Confirm password.<br /> *Click Ok<br /> <br /> [[File:4vue.png]]<br /> <br /> The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.<br /> <br /> [[File:finalVue.png|700px]]<br /> <br /> [[File:finalVue.png|700px]]<br /> <br /> ----</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=Transmission_Module&diff=6251 2022-05-02T16:06:06Z

<p>Sebastien: </p> <hr /> <div>&lt;div style=&quot;text-align: right; direction: ltr; margin-left: 1em;&quot;&gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&lt;/div&gt;<br /> <br /> = Operating mode=<br /> <br /> <br /> &lt;u&gt;Main functionalities of the Transmission Module:&lt;/u&gt;<br /> *Encryption and decryption of documents<br /> *Transmission of documents to supervisory authorities<br /> *Keystore generation<br /> *Certificate Request generation and activation<br /> <br /> <br /> <br /> <br /> = System requirements = <br /> <br /> e-file is compatible with all '''Windows''' and '''Mac Os''' versions.<br /> <br /> The only real requirement, in addition to '''internet access''', is to have a &lt;span style=&quot;color: #C00000&quot;&gt;'''java 1.8''' &lt;/span&gt; or above execution environment'''<br /> &lt;br&gt;<br /> This can be downloaded directly from [http://java.com Java official webpage], and following the default installation link.&lt;br&gt;&lt;br&gt;<br /> <br /> == Reporting services using www.e-file.lu ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | Java Runtime Environment (JRE)<br /> |At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Java version 1.8''' &lt;/span&gt; needs to be installed on each computer that needs to encrypt or decrypt data.<br /> Alternative installation are: <br /> * Archive Java 8 download, before the change of licence : https://www.oracle.com/java/technologies/javase/javase8-archive-downloads.html<br /> * OpenJDK: [[OpenJdk_for_the_transmission_module| installation guide]]<br /> |-<br /> ! scope=&quot;row&quot; | Java web start enabled<br /> | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE. &lt;br&gt; You have to associate this kind of file (.jnlp) with Java Webstart. &lt;br&gt; To do so you have to make a right click on the file :&lt;br&gt; <br /> • Open with &lt;br&gt; <br /> • Browse to retrieve the path of Java Webstart<br /> By default the path is :<br /> C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Proxy, antivirus<br /> | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded &lt;br&gt; The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled&lt;br&gt;as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''', '''www.e-file.lu/WSEfile''', '''www.e-file.lu/ECH'''<br /> <br /> |-<br /> ! scope=&quot;row&quot; | Read and write access to e-file working folders<br /> |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.&lt;br&gt;Therefore, the keystore is imported by default in the &quot;workdir&quot; directory on the C:\ drive: '''C:\Users\&lt;username&gt; \efile\workdir'''.<br /> |-<br /> ! scope=&quot;row&quot; | Cookies<br /> |Cookies have to be enabled &lt;br&gt; [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]<br /> |-<br /> ! scope=&quot;row&quot; | Web browsers<br /> | e-file is compliant with most current browsers.&lt;br&gt;Please call us if you have a particular configuration.<br /> |-<br /> ! scope=&quot;row&quot; | Chrome &lt;br&gt; [[File:Icon Chrome.png | 75px]]<br /> | The default installation of Chrome works correctly.<br /> |-<br /> ! scope=&quot;row&quot; | Edge Chromium &lt;br&gt; [[File:Edge Chromium.jpg | 75px]]<br /> | The new Microsoft Edge is based on Chromium and was released on January 15, 2020. It is compatible with all supported versions of Windows, and macOS..<br /> |-<br /> ! scope=&quot;row&quot; | Internet Explorer &lt;br&gt; [[File:logo_ie.jpg | 75px]]&lt;br&gt;<br /> | (-) At least &lt;span style=&quot;color: #C00000&quot;&gt;'''Internet Explorer version 11''' &lt;/span&gt; needs to be installed on your computer.<br /> <br /> (-) 'Do not save encrypted pages to disk' [[Transmission_Module#Running_JNLP|has to be unchecked]].&lt;br&gt;<br /> (-) 'Run ActiveX controls and plug-ins' [[Transmission_Module#activeX|has to be enabled]].<br /> |-<br /> ! scope=&quot;row&quot; | Firefox &lt;br&gt; [[File:logo_ff.jpg | 75px]]<br /> | The default installation of Firefox works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> |-<br /> ! scope=&quot;row&quot; | Safari &lt;br&gt; [[File:logo_safari.jpg | 75px]]<br /> | The default installation of Safari works correctly &lt;br&gt;Please refer to the section : [[Transmission Module#FF3|Firefox and Safari compatibility]].<br /> <br /> <br /> |}<br /> <br /> == Luxtrust certificate ==<br /> <br /> {|border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot; style=&quot;text-align:left; width=80%;&quot;<br /> <br /> |-<br /> |<br /> ! scope=&quot;col&quot; | Additional information <br /> |-<br /> ! scope=&quot;row&quot; | LuxTrust certificate order<br /> | For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.&lt;br&gt;<br /> To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Firefox, Safari, IE10 ...)<br /> <br /> [[E-file Administration#LUXTRUST_certificate_purchase_order|'''=&gt; How to order your Luxtrust certificate''']]<br /> |}<br /> <br /> = Manual file transmission =<br /> <br /> Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.<br /> <br /> <br /> <br /> == Transmission Module Migration==<br /> <br /> E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.<br /> <br /> <br /> <br /> === Transmission Module Technologie === <br /> <br /> <br /> [[File:Transmission Module technologi After(1).PNG| 600px]]<br /> <br /> === Transmission Section=== <br /> <br /> [[File:Transmission Module Section After(1).PNG| 1000px]]<br /> <br /> === Keystore Selection === <br /> <br /> <br /> [[File:Keystore selection After(1).PNG| 600px]]<br /> <br /> === Sending types ===<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Sending type'''<br /> ! scope=&quot;col&quot; | '''Reporting'''<br /> ! scope=&quot;col&quot; | '''Example'''<br /> ! scope=&quot;col&quot; | '''Detailed information'''<br /> |&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''Internal &lt;br /&gt; technical &lt;br /&gt; business ID''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||MMF reporting<br /> ||&lt;small&gt; MMFREP &lt;/small/&gt;<br /> || &lt;small&gt; MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip &lt;br /&gt; MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/en/money-market-funds-mmf/ &lt;small&gt;CSSF - Money market fund &lt;/small&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ &lt;small&gt; CSSF - Legal reporting &lt;/small/&gt;]&lt;br/&gt;<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf &lt;small&gt; CSSF - MMFR Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 83'' &lt;br /&gt; ''wkf 131''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> |-<br /> ||Mifir reporting<br /> ||&lt;small&gt; TAFREP &lt;/small/&gt;<br /> || &lt;small&gt; TAFREP-B00000001-2017-04-15-123456.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/wp-content/uploads/TAF_Handbook_2019.2.pdf &lt;small&gt; CSSF - TAF Handbook &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 71'' &lt;br /&gt; ''wkf 115''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting IORP<br /> ||&lt;small&gt; SUFREP&lt;/small/&gt;<br /> ||&lt;small&gt; SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/en/supervision/ivm/pf/legal-reporting/reporting-circular-cssf-19726/ &lt;small&gt; (-) CSSF - Legal reporting &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf &lt;small&gt; (-) CIRCULAR CSSF 19/726 &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf &lt;small&gt; (-) New naming convention SUFREP &lt;/small/&gt;]&lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf &lt;small&gt; (-) Technical note &lt;/small/&gt;]&lt;br /&gt; <br /> [https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl &lt;small&gt; (-) XBRL taxonomies to be used &lt;/small/&gt;]&lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 80'' &lt;br /&gt; ''wkf 130''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AnaCredit<br /> ||&lt;small&gt; ANTREF &lt;br /&gt; ANTT1M &lt;br /&gt; ANTT2M &lt;br /&gt; ANTT2Q &lt;/small/&gt;<br /> ||&lt;small&gt; ANTREF_201801_LUB00999_20180205-001.xml &lt;br /&gt; ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml &lt;br /&gt; ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml &lt;/small/&gt; &lt;br /&gt; <br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 74'' &lt;br /&gt; ''wkf 122'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SHS-Group reporting<br /> ||&lt;small&gt; SHSGRP &lt;/small/&gt;<br /> ||&lt;small&gt; SHSGRP_201709_LUB00999_20171206_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf &lt;small&gt; BCL - Reporting instructions &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 75'' &lt;br /&gt; ''wkf 123'' &lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FINREP report<br /> ||&lt;small&gt; B2.4 &lt;br /&gt; B2.5 &lt;/small/&gt;<br /> ||&lt;small&gt; FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML &lt;br /&gt; FRCREP-B9999-2007-12-B24-L2-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting EDIFACT<br /> ||&lt;small&gt; B4.4 (Credit institutions) &lt;/small/&gt;<br /> ||&lt;small&gt; B0001809.T01 &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf &lt;small&gt; (-) CSSF - Reporting instructions Edifact B4.4 &lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 73'' &lt;br /&gt; ''wkf 86''&lt;/small/&gt; &lt;/span&gt; <br /> |-<br /> ||Reporting CSDR<br /> ||&lt;small&gt; CSDREP &lt;/small/&gt;<br /> ||&lt;small&gt; CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf &lt;small&gt; (-) CSSF - Circular 19/709 &lt;/small/&gt;] &lt;br /&gt; <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 78'' &lt;br /&gt; ''wkfxxx''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||COREP report<br /> ||&lt;small&gt; COFREP &lt;/small/&gt;<br /> ||&lt;small&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl &lt;br /&gt; COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip &lt;br /&gt; COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/document/reporting-requirements-for-credit-institutions-final-version/ &lt;small&gt; (-) CSSF - Reporting requirements for credit institutions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 72'' &lt;br /&gt; ''wkf 85''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Credit institution reporting<br /> ||&lt;small&gt;AR: Annual Report &lt;br /&gt; AS: Annual report consolidated &lt;br /&gt; CO: Compliance Report &lt;br /&gt; GR: Governance Report &lt;br /&gt; IA: Internal Audit Report &lt;br /&gt; IC: ICAAP &lt;br /&gt; ID: ICAAP Consolidated &lt;br /&gt; LF: Long Form Report &lt;br /&gt; LC: Long Form consolidated &lt;br /&gt; <br /> LD: Long form branch or specific participation &lt;br /&gt; <br /> ML:ManagementLetter &lt;br /&gt; MC: Management letter consolidated &lt;br /&gt; RC: Risk Control Report &lt;br /&gt; RP: Recovery Plan &lt;br /&gt; SC: Single Customer View &lt;br /&gt; LG: Reconciliation LuxGAAP FINREP &lt;br /&gt;<br /> RR: Results distribution &lt;br /&gt; <br /> BD: AC member list &lt;br /&gt; IL: ILAAP &lt;br /&gt; IM: ILAAP consolidated <br /> &lt;br /&gt; <br /> AC: Audit report on AML/CTF &lt;br /&gt; <br /> MF: Audit report on rules of conduct &lt;br /&gt; <br /> MM: Head quarter annual report &lt;br /&gt; <br /> RE: Report on out-of-court complaint resolution &lt;br /&gt; <br /> TR: Table on out-of-court complaint resolution &lt;br /&gt; <br /> AD: Circ. 18/697 annexe1 &lt;br /&gt;&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf &lt;br /&gt;<br /> DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf &lt;/small/&gt;<br /> ||<br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf &lt;small&gt; (-) CSSF - Circular 19/731&lt;/small/&gt;] &lt;br /&gt; <br /> <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 27'' &lt;br /&gt; ''wkf 92''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||BCL statistics<br /> ||&lt;small&gt; S0.1; S1.1; S1.4; S1.5; &lt;br /&gt; S1.8; S1.9; S2.5-L; S2.5-N; &lt;br /&gt; S2.8; S2.9-L; S 2.9-N; S3.2&lt;/small/&gt;<br /> ||&lt;small&gt; S0001_L1_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 13'' &lt;br /&gt; ''wkf 96''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting S1.12-L<br /> ||&lt;small&gt; S1.12-L&lt;/small/&gt;<br /> ||&lt;small&gt; S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 76'' &lt;br /&gt; ''wkf 124''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Security by security Banks<br /> ||&lt;small&gt; TPTBBL; TPTBBN; TPTBHR; TPTBHN &lt;/small/&gt;<br /> ||&lt;small&gt; TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 20'' &lt;br /&gt; ''wkf 97''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Payments balance<br /> ||&lt;small&gt; BOP &lt;/small/&gt;<br /> ||&lt;small&gt; BOP101_20130616_B000000999_B000000999_20130617_001.xml &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf &lt;small&gt; (-) BCL - Manual of electronic transmission for statistical reports of banks &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 12'' &lt;br /&gt; ''wkf 105''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF enquiry<br /> ||&lt;small&gt; ESPREP &lt;/small/&gt;<br /> ||&lt;small&gt; ESPREP-B0999-2008-06-STT.xls &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt; (-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 15'' &lt;br /&gt; ''wkf 78''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EDP report<br /> ||&lt;small&gt; EDPREP &lt;/small/&gt;<br /> ||&lt;small&gt; EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 29'' &lt;br /&gt; ''wkf 109''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||EME report<br /> ||&lt;small&gt; EMEREP &lt;/small/&gt;<br /> ||&lt;small&gt; EMEREP-W9999-2011-03-W11-L0-L-N--.xls &lt;/small/&gt; <br /> ||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ &lt;small&gt;(-) CSSF - Reporting instructions&lt;/small/&gt;] &lt;br /&gt; [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 34'' &lt;br /&gt; ''wkf 110''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Data payment collection (CDP)<br /> ||&lt;small&gt; V1.1 - V1.300-F &lt;/small/&gt;<br /> ||&lt;small&gt; V0101_L2_201601_W000000003_B000000999_20160201_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf &lt;small&gt;BCL - File name convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 36'' &lt;br /&gt; ''wkf 74''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting U<br /> ||&lt;small&gt; U1.1 &lt;/small/&gt;<br /> ||&lt;small&gt; U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml &lt;/small/&gt;<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt; (-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf &lt;small&gt; (-) CSSF - File naming convention U1.1 reporting&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 8'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting Sicar<br /> ||&lt;small&gt; SICREP &lt;/small/&gt;<br /> ||&lt;small&gt; SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf &lt;small&gt;(-) CSSF - Circular 08/376&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf &lt;small&gt;(-) CSSF - Circular 15/627&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 17'' &lt;br /&gt; ''wkf 112''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> <br /> |-<br /> ||Management letters CSSF 09/423 <br /> ||&lt;small&gt; Management letters (ML) &lt;br /&gt; (OPC Loi 2010, OPC Loi 2007, SICAR)<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 82''&lt;/small/&gt; &lt;/span&gt;<br /> |-Fin. Rep. of GFI<br /> ||Management letters of GFI<br /> ||&lt;small&gt;(-) Management letters (ML) &lt;br /&gt; (Investment fund manager (IFM) &lt;br /&gt; Gestionnaire des fonds d'investissment (GFI))<br /> (-) Letter of explanation (LE)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 125''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Long forms CSSF 09/423<br /> ||<br /> &lt;small&gt; <br /> (-)Long Form reports (LF)&lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 81''&lt;/small/&gt; &lt;/span&gt; &lt;/small/&gt;<br /> |-<br /> ||Fin. Rep. of GFI<br /> ||<br /> &lt;small&gt; <br /> (-) Annual management company report (AR) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt; <br /> (-) Management company rep., other frequency (RO) &lt;br /&gt; <br /> (-) Response to the CSSF &lt;br /&gt;<br /> (-) Miscellaneous report<br /> &lt;/small/&gt;<br /> ||<br /> &lt;small&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''S'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf &lt;br /&gt; <br /> DOCREP-'''A'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf &lt;br /&gt; <br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt;<br /> no naming convention &lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report not in 08/371<br /> ||&lt;small&gt; (-) Auditor report (RR) &lt;br /&gt;<br /> (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-'''HK'''-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 88''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |-<br /> ||Other closing documents of GFI<br /> ||<br /> &lt;small&gt;<br /> (-) Risk management function(GR) &lt;br /&gt; <br /> (-) OPCVM instruments information (ID) &lt;br /&gt;<br /> (-) Compliance Function (FC)&lt;br /&gt; <br /> (-) Internal audit function report (IA)&lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Complaints handling (TP) &lt;br /&gt; <br /> (-) Authorized third party complaints (LP) &lt;br /&gt;<br /> (-) Risk Management Procedure (PG)&lt;br /&gt; <br /> (-) Organization chart (OG) &lt;br /&gt; <br /> (-) Mandates table (TM) &lt;br /&gt; <br /> (-) Delegates of RFI (RD) &lt;br /&gt; <br /> (-) Branch activity (AS), &lt;br /&gt; <br /> (-) Own funds ratio (FP) &lt;br /&gt; <br /> (-) Risk management procedure AIFM (PN) &lt;br /&gt; <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt;<br /> &lt;br /&gt; <br /> <br /> <br /> || &lt;small&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) &lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt;<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) &lt;br /&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt; <br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)&lt;br /&gt;<br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 126''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> <br /> |-<br /> ||AML_AIFM_REG Reporting <br /> ||<br /> &lt;small&gt;<br /> <br /> (-) Minutes of meetings of the governing body (Board of directors or management board) (BD) &lt;br /&gt; <br /> (-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) &lt;br /&gt; <br /> (-) LBC/FT Obligation (BC) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> (-) Evidence that all of the manager's employees have completed AML / CFT training (ET) &lt;br /&gt; [[File:Attention.jpg|border|30px]]&lt;span style=&quot;color: #C00000&quot;&gt; '''E-file should no longer be used for this procedure -ET-!!!!!!''' &lt;br /&gt; <br /> <br /> || &lt;small&gt;<br /> <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> &lt;/small/&gt;<br /> <br /> ||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;CSSF - Document transmission &lt;br /&gt; Circulars 19/708&lt;/small/&gt; ]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 133''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS prospectus<br /> ||&lt;small&gt;SIF: &lt;br /&gt; <br /> (-) Prospectus (PC) &lt;br /&gt; <br /> (-) Offering document (DE) &lt;br /&gt; <br /> (-) Letter of explanation (LE) &lt;br /&gt;<br /> ||<br /> &lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 83''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 UCI prospectus<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Prospectus (PC) &lt;br /&gt; (-) Simplified prospectus (PS) &lt;br /&gt; (-) Letter of explanation (LE)&lt;/small/&gt;<br /> || <br /> &lt;small&gt; DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 84''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 FIS report<br /> ||&lt;small&gt;SIF: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;&lt;br /&gt; <br /> &lt;small&gt;SICAR: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (PM)&lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf &lt;/small/&gt;<br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 87''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||08/371 report<br /> ||&lt;small&gt;UCI: &lt;br /&gt; (-) Annual Report (AR) &lt;br /&gt; (-) Semi-annual report (SR) &lt;br /&gt; (-) Letter of explanation (LE) &lt;br /&gt; (-) Other periodic report (RO) &lt;br /&gt; (-) Movements in the securities portfolios (MP)&lt;/small/&gt;<br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt; &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 89''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management regulation/status<br /> ||&lt;small&gt; (-) DOCREP MR: Management Regulations of UCITS (MR) &lt;br /&gt; (-) DOCREP AI: Articles of Incorporation of UCITS (AI) &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-)DOCREP AI: Articles of Incorporation of SICAR (AI) <br /> ||&lt;small&gt;<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)&lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)&lt;br /&gt; <br /> DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ &lt;small&gt;(-) CSSF - CIRCULAIRE CSSF 19/708 &lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 108''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Key investor document<br /> ||&lt;small&gt; Key Investor Information Document &lt;/small/&gt;<br /> ||&lt;small&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) &lt;br /&gt; <br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) &lt;br /&gt; <br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;br /&gt; <br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf &lt;/small/&gt; <br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf &lt;small&gt;(-) CSSF 11/509&lt;/small/&gt;] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf &lt;small&gt;(-) CSSF - Document transmission &lt;br /&gt; Circulars 08/371, 09/423, 11/509&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 11''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CSSF attestation<br /> ||[[Transmission_Module#Special_case:_UCI_attestation_request|&lt;small&gt; CSSF attestation request &lt;/small/&gt; ]]<br /> ||&lt;small&gt; - &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 21'' &lt;br /&gt; ''wkf 104''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||AIF Reporting<br /> ||&lt;small&gt; AIFREP &lt;/small/&gt;<br /> ||&lt;small&gt; AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip &lt;br /&gt; AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip &lt;/small/&gt;<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf &lt;small&gt; CSSF - Circular 14/581&lt;/small/&gt;] <br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 54'' &lt;br /&gt; ''wkf 24''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Management company report<br /> ||&lt;small&gt; SGOREP &lt;/small/&gt;<br /> ||&lt;small&gt; SGOREP-S9999-2009-03-G21-L2-S-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf &lt;small&gt;(-) CSSF - Circular 10/467&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf &lt;small&gt;(-) CSSF - Circular 15/633&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/g2-1-template/ &lt;small&gt;(-) G2.1 template provided in the CSSF website&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 26'' &lt;br /&gt; ''wkf 95''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||PSF report<br /> ||&lt;small&gt; PSFREP &lt;/small/&gt;<br /> ||&lt;small&gt; PSFREP-P9999-2008-03-P11-L1-L-N--.xls &lt;/small/&gt; <br /> ||<br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf &lt;small&gt;(-) CSSF - Circular 05/178&lt;/small/&gt;] &lt;br /&gt; <br /> [http://www.cssf.lu/en/supervision/pfs/ &lt;small&gt;(-) CSSF - PFS&lt;/small/&gt;]] &lt;br /&gt; <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;(-) Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 18'' &lt;br /&gt; ''wkf 94''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Titrisation vehicles &lt;br /&gt; (=&gt; BCL - Securitisation Vehicles reporting)<br /> ||&lt;small&gt; S2.14 &lt;br /&gt; S2.15 &lt;br /&gt; TPTTBS &lt;/small/&gt;<br /> ||&lt;small&gt; S0214_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; S0215_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml &lt;br /&gt; <br /> ||<br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf &lt;small&gt;(-) Circular 2014/236&lt;/small/&gt;] &lt;br /&gt; [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf &lt;small&gt;(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 23'' &lt;br /&gt; ''wkf 98''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Issuing companies reporting &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; S2.16 &lt;br /&gt; S2.17 &lt;/small/&gt;<br /> ||&lt;small&gt; S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;br /&gt; S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Reporting securities by securities of issuing companies &lt;br /&gt; (=&gt; BCL - Financial Companies reporting)<br /> ||&lt;small&gt; TPTIBS &lt;/small/&gt;<br /> ||&lt;small&gt; TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml &lt;/small/&gt;<br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf &lt;small&gt; (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS &lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 35'' &lt;br /&gt; ''wkf 90''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Companie) - &lt;br /&gt; Governance Re<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N01; N02; N03; N04; N07; N08; N09; N10; N11 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf &lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 64''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Rapport narratif (CAA) (Réviseur) - &lt;br /&gt; Governance Rep<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; N05; N06 &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 63''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Solvency II Reporting<br /> ||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|&lt;small&gt; XBRL Solvency II reports &lt;br /&gt; '''no source files'''&lt;/small/&gt;]]<br /> ||&lt;small&gt; S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;/small/&gt;<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf &lt;small&gt; (-) Circulaire 15/10&lt;/small/&gt;] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf &lt;small&gt; (-) File naming convention&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 62'' &lt;br /&gt; ''wkf 44''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||FATCA sending<br /> ||&lt;small&gt; [[FATCA_Manual|FATCA]] &lt;/small/&gt;<br /> ||&lt;small&gt; FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml &lt;/small/&gt;<br /> ||<br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf &lt;small&gt; (-) Circulaire ECHA - n° 3 du 19 janvier 2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html &lt;small&gt; (-) ACD-FATCA&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 60'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||CRS report<br /> ||&lt;small&gt; [[CRS Manual|CRS]] &lt;/small/&gt;<br /> ||&lt;small&gt; CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml &lt;/small/&gt; <br /> ||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html &lt;small&gt;(-) ACD-CRS&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html &lt;small&gt;(-) Newsletter 06/02/2017&lt;/small/&gt;] &lt;br /&gt; [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf &lt;small&gt;(-) ECHA-n°4 06/02/2017&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 68'' &lt;br /&gt; ''wkf ''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||OTHER reporting &lt;br /&gt; (=&gt; CSSF)<br /> ||&lt;small&gt; OTHREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTHREP-B9999-HELLO_WORLD.xlsx &lt;/small/&gt; <br /> ||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ &lt;small&gt;Naming convention for CSSF reportings&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 19'' &lt;br /&gt; ''wkf 93''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Various correspondence (OTH) &lt;br /&gt; (=&gt; BCL -OTHER reporting)<br /> ||&lt;small&gt; OTXREP &lt;/small/&gt;<br /> ||&lt;small&gt; OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls &lt;/small/&gt; <br /> ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf &lt;small&gt;BCL Reporting Instructions&lt;/small/&gt;]<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 22'' &lt;br /&gt; ''wkf 75''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||'''Non LU UCI registration'''<br /> ||&lt;small&gt; KIID, prospectus, FactSheet... &lt;/small/&gt;<br /> ||&lt;small&gt; KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 30'' &lt;br /&gt; ''wkf 107''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Divers/Autres<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5'' &lt;br /&gt; ''wkf 73''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||SIAG (03/108)<br /> ||&lt;small&gt; (-) Miscellaneous &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Reponse to the CSSF&lt;/small/&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 71''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Wrong name: Management company end &lt;br /&gt; the right name should be =&gt; Financial reports of Management companies)<br /> ||&lt;small&gt; (-) Management letters &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Semi-annual management company report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management company report, other frequency &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous report &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Response to the CSSF &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Explanation letter &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Auditor's report &lt;/small/&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 80''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification société gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 70''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification group UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 69''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Modification UCI<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Prospectus Addendum &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt;<br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 68''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Agrément société de gestion<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 67''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||UCI agreement'''&lt;br /&gt;<br /> &lt;small&gt;&lt;span style=&quot;background:red&quot;&gt; '''Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.'''&lt;/span&gt;&lt;/small/&gt;&lt;br /&gt;<br /> ||&lt;small&gt; (-) Prospectus &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Registration request &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Incorporating document&lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Other informational and marketing documents &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Depositary bank agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Management agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Advisory agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Distribution agreement &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Domiciliation agreementt &lt;/small/&gt; &lt;br /&gt; &lt;small&gt; (-) Miscellaneous agreement &lt;/small/&gt; &lt;br /&gt; <br /> ||&lt;small&gt; No file name convention &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 5 and 1'' &lt;br /&gt; ''wkf 66''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Envoi de documents à la CSSF<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 79''&lt;/small/&gt; &lt;/span&gt;<br /> |-<br /> ||Notification 2002/77<br /> ||&lt;small&gt; tbd &lt;/small/&gt;<br /> ||&lt;small&gt; tbd &lt;/small/&gt; <br /> ||-<br /> ||&lt;span style=&quot;color: #868686&quot;&gt; &lt;small&gt;''bus 1'' &lt;br /&gt; ''wkf 72''&lt;/small/&gt; &lt;/span&gt;<br /> <br /> |}<br /> <br /> == General tab ==<br /> <br /> <br /> '''The General tab has to be used in the following cases:'''<br /> <br /> &lt;u&gt; '''Case 1''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of all reportings that have been generated by our [[ReportGeneration|Report Generation module]] and transmitted through the [[ReportGeneration#File transmission|Transmission button]] available in the form.'''<br /> <br /> [[ReportGeneration#List of all reportings that can be created manually with our Report generator|=&gt; List of all reportings that can be created manually with our Report generator]]<br /> <br /> <br /> <br /> <br /> &lt;u&gt; '''Case 2''': &lt;/u&gt; <br /> <br /> '''(-) Transmission of replies to source files initiated by the supervising authorities'''<br /> <br /> {| border=&quot;1&quot; cellspacing=&quot;2&quot; cellpadding=&quot;10&quot;<br /> |-<br /> ! scope=&quot;col&quot; | '''Report &lt;br /&gt; naming convention'''<br /> ! scope=&quot;col&quot; | '''Detail'''<br /> ! scope=&quot;col&quot; | '''Supervising authority'''<br /> ! scope=&quot;col&quot; | '''Circular'''<br /> ! scope=&quot;col&quot; | '''e-file User Guide'''<br /> <br /> |-<br /> ||SPJ||&lt;u&gt;Replies to &lt;/u&gt; '''Notification and execution of court orders'''&lt;br /&gt;646REP &lt;br /&gt; 663REP &lt;br /&gt; 664REP<br /> ||CSSF<br /> ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]<br /> ||[[Transmission_follow-up#How_to_reply_to_court_orders_issued_by_investigating_judges_of_Luxembourg|How to reply to court orders issued by investigating judges of Luxembourg]]<br /> |-<br /> ||U11<br /> ||&lt;u&gt;Replies to &lt;/u&gt; to U11 ('''Global Feedback''')<br /> ||CSSF<br /> ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] &lt;br /&gt; [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]<br /> ||[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|How to reply to U1.1 Global feedback]]<br /> |-<br /> |CPR, RAC, RDI,&lt;br /&gt;RGO,RLB, RRE, ESP,&lt;br /&gt;ETR, RSO,FIR<br /> ||&lt;u&gt;Replies to &lt;/u&gt;'''source files''' received from the CAA<br /> ||CAA<br /> ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] &lt;br /&gt; [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-3.pdf (-) File naming convention]<br /> ||[[CAA_Manual|Wiki-CAA Manual]]<br /> |-<br /> |}<br /> <br /> = Solving the most common problems =<br /> <br /> <br /> == Reporter is blocked==<br /> <br /> The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.<br /> <br /> [[File:reporterisblocked.bmp|250 px]]<br /> <br /> <br /> For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.<br /> <br /> The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:<br /> <br /> - FINREP (CSSF circular 08/344)<br /> <br /> - COFREP (CSSF circular 08/344)<br /> <br /> - ESP (Special enquiries; CIRCULAR CSSF 08/344)<br /> <br /> - PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)<br /> <br /> - SICAR (Sociétés d´investissement en capital à risque)<br /> <br /> - Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)<br /> <br /> - Management companies (CIRCULAR CSSF 10/467)<br /> <br /> - Payment institutions (CIRCULAR CSSF 11/511)<br /> <br /> - Electronic money institutions (CIRCULAR CSSF 11/522)<br /> <br /> - OTHER reporting<br /> <br /> - AIFMD reporting (CIRCULAR CSSF 14/581)<br /> <br /> <br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - General]]<br /> <br /> [[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=&gt; e-file User Guide: CSSF Certificate registration - AIFMD]]<br /> <br /> <br /> <br /> <br /> == Java settings - Control Panel ==<br /> <br /> <br /> <br /> (1) Open the Java Control Panel<br /> <br /> (-) Launch the Java Control Panel on '''Windows'''<br /> <br /> -Launch the Windows Start menu<br /> <br /> -Click on Programs (All Apps on Windows 10)<br /> <br /> -Find the Java program listing<br /> <br /> -Click Configure Java to launch the Java Control Panel<br /> <br /> <br /> <br /> (-) Launch the Java Control Panel on '''Mac''' (10.7.3 or above)<br /> <br /> -Click on Apple icon on upper left of screen<br /> <br /> -Go to System Preferences<br /> <br /> -Click on the Java icon to access the Java Control Panel<br /> <br /> === General tab ===<br /> <br /> == Delete Java cache ==<br /> <br /> (More information on how the start the Java Control Panel [[#Java_settings_-_Control_Panel|above]]).<br /> <br /> On the General tab, click on &quot;Settings&quot;, then &quot;Delete Files...&quot; and finally &quot;OK&quot; (and &quot;OK&quot; twice more to leave the Java Control Panel)<br /> <br /> [[File:Delete_java_cache.png | 800 px]]<br /> <br /> ==== Java temporary Files settings ====<br /> <br /> (2) Configure the Java temporary files settings as indicated on the printscreen below:<br /> <br /> [[File:KeepTemporatyFiles.png | 500 px]]<br /> <br /> <br /> <br /> == Write rights ==<br /> <br /> The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. &lt;br&gt;<br /> [[Error messages list#compression|These error messages]] reflect access problems.&lt;br&gt;<br /> <br /> In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:<br /> <br /> '''Right click on the e-file directory &gt; properties ... &gt; disable the checkbox label 'Read Only''''<br /> <br /> [[File:droits_prop.jpg]]<br /> <br /> If your internal security allows that action, you must also adapt your user rights to all '''e-file sub-directories'''.<br /> <br /> &lt;u&gt;'''Note'''&lt;/u&gt;: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you. <br /> <br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> &lt;span id=&quot;FF3&quot;&gt; &lt;/span&gt;<br /> <br /> == Firefox and Safari compatibility==<br /> The default installation of Firefox and Safari with mac needs some tweek in order to work :<br /> <br /> <br /> === firefox ===<br /> <br /> When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end.<br /> In order to start it, you need to remove the .html at the end of the file.<br /> <br /> <br /> === Safari (mac) ===<br /> On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a &quot;unauthorized developper&quot;<br /> <br /> If you have this message, you will need admin right on the machine :<br /> Go to : Mac icon -&gt; System preference -&gt; Security &amp; Privacy<br /> <br /> [[File:Mac_security_validation.png | 600px]]<br /> <br /> On this screen you have to select &quot;Open Anyway&quot;<br /> <br /> <br /> <br /> <br /> == Running ActiveX==<br /> The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.<br /> '''This association is automatically set up when installing [http://www.java.com Java]''', but sometimes a specific Internet Explorer option may prevents it to run properly.<br /> <br /> &lt;u&gt;'''Solution:'''&lt;/u&gt;<br /> <br /> 1. In '''Internet Explorer''', navigate to '''Tools &gt; Internet Options'''. <br /> <br /> 2. On the '''Security tab''', select a network zone. <br /> <br /> 3. Click '''Custom Level'''. <br /> <br /> 4. Scroll down to the '''Run ActiveX controls and plug-ins'''. <br /> <br /> 5. Select the checkbox label '''Run ActiveX controls and plug-ins'''.<br /> <br /> 6. Click '''OK''' and click '''Apply'''.<br /> <br /> [[File:runActiveX.jpg]]<br /> <br /> = Teamviewer =<br /> <br /> Click the link below in order to get remote assistance:<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance '''Windows''' compatible executable]<br /> <br /> [http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance '''MAC''' compatible executable]<br /> <br /> <br /> <br /> &lt;br style=&quot;clear:both;&quot; /&gt;<br /> <br /> <br /> <br /> <br /> = KeyTool =<br /> <br /> KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:<br /> <br /> [http://www.e-file.lu/download/KeytoolIUI.zip '''=&gt; Download KeytoolIUI.zip'''].<br /> <br /> <br /> To open it, double click on '''keytooliui.jar'''<br /> <br /> [[File:Keytool.jar.png| 180 px]] ➡️ [[File:Keytool manage view.png| 500 px]]<br /> <br /> <br /> <br /> == Why to merge two keystores ==<br /> <br /> While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation.<br /> The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.<br /> <br /> This article explains how to merge two keystores.<br /> <br /> <br /> <br /> == How does a keystore work ==<br /> <br /> [[File:schemaKeystore.jpg|680px]]<br /> <br /> Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is &quot;.ks&quot; and contains a list of certificates.<br /> <br /> &lt;br/&gt;<br /> <br /> Every certificate contains a public key but also a private key which is protected by a password (symbolized [[File:cleJaune1.jpg]]). The keystore access is protected by a password as well (symbolized [[File:cleNoire1.jpg]]). '''The private key password and the keystore password must always match''', thus [[File:cleJaune1.jpg]]= [[File:cleNoire1.jpg]]. For this reason make sure to always use the same password while handling the keystore.<br /> &lt;br/&gt;<br /> During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. <br /> On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.<br /> &lt;br/&gt;<br /> <br /> <br /> <br /> == How to merge two keystores ==<br /> <br /> The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[http://www.e-file.lu/download/KeytoolIUI.zip]].<br /> To open it, double click on '''keytooliui.jar'''. <br /> <br /> Follow all the steps to import public and private key from a certificate to another.<br /> <br /> [[File:1vue.png|700px]]<br /> &lt;br/&gt;<br /> *Select &quot;Import private key from other keystore&quot; as shown on the above printscreen (step 1)<br /> *Click on the two icons in the &quot;Source&quot; section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the &quot;How does a keystore work&quot; section sketch.<br /> *Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the &quot;How does a keystore work&quot; section sketch.<br /> *Click OK (step 4)<br /> <br /> [[File:2vue.png|700px]]f<br /> <br /> *Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.<br /> Click OK&lt;br/&gt;<br /> <br /> [[File:3vue.png|700px]]<br /> <br /> Input the name of the new private key that will be generated in the target keystore. The naming convention is :<br /> <br /> '''cleprivalid_''' + incremented number. &lt;br/&gt;&lt;br/&gt;<br /> <br /> '''As an example''', if the target keystore contains already 4 certificates, it has the following entries :<br /> <br /> *cleprivalid_1<br /> *cleprivalid_2<br /> *cleprivalid_3<br /> *cleprivalid_4<br /> The new key name will be cleprivalid_5.&lt;br/&gt;&lt;br/&gt;<br /> <br /> *Input the password that will be associated to the new key. '''Warning : it must be the same as the other private key's password of the target keystore''' (the one of the keystore). Confirm password.<br /> *Click Ok<br /> <br /> [[File:4vue.png]]<br /> <br /> The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.<br /> <br /> [[File:finalVue.png|700px]]<br /> <br /> [[TestModif.png|700px]]<br /> <br /> ----</div>

Sebastien https://www.e-file.lu/wiki/index.php?title=File:Logo.jpg&diff=6249 2022-05-02T06:36:46Z

<p>Sebastien: </p> <hr /> <div></div>

Sebastien